CL AS SI CA L INDIA N P HIL O SO PH Y
PETER ADAMSON AND
JONARDON GANERI
CLASSICAL
INDIAN
PHILOSOPHY
a history of philosophy without
any gaps, volume 5
1
1
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CONTENTS
ix
xi
xv
xvii
xxiii
Note on Pronunciation
Preface
Acknowledgements
Timeline
Map of India
PART I ORIGINS
. Begin at the End: An Introduction to philosophy in India
. Scriptures, Schools, and Systems: A Historical Overview
. Kingdom for a Horse: India in the Vedic Period
. Hide and Seek: The Upaniṣads
. Indra’s Search: The Self in the Upaniṣads
. You Are What You Do: Karma in the Upaniṣads
. Case Worker: Pāṇini’s Grammar
. Suffering and Smiling: The Buddha
. Crossover Appeal: The Nature of the Buddha’s Teaching
. Carry a Big Stick: Ancient Indian Political Thought
. Better Half: Women in Ancient India
. Grand Illusion: Dharma and Deception in the Mahābhārata
. World on a String: The Bhagavad-gı ̄tā
. Mostly Harmless: Non-Violence
v
PART II THE AGE OF THE SŪ TRA
. A Tangled Web: The Age of the Sūtra
. When in Doubt: The Rise of Skepticism
. Master of Ceremonies: Jaimini’s Mı ̄māṃ sā-sūtra
. Innocent Until Proven Guilty: Mı ̄māṃ sā on Knowledge
and Language
. Source Code: Bādarāyaṇa’s Vedānta-sūtra
_
. No Two Ways About It: Śankara
and Advaita Vedānta
. Communication Breakdown: Bhartṛhari on Language
. The Theory of Evolution: Iśvarakṛṣṇa’s Sāṃ khya-kārikā
ˉyurvedic Medicine
. Who Wants to Live Forever? Early A
. Practice Makes Perfect: Patañjali’s Yoga-sūtra
. Where There’s Smoke There’s Fire: Gautama’s Nyāya-sūtra
. What You See Is What You Get: Nyāya on Perception
. Standard Deductions: Nyāya on Reasoning
. The Truth Shall Set You Free: Nyāya on the Mind
. Fine-Grained Analysis: Kaṇāda’s Vaiśeṣika-sūtra
. The Whole Story: Vaiśeṣika on Complexity and Causation
. A Day in the Life: Theories of Time
. The Wolf ’s Footprint: Indian Naturalism
. Mind out of Matter: Materialist Theories of the Self
PART III BUDDHISTS AND JAINAS
. We Beg to Differ: The Buddhists and Jainas
. It All Depends: Nāgārjuna on Emptiness
. Motion Denied: Nāgārjuna on Change
vi
. No Four Ways About It: Nāgārjuna’s Tetralemma
. Taking Perspective: The Jaina Theory of Standpoints
. Well Qualified: The Jainas on Truth
. Change of Mind: Vasubandhu and Yogācāra Buddhism
. Who’s Pulling Your Strings? Buddhaghosa on No-Self and
Autonomy
. Under Construction: Dignāga on Perception and Language
. Follow the Evidence: Dignāga’s Logic
. Doors of Perception: Dignāga on Consciousness
PART IV BEYOND ANCIENT INDIA
. In Good Taste: The Aesthetics of Rasa
. Learn by Doing: Tantra
. Looking East: Indian Influence on Greek Thought
. The Buddha and I: Indian Influence on Islamic and European
Thought
. What Happened Next: Indian Philosophy after Dignāga
Notes
Further Reading
Index
vii
NOTE ON PRONUNCIATION
T
his note follows M. Coulson, Sanskrit: An Introduction to the Classical Language
(London: ), –, where a very detailed explanation can be found.
Vowel sounds. The short “a” in Sanskrit (written “a” with no diacritical mark),
sounds like the English vowel “u” in “but” or “duck,” which is why we have English
renderings of words like “pundit” and “Punjab.” The long “a” (written “ā”) is completely open, as in “father.” There are long and short versions of the other vowels,
with “i” as in “pin” and “ı ”̄ as in “fee,” “u” as in “put” but “ū” as in “boo,” “e” as in
“made” and “ai” as in “bite,” and finally “o” as in “rope” but “au” as in “found.” There is
also a vowel “ṛ”, usually pronounced as if “ri,” thus Ṛ g-veda is pronounced “Rigveda.”
Consonant sounds. Consonants are classified as voiceless or voiced, unaspirated or
aspirated, and there are five types, velar, palatal, retroflex, dental, and labial (see the
excellent interactive chart at https://ubcsanskrit.ca/lesson/devanāgarı ̄.html). The
voiceless stops are “k,” “c,” “ṭ,” “t,” and “p,” pronounced as in “kill,” “chill,” “try,”
French “tout,” and “pill.” The retroflex “ṭ” is made with the tongue against the front
of the roof of the mouth rather than against the teeth. The aspirated versions of
these stops are written as “kh,” “ch,” “ṭh,” “th,” and “ph.” Note that the “h” indicates
aspiration only, and so they are not pronounced as in “thin” or “physics,” but simply
as before but now with an outbreath. The unaspirated voiced stops (voiced because
pronounced with a vibration of the vocal chord) are “g,” “j,” “ḍ,” “d,” and “b,” and
they closely resemble their English equivalents. These too have aspirated versions,
“gh,” “jh,” “ḍh,” “dh,” and “bh,” pronounced with both vibrating vocal chord and
outbreath.
Nasals. There are five nasal sounds in Sanskrit, one for each of the five consonant
_ “ñ,” “ṇ,” “n,” and “m.” Thus
groups mentioned before. They are transliterated as “n,”
_
“anga”
sounds like English “hunger” without the “h,” while “pañca” sounds like
“puncher.”
There are four unaspirated semi-vowels, “ya,” “ra,” “la,” and “va.” Of these, “va” is
somewhere between English “v” and “w.”
There are three sibilants, palatal “s ́a,” retroflex “ṣa,” and dental “sa.” The dental “sa”
is most similar to English “s,” palatal “s ́a” sounds like “sh” as in “ship,” and the
ix
retroflex “ṣa” is, as before, made with the tongue against the front of the roof of the
mouth.
The last pure sound we will mention here is the voiced version of unvoiced
English aspirant “h.” So in “hata,” meaning “killed,” the “h” involves both outbreath
and voicing. When unvoiced, it is written with a special sign called a visarga (which
in Devanāgarı ̄ looks like a colon) and occurs only at the end of a syllable.
Finally, the common conjunct sound “jña” is usually pronounced “gya” (as in
“jñāna,” “knowledge”).
x
PREFA CE
T
his book wasn’t supposed to exist. When the History of Philosophy Without Any
Gaps was launched as a podcast series, which became the basis of this series of
books, the intention was to begin with ancient Greek thought and cover its
reception in later European history as well as the Islamic world. This is the project
embodied by the four books published so far, on Classical Philosophy, Philosophy in the
Hellenistic and Roman Worlds, Philosophy in the Islamic World, and Medieval Philosophy. But
as a number of listeners to the podcast rightly pointed out, this version of the
project was too narrow. How can a series claim to cover philosophy “without any
gaps” without dealing with India and China? The book you are holding in your
hands (or the “book” you are reading on a screen) represents a step towards a more
genuinely comprehensive history of philosophy. The aim is now to cover philosophy in all historical periods and in all cultures. It’s an ambition that will presumably
never be realized fully. But in hopes of coming as close as possible the series’ original
author, Peter Adamson, is joining forces with several collaborators who will bring
expertise on philosophical traditions from around the world.
Writing a truly global history of philosophy means dealing with a wide range of
cultures that did not use the originally Greek word “philosophy” or produce texts
that can easily be categorized as “philosophical works.” To include, say, African oral
traditions1 or Native American belief systems in a history of philosophy means
being open to the idea that unusual bodies of evidence may be of interest to the
historian of philosophy, for instance reports of traditional sayings or tales rather
than discursive, argumentative treatises. In truth, ancient India does not really
present us with that sort of challenge. You could have a very narrow, restrictive
definition of philosophy and still find that there is plenty of material from India that
satisfies this definition. There is no lack of written sources to consult, stretching back
indeed to some of the earliest texts from any culture in the form of the Vedas. And
as you can see by merely skimming through this volume or even just perusing the
table of contents, all the main areas of philosophy were explicitly addressed and
made the subject of detailed dialectical debate. Particularly prominent are issues
within epistemology, philosophy of language, and the philosophy of mind, but we’ll
also be looking at texts devoted to ethics, metaphysics, and more.
xi
Not infrequently, we’ll be coming across ideas within these various departments
of philosophy that resonate with European thought. This is rather reassuring. The
fact that thinkers of India wound up independently exploring some of the same
options that emerged in Europe suggests that philosophical reflection tends to
converge on a certain range of questions and answers, regardless of cultural
motivation and background.2 Then again, it would be somewhat disappointing
if Indian philosophy were just a duplicate of European philosophy, but in other
languages. In that case we could save ourselves the trouble of dealing with texts in
Sanskrit, Pāli, and other Indian tongues. (Or alternatively, we could just study
Indian philosophy and forget about the Greeks and their legacy. After all, learning
ancient Greek, Arabic, Latin, and so on is no picnic either.) Happily, we will also
find that India offers many distinctive ideas, exploring problems that may seem
unfamiliar to students of “Western” philosophy and offering different answers to
familiar questions.
Before moving on to the rest of the book, we owe you a few warnings. Despite the
“without any gaps” slogan, it will not offer exactly the same kind of coverage found
in other installments of the series. For instance, the recently published volume
devoted to medieval philosophy looks at a larger number of figures and texts, and
more or less in chronological order. Here, we instead organize the discussion
mostly in terms of schools, not as a thinker-by-thinker or generation-by-generation narrative. This makes sense given the nature of the material, and not only
because dating figures and texts is often difficult. Authors often felt strong
allegiance to one movement and opposed others, and foundational texts typically
need to be read together with later commentaries to make them comprehensible.
In this respect our approach is more like the one taken with Hellenistic philosophy
in an earlier volume.
We also need to be modest about the extent to which our discussion in this book
really does avoid gaps. We are covering a vast chronological and intellectual terrain
here, and aim to provide readers with a philosophically informed guide to that
terrain, rather than something on the order of an encyclopedia, where every known
thinker gets a mention. It must also be said that the state of scholarship on ancient
Indian thought is not comparable to, say, ancient Greek philosophy, where nearly
all texts are well edited and reliably translated, and have been made the object of
extensive secondary literature. In comparison, the study of Indian philosophy is
only at its beginning. Still, one should not be too pessimistic. Though much remains
to be done, there is plenty of good work on Indian philosophy, and this book will
hopefully offer readers a way into that body of literature.3
xii
As in other volumes of the series, we do adhere to the “without any gaps”
approach by touching on a broader range of topics and treatises than you’ll find
in other introductions to the topic. Thus we will be tackling such diverse themes as
ˉyurvedic medicine, cosmological
Sanskrit grammar, attitudes towards gender, A
conceptions of time, Tantric ritual, and classical Indian theater. (In pursuing the
last two themes, we venture into chronologically later figures than those covered in
the rest of the book, which is why these two chapters have been placed in the final
section.) In part we cast a wider net simply in order to take up issues of intrinsic
philosophical interest, but these chapters are also intended to show how ideas found
in more strictly philosophical texts penetrated throughout Indian society. More
generally, we hope that readers will come away from the book with an appreciation
of the place of philosophy within Indian history, as well as the place of Indian
culture within the history of philosophy.
xiii
ACKNOWLEDGEMENTS
W
e would firstly like to thank the experts who agreed to appear as interview
guests on the podcast series: Brian Black, Amber Carpenter, Monima
Chadha, Francis Clooney, Jessica Frazier, Elisa Freschi, Rupert Gethin, Marie-Hélène
Gorisse, Ujjwala Jha, V.N. Jha, Philipp Maas, Kit Patrick, Graham Priest, and Jan
Westerhoff. These scholars were also generous with their suggestions and feedback
for the book; we are also grateful for advice offered by several other colleagues
mentioned in the notes to the chapters below, and for useful feedback from two
anonymous referees who read the manuscript for the press. For the production of
the podcast series on India, we are thankful to Andreas Lammer and Bethany
Somma, as well as to Julian Rimmer for maintaining the website. We also thank
Peter Momtchiloff from Oxford University Press for his continued shepherding of
this book series.
Finally, Peter Adamson would as always like to record his gratitude to his family
for their love and support: his parents, brother Glenn, wife Ursula, and children
Sophia and Johanna. Jonardon Ganeri would like to thank all the students who
bravely took his Indian Philosophy classes at King’s College London over many
years.
xv
TIMELINE
Author
Date
Best-Known Work
Origins: Philosophies of Path and Purpose
Uddālaka, Yājñavalkya,
Śāṇḍilya, et al.
circa (hereafter c.) th–th cent. BCE Views Recorded in
Bṛhada ̄raṇyaka and
Cha ̄ndogya Upaniṣad
Mahāvı ̄ra Jina
c.– BCE
ˉgama
Views Recorded in the A
The Buddha
–/– BCE
Views Recorded in the Nika ̄ya
Payāsi, Makkali Gosāla,
Ajita Kesakambala, et al.
c.th–th cent. BCE
Views Recorded in the Nika ̄ya
th–st cent. BCE
Later Upaniṣads
Kauṭilya
c.– BCE
Arthas ́a ̄stra
Moggalaputra Tissa
c. BCE
Katha ̄vatthu
“Vyāsa”
BCE– CE
Maha ̄bha ̄rata
Patañjali
c. BCE
Maha ̄bha ̄ṣya
within (hereafter w.) BCE– CE Milinda-pañha ̄
The Age of the Sūtra: Philosophy Before Dignāga
Jaimini
w. BCE– CE
Mı ̄ma ̄ṃ sa ̄-sūtra
Bādarāyaṇa
w. BCE– CE
Brahma-sūtra
Kaṇāda/Ulūka
w.–
Vais ́eṣika-sūtra
Gautama/Akṣapāda
w.–
Nya ̄ya-sūtra
Nāgārjuna
w.–
Mūlamadhyamaka-ka ̄rika ̄
“Manu”
ˉryadeva
A
w.–
Ma ̄nava-dharma-s ́a ̄stra
w.–
Catuḥ s ́ataka
“Kundakunda”
Śabara
w.–
[many attributed]
w.–
Mı ̄ma ̄ṃ sa ̄sūtra-bha ̄ṣya
Patañjali
Is ́varakṛṣṇa
w.–
Pa ̄tañjala-yoga-s ́a ̄stra
c.
Sa ̄ṃ khya-ka ̄rika ̄
_
Asanga
c.–
Yoga ̄ca ̄rabhūmi
(continued)
xvii
Author
Date
Best-Known Work
Vasubandhu
c.–
Abhidharmakos ́a-bha ̄ṣya
Umāsvati
c.
Tattva ̄rtha ̄dhigama-bha ̄ṣya
Buddhaghosa
w.–
Visuddhi-magga
“Tiruval ̣l ̣uvar”
w.–
Tirukkuṟal ̣
Vātsyāyana
c.
Nya ̄ya-bha ̄ṣya
Bhartṛhari
w.–
Va ̄kyapadı ̄ya
The Age of Dialogue: A Sanskrit Cosmopolis
Dignāga
–
Prama ̄ṇa-samuccaya
Pras ́astapāda
Pada ̄rthadharmasaṃ graha
Cı ̄ttalai Cāttaṉār
w.–
Maṇimekalai
Bhāviveka
c.–
Madhyamakahṛdaya
Sthiramati
c.–
Samantabhadra
–
_
commentaries on Asanga
and Vasubandhu
ˉpta-mı ̄ma ̄ṃ sa ̄
A
Candrakı ̄rti
?
Prasannapada ̄
Uddyotakara
–
Kumārila Bhaṭtạ
–
Nya ̄ya-va ̄rttika
́
Sloka-va
̄rttika
Dharmakı ̄rti
–
Prama ̄ṇa-va ̄rttika
Prabhākara (“Guru”)
Śāntideva
c.
Bṛhatı ̄
w.–
Bodhicarya ̄vata ̄ra;
Śikṣa ̄samuccaya
Maṇḍana Mis ́ra
c.
Brahmasiddhi;
Bha ̄vana ̄viveka; Sphoṭasiddhi
Siddhasena Mahāmati
–
Nya ̄ya ̄vata ̄ra
“Bṛhaspati”
(Purandara?)
_
Śankara
(-ācārya)
w.–
Ca ̄rva ̄ka-sūtra
flourished (hereafter fl.)
Brahma-sūtra-bha ̄ṣya;
commentaries on the
Upaniṣads
_
Akalanka
Sā́ ntarakṣita
c.–
Laghı ̄yastraya
–
Tattvasaṃ graha
Haribhadra Sūri
fl.
Ṣaḍdars ́ana-samuccaya
Uṃ veka
–
Ta ̄tparyatı ̄ka ̄
Dharmottara
–
commentaries on
Dharmakı ̄rti
Kamalas ́ı ̄la
–
Tattvasaṃ graha-pañjika ̄;
Bha ̄vana ̄krama
xviii
The Age of Disquiet
Jayarās ́i
c.–
Tattvopaplavasiṃ ha
Bhaṭtạ Udbhaṭa
c.
comm. on Ca ̄rva ̄ka-sūtra
Jayanta Bhaṭtạ
fl. –
Utpaladeva
c.–
Bhāsarvajña
c.
Nya ̄ya-mañjarı ̄
Is ́varapratyabhijña ̄ka ̄rika ̄vivṛtti
Nya ̄ya-bhūs ạ ṇa
c.–
Mokṣopa ̄yas ́a ̄stra
Vācaspati Mis ́ra
fl.
polymath
Anuruddha
th cent.?
Abhidhammatthasan_ gaha
Bhaṭtạ Rāmakaṇtḥ a
c.–
commentaries on
Sadyojyotiḥ
Śrı ̄dhara
fl.
Nya ̄yakaṇḍalı ̄
Jñānas ́rı ̄mitra
c.–
Apohaprakaraṇa;
Is ́varadūsạ ṇa
Tantra ̄loka; Vivṛtivimars ́inı ̄
ˉtmatattvaviveka
Kiraṇa ̄vali; A
Abhinavagupta
–
Udayana (-ācārya)
c.
Ratnakı ̄rti
–
_
Kṣaṇabhangasiddhi;
Santa ̄na ̄ntaradūs ạ ṇa
Prabhācandra
–
Pārthasārathi Mis ́ra
–
Prameyakamalama ̄rtaṇḍa
Nya ̄yaratnama ̄la ̄; Śa ̄stradı ̄pika ̄
Rāmānuja
w.–
Śrı ̄bha ̄ṣya
Hemacandra
–
Prama ̄ṇa-mı ̄ma ̄ṃ sa ̄
Vijñānes ́vara
́ ̄harṣa
Srı
w.–
Mita ̄kṣara ̄
w.–
Khaṇḍaṇakhaṇḍakha ̄dya
Vasiṣtḥ a
Yogava ̄siṣt ̣ha
Citsukha
–
Tattvapradı ̄pika ̄
Madhva (-ācārya)
–
[many]
_ anātha [“Vedānta
Venkaṭ
Des ́ika”]
–
commentaries on
Rāmānuja, etc.
_
Ganges
́a (-upādhyāya)
c.
Tattvacinta ̄maṇi
Vardhamāna
c.
Mādhava Vidyāraṇya
–
commentaries. on
Udayana
Jaiminı ̄yanya ̄yama ̄la ̄;
Jı ̄vanmukiviveka
Ceṇṇibhaṭtạ
c.
Sarvadars ́anasaṃ graha
Jayatı ̄rtha
–
commentaries on Madhva;
Prama ̄ṇapaddhati
_
Philosophy from Ganges
́a
(continued)
xix
Author
Date
Best-Known Work
“Kapila”
Śaṃ kara Mis ́ra
w.–
Sa ̄ṃ khya-sūtra
Bhedaratna; Va ̄davinoda
Vācaspati Mis ́ra II
Pragalbha
Khaṇḍanoddha ̄ra; Tattva ̄loka
commentaries on Śrı ̄harṣa,
_
Ganges
́a, etc.
Jayadeva/Pakṣadhara Mis ́ra
_
commentaries on Ganges
́a
etc.
Early Modernity: New Philosophy in India
Raghunātha Śiromaṇi
c.–
-dı ̄dhiti commentaries;
va ̄das
Nya ̄ya ̄mṛta
Vyāsatı ̄rtha
–
Rūpa Gosvāmin
–
[many]
Jı ̄va Gosvāmin
[many]
Appayya Dı ̄kṣita
–
[many]
Madhusūdana Sarasvatı ̄
w.–
Gūḍha ̄rthadı ̄pika ̄;
Advaitasiddhi
Kṛṣṇadāsa Sārvabhauma
c.
Bha ̄ṣa ̄-pariccheda
Vijñānabhikṣu
c.–
Bhaṭtọ ji Dı ̄kṣita
?
Vijña ̄na ̄mṛtabha ̄ṣya;
Sa ̄ṃ khyapravacanabha ̄ṣya;
Yogava ̄rttika
Śabdakaustubha
Nı ̄lakaṇtḥ ̣ a Caturdhara
c.–
Bha ̄ratabha ̄vadı ̄pa [on MBh.]
Rāmabhadra
Sārvabhauma
fl. s
commentaries on
Raghunātha, etc.
Muḥ ibballāh Illāhābādı ̄
–
al-Tawiya bayna al-ifa ̄da wa’lqabūl
Jagadı ̄s ́a Tarkālaṃ kāra
fl. –
commentaries on
Raghunātha, etc.
Sūkti
Mullā Maḥ mūd alJawnpūrı ̄
Dārā Śikūh
died (hereafter d.)
al-Ḥ ikmat/Shams al-ba ̄ligha
–
Majmaʿ al-baḥ rayn
Khwāja Khwurd
d.
Pada ̄rthama ̄la ̄
Jayarāma Nyāyapañcānana fl. s
Gadādhara Bhaṭtạ ̄cārya
c.–
commentaries on
Raghunātha, etc.; va ̄das
va ̄das; vica ̄ras;
Dravyasa ̄rasaṃ graha; comm.
on Śrı ̄harṣa; etc.
Raghudeva Nyāyālaṃ kāra fl. s
xx
Yas ́ovijaya Gaṇi
–
[many]
Muḥ ibballāh al-Bihārı ̄
d.
Sullam al-ʿulūm
Mahādeva Puṇatāmakara
fl. –
Nya ̄yakaustubha
Ḥ abı ̄b Allāh Patnah-ı ̄
d.
Kamāluddı ̄n Sihālwı ̄
d.
al-ʿUrwa ̄ al-wuṯqa ̄
Abd Alı ̄ Baḥ r al-Ulūm
d.
al-ʿUja ̄la al-na ̄fiʿ
Rāmamohana Raya
–
Tuḥ fat al-muwaḥ ḥ idı ̄n
Hiralal Haldar
–
Neo-Hegelianism
Mohandas Karamchand
Gandhi
–
Hind Svara ̄j
Krishnachandra
Bhattacharyya
–
The Subject as Freedom; Svara ̄j
in Ideas
Ramachandra Dattatrya
Ranade
–
A Constructive Survey of
Upaniṣadic Philosophy
Freedom and Identity on
the Eve of Independence
The Buddha and His Dharma
Bhimrao Ramji Ambedkar –
Jawaharlal Nehru
–
The Discovery of India
Anukulchandra Mukerji
–
The Nature of Self
Mian Mohammed Sharif
–
In Search of Truth
Ghanshamdas Rattanmal –
Malkani
Philosophy of the Self
Ras Vihari Das
Philosophical Essays; Kanter
Dars ́ana
–
Source: Reprinted from Jonardon Ganeri (ed.), The Oxford Handbook of Indian Philosophy, ‘Timeline: Indian
Philosophy in a Hundred Thinkers’, pp. xix–xxviii, doi: 10.1093/oxfordhb/9780199314621.001.0001.
Copyright © 2017, reproduced by permission of Oxford University Press.
Abbreviations:
c. = circa (“approximately”)
w. = probably lived within the interval
fl. = flourished
d. = died
xxi
MAP O F INDIA
BOJA
KAM
GANDHARA
Taxila
KASHMIR
i
R av
lej
Sut
PUNJAB
H
Ch
en
ab
um
Jhel
Harappa
Indraprastha
Hastinapura
us
Ind RAJPUTANA
i m
al
a y
a s
NEPAL
Mah
ASHTRA
HAR
MA
da
Go
Poona
K r is
hn
a Amaravati
Vijayanagar
CH
OL PAL
LA
A
VA
DEC
CAN
Talikota
Konarak
Puri
ri
va
ANDHRA
Badami
utra
map
Brah
ana
LIN
GA
Tapti
Surat
KA
a
ng
Ga
Kapilavastu
Mathura Yam
Lumbini
un Kanauj
a
Ajmir
Kusinara
Ayodhya
Vaishali
Sarnath
RAJASTHAN
Prayaga
Pataliputra
Kashi
Bharhut
Nalanda
Khajuraho
Bodhgaya Gaya
MALWA
Sanchi
Rajagaya
AVANTI
BIHAR
GUJARAT
a da
ar m
MAGADHA
Ujjain N
MAHAKOSALA
BENGAL
Valabhi
di
Mohenjo-Daro
KARNATAKA
Kanchipuram
Cauv
er y
Mysore
LA
A
KER
Tanjore
Madura
YA
ND
PA
City
Modern name
Indraprastha
Kashi
Pataliputra
Prayaga
Taxila
Delhi
Banaras
Patna
Allahabad
Peshawar
LANKA
Kandy
0
0
100
200
200
300
400
400
600
500 miles
800 km
Source: Reprinted from Stanley Wolpert, A New History of India, th edition, ‘Pre-Muslim India,
ca. ’, p. . Copyright © , reproduced by permission of Oxford University Press.
PART I
ORIGINS
1
BEGIN AT THE END
AN INTRODUCTION
TO PHILOSOPHY IN INDIA
t is one’s self which one should see and hear, and on which one should reflect
and concentrate. For by seeing and hearing one’s self, and by reflecting and
concentrating on oneself, one gains the knowledge of this whole world.”1 In these
lines of the Bṛhada ̄raṇyaka, or Great Forest Upaniṣad, we are invited, even exhorted, to
philosophize. We are promised that an examination of the self (a ̄tman) will lead
ultimately to an understanding of all things. Neither here nor anywhere else in the
Upaniṣads do we find the word “philosophy.” No surprise there, as the word philosophia
is ancient Greek. Accordingly, historians of philosophy mostly restrict their attention
to the intellectual traditions that can be traced back to the Greeks. Philosophy was born
with the Pre-Socratics, reached maturity with Plato and Aristotle, and was then
inherited by the Romans, medievals, and moderns. It has been pursued more or less
without interruption for the past two and half millennia in Europe. This is what people
mean when they talk about “Western philosophy.” Yet the word “philosophy” was
known also to the Islamic world, where the so-called falāsifa thought of themselves as
engaging in the enterprise begun by the Greeks. They presented themselves as successors of Plato and Aristotle, even when they lived far from Europe. The greatest
philosopher of the Islamic world was Avicenna, and he hailed from modern-day
Afghanistan, which hardly makes him a “Western” philosopher.
It is this broader story, the story of philosophy among cultures that used the word
“philosophy,”2 that has been explored so far in this book series. In the four volumes
that have appeared so far, the ideas of thinkers from ancient Greece, the Roman
Empire, the Islamic world, and medieval Christendom have been explored “without
any gaps.” And that story is continuing. But in this book, we’ll be looking
at a tradition of philosophy that arose in India, and independently of the
Greeks’ philosophia. You might already be wondering, though, whether it really
makes sense to speak of “philosophy” in a culture not inspired by the Greek
tradition of philosophia. To this, our answer would be that India has produced
“I
literature bearing all the hallmarks of philosophy as it is standardly understood.
We’ll be discussing material of philosophical interest in texts as early as the Vedic
writings, especially in the Upaniṣads. But it’s easier to make the point with works
that come along somewhat later. Consider the case of the Dispeller of Disputes
(Vigrahavya ̄vartanı ̄), written by the radical Buddhist thinker Nāgārjuna in the second
century AD (on which see Chapters –). The title promises arguments, and
arguments are what you get. Nāgārjuna wants to defend his trademark view that
nothing has svabhav̄ a, meaning “independent reality.” Rather, all things are
dependent and relative, or as he would put it, “empty.” In a technique as fundamental to Indian philosophy as to the procedures of Aristotle’s Lyceum and the medieval
universities of Europe, Nāgārjuna sets out criticisms of his own position and then
responds to them.
His imagined opponent tries one of the oldest tricks in the philosopher’s book,
which is to show that Nāgārjuna will refute his theory simply by trying to state it.3
When Nāgārjuna says “nothing has independent reality,” the opponent asks what
status this very statement has. After all, if nothing has independent reality, then
neither can this statement, so the statement itself is “empty.” But if it is “empty” then
it makes no positive assertion at all. The opponent anticipates that Nāgārjuna may
say that the statement is purely negative, since it is a mere denial of existence. But
this will not work, since even a denial of existence must itself be something existent.
To all this, Nāgārjuna responds by insisting that his statement is not a thesis or
proposal of any kind, whether negative or positive. He compares the situation to
that of an unreal, magical being trying to block the action of another unreal, magical
being. Later we’ll get into the question of what sense, if any, Nāgārjuna’s response
might make. For now, the point is that this is all indisputably philosophy, and of a
broadly familiar kind. We have a realist pitted against a skeptic; we have accusations
of self-refutation from the realist side; we have the skeptic making careful distinctions between different kinds of speech act, and even inventing creative analogies to
bolster his case.
More generally, we find that Indian thought investigates pretty well all the areas
and problems central to the history of philosophy as the Greeks conceived it. There
are attempts to articulate the foundations of knowledge, and to reduce metaphysical
reality to a few fundamental kinds of entity (or, in Nāgārjuna’s case, to no entity at
all). We find arguments for atomism and for conceptions of time and space. Indian
thinkers make developments in logic, and present theories of ethics and political
legitimacy. The upshot is that, far from wondering whether there is anything in
Indian thought that corresponds to so-called “Western” philosophy, it is often
tempting to draw detailed comparisons between individual Indian thinkers and
specific philosophers of Greece or later traditions. Again, Nāgārjuna would provide
a striking example. As we’ll also mention below, he’s reminiscent of the equally
radical and methodologically scrupulous Sextus Empiricus, a Greek thinker who
also lived in the second century AD. Another obvious parallel, and one frequently
drawn by scholars, compares the pleasure-loving, materialist Cārvāka school to the
Epicureans (see Chapter ).
Such resonances may, of course, be no coincidence. Didn’t Alexander the Great
bring his army as far as India? And aren’t we told that Greek philosophers like
Pyrrho, the original Greek skeptic and inspiration for Sextus Empiricus, traveled east
in search of wisdom? The prospect of mutual interaction and influence is an alluring
one, to which we will also be devoting some attention (Chapters –). But for the
most part, we’re going to avoid making constant allusions to philosophy in Europe.
Instead, we’ll focus on Indian thought as an object of study in its own right, with
only occasional comparisons or contrasts to the figures and ideas from the “Western” tradition. Even if its themes and even some of its specific arguments would be at
home in philosophy as it is familiar to us from European thought, we should also
be open to the idea that India may challenge and expand our notion of what
philosophy is, and could be. Think again about that Upaniṣadic exhortation to
reflect on the self, in order to know the world. What conception of the self and the
world does that imply, what conception of philosophy and its potential? The
Upaniṣads do not recommend idle theoretical speculation or technical virtuosity
for its own sake. Nor were such abstract goals the driving force in later periods. Even
Nāgārjuna’s radical skepticism was offered as a means to achieve the core Buddhist
goal of avoiding suffering. For Buddhists, the good life is one of detachment from
worldly things, and what could lead to detachment from things better than coming
to see them as unreal?
That there is a highest good, that this good is a way of living, a kind of human
flourishing, and that practicing philosophy is a constitutive part of it, something
embedded in the good life—this is not what students are typically told when they
show up to study philosophy at modern universities. Yet this tendency may bring
Indian philosophy closer to the roots of European philosophy, not further away.
Ancient philosophy begins at the end, or at least with a conception of what our end
might be. Aristotle called it our telos, meaning final end, goal, or purpose of life itself.
The French scholar Pierre Hadot has proposed that the Greeks saw philosophy itself
as a “way of life,” built around what Hadot has called “spiritual exercises.”4 Just as the
athlete embarks on a training regime or an invalid takes medicine in hopes of
returning to bodily health, so the person in search of wisdom undertakes philosophy, his or her goal being the health of the soul, or the self.
Our opening quote from the Upaniṣads suggests that this idea had some currency
in ancient India. If you want to achieve wisdom, it tells us, then begin by reflecting
upon your own self. And there is plenty of confirmation in other Indian philosophical literature. For now we’ll discuss just one example in more detail: a discussion of
the ends of human life, which is found tucked away in four chapters of the Book of
Peace (Śan̄ ti-parvan).5 This is a voluminous work of philosophical reflection found
within the even more voluminous Hindu epic, the Mahābhar̄ ata. The Book of Peace
attempts to integrate general ethical insights into the moral framework of the epic,
so there is good reason to think that it reflects values that were widely shared in
ancient Indian culture.
At one point the Book of Peace poses the question, what is the “highest good
(niḥ s ŕ eyasa)”? Its answer is direct and unequivocal: the highest good is the taming of
the self. We must subdue and pacify the self ’s inclination to reach out to things that
are “external” to it, where “external” means both physically exterior and also outside
of one’s influence. So the taming in question is a pulling back, a drawing in, a
restraint. Here one might think of a metaphor found in the Bhagavad-gı ̄ta ̄, or Song of
the Lord, another part of the Mahab̄ ha ̄rata, which tells us to withdraw one’s senses as a
tortoise withdraws its limbs. Taming the self is a form of self-control. It means
replacing fear, anger, and envy with a profound steadiness of mind, with imperturbability in the face of either pain or pleasure (see further Chapter ). When we
“reach out” to things outside the self, we are motivated by greed, by a wish to obtain
things that are in fact beyond our control. Thwarted desire and anger are the
inevitable results. But with one’s greed in check, one lives the life of wise conduct,
fearless in the face of death, greeting both pleasure and pain with equanimity,
delighting in no acquisition and pained by no loss. To ask what would be the
point of such a life is itself pointless. There is no further goal for such a life, such as
wealth or fame, because living well is its own reward.
Isn’t this ethics of restraint opposed to the sentiment we found in the Upaniṣads?
There, we were told to seek knowledge of the self; in the Book of Peace, the goal is
instead taming or restraining the self. But the clash is only apparent. For the Book of
Peace, greed goes hand in hand with ignorance. Greed is a failure to understand that
none of the things one seeks to obtain is going to last. The greedy person is also
ignorant of the nature of his own malady. He always expects to be gratified by that
one more bit of wealth or pleasure, not realizing that greed is, of its nature,
insatiable. Anger, too, is the result of ignorance, for it is the offspring of greed and
the vexation that comes with noticing the faults of others. With knowledge comes
forbearance, and tolerance of others.
The Book of Peace calls the state of soul recommended here tapas, which makes it
sound as though enlightenment is available at any good Spanish restaurant. But in
fact tapas means something like “spiritual austerity.” A beautiful metaphor is offered
to illustrate it. One who lives wisely and with self-control treads softly upon the
earth: “Just as the passage of birds in the sky or of fish in the water leaves no visible
trail, he leaves no trail behind him.”6 Admittedly, such a life has the drawback that
such a person is regarded by others as weak and simple. Good thing, then, that with
self-control and self-knowledge comes tolerance, so that our wise person will
forgive the others who look down upon him. Even this downside is no downside
at all, or at least not one that will bother the “tamed” one (dan̄ ta): his state is one of
perfect tranquillity (pras ́ama).
Appealing though the results may sound, should we be so easily convinced to give
up on our desires, our hopes, and our fears? This advice threatens to lead, not just to
taming the self, but to extinguishing it altogether. No wonder, we may begin to think,
that for some philosophers of India there is only one thing you need to know to
understand the self: that there isn’t one. Following in the wake of this suspicion is
something closer to an accusation. The Indian philosophers, we are told, may have
agreed with the Greeks about the existence and uniqueness of a highest good. But
where the Greeks located this good in a life of worldly flourishing and virtue, the
Indians thought of it as something that lies “outside” of life. Indian thinkers are the
“holy naysayers” mocked by Nietzsche in Thus Spoke Zarathustra. They believed that
mundane living is a condition from which we should flee, and that philosophy is
little more than an elaborate escape kit, a mere instrument that helps us to reach this
otherwordly end but does not after all form an essential part of it.
But things have changed since Nietzsche. Nowadays, when we hear someone
talking about the “distinctively Western” or the “distinctively Indian,” we immediately realize—or should realize—that we are in the territory of invention rather than
discovery. Contrasts such as the one between the life-affirmers and the worlddeniers are just too tidy to have any basis in historical fact. And as we look more
closely at the Indian philosophers, we will see that they are not the nihilists and
“naysayers” of Nietzsche’s imagination. True, a great deal is said about such transcendental spiritual goals as mokṣa, mukti, and nirva ̄ṇa, and these goals are represented
as an ultimate, idealized aspiration for all. In practice though, it is the chosen few
who have such ends as these. The vast majority of human beings aspire to something less remote. There is no sharp division here between the philosophical
traditions of India, China, and Greece. The Chinese and the Greeks (especially the
Stoics) likewise thought of the “sage” as having goals of a higher order, remote from
anything appropriate to ordinary human beings. Human beings do not aspire
actually to become sages. Instead, the otherworldly sage is an ideal to steer by as
we pursue goals within this world. Buddhists are not necessarily really trying to
become a Buddha, even if thinking of themselves as “trying to become a Buddha”
might be a good and effective way to achieve their real goal, which is to lead a good
Buddhist life. Striving for a transcendent ideal might itself be a “spiritual exercise,” a
practice that forms a part of the good for a human being.
In which case it would be a mistake to read the descriptions of the transcendental
states and the means to reach them as if they were literal expressions of a path from
the world of men to the world of the gods. This helps to explain the fact that the
ideal states of Indian thought are often described in negative, even unappealing
terms. We are promised a life free from pain, free from suffering, free from anger
and desire, and often free from pleasure too. European readers have frequently
struggled with the idea of aiming for an existence that is so colorless, a life little
better than that of an amoeba. Perhaps the very fact that the ideal states are
described in such unappealing terms shows us that these are not really intended
as descriptions of the good for human beings. We should instead ask: how does the
idea of striving to achieve such a state help one make progress? And what exactly is
the attainable goal toward which one progresses, as one pursues this frankly
unattainable goal? Might it be that reflecting on a life entirely devoid of both
pleasure and pain will help us to re-examine pleasure and pain themselves? One
might be led to be wary of pleasures, rather than to avoid them altogether, so that
one builds one’s life around something other than the pursuit of pleasure. If
I genuinely believe that the ideal state involves no pleasure at all, I am apt to
allow myself to be nourished by the pleasures I do have without being distracted
from my other goals by the need to seek out new pleasures. In other words, I may
come to lead a life of restraint and self-control.
2
SCRIPTURES, SCHOOLS, AND SYSTEMS
A HISTORICAL OVERVIEW
T
he fact that philosophy was pursued as a “way of life” in ancient India, just as in
classical Greece, makes it tempting to treat the two intellectual cultures in
parallel. But when you consider the geographical size of India, its population, and
the fact that Indian culture outlived that of the ancient Greeks and Romans, a
different comparison may seem more legitimate. Try thinking of the history of
philosophy in India as analogous to the entire history of philosophy in Europe.
European philosophy has featured a bewildering range of periods and sub-periods,
long-running debates and sudden paradigm shifts, dozens of major figures and
countless minor figures, many of whom remain poorly studied—and in approaching philosophy in India, we should set our expectations to a similar scale. Then, too,
just as in European philosophy, the relevant texts have been composed in many
languages, including Pāli, Prakrit, Sanskrit, Malayalam, Gujarati, Tamil, Telugu,
Marathi, Persian, Arabic, Urdu, Bengali, Kannada, Punjabi, Hindi, Tibetan, and
Assamese. From the time of the British colonial occupation, it has also been written
in English. Indian philosophy spans religious divides, with Hinduism, Buddhism,
Jainism, and Islam being only the most dominant faiths.
To cover all of this material “without any gaps” would be a daunting task indeed.
It would call for an ecumenical approach, drawing from different languages, regions,
and religious cultures, inclusive of dissenters, heretics, and skeptics, of philosophical
ideas in thinkers not themselves primarily philosophers. It would look past India’s
northwestern borders with the Arabic and Persianate world, its northeastern boundaries with Tibet and China, or the southern and eastern shores that link it with lands
of Theravāda Buddhism today. And it would begin with the earliest texts of the
Indian tradition, and carry on the story down to the twentieth century. We are not
going to attempt all of that in the present book, though. Apart from a few forays
into later developments as we pursue specific themes (for instance in chapters on
aesthetics and on Tantra, both of which will feature the tenth-century Śaivite
philosopher Abhinavagupta), we will press on only as far as the revolutionary
Buddhist thinker Dignāga, who died in the middle of the sixth century AD. Since
we’ll be beginning with the Upaniṣads and other developments from the middle of
the first millennium BC, this means we will cover at least the first thousand years or
so of the history of Indian philosophy.
One might be tempted to label that timespan as the “ancient” period of Indian
thought. Actually, this would go along with the first temptation, since speaking of
a “ancient” period would underline the parallel between India and Greece. But the
term “ancient” is problematic with respect to the Indian tradition, because of the
exceptional longevity and continuity of that tradition when contrasted with other
classical civilizations. So unlike Oscar Wilde, who could resist everything except
temptation, we’re going to insist on a different way of dividing up India’s intellectual
past, one that isn’t borrowed from a history of Western civilization.1 We’ll take our
cue from the ideas already sketched in the opening chapter, by devoting the first part
of the book to texts and ideas that emerged roundabout the eighth century BC up to
the second century AD. This was a time for philosophies of path and purpose, when
philosophy was seen as a way of life and a vehicle through which one could achieve
liberation or release from suffering.
Our story will begin with the ancient wisdom of the Vedas, which were actually
set down well before even our earliest period began. Apparently the embodiment of
the beliefs of a group of people who called themselves the Aryans,
the Vedas offer
prescriptions for ritual practice. They are seen as the ultimate source of the religion
we call Hinduism.2 As we’ll see, the Vedas contain passages that reward philosophical reflection. Such reflection began early on, with the Upaniṣads, beautiful and
majestic works that comment on and extrapolate from the Vedic texts in the process
articulating the unity of humanity, ritual, and cosmos. And speaking of majestic, this
was also the period which gave us the grand Hindu epic, the Maha ̄bha ̄rata, some ten
times as long as the Iliad and the Odyssey combined. It contains, as a sort of inserted
interlude, a famous discourse between two of its characters known as the Song of the
Lord, or Bhagavad-gı ̄ta ̄. The Gı ̄ta ̄ has justly been the subject of a great deal of attention,
but we shouldn’t overlook the interesting philosophy to be found elsewhere in
the epic.
Indian philosophical culture was not monolithic, but marked by disagreement
and diversity—again, just like European philosophy. This is already illustrated by
our early period, as two schools of thought arose to challenge the values and beliefs
of the Vedas and the literature that grew up around them. One of these two schools
was Buddhism. The Buddha himself probably lived after the earliest of the Upaniṣads had already been written. Our phrase “philosophies of path and purpose” is in
part inspired by him. The last of his four Noble Truths is called the “truth of the
path,” with the path leading from suffering to nirvan̄ ̣a, a state of health in which one
is free from spiritual as well as physical pain. This goal of liberation was shared by
the Jaina school, famous for its ethic of absolute non-violence. Though these two
schools already feature in the early period, they will be with us throughout our
story, as both Buddhism and Jainism divide into various sub-traditions and produce
ever more sophisticated and disputatious texts, displaying the rivalry that existed
both within and between schools of thought.
Before moving on to the next stage in the development of Indian thought, we
should warn you that this whole narrative has more uncertain dates than a junior
high school dance. Precise chronology for specific thinkers and texts is rarely, if ever,
available. Usually the best one can hope for is a firm relative chronology: if one text
directly cites another, we know it is later than the text from which it quotes. But
often not even relative chronologies are possible. Compounding this difficulty is the
fact that attaching an author’s name to a text is tricky business. Many of the writings
we’ll discuss are compilations that were edited and re-edited over a long period of
time, and the authors traditionally assigned to them may be no more than literary
fictions. Then, too, a text may be attributed to a famous philosopher as a way to give
it extra clout.
Even the date of the Buddha is controversial.3 Tradition teaches that he died in
BC at the age of . Modern scholarship is pushing his date forward, though,
perhaps to somewhere around BC or even later. On the other hand a recent
excavation of the Mahā Devı ̄ temple at his historical birthplace, Lumbini, has
unearthed evidence suggesting that the traditional date may be correct after all.
Only time will tell; or maybe it won’t. Whenever it was that he lived, it was an
interesting time from a philosophical point of view, and the records of his life
contain colorful reports of a whole host of unusual and unconventional thinkers.
One of them was the founder of Jainism, Mahāvı ̄ra, who lived perhaps a little earlier,
and who like the Buddha espoused values alternative to those of the typical
householder.
We see attempts to meet that challenge in a second period, which we will call the
“Age of the Sūtra.” With the aforementioned caveats in mind, and mostly for the
sake of giving you some dates to bear in mind, we’ll say that this period runs from
about BC until AD . If you’ve read the other books in this series, you may find
it helpful to notice that our first period, the time of the Upaniṣads, Maha ̄bha ̄rata, and
the emergence of Buddhism and Jainism, is contemporaneous with the PreSocratics, Plato, and Aristotle, and the rise of the Hellenistic schools. Our second
period, the Age of the Sūtra, would be roughly contemporary with the revival of
Platonism and Aristotelianism and carry on through the lifetimes of men like
Plotinus and Augustine. For those who are not so steeped in ancient European
philosophy, it may be more useful if we say that the first period overlaps with
classical Greece and the Roman Republic, while the Age of the Sūtra would be
contemporary with the Roman Empire up to the time of Christianization under
Constantine.
The term sūtra means “thread,” and a sūtra is both a single philosophical aphorism
and a text comprising an entire collection of such aphorisms. While such texts may
at first glance seem rather disparate and lacking in unity—more tangle than
tapestry—the Age of the Sūtra was in fact a period of system-building. We see
this not so much with the sūtras themselves as with the commentaries written upon
them. Such a commentary, called a bhas̄ ̣ya, would set out to construct a systematic
body of concepts, weaving the threads into a single cloth. Those who composed the
:
first bha ̄ṣyas—like Śabara, Vātsyāyana, and Śankara, to name but three of the
commentators—became the founders and in some cases even namesakes of longlived philosophical traditions. It’s right about here that people usually speak of the
“six systems of Indian philosophy” that emerged from literature devoted to the
sūtras. These six systems are Sāṃ khya, Yoga, Nyāya, Vaiśeṣika, Mı ̄māṃ sā, and
Vedānta. We can see these as the fruit born of the blossoming sūtra literature. For
instance, the last two of these six schools take their names from the Mı ̄ma ̄ṃ sa-̄ sūtra
and Veda ̄nta-sūtra, works which attempted to explain the meaning of the earlier
Vedic literature.
Of course, we will be paying attention to these six traditions, but it’s another case
where we don’t particularly like the way that the terrain is usually mapped. The sixsystem classification is an anachronistic way of organizing this material, and one
that has a strong bias toward mainstream Hinduism’s commitment to the veracity
of the Vedas, and ignores less mainstream movements as well as all the dissenters,
especially the Buddhists and the Jainas. To say nothing of thinkers like Bṛhaspati,
author of yet another sūtra that gave its name to an intellectual tradition: the Ca ̄rva ̄kasūtra. Yet all these divergent movements belong to a more general trend, in which
philosophers attempted to crystallize their wisdom in the form of systematic
treatises. This is not to say that they dropped the idea that learning philosophy is
a way to the highest good, and thus a path with a purpose. But now the primary task
was to describe humankind, the world in which humans find themselves, and the
capacities with which humans can know about that world. To use the language of
the tradition, the earlier preoccupation with the self is thus joined to an interest in
prama ̄ṇas, the sources of human knowledge, and the prameyas, the world as it is
known.
This period saw change not just in the way philosophy was written, but also the
very language in which it was written. Until the second century AD, works of
Buddhist and Jaina philosophy were typically composed in Pāli and Prakrit, languages which, while not dissimilar to Sanskrit, were not destined to become the
main vehicle for intellectual discussion. When thinkers of these schools switched to
Sanskrit, the implications were far-reaching. Now confronted on their own linguistic ground, the system builders of the Vedic tradition found themselves having to
defend their ideas as never before. They did so by exploring and adapting the ideas
of their antique texts, while also borrowing and appropriating Buddhist and Jaina
ideas. The result was a third period which completes the first millennium of Indian
philosophy. This age runs from, let’s say, AD to —an era of Buddhist analysis
and Jaina synthesis.
Among the most notable Buddhist philosophers in this period were Nāgārjuna
and his immediate disciple Aryadeva.
Buddhism is not a single, monolithic tradition
any more than is Indian philosophy as a whole, and one of its four main schools was
initiated by Nāgārjuna. It was known as the Madhyamaka or “Middle Way” school.
Another of the Buddhist schools, Sarvāstivāda, was systematized in the period by
Vasubandhu. Before Vasubandhu, we have Buddhaghosa, a central figure of Theravāda Buddhism, who went to Sri Lanka to study the founding texts of Buddhism in
their original Pāli versions. A fourth school was Yogācāra, which found a major
exponent in Dignāga, who lived at the end of our period, dying in about AD . He
studied and taught in the great Buddhist center of scholarship and education,
Nālandā, founded in that same century and destined to become one of the world’s
leading educational centers five centuries before the first medieval university was
founded in Bologna in . Dignāga’s disciple Dharmakı ̄rti, would go on to
reinvent Dignāga’s system, and adapt it to the needs of new Buddhist communities
in ways that might not have found approval with Dignāga himself. Dharmakı ̄rti’s
massive treatise, called Commentary on the Methods of Knowing, was decisive in shaping
the next period of Indian philosophy. This was a further, cosmopolitan age of
dialogue in Sanskrit that runs until, let us say, the transitioning of Buddhists like
Kamalaśı ̄la to Tibet in the ninth century.
You don’t need to worry about remembering all these names just yet—we’ll look
at them in more detail later. Our point for now is just that, around the time of the
fall of the Roman Empire in Europe, Buddhism was developing in philosophical
sophistication and proliferating into various branches. Much the same happened in
the Jaina tradition. The most important Jaina thinkers in this period are Kundakunda
and Umāsvati. Umāsvati’s treatise, the Sūtra on What Is (Tattva ̄rtha ̄dhigama-sūtra),
became the common philosophical heritage of two Jaina sub-traditions, the
Digambara and the Śvetāmbara. As the ambitious name of the treatise implies, it is a
systematizing work in Jaina metaphysics, epistemology, and philosophy of mind.
Key Jaina ideas were more fully developed in a slightly later thinker, Siddhasena
Divākara, who lived in the fifth century AD. Important later Jaina philosophers
:
include Haribhadra Sūri and Akalanka both of whom lived in the eighth century,
Prabhācandra, who lived from –, and in the next generation Hemacandra.
Their belief in the principles of tolerance and harmony led them to a philosophy of
pluralism in metaphysics and ethics, and to a kind of relativism or perspectivism in
epistemology and semantics.4
Having now surveyed this terrain, even if only briefly, we can now return to the
question of what it means to speak of “philosophy” in India. Given that the Greek
word philosophia did not exist in Sanskrit or the other languages of ancient India,
scholars have often highlighted the Sanskrit term dars ́ana as an equivalent, or at least
as a way to refer to an Indian philosophical system.5 But this may be misleading.
Derived from a verb meaning to “to see” (dṛs ́), it can certainly mean a point of view, a
perspective, or a doctrine. Yet it can also mean “vision,” which could suggest that
Indian philosophical systems are based on insight rather than argument. We would
therefore prefer to point to an earlier Sanskrit term, a ̄nvı ̄kṣikı ̄. This means something
like “critical inquiry” or “investigation.” And this word, unlike dars ́ana, was in fact
adopted and used by the classical Indian philosophers themselves.6 One of the
earliest known texts in which the term ānvı ̄kṣikı ̄ is discussed is the Arthas ́a ̄stra or
Treatise on Advantage, a work on government, politics, and economics dating perhaps
from the fourth century BC (see Chapter ). Its author, Kauṭilya, a royal minister in
the Magadha Empire, is said to have written it to educate princes in the skills
necessary for successful and prosperous rule. Kauṭilya states that there are four
branches of learning in which young princes should be trained.7 These are a ̄nvı ̄kṣikı ̄,
the method of rational investigation; trayı ̄, the religious canon made up of the three
Vedas; va ̄rtta ̄, the science of material acquisition, such as trade and agriculture; and
daṇḍanı ̄ti, meaning literally “rule by stick”—in other words, political administration
and government. Kauṭilya then explains the meaning of the first method, a ̄nvı ̄kṣikı ̄.
He writes: “distinguishing with proper reasons, between good and evil in the Vedic
religion, between profit and loss in the domain of wealth-generation, and between
right policy and wrong policy in political administration, and determining the
comparative validity and invalidity of all these disciplines in special circumstances,
a ̄nvı ̄kṣikı ̄ renders help to people, keeps their minds steady in woe and weal, and
produces adroitness of understanding, speech and action.”
For Kauṭilya, an̄ vı ̄kṣikı ̄ is not just one branch of knowledge among many, but
rather a means of studying the proper aims and methods of knowledge as such. So
he adds, “investigation has always been considered as a lamp for all branches of
study, the means for all activities, [and] the support for all religious and social
duties.” Kauṭilya also lists the different sorts of “investigation” known to him,
namely sam
̄ ̣ khya, yoga, and loka ̄yata. These are also the names of early Indian philosophical systems, but Kauṭilya more likely means to refer to different methods for
approaching a philosophical inquiry: by listing and enumeration, by dividing and
reconnecting, or by empirical experimentation. Early though this work is, it lays out
an agenda that will be followed by many centuries of Indian thinkers. The three
methods of Kauṭilya will continue to be used, but also supplemented by two more:
nyaȳ a and mı ̄ṃ a ̄ṃ sa ̄. These may ring a bell, since they also became the names of two
schools of thought that will arise in what we are calling the Age of the Sūtra. Nyaȳ a,
which will unsurprisingly enough become a hallmark of the Nyāya system, refers to
a procedure of observation and deduction. It was developed in the context of
medical diagnosis and prognosis. Mı ̄ṃ am
̄ ̣ sā, meanwhile, is a technique for interpreting texts. Like the three methods listed by Kauṭilya, nya ̄ya and mı ̄ṃ am
̄ ̣ sa ̄ are thus in
the first instance nothing more nor less than techniques of reasoning. Such techniques will come to characterize philosophy in India just as much as, or rather even
more than, any body of doctrines. In the Age of the Sūtra, inquiry will come to be
seen as an end in itself. But in the earliest period, such systematic concerns remain
mostly implicit, as philosophers search above all for the path to liberation.
3
KINGDOM FOR A HORSE
INDIA IN THE VEDIC PERIOD
W
hen you consider that they can’t talk, animals have played a surprisingly
prominent role in the history of philosophy. The Cynics were named after
the dog (kuon in Greek), the medievals wondered what a donkey would do if faced
with two equally appealing bales of hay, and in more recent times giraffes have
appeared prominently in a series of books about the history of philosophy. Since we
are discussing India, you may be expecting a mention of cows, sacred or otherwise.
But it turns out that the animal with the strongest claim for spurring on Indian
philosophy is the horse. It is not indigenous to the subcontinent, but migrated into
India along with a people who called themselves the Aryans,
referring to their
cultural and linguistic identity and not, of course, to some notion of a shared race.
With the Aryans
and their horses came the Indo-European language that would
develop into Sanskrit, as well as the religious beliefs that would make their way into
the sacred texts to which so much of Indian philosophy responds, the Vedas.
The Aryans
were not the first people to live in India. There is extensive archeological evidence of earlier civilizations, who established cities in the Indus valley as
early as the third millennium BC. Which raises the question of where, exactly, the
Indus valley is. Well, you can imagine the subcontinent as a diamond which is blunt
and broad at the northern end, tapering to a point at the southern end where it juts
into the Indian Ocean (see also the map at the start of this book). At the northern
join between the subcontinent and the rest of Asia, the terrain is mountainous.
Actually that’s putting it mildly, since we’re talking about the Himalayas and Hindu
Kush. From these higher elevations, waters flow down into a plain dominated by
two rivers, the Indus in the northeast and the Ganges at more or less due north.
Further ranges of mountains divide this Indo-Gangetic plain from a large plateau in
the center of India: the Deccan. (Though it forms the northern part of the actual
peninsula, the word “Deccan” actually comes from the word for “south,” since it lies
to the south of the Indo-Gangetic region.) Much of our story is going to play out in
the northern plain and in the Deccan, though we’ll need to consider a wider range of
locales and cultures to understand the full history of Indian philosophy.
But it is along the Indus River that our story, or rather backstory, begins. This was
the site of Harappa and Mohenjo-daro, two ancient cities that existed before the
coming of the Aryans.
This was no primitive society. The Harappan cities were well
laid out and traded with people as far away as Mesopotamia. It unfortunately has
not been possible to decipher the Harappan script. In fact we don’t even know to
which language group it belonged; possibly Dravidian, a group which includes
Tamil and some other languages. Certainly there were numerous languages spoken
in the subcontinent prior to the coming of the Aryans,
and influence from these
languages can be detected in the Sanskrit of the Vedic literature. The story of the
Aryans’
arrival to India has provoked a good deal of speculation, indeed wild
speculation, indeed ideologically inspired fantasy dressed up as sober scholarship.
It used to be thought that the Aryans
swept into the region as conquerors, unstoppable on their horse-drawn chariots, only to be slowly corrupted by the inferior
races of India as they mingled with them over the generations. Now, scholars not
only reject such racist descriptions of the process, but also lean toward thinking that
the Aryans
gradually migrated into India rather than overwhelming the region
1
militarily.
But they did really have horse-drawn chariots. Archeologists have found seals
made by the Harappan people whom the Aryans
supplanted, and these feature
images of various animals, including even the hippopotamus, which of course
means “river horse.” But we never find actual horses on them.2 This makes for a
striking contrast to the revelatory texts that preserve the Aryans’
religious traditions:
the Vedas. They mention horses with great regularity and even put it at the center of
one of the most important rituals. In the famous “horse sacrifice,” a stallion would
be allowed to roam free for a year before being killed and dismembered, the parts
offered up to the gods. This was a ritual that could only be carried out by a king with
the assistance of priests, intermediaries to the gods who were also handy with a
knife. The oldest of the Vedas is the Ṛ g-veda, dated on linguistic grounds to around
BC. It contains a description of the horse sacrifice, which includes instructions
aimed at the priest: “The axe converges on the thirty-four ribs of the prize-winning
horse, who has connection with the gods. Arrange his legs, undamaged, into
patterns, and carve them up joint by joint, having called them out in order.”3
While the horse sacrifice was a particularly elaborate and exalted ceremony, it
nonetheless captures the social dynamic of Vedic religious practice fairly well.
Animals, dairy products, vegetable offerings, and most famously a hallucinogenic
plant called soma were sacrificed by being offered into flames. The sacrifices were a
collaboration between the two elite classes of society, the priests or brahmins, and the
aristocratic warriors or kṣatriya. The systematization of caste would then be
completed with the addition of two more groups: the tradesmen and farmers of
the “commoner” or vais ý a class, and finally the serfs or laborers, known as the
s ú ̄dra. This last group was entirely excluded from the Vedic rituals and would
have had its own separate religious practices. The Ṛ g-veda refers to the four
classes and even explains them through a kind of cosmology, which centers on
the word puruṣa—a word worth remembering, as we’ll be encountering it often.
It can mean “the self” or simply “person,” but the Ṛ g-veda here characterizes
puruṣa as “all that yet has been and all that is yet to be,” thus drawing a parallel
between a single being and the whole cosmos. The gods are said to have
sacrificed puruṣa, dividing it just as the priests would cut up an animal. From
puruṣa were extracted various species of animals, including goats, cattle, and, yes,
horses, as well as the four classes of humankind: “When they apportioned puruṣa
into how many parts did they arrange him? What was his mouth? What his two
arms? What are said to be his two thighs, his two feet? The brahmin was his
mouth, the ruler (rājanya, i.e. kṣatriya) was made his two arms. As to his thighs—
that is what the freeman (vais ý a) was. From his two feet the servant (s ú ̄dra) was
born” (..–).
With all this talk of archeology, migrations, economic stratification, religion, and
horses, you may have the mounting feeling that you’re reading a history book and
not a history of philosophy book. But with this passage we have arrived at central
themes of Vedic thought, themes with far-reaching philosophical implications. The
beginning of the passage equates puruṣa with all things. The later texts known as the
Upaniṣads will build on this and similar suggestions in the Vedas to argue that a
knowledge of the self—puruṣa or ātman—is tantamount to a knowledge of the whole
world. But the Ṛ g-veda isn’t simply saying that there is an ultimate unity between the
self and the universe. It suggests that reality can be divided into natural parts, much
like a skillfully butchered sacrificial animal. On the basis of the passage just quoted
above, this becomes a kind of justification for the class system. Obviously this looks
to our eyes like a self-serving account, representing as it does the interests of the
brahmin and kṣatriya classes, the very people who carried out and benefitted from the
sacrifices described in Vedic literature.
But there’s more going on here than the cynical rationalization of an elitist
culture. If we look ahead to the Upaniṣads, we see them also drawing systematic
parallels between the parts of human or animal bodies and the parts of the universe.
At the risk of beating a dead horse, let’s consider another example featuring the
Aryans’
favorite animal. The very beginning of the Great Forest (Bṛhadāraṇyaka)
Upaniṣad (.) consists of an extended analogy, or even identification, between the
parts of a sacrificial horse and the parts of the cosmos. The head of the horse is the
dawn, its body (ātman) is the year, its back the sky, its feet the days and nights, its
bones the stars, its flesh the clouds, and so on. The passage concludes, “When it
yawns, lightning flashes; when it shakes itself, it thunders; and when it urinates, it
rains. Its neighing is speech itself.”4 The Upaniṣads tell us that, when we understand
the parts and powers of horses and humans, we travel a path from microcosm to
macrocosm. Studying the structure of animals and humans is a way, even the way,
to uncover the hidden structure of all things. The priest himself is a paradigm case.
We read somewhat later in the first section of the Great Forest Upaniṣad that he is
brahman personified, a whole world in himself (.).
This holistic philosophical understanding was the stock in trade of the brahmin
class. It was they, and only they, who had expertise in the fine points of ritual and
insight into the nature of the gods, which is why their assistance was needed by the
warrior aristocrats of the kṣatriya class. Thanks to the rituals carried out by the
brahmins, the kṣatriya could hope for divine favor, which might bring insurance
against calamity, large and healthy families, and ever-increasing wealth. More
ambitiously, they could turn to the brahmins for an explanation of the origin of all
things, as suggested in a verse of the Ṛ g-veda: “Unperceptive, I ask also the perceptive
poets about this in order to know, since I am unknowing: what also is the One in the
form of the Unborn that has propped apart these six realms?”5 And what did the
know-it-all brahmins get of out the deal? It’s here that the cows finally come in. Many
times in the Upaniṣads, a sage is promised head of cattle in return for their wisdom.
This can even be the occasion for gentle comedy: a brahmin comes to court and the
king asks him whether he is “after cows or subtle disquisitions.” “Both, your
majesty,” replies the sage (.).
The Upaniṣads show that within the symbiotic relationship between rulers and
priests, the knowledge claims of the brahmins did not go unchallenged. Another
remarkable passage of the Great Forest Upaniṣad describes a dialogue between a king
named Ajātasá tru and a priest named Dṛipta-Bālāki (.). The priest offers to give an
account of brahman, or “fundamental reality.” Naturally, he’s offered a thousand
cows if his statement is deemed convincing. The priest begins by suggesting that
brahman resides in the sun, a proposal instantly rejected by the king. The sun may be
the greatest of all beings, but it is not to be identified with brahman itself. A long
chain of further ideas follow: brahman is in the moon, in space itself, in wind, water,
sound, or body (ātman). The king slaps down every suggestion, using almost the
same words each time. Finally Dṛipta-Bālāki admits defeat, and asks to learn from
the king instead of the other way around. The king agrees to enlighten him, even
though it is, as he says, “a reversal of the norm for a brahmin to become the pupil of
a kṣatriya.”
If this seems a rather heavy-handed way of hinting that the brahmins might have
something to learn from the kṣatriyas, it was as nothing compared to the challenges
that emerged around the fifth century BC. This was the age of the Buddha and of
Mahāvı ̄ra—the tradition of thought he founded, “Jainism,” takes its name from
Mahāvı ̄ra’s epithet Jina, meaning “conqueror.” It’s significant that both Buddha and
Mahāvı ̄ra were members of the kṣatriya aristocracy, rather than the priestly brahmin
class. Both abandoned their wealth to lead lives of ascetic restraint, already an
implicit criticism of the literal and spiritual economy that lay at the heart of the
Brahmanical tradition. Sometimes the criticism was more explicit. Buddhists and
Jainas increasingly raised doubts about the efficacy of Vedic rituals, and the very
possibility of attaining the kind of understanding claimed by the brahmins. It’s no
wonder that Indian philosophy early on developed an obsession with the methods
that might lead to knowledge, since knowledge was the commodity that earned the
brahmins their very livelihood. In these debates an elite way of life, and not just
epistemology, was at stake.
But Buddhism and Jainism offered more than mere criticism of the Brahmanical
system of thought. Indeed, they promised their followers something that could not
be achieved through any ritual: liberation. The classic texts of Brahmanical culture
allude to one of the beliefs we associate most readily with the Indian tradition: the
cycle of reincarnation. In an oft-quoted passage of the Bhagavad-gı ̄tā, we read, “As a
man casts off his worn-out clothes and takes on new ones, so does the self cast off its
worn-out bodies and enter new ones” (.).6 Rather than being relieved at the
prospect of returning again and again to bodily existence instead of dying outright,
Indian thinkers often set as their goal “liberation,” escape from the relentless cycle.
Consistently with the exaltation of knowledge so typical of the Upaniṣads, one of
the later Upaniṣads states: “when a man has understanding, is mindful and always
pure, he reaches that final step, from which he is not reborn again” (Kaṭha Upaniṣad
.). The Buddhists and Jainas duly offered their own versions of liberation, with the
Buddhists subjecting to a radical critique the very idea of a self or soul that could
pass from one body to another.
From what’s been said so far, you may have the impression that these dissenting
schools were insurgents against the elite, a kind of living rebuke to the religious
beliefs and power structures of ancient India. But of course Buddhism would itself
develop into a major world religion, and this process already began in antiquity. The
Buddhists may have been dismissive of the rituals outlined in the Vedas, but they
had their own alternate forms of religious observance, such as burial practices
different from those used in the Vedic tradition. As for the social position of the
Buddhists and Jainas, we should not necessarily assume that these were teachings
for the economically weak. After all, the Buddha himself came from a royal family,
and in the longer term both movements would receive their fair share of political
support. We see this with the rulers of the powerful Mauryan Empire, which held
much of the territory of the subcontinent in the period around the third century BC.
It was founded in BC by Candragupta Maurya, who expanded his initial territory
in part by taking advantage of the power vacuum that resulted when the conquering
armies of Alexander the Great pulled out of northwestern India.7 King Candragupta
had a brahmin advisor named Kauṭilya, who is said to be the author of a political
treatise called the Arthasá ̄stra—we mentioned it in the last chapter and will be
considering it more fully in Chapter .
With this dynasty, we see that the dissenters’ ideas too could appeal to the ruling
class that had sought wisdom from the brahmins for so many generations. It is said
that Candragupta himself abdicated his kingship after becoming an adherent of
Jainism. We have much more evidence concerning the intellectual allegiance of
Candragupta’s grandson Asó ka. Appalled by the violence he witnessed in a military
_ (the eastern coast), As ́oka sought to wield
campaign against the region of Kālinga
his royal power in a fashion consistent with Buddhist teachings. His armies would
not make war, except in self-defense, and as ruler he would look to the welfare of all
his subjects. As ́oka had inscriptions erected around his empire in a variety of
languages; his edicts were even translated into Greek and Aramaic for the northwestern regions. This is just one example of the interpenetration of Greek and
Indian culture in the generations following Alexander’s conquests. During the
Hellenistic period the Bactrian ruler Demetrius extended his rule into the Punjab
and Indus valley. Tradition records that another Greek king, Milinda or Menander,
converted to Buddhism. A supposed dialogue between this king and a Buddhist
teacher named Nāgasena survives as the so-called Questions of Milinda; again, we’ll
return to this text later.
But before getting into the Buddhist and Jaina traditions and their critique of
Brahmanical culture, we need first to understand better what they were criticizing.
That means, first and foremost, understanding the Upaniṣads, works that set out to
expound the meaning of the Vedic texts and the rituals they described. Devised over
the course of many generations, they are monuments of world literature and
foundational texts of the Hindu religion. And of course they are full of philosophical
material, which is sometimes suggestive and metaphorical, sometimes frankly
argumentative and disputatious, and always well worth careful attention.
4
HIDE AND SEEK
THE UPANIṢADS
W
hat is the most central philosophical activity? Well, perhaps the most
common philosophical activity is writing an essay for a philosophy class
late at night after lengthy procrastination. Then there is publishing books and
articles on the topic, which professional academics tend to do after considerably
more procrastination than they’d let their students get away with. But the core
practice of philosophy does not need to involve writing at all. It is dialogue: a calm
and frank exchange of ideas, arguments, examples, and counterexamples. To be a
philosopher is to be willing and even eager to test your view against rival views, to
subject your theories to refutation and meet such refutation with well-considered
defense, or indeed by changing your mind. In ancient philosophical literature, it is of
course Plato who leaps to mind as the greatest exponent of the philosophical
dialogue. But a second place of honor should be reserved for the Upaniṣads.
The texts traditionally labeled as Upaniṣads react to and elaborate upon the
ideas, and sometimes specific passages, of the Vedas.1 There are four Vedic texts,
also called saṃ hitās, which form a substantial body of literature. The oldest one, the
Ṛ g-veda, has ten books, each of which contains on average about hymns. This
and the other saṃ hitās are dense and difficult works which call out for exegesis and
exposition, and that is what they got, in the form of a multi-layered tradition of
writings, with the Upaniṣads forming only one layer. (In Sanskrit tradition by the
way, the words “Veda” or “Vedic” are used to refer to all of this literature collectively:
the earliest revelatory texts plus the layers of commentary.) A given Upaniṣad will be
associated with a specific saṃ hitā which inspired it but without providing close, lineby-line commentary. Instead the Upaniṣads are heterogeneous collections that mix
scenes of dialogue with anecdotes, parables, poetic metaphors, and advice.
The earliest of the the Upaniṣads date from around or before the sixth century BC,
but more were written for many centuries afterwards.2 The two oldest, the Great
Forest and Chāndogya Upaniṣads, were both composed before the time of the Buddha.
We say “composed” rather than “written” because, like the saṃ hitās, the Upaniṣads
̣
were transmitted orally over many generations. Numerous hints of this are preserved
in the written versions, for instance the use of repetition to aid memorization, and
even turns of phrase that make it clear that a certain gesture is intended to go along
with the recitation. The Upaniṣads are symbolic, evocative, and inspirational, plastic in
meaning, and just as open to interpretation as the sacred texts of other religious
traditions. What they offer the philosopher is not so much close conceptual analysis
or system-building as the setting down of broad themes. The most fundamental of
these themes is the uncovering of hidden connections between things. Indeed, the
very term upaniṣad means a “hidden connection,” or possibly a “secret teaching,” a
meaning it acquires through its etymology as “sitting near to” one’s teacher.3
That, and the fact that these works respond to revelatory religious texts, may lead
us to expect the Upaniṣads simply to declaim their esoteric wisdom for our benefit,
if only we can understand it ourselves. But more often claims of knowledge are put
into the mouths of various characters who are then challenged by others. We just
saw an example in the last chapter, in the passage where a king rejected a series of
attempts to explain the concept of brahman. Here and elsewhere students and wouldbe teachers are said to “fall silent” because they find themselves unable to answer a
question, or to improve upon the answers others are giving. The listener or reader is
thus invited to consider the basis and reliability of the claims being made. At the
same time, we get a vivid impression of the ancient social context. We see our
protagonists in courtly settings, with the elite scholars of the day strutting their stuff
for rich benefactors and striving against one another to claim admiration and
material rewards, like those cows we mentioned.
This is well illustrated by the third section of the Great Forest Upaniṣad, which
dramatizes not so much a debate as a competition. We are at the court of a king
named Janaka, who plans to lavish gifts upon a group of priests who will carry out a
sacrifice. When he announces his intention to discover who among them is “most
learned,” a brahmin named Yājñavalkya steps forward (.). He is questioned by a
series of rivals, and reduces each of them to silence. He bests them over the function
of religious rituals, but also when it comes to such philosophical issues as the means
by which we grasp the world around us (.) and that core concern of the Upaniṣads,
the self (ātman; ., .). Interestingly, a woman is also allowed to join the debate, one
of several female characters who appear in the Upaniṣads and take full part in the
debate (see further Chapter ). Her name is Gārgı ̄ Vācaknavı ̄. She has two goes at
questioning Yājñavalkya, first when she pursues him along a cosmological regress:
people say that the world is “woven upon” or supported by water, but what
supports water? Air, comes the reply. But then what supports air? And so on, via
the sun and the stars, and the realm of the gods, until Yājñavalkya tells her to stop
̣
asking questions, lest her “head shatter apart” (.). But Gārgı ̄ is apparently
impressed. Shortly thereafter, she declares that if Yājñavalkya can answer a further
difficult line of questioning, he should be deemed invincible in debate (.). Her
second inquiry is similar to the first, and elicits another regress of explanatory
cosmic principles. But this time the buck is stopped. He satisfies Gārgı ̄ by telling
her that all things are “woven upon” space, and space upon that which can never
perish. She pronounces him the victor, and before long the other brahmins agree, or
at least give up trying to get the better of him (.).
This dialogical setting for philosophy is going to be a long-running feature of Indian
thought. It will especially characterize the texts written in the Age of the Sūtra, which
will feature abundant mutual refutation by members of the various schools. We’re not
going to see many interlocutors in that period who are willing to “fall silent.” But in that
later context, philosophers are themselves engaged directly in intellectual disputes. The
Upaniṣads are more like the Platonic dialogues: they depict named individuals having
discussions with one another. One result is that the same questions don’t always get the
same answers, even in a single Upaniṣad, never mind in different works of the genre.
More consistent is the range of themes that appear throughout these texts, such as the
aforementioned idea that there are unseen connections between things, which will yield
themselves up to those who seek what is hidden.
We see this with the beginning of the Great Forest Upaniṣad, already mentioned above
(Chapter ), where the parts of a sacrificial horse are compared to aspects of the
universe. The idea here is that the world as a whole shares the same arrangement as
the sacrificial object. This is in fact supposed to explain the very efficacy of sacrificial
rites. By means of ritual, human beings can effect a reordering and even a repair of the
world. The parts of the cosmos stand in a one to one relation with the objects that are in
the ritual domain: the dawn is the head of the horse, the sky is its back, and so on.
A similar claim is made about the human body, which is presented as a sort of
cosmological “map.” The same Upaniṣad contains the following extended analogy (.):
speech
sight
breath
mind
hearing
body
self
hair
blood, semen
fire
the sun
the wind
the moon
the heaven
earth
space
plants
water
̣
Sometimes a physical theory seems to underlie the alignment of microcosm and
macrocosm. Shortly after the passage on the sacrificial horse, the Great Forest
Upaniṣad describes a conflict between demons and gods (.). We are told how the
demons introduced evil into the speech, smell, sight, hearing, and minds of the gods.
But they are unable to corrupt the “breath of the mouth,” which is said to be the
most fundamental aspect or essence of the body. Breath also plays a role in the
natural world: wind is simply breath that is “freed from death.” Finally and most
importantly, breath is also the foundation of speech.
This provides a connection to the ritualistic concerns of the Vedas. The chapter
concludes by pointing out that a ritual prayer is itself a form of speech. The chanting
of the priest is “held up by breath,” as is the whole world. As one reads further, one
finds the Upaniṣad concluding with some rather frank advice on sexual practices.
You’d think this would be a rather jarring shift, but true to form, there are subtle
connections to what has gone before. The text posits an intimate relation between
the male seed and breath. In fact pregnancy can supposedly be prevented if the man
exhales into his partner’s mouth and then inhales his breath again, thus extracting
the power that was first given up into the woman (.). Our advice would be that
couples do not try this at home.
The Great Forest Upaniṣad, from which we’ve been quoting, is the oldest of the
Upaniṣads. It sets the tone for those that would follow, using the familiar as a map
or template to understand what is unfamiliar and unknown. As another of the
oldest texts, the Chāndogya Upaniṣad, puts it: “You must surely have asked about that
rule of substitution by which one hears what has not been heard before, thinks of
what has not been thought of before, and perceives what has not been perceived
before” (.). What we are learning to perceive from such “substitutions” is an
underlying grid of correspondences, which match bodily parts and vital functions
to the primary elements and celestial bodies. The ultimate ground for the correspondences is called brahman. It is a unifying cosmic principle, whose role is described
in the Kena (“By Whom”) Upaniṣad:
By whom impelled, by whom compelled, does the mind soar forth?
By whom enjoined does the breath march on as the first?
By whom is this speech impelled, with which people speak?
And who is the god that joins the sight and hearing? (.)
That which is the hearing behind hearing,
the thinking behind thinking,
the speech behind speech,
the sight behind sight.
It is also the breathing behind breathing.
̣
Freed completely from these,
the wise become immortal,
when they depart from this world. (.)
What one cannot see with one’s sight,
by which one sees the sight itself.
Learn that that alone is brahman,
and not what they here venerate. (.)
You may notice that these passages use the same taxonomy we’ve seen above,
featuring breath, speech, hearing, sight, and thought. But notice too that brahman is
more than just one element in the net of correspondences. It is something more
fundamental, a “breathing behind breathing,” unseen because it is that “by which
one sees.” We can learn something about both humans and the cosmos by seeing
the links between them, but brahman remains more elusive. It is inexpressible
because it is that in virtue of which we speak, and unthinkable because it is that in
virtue of which we think. This may sound like a dead end, an ancient Indian version
of negative theology. Would you really hand over a thousand cows for this?
But the Upaniṣads make one final, dramatic move, by identifying brahman with
the ātman. To quote the Chāndogya Upaniṣad: “This self of mine that lies deep within
my heart—it contains all actions, all desires, all smells, and all tastes; it has captured
this whole world. It is brahman. On departing from here after death, I will become
that” (..). Perhaps then we should understand the Upaniṣads to teach that the
order of things, the division of things into classifications, is itself in a correspondence with the order of our minds. If self and world are organized along fundamentally analogous lines, then self-control and self-understanding become methods for
controlling and understanding the world. This idea is supported by a remark in the
Kena Upaniṣad: “we have taught you the hidden connection relating to brahman itself.
Of this hidden connection, austerity, self-control and rites are the foundation, the
Vedas are all the limbs, and truth is the abode” (.). Or, to quote a modern scholar
of the Upaniṣads, “each Upaniṣadic teaching creates an integrative vision, a view of
the whole which draws together the separate elements of the world and of human
experience and compresses them into a single form.”4
Of course, this ancient Indian literature is not unique in holding out the prospect
of a unified explanation of the world and of our experience. The peculiar twist is that
the single reality behind the multiple aspects of the world is also the reality of the
individual self or subject. The Upaniṣads seem to tell us that there is no hope of
forming a unified conception of the world while leaving out the self, that a
conception of the nature of the self is the key to a conception of the nature of the
_
a philosopher who lived around AD and
world.5 Much later Śankara,
̣
systematized Advaita Vedānta, interpreted the idea as a denial of the reality of
difference (see Chapter ). That’s a rather technical and metaphysical, and also
contentious, way to capture the idea the Upaniṣads express with metaphors, with
the connections it draws between animal or human and world, and with its cyclical
cosmology.
Take for instance the idea that the world emerges from a single unity, only to
resolve eventually back into it. The Muṇḍaka Upaniṣad offers a powerful image to
express this: “As a spider spins out threads, then draws them into itself . . . So from
the imperishable all things here spring” (.). David Hume was apparently aware of
this verse, and asked how the Indian philosopher could compare God with anything
so contemptible as a spider. But it is poetry, not philosophy, that sustains the
metaphor. It expresses the grand integrative vision, in which the whole world is
spun out and drawn back in to a single imperishable thing. The same point is made
when God is compared to a magician, or to a potter, fashioning the eternal atoms
into new forms.6
The path to wisdom charted here looks like a short trip: we want to understand
the world, then realize that the world conforms to the self and vice versa. The rest
should be easy. We need only understand ourselves in order to understand all
things, and what lies closer to hand than our own selves? The catch is that the self
is elusive, for the very reason that brahman was found to be elusive. As Gārgı ̄ knew,
the wisest are those who persevere in the search for that which is most fundamental,
that upon which “all things are woven.” One of the other sages who tests
Yājñavalkya in that debate is named Uddālaka. He reappears in the Chāndogya
Upaniṣad, where he is depicted promising his son Śvetaketu the knowledge that
will account for everything, the knowledge of the totality. Uddālaka tells his son to
fetch the fruit of a banyan tree, to cut it open and find the seed, and then to cut open
the seed (.). Śvetaketu finds nothing inside, but Uddālaka tells him that within the
seed is the finest essence, on account of which the banyan tree has grown. It is, he
adds, the essence “that constitutes the self of this whole world; that is the truth; that
is the self.” A single essence, an essence within an essence, unifies, integrates and
explains the whole—but this essence is also invisible. Thus seeing the correspondence, and perhaps even identity, between self and world is only the first step of a
longer journey. For the self is not the sort of thing that just offers itself up for our
understanding.
Another recurrent theme of the Upaniṣads is that the self has five “sheaths,”
namely food, breath, mind, intellect, and bliss. Thus the Taittirı ̄ya Upaniṣad declares:
“Now, a man here is formed from the essence of food . . . Different from and
lying within this man formed from the essence of food is the self consisting of
̣
lifebreath . . . Different from and lying within this self consisting of breath is the self
consisting of mind . . . Different from and lying within this self consisting of mind is
the self consisting of intellect . . . Different from and lying within this self consisting
of intellect is the self consisting of bliss, which suffuses this other self completely”
(.–). This suggests that breath is not fundamental after all, even if directing our
attention toward it is a crucial part of coming to understand the underlying essence
of the self. Our task as self-knowers is to get past superficial appearances to
progressively deeper notions of the person. You are what you eat! No, you are
your breath. Or more fundamentally still, your mind. And so on.
Notice that the procedure is the same as the one applied to the cosmos as a whole
in the dialogue between Gārgı ̄ and Yājñavalkya. When the world is reduced to water,
water to air, air to the stars, and the stars to the divine, or when we identify the self
with food, then breath, then mind, we are not just following an indefinite regress.
And contrary to what it may seem, we are making progress, reaching a more
profound level of understanding with each step. It’s an encouraging thought,
which comes along with an equally discouraging warning: brahman or the self
may be so fundamental that it cannot be understood. There is no trace of egotism
or individual character here. Since it is that which underlies and explains other
things, it cannot be understood in light of anything else. Does the journey toward
grasping the self ever reach its destination?
5
INDRA’S SEARCH
THE SELF IN THE UPANIṢADS
O
ne traditional way to think about the distinctiveness of Indian, as opposed to
European, philosophy, has been that it first emerged and was always pursued
in a religious context. After all, we think of Buddhism, Jainism, and Hinduism
primarily as religions, not schools of philosophy, even if these traditions produced
many philosophical arguments and texts. But this contrast between philosophy in
India and in Europe can be challenged. Religious ideas were rarely far from the
concerns of European thinkers, from the pagans in antiquity to the theologians of
the medieval period and beyond. And of course it’s notoriously difficult to say
whether, or in what sense, Buddhism constitutes a “religion.” We are exploring the
history of philosophy, not the history of religion, so we don’t necessarily need to
decide that issue. We do, however, need to notice, and understand, the undeniably
religious elements in the ancient Indian texts we are approaching from a philosophical angle. Among these elements, probably the most striking is the presence of
gods, who routinely appear as characters in the Upaniṣads and the Maha ̄bhar̄ ata.
Despite rejecting much of the ritual practice and intellectual content of Brahmanical
culture, the Buddhists also continued to recognize and talk about the gods. What
philosophical relevance did the gods have for these traditions? Can we even speak of
a “natural theology” in Buddhism or the sacred texts of Hinduism?1
If we can, it is only by dropping some of the expectations we might associate with
that phrase. While the gods are a striking presence in these texts, a striking absence
is any interest in creation of the world, if by “creation” we mean bringing the
universe to exist out of nothing and at a distinct point in time. Instead, we standardly
find a picture of world-cycles, each cycle lasting for a vast period and being followed
by another, equally lengthy period (see Chapter ). On the other hand, we already
saw that in the Ṛ g-veda the gods are said to have extracted the species of animals
from puruṣa. And one particular god, Prajāpati, is briefly described as a creator. He
appears again in this guise in the Maha ̄bha ̄rata, where he is said first to fashion a body
for himself, and then the matter (pradha ̄na) underlying the whole universe, from
̣
which he makes all other things. The Upaniṣads also occasionally convey the idea
that all things are caused by, or depend on, Something, since in these texts brahman is
a fundamental support for all reality—indeed the word brahman means that which
“bears up” all things. Still, if brahman is divine it is a rather impersonal divinity. It is rarely
said to create, reward, or punish. Already in the earlier Vedas, the universe is portrayed
as having a moral order independent of any theological force. That continues to be the
case with the development of ideas about karma, where God’s involvement often
consists only in a kind of cosmic bookkeeping, since He is invoked to explain how it
is that our good and bad deeds are guaranteed to affect our future fates.
For these reasons, the great scholar of Indian philosophy Bimal Krishna Matilal
has written that in this tradition, the gods are seen “as window-dressing and more a
part of the cultural heritage of India than anything else.”2 Still, though we may not
find creation from nothing or a divine command theory of ethics in our philosophical texts, we do find gods. Indeed we even find them taking part in philosophical
discussions. The teacher at the center of the Bhagavad-gı ̄tā is Kṛṣṇa, an avatar or
incarnation of the god Viṣṇu. And they appear as sage-like interlocutors in the
Upaniṣads, which may be understood as a strategy for lending authority to the
teachings being unfolded. One of the most famous of all stories in the Upaniṣads has
as its main character Indra. He is a familiar divinity for anyone who has paged
through the Ṛ g-veda, though certainly not the only god acknowledged in that text.3
Natural phenomena like wind, sun, heaven, and dawn are recognized as deities, and
elements in the Vedic ritual—like Agni, the ritual fire, and Soma, the sacrificial
plant—are also seen as divine. But since the Ṛ g-veda centers on the sacrifice of Soma,
and since this plant is offered up to Indra, he is the most prominent god in the text,
far more so for example than Viṣṇu, who plays only a minor role.
By the time of the Cha ̄ndogya Upaniṣad (at ..–..) Indra is assigned a far lesser
role. He is presented not as an almighty creator or even a priestly king—as
sometimes in the Ṛ g-veda—but instead as searching after wisdom. Here he is a figure
who takes to heart the ubiquitous Upaniṣadic exhortation to go in search of your
true self. As we saw in the last chapter, this search ends with the realization that
there is a hidden correspondence between one’s self and the cosmos, and that both
in turn correspond to the space in which the Vedic ritual is carried out. You’d think
that as a god, Indra would be explaining this to a human. Instead, he is the one on a
journey of self-discovery. The gods and demons, we are told, have heard that
Prajāpati speaks of a self “by discovering which one obtains all the worlds, and
all one’s desires are fulfilled” (..). This fits with the presentation of Prajāpati in the
Ṛ g-veda, which in addition to exalting him as a creator, says that he possesses a
knowledge beyond that of the other gods. Along with one of the demons, Virocana,
̣
Indra goes to live as a celibate in Prajāpati’s ashram, in hope of learning the secret of
this self. The first thing they learn is patience. It takes thirty-two years before
Prajāpati finally speaks, and that only to ask Indra and Virocana what they want.
Up until this point, the story will be familiar to anyone who has tried to get their
driver’s license renewed. But the ensuing conversation is one you wouldn’t get out
of any government bureaucrat. When Prajāpati learns of their quest to discover the
self, he fobs them off with an answer he knows to be false:
“Look at yourselves in a pan of water. And let me know if there is anything you do not
perceive about yourselves.” So they looked into a pan of water. Prajāpati asked them:
“What do you see?” And they replied: “Sir, we see here our entire body (a ̄tman), a perfect
likeness down to the very hairs of the body, down to the very nails.” Prajāpati told them
then: “Adorn yourself beautifully, dress well, and spruce yourself up, and then look
into a pan of water.” So they adorned themselves beautifully, dressed well, and spruced
themselves up, and then looked into a pan of water. Prajāpati asked them: “What do
you see?” And they replied: “Sir, as the two of us here are beautifully adorned, well
dressed, and all spruced up, in exactly the same way are these, sir, beautifully adorned,
well dressed, and all spruced up.” “That is the self; that is the immortal; that is the one
free from fear; that is brahman,” Prajāpati told them. And the two of them left with
contented hearts. Seeing the two depart, Prajāpati observed: “There they go, without
learning about the self, without discovering the self!” (..–)
But Indra isn’t so easily fooled. He quickly realizes that the reflected self cannot be
that for which he seeks. For if the body can be made beautiful, so too can it become
lame and crippled. He returns for further instruction.
Prajāpati makes him wait another thirty-two years, but his reward is only to be
fobbed off again, this time with the following answer: “the one who goes happily
about in a dream: that is the self; that is the immortal; that is the one free from fear;
that is brahman.” Indra falls for the lie at first but is unconvinced upon reflection. The
self as it appears in dreams can still suffer anxiety and disappointment. He goes back
for a better response and is told to—you’ll never guess—wait thirty-two more years.
Still he doesn’t get the real answer, but is told, “When one is fast asleep, totally
collected and serene, and sees no dreams: that is the self; that is the immortal, that is
the one free from fear; that is brahman” (..). Yet again Indra goes away happy; yet
again he starts to have doubts and returns to Prajāpati. This time, he needs to wait
only five more years, making a total of one hundred and one (..).
At this point, Indra is finally given the true answer. You’ll be glad to hear that you
only have to wait briefly to learn what it is. First though we want to dwell on the
nature of this story, and the way it is told. Prajāpati displays an astonishing
reluctance to share his wisdom, as well as the willingness to deceive not just the
̣
demon Virocana but even a god. He also insists on long periods of harsh living as a
condition for receiving his instruction. It’s noteworthy too that Indra only seems to
improve his understanding by going away, content with the answer he’s received,
and then beginning to question that answer. Indra is forced to go step by step
through numerous proposals, each an improvement on its predecessor. There’s an
implied idea here about how knowledge and learning work—if not in general, then
at least when it comes to the central upaniṣadic concern of the self. One cannot
simply leap to a final, adequate grasp of the self without first having other, preparatory understandings. Before moving on to each new stage of understanding, Indra
needs to understand what was inadequate about the previous stage.
Indeed, one must see why each idea of the self is false if one is even to speculate
upon the truth or falsity of the next proposal. If Indra did not first come to see that
his self cannot be a reflected image, he could not appreciate the less obvious
doctrine that the true self is the one he encounters in dreams. Notice too that
Prajāpati lets Indra figure out for himself what is wrong with each inadequate
understanding. Indra must do more than merely understand that he is not a
reflection or the one who enjoys a dreamless sleep. He must also come to see the
flaws in these accounts as the result of his own personal investigation and discovery.
So Prajāpati could not simply have told Indra the final doctrine straight away, nor
could he have told him that any of the preceding doctrines were false. He could only
“feed” Indra each doctrine and wait to see if Indra will discover it to be false.
Why is the self so hard to find, and why does its discovery demand this “do it
yourself” approach? It takes Indra, who is himself a god, more than a century to find
out, even with Prajāpati prodding him along. The answer may be that the self is,
ironically, so close that it is nearly impossible to find. Things that are outside us are
usually possible objects of sensation: if you want to perceive the Eiffel Tower you
just need to go to Paris, but no plane ticket will bring you to a vantage point from
which you can behold the self. Nor is the self something that can be grasped by
some process of deduction or through the testimony of another person. There is, as
the later Indian philosophers would say, no prama ̄ṇa leading to this knowledge. As
we suggested in the previous chapter, brahman and the self make knowledge possible
without themselves being knowable. Our natural instinct when looking for the self
is to seek it among the objects of consciousness, since this is the strategy that works
with all other things. But in this one case, that strategy is ill-conceived.
Other passages in the Upaniṣads confirm that the self is not within the purview of
the senses and mind, precisely because it is what makes sensing and thinking
possible, so that it is “too close” to be seen. In the Great Forest Upaniṣad, this idea is
expressed by the sage Yājñavalkya, shown in conversation with his wife Maitreyı ̄:
̣
When there is a duality of some kind, then the one can smell the other, the one can see
the other, the one can hear the other, the one can greet the other, the one can think of
the other, and the one can perceive the other. When, however, the Whole has become
one’s very self (a ̄tman), then who is there for one to smell and by what means? Who is
there for one to see and by what means? Who is there for one to hear and by what
means? Who is there for one to greet and by what means? Who is there for one to
think and by what means? Who is there for one to perceive and by what means? By
what means can one perceive him by means of whom one perceives this whole world?
Look—by what means can one perceive the perceiver? About this self (a ̄tman), one can
only say “not—, not—.” He is ungraspable, for he cannot be grasped. He is undecaying,
for he is not subject to decay. He has nothing sticking to him, for he does not stick to
anything. He is not bound; yet he neither trembles in fear nor suffers injury. (..)
Again, the point is that the self is not an object of thought. In fact, it is not even a
possible target of language, which is why Yājñavalkya says that one can only say of
it “not— not—.” As the same sage says elsewhere, “you can’t see the seer who does
the seeing; you can’t hear the hearer who does the hearing; you can’t think of the
thinker who does the thinking; and you can’t perceive the perceiver who does the
perceiving. The self within all is this self of yours” (Great Forest Upaniṣad ..).
All of this helps us to make sense of the stages in Indra’s education. Of the three
bogus accounts he is offered, the first two attempt to represent the self as a possible
object of consciousness. Perhaps it is an object of sensory awareness, the reflected
image in a pool of water? Surely not, for it is the subject of sensation, not something
that is sensed. Perhaps then it is instead an object of dream consciousness? Indra
again sees through the ruse, and is ready to move on to the idea that the self is no
object of consciousness at all, but simply whatever undergoes dreamless, contentless sleep. But Indra realizes that this is not the self, because it is in fact nothing at all.
As he observes, “this self does not even know any of these beings here. It has
become completely annihilated” (..).
Once Indra has diagnosed the shortcomings of all these ideas of the self, and
shown himself to be a waiter more expert than you’ll find in any restaurant, he is
ready to hear the truth from Prajāpati. Here it is:
The one who is aware: “Let me smell this”—that is the self; the faculty of smell enables
him to smell. The one who is aware: “Let me say this”—that is the self; the faculty of
speech enables him to speak. The one who is aware: “Let me listen to this”—that is the
self; the faculty of hearing enables him to hear. The one who is aware: “Let me think
about this”—that is the self; the mind is his divine faculty of sight.
Is this answer worth the wait? Well, the conception of self found here can certainly
claim to improve on those that have come before. Prajāpati presents the self as that
̣
which underlies thought, speech, and sensation.4 Another of the Upaniṣads uses the
analogy of a chariot: the intellect is the charioteer, the mind the reins, the body the
chariot itself, while senses are the horses that pull the whole thing along (Kaṭha
Upaniṣad .–). But that might suggest a more active understanding of the self than
the one Prajāpati puts forth. Strictly speaking, the self is the source of neither action
nor will. It stands still, observing itself as it watches, as it hears and thinks. It is not
merely the one who sees, nor the one who decides to look, but the one who is aware
of seeing, of looking. Yet neither is it a detached or impassive self, disengaged from
its own desires and actions, because it is aware of itself even as it pursues them.
Again, the self is that in virtue of which the subject of consciousness is selfconscious, but is not itself an object of consciousness. In what, then, can selfdiscovery consist, if the self is not something we can discover? A helpful hint can
be found in the Great Forest Upaniṣad, where Yājñavalkya tells his wife: “when a drum
is being beaten, you cannot catch the external sounds; you catch them only by
getting hold of the drum or the man beating that drum” (..). His proposal is, then,
that, when we experience sensation, we can catch the sensing self only by getting
hold of the sensing; when thinking goes on, even the thinker can catch his or her self
only by getting hold of the thinking. We reach the self not directly, but by catching it
in its activity of sensing and thinking. Thus is the self discovered, in the shadowy
edges of experience. Philosophers nowadays might put the point by saying that the
self is known only through the phenomenological quality of thinking, in the flavor
of the experience of “what it is like” to think. There is something that it feels like,
from within, to be thinking, and in focusing upon this instead of the thought one is
thinking, one comes to be obliquely aware of the self. We should abandon our
instinctive assumption that the self is some kind of core or center of consciousness.
Instead, the self pervades all of consciousness, and can be extracted (pra-jñan̄ a) from
it. With all due respect to Prajāpati, we again find it most helpful to quote
Yājñavalkya for this point:
As a mass of salt has no distinctive core and surface—the whole thing is a single mass
of flavour—so indeed, my dear, this self has no distinctive core and surface; the whole
thing is a compact mass (ghana) of cognition (prajña ̄na). (Great Forest Upaniṣad ..)
This brings us back to the point that the self is so hard to find precisely because it is
always present to us. The phenomenal character of experience itself is barely noticeable, hidden as it is behind the “false desires” that come with our worldly concerns.
Even if this message was delivered by one god to another, it is not necessarily
religious in character. Admittedly the self-knowledge we’ve been talking about has
̣
something in common with a mystic’s awareness of God, because it can be grasped
only indirectly and not easily put into words, if at all. But it is a further step, and one
taken only in the more theistic later Upaniṣads, to identify this experience with a
mystical awareness of the divine. On the other hand, when you think of religion and
the Upaniṣads, it is probably not self-knowledge that first springs to mind anyway.
Your thoughts are more likely to turn to the cycle of rebirth, and above all to the law
of karma, which governs the fate of each individual in the next life. Happily you
won’t have to wait for the next life to find out more about this, though; only for the
next chapter.5
6
YOU ARE WHAT YOU DO
KARMA IN THE UPANIṢADS
I
t’s the rare philosophical concept that inspires dance music. You won’t find
meditations on determinism in the back catalogue of Kool and the Gang, or
Madonna setting reductionist theory of mind to a disco beat. Every rule has an
exception, though, and in this case we find one in the shape of Culture Club’s
hit “Karma Chameleon.” Actually, this may be the exception that proves the rule,
since a close reading of the lyrics betrays a somewhat shaky understanding of the
philosophical concept in question. The singer Boy George complains to his beloved,
“when you go, you’re gone forever.” Which is very much missing the point. The
ancient Indian notion of karma turns precisely on the idea that when we go, we are
not gone forever. We will be reborn, and the actions we performed in this life will
affect our fate in the next. Unlike Boy George’s wardrobe, the consequences of this
idea for Indian philosophy and religion can hardly be exaggerated. In this chapter,
we’ll start to see why.
The rebirth theory sounds like an optimistic one. Surely we all fear death, and
would all welcome the chance to live forever, even if in another form. Well, that’s
not how many ancient Indians saw things. Their goal was rather to escape from the
cycle of rebirth, which is after all just as much a cycle of redeath. Since karma was the
factor that would tie them to their next incarnation, it seemed that the only way to
achieve liberation was to eliminate all karma from oneself. Extreme measures were
taken in pursuit of this goal. The early Jainas devised a practice that has been called
“immobility asceticism.”1 After years of training, they would attempt to stay completely still until they died from thirst, hunger, or exposure. The point of this was to
avoid engaging in any action whatsoever, since all actions, whether good or bad,
result in karma. The suffering undergone during the agonizing process of death
would cleanse the karma acquired in earlier stages of life. Another group that
̄vikas, were more pessimistic
dissented from the Brahmanical worldview, the Ajı
and thought that the cycle of rebirth was impossible to escape, and that there was no
point trying to affect one’s karma.2 To achieve liberation, each individual just has to
̣
̄vikas expected
wait until the cycle of incarnations comes to an end—which the Ajı
to take millions of years. And you thought Indra showed patience!
This whole idea of karma and rebirth can be found in the earliest Upaniṣads, so we
may naturally associate it with the Brahmanical tradition rather than these dissident
groups. However, there’s some debate over the origins of the theory. We don’t find it
in the Vedas themselves, which as you’ll remember are the even earlier texts to
which the Upaniṣads are reacting. Some scholars nonetheless assume a Vedic
background for the doctrine, while others see it as a kind of interloper into
Brahmanical culture. According to this view, the notion of karma had already existed
in the northeastern region of India in the valley of the River Ganges.3 When the
upholders of Brahmanism migrated into this area from their homelands in the Indus
valley, they fell under the influence of this older tradition and incorporated karma
into their teachings. The debate has turned on some surprising details, for instance
the prevalence of metaphors involving rice to express the cycle of rebirth, and use of
rice in rituals aimed at manipulating karma. It’s been pointed out that this is not a
crop local to the Indus region, where farmers instead used wheat, while rice is
characteristic of agriculture in the Ganges.4 This fine-grained historical analysis
suggests that karma is not really a Brahmanical idea but was instead part of the
indigenous culture further east.
Wherever it was first born, karma was at the very least (and fittingly enough)
reborn in the Upaniṣads. Let’s quote again from the Great Forest Upaniṣad (..):
“Yājñavalkya, tell me—when a man dies, and his speech disappears into fire, his breath
into the wind, his sight into the sun, his mind into the moon, his hearing into the
quarters, his physical body into the earth, his soul (ātman) into space, the hair of his
body into plants, the hair of his head into trees, and his blood and semen into water—
what happens to that person?” Yājñavalkya replied: “My friend, we cannot talk about
this in public. Take my hand; let’s go and discuss this in private.” So they left and talked
about it. And what did they talk about? They talked about nothing but karma. And what
did they praise? They praised nothing but karma. Yājñavalkya told him: “A man turns
into something good by good action and into something bad by bad action.”
Here we have one of the “hidden teachings” that give the Upaniṣads their name. In
this case, the secret doctrine not fit for public consumption was the doctrine of
karma: that we are made into what we are by what we do. In particular, it is the moral
quality of what we do that will shape the life we are going to enjoy or suffer.
So here in an early Upaniṣad, we have the core idea that most people (though not
Boy George) associate with karma: be good, or else. Your moral decisions in the here
and now will bring you reward or punishment down the line, in the next life if not in
̣
this one. But is the theory of karma simply an account of moral retribution? That
doesn’t sound very appealing, or for that matter very philosophical. And it gets
worse. It’s tempting to see the karma theory as a way to justify the inequality of
Brahmanical culture, with the brahmins being rewarded for their good deeds in a
former life, while male members of the lower castes (and all women!) are being
punished for the crimes they must have committed in their own former lives. Thus
we find in the Chāndogya Upaniṣad the idea that those who engage in pleasant
conduct will “enter a pleasant womb,” like that of a brahmin, kṣatriya, or vais ́ya,
whereas those who are of “foul behavior” will enter the foul womb of a dog, pig,
or an outcast (..).
But this would be a reductive and inadequate understanding of karma. The
doctrine is in fact a way to affirm human freedom, and to give us a motivation
for trying to act well. To see why, it will help to consider two alternative and
rival theories. One was held by the unorthodox ascetic Gosá ̄la, the leader of the
̄vikas, who denied that the cycle of rebirth can be escaped.
aforementioned Ajı
Gos ́āla held that everything happens exactly as it is predestined to happen by “fate
̄vika trad(niyati),” so that human action is ineffective and inconsequential. The Ajı
ition did not live on past antiquity, as did the other schools of thought we’ve been
discussing, but Gosá ̄la’s views are described in the recorded dialogues of the Buddha,
as follows:
There is no power in humans, no strength or force, no vigour or exertion. All that lives
is without control, without power or strength, they experience the fixed course of
pleasure and pain through the six kinds of rebirth . . . Because pleasure and pain have
been measured out with a measure limited by the round of birth-and-death, and there
is neither increase nor decrease, neither excellence nor inferiority. Just as a ball of string
when thrown runs till it is all unravelled, so fools and wise run on and circle round till
they make an end of suffering.5
̄vikas denied that we have any responsibility for our actions. In fact, they
So the Ajı
could be understood to deny that “action” is possible at all, if to act involves making
rational choices. How then should one live, if the idea that reason can be the guide of
human action is a myth? Gos ́āla thought the answer lies in asceticism. One should
withdraw as far as possible from the pretense of action at all, and instead live as a
renunciate and forest-dweller. This ascetic lifestyle was embraced especially by those
̄vikas who claimed that their eons of waiting were finally over, and that in their
Ajı
present lives they were experiencing the last of their many incarnations.
Precisely the opposite conclusion was drawn by another group, the materialist
philosophers known as the Cārvākas. Again, their ideas are reported in the Buddhist
̣
canon, where they are represented as insisting that there is no good or evil in the
world, and that a human is nothing more than flesh and blood:
This human being is composed of the four great elements, and when one dies the earth
part reverts to earth, the water part to water, the fire part to fire, the air part to air, and
the faculties pass away into space. They accompany the dead man with four bearers
and the bier as fifth, their footsteps are heard as far as the cremation-ground. There the
bones whiten, the sacrifice ends in ashes. It is the idea of a fool to give this gift: the talk
of those who preach a doctrine of survival is vain and false. Fools and wise, at the
breaking-up of the body, are destroyed and perish, they do not exist after death.
So for a Cārvāka there are no reasons to act morally because there are no moral
reasons for action. As we’ll see later (Chapters –), this attitude lent itself to a
hedonist ethic, which allowed that deliberative action is possible but claimed that
only one thing can guide our deliberations. Like Madonna, they were living in a
material world, and they set their heights on no goal more exalted than leading a
pleasurable life.
̄vika fatalism and Cārvāka moral skepticism? It is to
What is the alternative to Ajı
think, first of all, that there is such a thing as deliberative action, action governed by
reason and reflection. And second, it is to believe that moral considerations should
play a role in such deliberation. If one is to counter the doctrines of fate and chance,
one needs to show that there are moral motivations for action. That is why the
doctrine of karma was taught, as a simple and effective solution to a tricky problem.
The doctrine “requires that a man’s own ‘character’ be his own ‘destiny,’ ”6 and that
each action has its appropriate consequences. Those actions that are good, springing
from a clear-sighted mind and a virtuous disposition, result in future happiness and
well-being (sukha); actions that are bad, deriving from ignorance, greed, and malice,
produce only suffering (duḥ kha).
Of course, if these consequences are actually to make a difference to my choices,
I must believe that the results of good and bad actions will affect me and not
someone else. The agent (kartṛ) of the action (karma) must be the same person as the
enjoyer (bhoktṛ) of the result (phala). So the karma doctrine implies, or perhaps
assumes, that the world is governed by justice, with each person guaranteed to
reap what he or she sows. This may seem to bring the karma theory closer to a
religious conviction. But as we saw in the last chapter, it was only gradually that
divine oversight was invoked in this sort of cosmic context. In the Upaniṣads it
appears to be just a brute fact that there is a moral order built into the universe. Only
as the tradition develops are divinities made responsible for overseeing the dispensation of justice in light of karmic merit and demerit. In the earlier period, the world
̣
is simply presented as a just place, with each person’s long-term happiness in
proportion to their virtue. The “law of karma” is one that needs no lawgiver.
But is this really a way to place morality on firm foundations? It looks more like a
naked appeal to self-interest. Each of us is told: “You had better behave well, since
you and you alone will suffer the consequences of your misbehavior,” or more
optimistically, “If you want to flourish and be happy, you must behave well.” The
goal I’m being told to pursue is my own overall happiness in the long run, with
virtue a mere instrument for achieving that objective. Of course it’s welcome news
that the world is just set up in such a way as to reward the good and punish the bad,
with the vicious winding up as dogs and pigs while the virtuous get, if you will, a
womb with a view, one with an outlook on happiness. But the doctrine appears to
give us no reason to exercise genuine altruism, to have moral concern for the
interests of others. If I am only trying to optimize my own future well-being, it
seems that I am making no effort to further the well-being of others. The Buddha
had a simple and brilliant answer to this challenge: he denied that there is any
metaphysical distinction between self and others. Concern for others and concern
for oneself are thus one and the same. We’ll be looking at this Buddhist theory of
“no-self (anatta)” in more detail shortly (see Chapter ). For now, we just want to
note that it reconciles karma with altruism, by extending the scope of what can
properly be called “self-interest.”
Another objection to the karma doctrine is even more straightforward: it just isn’t
true that good conduct is the best route to attain happiness. To the contrary, we see
regularly that the good suffer and the wicked flourish. It’s all too obvious that I can
further my own interests by cheating and lying. Of course things would not turn out
well for me if everyone acted that way all the time. But in a world where people
generally behave well, the clever and wicked will prosper at the expense of the
morally upright. It’s here that we can see the ethical relevance of an aspect of the
doctrine that may seem more at home in religious belief: the doctrine of rebirth or
transmigration. If I am worried about not only this life but also the next, that may
change my calculations as to what is truly advantageous. It’s hardly a winning
strategy to secure riches and pleasure through devious actions now, if it means I’ll
be born as a dog next time around.
But that does not really solve the problem so much as postpone it. How can we
be sure that justice will be meted out in the next life for the sins we commit now?
We need a guaranteed connection between good action and what is good for the
individual. Such a connection is forged in one of the most famous writings of
ancient India: the Bhagavad-gı ̄tā, the dialogue between Arjuna and Kṛṣṇa embedded
within the Mahābhārata.7 On the eve of a mighty battle, the warrior prince Arjuna is
̣
wracked with doubt. Facing him on the battlefield are not some unknown and
nameless enemies, but his own kinsfolk and elders. They are guilty of heinous
crimes, and Arjuna has both caste duty and social convention on his side. Yet he
cannot persuade himself that it is right to kill his own family members, preferring, as
he says, the life of a beggar and a mendicant. Kṛṣṇa intervenes, and tries to convince
him that he must fight the battle. His advice rejects the kind of instrumental
reasoning bound up with the karma theory.
Kṛṣṇa tells Arjuna that any action undertaken out of desire for some result will
only lead to further desires. Whatever the outcome of each action, this way of
thinking about our choices can end only in suffering. For one can never satisfy all
one’s desires, and the more one acts with the hope of getting rewards, the more one
is liable to disappointment and frustration. As Kṛṣṇa puts it, “From attachment
springs desire, from desire is anger born” (.). The goal of the karma theory was to
guide one’s deliberations and actions by moral considerations, in order to achieve
long-term benefit. Now Kṛṣṇa argues that none of this matters. For no matter what
goal you choose to desire, you will find only further discontent. How then ought
one motivate oneself to act, if not from a desire for the results of the action? Kṛṣṇa
claims that the truly virtuous action is not one that aims at some objective, whether
in this life or another, but instead an action free from desire for any result (niṣkāmakarma). “Action alone is thy proper business,” he says, “never the fruits [it may
produce]; let not your motive be the fruit of action” (.).
But how do I know which action to perform, if not by looking to a cosmic system
of just reward and punishment? Simple: one must do that which is natural or proper
to oneself, one’s svadharma. Kṛṣṇa says, “hear just how a man perfects himself by
[doing and] rejoicing in his proper work” (.). Thus the Gı ̄tā tells us that we must
act, but without formulating a desire that would be fulfilled by acting. Kṛṣṇa’s advice
to Arjuna is instead to act according to his duty and nature, but remain detached
from any self-interest in the results of his actions. To act in a way that is true to one’s
character is to act well. It may still turn out that the consequences, as prescribed by
the principle of karma, will also be good, but one should not be motivated to act by
those consequences.8
7
CASE WORKER
Ṇ INI’S GRAMMAR
PA
T
he power wielded by the brahmins of ancient India stemmed not from armies or
wealth, but from knowledge. That power was duly expressed, not in wars or
lavish building projects, but in words and ritual deeds—the sacrifice of animals
and plants, the uttering of chants and formulas. It’s a testament to the intimate
relation between Brahmanical authority and language that they produced some of
the world’s oldest literature. That literature frequently refers to language, especially
spoken language—remember that the Vedas and Upaniṣads were transmitted orally
for many generations before being written down. “Speech” is duly a running theme
in the Upaniṣads, as when the self (a ̄tman) is said to consist of speech, mind, and
breath (Great Forest Upaniṣad ..), or the purifying sacrifice to be enacted through
two things, mind and speech. The ritual can succeed only when both are correct, as a
cart cannot roll on only one wheel (Chan̄ dogya Upaniṣad ..–).
No wonder then that ancient India was also home to one of the most impressive
figures in the history of linguistics: Pāṇini, who seems to have lived from the sixth to
the fifth centuries BC. His fame rests upon the Aṣt ̣a ̄dhyaȳ ı ̄, or Book in Eight Chapters, a
dense and technical work describing the grammatical structure of Sanskrit by means
of thousands of aphoristic remarks. It’s an astounding achievement, even if it draws
on the work of earlier grammarians. The composition and subsequent reception of
the Eight Chapters and other texts ascribed to Pāṇini illustrate more general features of
the Indian literary tradition. For one thing, the whole endeavor presupposes a
religious context. It is the sacredness of the Sanskrit language that makes it worth
analyzing in such minute detail, and the most obvious precursor to Pāṇini’s grammar can be found in works that discuss Vedic verses on a word-by-word basis.1 But
you don’t have to be a historian of religion to appreciate the results. Indeed, most of
the scholarship devoted to Pāṇini is by specialists in linguistics, and says nothing at
all about his cultural or religious setting. Instead, he is taken seriously as a figure
whose ideas can be compared with those of modern-day linguists like Noam
Chomsky.
̄ ̣ ’
For another thing, the reception of Pāṇini’s work followed a pattern we’ll be
seeing often in the rest of this book.2 Like the philosophers of the various schools,
the Pāṇinian grammarians produced layers of commentary on their authoritative
source text, which in their case was the Eight Chapters. The aphorisms in which Pāṇini
set down his grammar were called sūtras, brief remarks that were meant to be
memorized. Later grammarians added comments called var̄ tikka, intended to supplement Pāṇini, for instance by making additional points deemed to be absent in the
original sūtras. There was also the detailed form of exegesis known as bhas̄ ̣ya, which
unfolded the teaching, and often added illustrative examples. The most important
such text in the grammatical tradition was the Maha ̄bha ̄ṣya (Great Commentary) of
Patañjali, written in the second century BC. Generally speaking such exegesis was
intended to explain and expand on the founder’s remarks, but it was also possible in
a bhas̄ ̣ya to challenge or correct those remarks.
Patañjali confirms the point we were just making about the religious imperative
of Pāṇini’s grammar, since he writes at the beginning of his commentary that
“grammar should be studied for the sake of the preservation of the Vedas.”3 Yet
Pāṇini’s grammar is no Vedic commentary. It is a study of the entire Sanskrit
language. The grammarians do not necessarily analyze Vedic verses, but devote
their attention to quotidian examples of language like “Devadatta is cooking rice.” In
coming to this text, then, the philosophically minded reader should not expect to
find a vision of the universe and its relation to the individual, as in the Upaniṣads.
Instead, grammar constituted a reflection on the structure and implicitly the nature
of language. Patañjali says that grammar offers “instruction about words,” but of
course it isn’t the sort of instruction that children receive from their parents when
they are learning to talk, or for that matter the sort that you’d receive if you took a
class on Sanskrit.4
The ancient grammarians did explain the formation of individual words, but
obviously they could not proceed by considering each word in the language
individually. That would be a never-ending task, as captured in the nice story that
the god Bṛhaspati taught our patient friend Indra about language for , years one
word at a time, at which point they still hadn’t finished the subject.5 Instead,
grammar must deploy generalization and abstraction. One of Pāṇini’s most important breakthroughs is to use abbreviations to stand in for a range of possible cases,
something we might compare to the way logicians use variables to expose the form
of a logical argument. (In fact Aristotle invented this convention in ancient Greece
not much later.) Thus he can quickly state a rule that applies to an indefinite number
of linguistic expressions. One can imagine doing the same thing in English, like this:
“let ‘V’ stand for a verb; then ‘V’ followed by ‘-ed’ is the past tense of that verb.” This
̄ ̣ ’
rule would allow you to derive “walked” from “walk,” or “cooked” from “cook.” And
this is in fact pretty much how Pāṇini’s grammar works. He builds words out of
basic roots with add-ons to show features like the case of a noun. The basic
procedure will be familiar to you if you’ve ever studied a language with declinable
nouns, such as Greek or Latin, which are by the way related to Sanskrit and have
many of the same grammatical features.
But even if you have studied Greek, Latin, or (even better) both, you may find
some of Pāṇini’s proposals surprising. We are usually taught that the basic components of a sentence are subject and predicate. Pāṇini instead makes action the core
notion of his grammar. That is why the Eight Chapters are supplemented with a list of
all the verbal roots in Sanskrit, with these providing the core or basis of the whole
language. What we would think of as the subject of a sentence is for him the agent of
the action described in that sentence.6 Alongside the agent and the action, the other
key part of a sentence is what he calls the “patient” of an action. (For those of you
who know that “declining a noun” doesn’t mean refusing to look something up in a
dictionary, we’ll mention that this “patient” is going to be put in the accusative case.)
In the sentence “Devadatta is cooking rice,” the rice—we would call it the “object” of
the verb—is the “patient” of the action of cooking. Then additional components of
the sentence can be added to indicate the place where the action is happening, the
instrument that is being used to perform it, and so on, as when we say “Devadatta is
cooking rice in the pot with fire.” As Pāṇini explains, in Sanskrit one simply
indicates the function of each noun using case endings. In English, by contrast, we
tend to use prepositions such as “in” and “with.”
Insofar as they play different functions in a sentence, nouns become what Pāṇini
calls kārakas or “contributory factors for some action.” Patañjali puts it like this: “a
thing becomes a ka ̄raka with respect to the accomplishment of an action in which it
participates.”7 In our example, Devadatta plays the role of the kāraka of “agent,”
which is primary and presupposed by all the other kārakas since no action can be
performed without an agent. Pāṇini says that there are six such thematic case-roles:
agent, patient or recipient, instrument, donor, target, and locus. If one were to say
“the leaf falls from the tree to the ground,” the leaf would be the agent because it
functions independently; the tree is the donor; and the ground is the locus, or where
the leaf falls. If one says “the king gives wealth to the brahmin by his own hand,” then
the king is the agent, wealth is the object given, and we also have the brahmin as
recipient and the hand as the instrument by which the act of giving takes place. The
importance of action in the theory is indicated by the fact that the relationship we
express with the preposition “of,” but expressed using a case marker in Sanskrit, is
not considered by Pāṇini to denote a kāraka. The reason is that “of” just denotes a
̄ ̣ ’
relationship between two nouns, as in “the greed of the brahmin,” rather than a
relationship between the verb and a contributory factor. Thus Pāṇini’s ka ̄rakas are
not in fact the same as the grammatical cases of Greek or Latin, but more like
“thematic roles” that words can play.8 Indeed, the same grammatical role might be
marked with different endings in different contexts, not always by the same linguistic marker.
Of course, sentences can get much more complicated than the ones we’ve been
considering. What if the verb is passive, as when we say “the rice is being cooked?”
Or what if we have a word which doesn’t take case markers (what grammarians call
“indeclinable”)? What if we are using compound words? This is why Pāṇini gives us
so many rules. His guidelines tell you what to do in these and many other
circumstances. In a feature of his grammar much commented upon by linguists,
Pāṇini sees that some rules constitute exceptions to other rules. There are most
general rules that cover all words, something that the grammarians compare to the
rain that falls on all alike. Then sometimes a more specific rule will trump a general
rule. Consider the fact that in English, a verb that already ends in –e doesn’t in fact
get –ed added to show past tense, but only –d, as with “liked” or “shared,” words
without which no one could describe what they’ve been doing on social media. To
capture this, Pāṇini even takes care to put the more general rules earlier in his list of
sūtras, and specifies that a later entry will overrule an earlier entry with which it
conflicts.
So far, we’ve been talking about Pāṇini and his followers as if they were simply
describing the way that Sanskrit works. But that isn’t the only way to think about
grammar. Imagine that a friend says, “do you want to come with?” or, even worse,
“do you want to come with Jonardon, Peter and I?” If you are a bit of a pedant, you
wouldn’t simply add these to your list of the grammatical constructions used in
English, even though your friend was speaking English and even though these
solecisms are actually quite frequent. Instead you would correct your friend: “you
have to say ‘come with me,’ not just ‘come with,’ because the word ‘with’ takes an
object.” The ancient Indian grammarians were also sticklers on such points, and
thought of their rules as marking the difference between correct and incorrect
language. Their mission was not merely descriptive, but prescriptive, or as philosophers might say, “normative.” In other words, they were not so much telling us
how we talk, but how we ought to talk.
Yet neither, of course, were they at liberty to decide arbitrarily what counts as
correct Sanskrit. As Patañjali said, “if you want pots, go to a potter, but if you want
words, don’t go to a grammarian,”9 meaning that you should instead go find some
actual language users and see how they form their sentences. What’s called for is a
̄ ̣ ’
kind of compromise between the descriptive and normative conceptions of grammar. The Pāṇinians do want to describe how people speak, but only when they
speak correctly. Hence they demarcated a group of people called the s ́iṣt ̣a, the “welleducated” or “learned.” Grammar describes the speech of these people, not that of
the riff-raff on the street. The Pāṇinians went so far as to say that such elite language
users are distinguished by their upright moral character, and not only their class or
levels of education, the underlying assumption being that speaking correctly means
thinking correctly.10
Here’s an example of how this worked in practice.11 We’ve seen that Pāṇini made
agents and actions central to his analysis of language. But what about a sentence like
“the pot cooks the rice”? One option would be to rule this out as simply incorrect, as
it is Devadatta who is cooking the rice in the pot. But this is not what the
grammarians say. Sanskrit users routinely referred to inanimate things as if they
were agents, and were happy to say that pots cook rice. (We do the same, of course:
if you were told to get the “rice-cooker” out of the cupboard, you wouldn’t think
Devadatta was stashed in there, but an inanimate appliance.) The grammarians were
prepared to allow this usage, and laid down no rule forbidding us to treat a pot as
having the kāraka of agent. This led to a difference of opinion between the grammarians and the “Naiyāyikas,” or logicians, who insisted that only a living thing can
be dignified with the word “agent (kartṛ).” (Notice that this is the same word used for
“agent” in the theory of karma, discussed in the previous chapter.) Pāṇini’s approach
was more pragmatic, and gave due weight to actual language use. It is perfectly
correct to say either that Devadatta is cutting the tree or that the axe is cutting the
tree. So it must be allowed that the axe is an “agent” even though we know that it is
really the “instrument” of cutting.
Here we’ve come to what may be the deepest philosophical question raised by the
work of Pāṇini and his successors: does the study of grammar expose the structure
of the underlying reality to which language refers? Or is it merely the study of
linguistic usage, which may or may not tell us anything about the world? This is not a
question Pānị ni addresses. He restricts himself to devising the many rules needed
to form sentences properly. But some scholars have thought that he presupposes
something deeper below the surface grammar of sentences. This would be what
philosophers call the “semantic” level, as opposed to the level of syntax. At the
semantic level we deal with meaning, rather than mere grammatical form. With this
distinction in hand, we may suspect that with the disagreement as to whether a pot can
be an agent, the logicians and grammarians were talking past one another. It is proper
to use the word “pot” to play the syntactic role of an agent, and this is what interested the
grammarians. It is a different matter whether the word “pot” actually means an agent.
̄ ̣ ’
But scholars don’t agree about the importance of semantics in Pāṇinian grammar.
According to one reading, Pāṇini asks us to look at the semantic role of a word to
determine what syntactic role it should receive.12 For instance, you don’t generate
passive verbs in his system just by mechanically modifying an active verb form.
Rather, you go back to square one and see that what is wanted in a given sentence is
a passive meaning. Only then do you look at your grammatical rulebook and find
out what the correct ending will be. Against this, it’s been argued that Pāṇini is really
only interested in the construction of words, and out of words, sentences, so that he
has no interest in semantics at all. After all, grammatical syntax can be thought of as
indifferent to meaning, as shown by the fact that you can form grammatically
correct sentences that don’t have any sensible meaning. The Indian grammarians
gave the wonderful example, “There goes the son of a barren woman with his hairtop bedecked with sky-flower, bathed with the milk of a tortoise carrying a bow
made of the horn of a rabbit.”13
Yet later grammarians definitely paid attention to the question of how words
relate to meanings, if only in the process of staking out the proper boundaries of
grammar as a science. Patañjali gave the example of a cow, and asked whether the
grammarian is interested in the actual animal with a tail and hooves. No: it is the
word that is discussed in grammar. And the word is, he says, “that which when
uttered causes one to think of the cow,” or “the sound by which meaning (artha) is
understood.”14 This meaning is permanently linked to the word “cow,” and what is
meant by it could be either cows in general or some particular cow. There are
difficult philosophical issues lurking here. If the meaning of “cow” is a general one,
then do we have to posit some universal nature of “cow-ness” for the word to latch
on to? European philosophers did not have a monopoly on the so-called “problem
of universals.” That problem was obliquely raised through consideration of the
function of words, and it is going to be tackled head-on by other philosophers
among the Buddhists, Mı ̄māṃ sā, and the Nyāya school who even use the same
example of the cow and milk it for all it’s worth.
While we can’t credit the earliest grammarians with similarly elaborate philosophical reflections on this problem, they did forge a number of conceptual
instruments that went into the Indian philosopher’s toolbox. One that is closely
connected to what we’ve just been discussing is the use–mention distinction. It’s
one thing to refer to the word “cow,” and another actually to use this word to refer
to cows. It’s the difference between a statement like “ ‘cow’ has three letters” or
“ ‘cow’ is a noun,” and one like “I see a cow in the field.” We nowadays mark this
distinction using quotation marks for words that are being mentioned instead
of used. The ancient Indian grammarians had no such orthographical device, but
̄ ̣ ’
Pāṇini has nonetheless been credited with making the distinction between use
and mention.15
Nor does the contrast we’ve been drawing between grammarians and logicians
mean that the grammarians were blind to logical issues. Patañjali formulated two of
the most basic laws of reasoning: that double negation is equivalent to affirmation
(if something is “not not a cow” then it is a cow), and that there is no third option
between an assertion and its denial (the “law of the excluded middle”).16 The fact that
they were able to disagree on certain points, as with the question of the agency of
pots, shows that Indian grammarians and logicians were at least operating in closely
adjacent fields, even if they were plowing different furrows. All this gives the
historian of philosophy good reason to take an interest in the Pāṇinians. Beyond
the philosophical relevance and interest of their own ideas, we can also see them as
foreshadowing developments in philosophical schools yet to come. The activities of
the Mı ̄māṃ sā school will be predicated on the idea that the sacred language of
Sanskrit is fixed for all time. This is a reminder of the religious context that originally
gave rise to Pāṇini’s project, and a reassertion of the value of the grammatical
tradition which will continue to go hand in hand with devotion to the rituals and
culture of brahmanism.17 But as we’ve already indicated, the earliest phase of Indian
thought was not marked by a monolithic agreement as to the value of that culture.
Appropriately enough, we’ve sandwiched Pāṇini between the Upaniṣads and the
critics of brahmanism. And next, we’ll turn to the greatest of those critics: the
Buddha.
8
SUFFERING AND SMILING
THE BUDDHA
he first step is admitting you have a problem.” This advice is, famously,
aimed at those who may be suffering from addiction. But according to the
Buddha it applies to us all. His teaching centers on the “Four Noble Truths,” the first
of which is that all of us have a problem so pervasive and so difficult to escape that
we usually fail to perceive it as a problem at all. The problem is that we are alive, and
life is suffering. If that’s the bad news, the worse news is that death is no escape. For,
in keeping with the doctrine of rebirth and karmic retribution, death will free us
from only our current portion of suffering, and deliver us directly to another. How
can we possibly free ourselves from our predicament? Only by attaining a better
understanding of that predicament, which includes coming to understand that we
have no selves that need to be set free in the first place.
With this teaching, the Buddha signaled his disagreement with the Brahmanical
tradition represented by the Upaniṣads, which made a ̄tman (the self) a central
preoccupation. But then, the Buddha was no brahmin. According to the elaborate
legend of his former lives and final incarnation,1 he chose to be born into the kṣatriya
class, as a royal prince. After his mother dreamed of a white elephant which entered
into the side of her body, she conceived the child who would become the Buddha.
When he was born, he could already speak and walk. His first deed was to take seven
steps and proclaim that life is full of sorrow, and that he had come after innumerable
life cycles to help free both gods and men from this misery. Despite this precocious
declaration, he would spend his youth and early adulthood oblivious of his mission.
He grew up in comfort and luxury before he was set on the path to enlightenment
when, as a young man, he ventured forth from the palace and was confronted for
the first time by old age, sickness, and death. He retreated to the forest and took up
̄vakas, only to find them
the extreme ascetic practices associated with the Ajı
ineffective. Rejecting this path, the Buddha sat beneath a tree and began to meditate.
When enlightenment came, he did not keep his newly found wisdom to himself, but
gathered students to him—the first Buddhists, and certainly not the last.
“T
These details, and far more besides, are contained in the earliest writings about the
Buddha and his teachings, sometimes called the “Pāli canon” because they were
written in the Pāli language. As with the Upaniṣads and other ancient Indian texts,
we’re dealing with an originally oral tradition here, which was set down in writing
only centuries after the Buddha’s lifetime, which was probably in the fifth century.
His sayings and conversations are collected in the works called nika ̄yas, which are in
turn only one of three bodies of early Buddhist literature, known as the “three
baskets (tipiṭaka).” The other two baskets are the vinaya piṭaka, which give instruction
for Buddhist monks, and the most philosophical of the texts, the abhidhamma
(Sanskrit: abhidharma) or “higher teaching.” The Pāli canon is the most obvious
source for early Buddhist religion and philosophy, but not the only one. We also
have biographies of the Buddha written in Chinese, from the second to fourth
centuries AD. Nor should we overlook the importance of architectural and iconographical material, notably the ancient burial mounds called stūpas, surrounded by
decorative railings and statues.2 We’re going to draw freely on such later material in
this and the next chapter, so as to present the fundamentals of early Buddhism as a
tradition. It would be far more ambitious, and perhaps even impossible, to separate
the Buddha’s own teachings from the history of its reception.
Probably you don’t need an archeologist’s help to conjure up an image of the
Buddha: sitting cross-legged, eyes half-shut, smiling beatifically. And you might
wonder, what’s with the smiling? Why look so serene, when your message to
humankind is that life consists of suffering? Well, it turns out there’s some good
news after all. There are three more Noble Truths, which concern the cause of
suffering, what it would mean to escape suffering, and the path toward that escape.
But before we look at the solution to our problem, let’s think more about the
problem itself. Is the Buddha’s rather bleak assessment of our situation plausible?
Sure, life does involve disease and—if you’re lucky—old age, with death providing
the inevitable conclusion. But in the meantime there is plenty of opportunity to
enjoy life: the silent films of Buster Keaton, the occasional almond croissant, and of
course books about the history of philosophy. True, the Buddha had no access to
any of these, but presumably there were equally worthwhile things available to
enjoy in antique India (well, almost equally worthwhile).
Perhaps then it would help to set the Buddha’s first Truth in its historical setting.
Life in premodern societies, and of course in less affluent places today, is a precarious and often unpleasant affair. The story of how the Buddha leaves the palace and
is shocked by the conditions beyond its walls is telling here. Nor should we forget
that other spiritual and philosophical movements of his time were taking a rather
̄vakas sought to escape the
critical attitude toward life on earth. The Jainas and Ajı
cycle of rebirth entirely, rather than seeking the best rebirth possible. These points
could help to explain the Buddha’s dramatic conclusion about the pervasiveness of
suffering. Then too, some propose a different understanding of this central term
“suffering,” or dukkha (Sanskrit: duḥ kha). Might the correct translation be something
less dramatic and more obviously inevitable, like “dissatisfaction”? Unfortunately,
this wouldn’t really make the teaching more plausible. The problem to which the
Buddha is pointing must be not only inevitable, but severe. After all, “into each life
some rain must fall” doesn’t mean we should think of nothing but finding an
umbrella. We need an interpretation that makes “suffering” an all-pervasive and
dire phenomenon, such that we have reason to restructure our entire lives in order
to follow the Buddhist path.
Some light may be shed by turning to the second Noble Truth, which reveals the
cause of suffering. In a word, it is desire: lusting for pleasure, coveting possessions,
and wanting to avoid death. Both our longing for certain things and our aversion to
other things fall under the heading of what the Buddhist texts call taṇha ̄ (Sanskrit:
tṛṣṇa ̄) a general term for attached desire or “craving.”3 The counterproductive goals
mentioned by the Buddha included the very goods that Brahmanical ritual was
intended to achieve, such as a large family. For the Buddhist, the pursuit of these
things guarantees dukkha. When you do not yet have them you suffer from your
unfulfilled craving, and the stronger your desire grows the more you will suffer.
When you do have them that brings suffering too, as you fear their loss. In the
longer term, a life guided by desire keeps us stuck in the never-ending cycle of
reincarnation, with rebirth offering nothing but further opportunity to suffer.
This is why the Buddha gave up his life as a royal prince, and more importantly
the values that it entailed. However cosseted he might be, he would still have to fear
those universal perils of illness, age, and death. Following his example many
Buddhists have abandoned the “life of the householder,” a life devoted to family
and material prosperity. They became “renouncers,” who withdrew from society
to live a monastic lifestyle, though of course Buddhism is also followed by
laypeople who support the monks and try to live by the Buddha’s teachings. But
we should not be misled by the term “renouncers.” Remember that the Buddha
tried a lifestyle of extreme asceticism and found that it did not bring him to
enlightenment. Instead he taught a “middle way” between the householding life
and the self-abnegation of some anti-brahmanic traditions. This is highlighted at
the very beginning of what has come down to us as his “first sermon,” which
encourages students to avoid the “two extremes,” on the one side a life devoted to
passion, on the other deliberate self-torment and pain. Both are, according to the
Buddha, “ignoble” and “useless.”4
Though the Buddha was rejecting the ideas and values of the brahmins and their
patrons, he did have at least one thing in common with some of them: he believed
that salvation would come through knowledge. The cause of suffering is desire, but
desire itself has a further cause, which is ignorance. Another chapter of the same
niya ̄ka that transmits the first sermon explains that ignorance gives rise to kamma
(Sanskrit: karma), and kamma to consciousness, which leads to sensation and therefore to desire. Desire, in turn, leads to rebirth, and once you are born you are, of
course, subject to the familiar dangers of death, age, grief, and so on.5 The only way
to get off this train of tears is to avoid boarding at the first station, by replacing your
ignorance with understanding.
For the Buddhists the Vedic sacrifices are no more effective than the rigorous
̄vakas and Jainas. Though the Buddhists accepted the
asceticism practiced by the Ajı
reality of the gods, they too were seen as subject to the cycle of rebirth. So even the
gods are in need of liberation. And there was another difference between the
Buddha’s teaching and the Brahmanical tradition. Instead of exposing the hidden
truth and correspondences that underlie everyday reality, as the Upaniṣads claimed
to do, early Buddhism seeks to unmask that reality as merely conventional. It’s here
that we move into the territory of the third and fourth Noble Truths, as we come to
see how our life would need to be if we were to escape suffering, and how to
attain that goal. The Buddha’s recommendation is as simple as it is radical: you can
avoid being attached to the things that falsely seem to benefit you now and in the
future, if you give up on the idea that you have a self that can be benefitted. It
is through embracing and acting in accordance with this theory of “no-self
(anatta; Sanskrit: anat̄ man)” that we reach nibban̄ a (Sanskrit: nirva ̄ṇa) which is liberation from all suffering.
Here there may seem to be a contradiction within the Buddha’s teaching. We’ve
been encouraged to give up on all desire. But what about desire for liberation?
Couldn’t that too constitute a kind of longing or unsatisfied craving? In that case the
Buddha’s teaching would just replace one sort of desire for another, as if he told us
we could stay dry by coming in out of the rain to take a shower. But the project need
not be a self-defeating one.6 After all, the whole teaching is predicated on the desire
to avoid suffering. When we learn that suffering comes from cravings and fears, our
initial desire to avoid suffering should be transformed into a more useful desire. We
should desire to lose all desire. This new desire is vital if we are to reach our goal, and
it may fall away once all other desires have been eliminated. When enlightenment
and liberation come, the desire for liberation will no longer serve any purpose. One
Buddhism scholar has proposed that “craving [is] a stepping stone to getting rid of
craving altogether.”7 Alternatively the Buddhist can simply distinguish between the
self-centered desires described as taṇha ̄ and the enlightened pursuit of escaping the
cycle of rebirth that is characterized by such self-centered desires.
Certainly the Buddha is not advising us to conceive, and follow, a “desire” to
̄vakas, he is
eliminate or annihilate our selves. True, like contemporary Jainas and Ajı
trying to help us escape from the karmic cycle. In his first sermon the Buddha lists,
among the desires that lead to suffering, the longing to continue existing—but also
the longing to cease existing.8 The Buddhist way is instead to come to the realization
that there is no self to annihilate. We’ve already said that this is diametrically
opposed to Brahmanical thought, but it’s worth restating the point. The Buddhists
reject the idea that there is some unseen, unchanging center of identity that
underlies all cognition, all awareness. That leaves a lot of room for them to accept
less metaphysically ambitious notions of the self, of course. You don’t need to
accept the reality of a permanent self to believe that there is some sense in which you
are the same person who started reading this chapter a few minutes ago or that,
while reading, you can be aware of yourself reading.
Yet it seems clear that the Buddhists did want to critique and revise our everyday
assumptions about the reality of persons, and other things. One classic text on the
issue appears in the Milinda-pañhā, the aforementioned Buddhist text which depicts
a sage called Nāgasena in conversation with the Hellenistic king Menander or
Milinda.9 Though the setting is reminiscent of the Upaniṣads, the doctrine is not.
At one point in the discussion, Nāgasena tries to persuade the king that the familiar
objects around us are considered to be whole substances only by convention. His
example is a chariot. There is nothing more to it than its parts: the axle, the yoke, the
wheels, the reins, and so on. Yet this does not mean that there is no sense in which we
can truly say, “here is a chariot.” It just means that the word “chariot” is a conventional one, a term we find convenient to apply to the whole aggregate of parts.
Another nice example given in the Buddhist literature is a fist, which is evidently
nothing more than the hand and fingers temporarily clenched together.10 And so it is
with people, too. We are aggregates that can lose and gain parts over time.
One can imagine a critic responding that every aggregate is made up of constituents. These constituents may be made up of still further constituents, as this
paragraph is made up of sentences, which are in turn made up of words. But in
the end we must come to fundamental parts, like the letters of the words.11 So if we
are looking for fundamental realities that make up each person, why not identify the
self as such a reality? Because the Buddhist has a rival answer to the same question.
The Buddhists applied the name dhamma (Sanskrit: dharma) to the simple components of any aggregate. In the case we are most interested in, there are five types of
dhamma that go to make up the person. To emphasize their merely aggregative
nature, these are called khandhas (Sanskrit: skandha), which means “heaps.” The
khandhas include all aspects of our being: physical form, bodily feelings, emotions,
perceptions and thinking, and consciousness itself. That list may look vaguely
familiar, since in the Upaniṣads these phenomena are the ones that conceal the
more fundamental self hidden within. But for the Buddhists, there is nothing to a
person over and above the conglomeration of momentary khandhas. You are
nothing other than your bodily states, your feelings and perceptions, all of which
are present only momentarily, existing for a fleeting moment only to be replaced by
other khandhas of the same kind. Not that it would be right to identify yourself with
any of these khandhas, individually or in aggregate. That would again represent
attachment to the self.12 There are just the khandhas, and that is it.
So here we have arrived at what may be the most notorious philosophical
doctrine of Buddhism, that we are nothing more than flowing streams with no
firm identity from time to time. This idea is going to be defended, and the Brahmanical theory of the unchanging self attacked, with great virtuosity by later
Buddhists like Nāgārjuna. But we already see it emerging in the Pāli canon, often
in the context of discussing reincarnation. Given that the Buddhists rejected the
conception of an enduring self, you might expect that they would simply have given
up on the whole idea of a cycle of rebirth. But there was no chance of that. It was a
core teaching of the Buddha that actions have consequences, and the theory of karma
we explained in an earlier chapter is a pan-Indian one. This requires a commitment
to rebirth, since the consequences evidently do not always materialize within the
lifespan of the one who performs the action. The key point is that causal continuity
replaces identity as the relationship that holds across lives, and is sufficient to
maintain fidelity to the ethics of kamma.
According to one of the Nikāyas the Buddha compared the person going through
the cycle of reincarnation to a dog tied to a stake, fruitlessly running around in
circles.13 Even the idea that caste membership is based on one’s deeds in former lives
can be found in early Buddhist literature; the Brahmanical tradition did not have a
monopoly on this idea. Unlike the Brahmanical authors, though, the Buddhists with
their “no-self” doctrine had an obvious difficulty in explaining the possibility of
reincarnation. Their solution seems paradoxical, or even no answer at all. Reflecting
on the widespread belief that we will be requited for our actions in the next life, they
denied that “he who experiences the fruit of the deed is the same as the one who
performed the deed,” but also denied that the two stand in no relationship
whatsoever.14
We can see this by thinking more carefully about the nature of an aggregate
which is changing over time. Take a giraffe. Every day it loses and takes in matter
thanks to its digestive cycle. So if we were very strict about it, we might say that it is
not exactly the same from day to day. Today it consists of different parts than the
ones that made it up yesterday. On the other hand it seems equally obvious that
today’s giraffe is not completely different from yesterday’s. It retains some parts that
it had before, which is why we can truthfully say that this giraffe gamboling through
the field now is “the same” as the one that was sleeping in her stable last night. And
remember, the Buddhists are out to reject the Brahmanical idea that the self is
completely the same across time, an unchanging foundation of identity which endures
through changes in our perceptions, and even from one life cycle to the next. If a
person is nothing but an aggregate of changing khandhas, then it obviously fails to
have complete sameness across time. Still it might be “the same” in some weaker
sense, for example because the stream of khandhas is causally interconnected in
some way.
Buddhist philosophy was itself a changing agglomeration, with different thinkers
holding rival views at one time and across the centuries. So it was when it came to
this question we’ve just raised: what, if any, weaker sense of persistence might take a
person from one incarnation to another? A minimal view, suggested by Nāgasena’s
discussion of the chariot, would be that talking about one person as being the same
across time would be merely a useful convention. At the other end of the spectrum,
some Buddhists will later endorse the idea of an underlying subject that overlies or
emerges from the khandhas and that can undergo rebirth. They called this subject the
puggala (Sanskrit: pudgala), and their school was accordingly called the Puggalavāda.15 Other Buddhists, unsurprisingly, felt that this was tantamount to conceding
the Brahmanical view of self. There are similar tensions in early Buddhist literature
about how, exactly, our actions determine our fate in the next life. Sometimes the
Buddha is quoted as mocking the Jaina idea that actions cause kamma to adhere to us
̄vakas—
from one life to another. At other times we find him insisting—like the Ajı
that the right course is to avoid action entirely, precisely because it brings kamma.16
Perhaps the inevitability of such tensions explains why once, when the Buddha was
asked whether there is really a self, he simply refused to answer.17 This strategy was
a favorite of the Buddha’s. Like many great thinkers, he had not only innovative and
original proposals to make, touching on questions in metaphysics, epistemology,
and ethics—as we’ll see next, he also had an interesting view about the status of
these very proposals.
9
CROSSOVER APPEAL
THE NATURE OF THE BUDDHA’S
TEACHING
W
ith his doctrine of no-self, the Buddha rejected the Upaniṣadic idea of a
search for the self as misguided. The century and more that the god Indra
devoted to that search was a waste of time, since what he was looking for never
existed. Yet with the four Noble Truths, the Buddha implicitly affirmed the Upaniṣadic conception of philosophy as being about “path and purpose”: there may be no
journey of self-discovery, but there is a journey nonetheless. For the Buddha the
destination is nibbāna, the extinction of attachment and desire. This means that the
function of his teaching is much like that of the Upaniṣads: to help the student along
a path of inner conceptual development. The Buddha was at pains to ensure that his
disciples understood this, and offered two analogies to capture the nature of his own
philosophy: he compared it to a raft, and to a poisonous snake.
Imagine, the Buddha says, that a man builds a raft in order to get across a river from
a dangerous place to a place of safety. He then thinks to himself, “This raft has been
very helpful to me. Suppose I were to hoist it on my head or load it on my shoulder,
and then go wherever I want.”1 That would be silly, and the dhamma—the Buddha’s
teaching—is similar to the raft. It is for the purpose of crossing over, not something to
hold on to after you are on the other side. After explaining this, the Buddha tells his
students: “when you know the dhamma to be similar to a raft, you should abandon
even the teachings, how much more so things contrary to the teachings.” What should
we make of this? Rafts are just the thing when you are trying to cross a river. When
that condition is no longer met, the value disappears. Indeed the raft becomes an
encumbrance. Likewise, the teachings of the Buddha help the student to “cross over,”
to leave behind the world of craving and attachment and reach the state of enlightened
life. But when their purpose is finished, the simile seems to imply, the Buddha’s
teachings are of no further use, even an encumbrance. Attachment in any shape or
form is a cause of suffering, and that applies even to being attached to the truth.
’
Charming as it is, the analogy brings with it a problem: it appears to say that the
Buddha’s teachings are only instrumentally valuable. They are useful because they
get us where we want to go, but only for that reason. This means that it makes no
difference whether they are even true. After all, beliefs don’t have to be true in order
to be useful, which is why it is the rare parent who doesn’t occasionally mislead, if
not outright lie, to their children (from “Santa will put coal in your stocking if you
don’t behave” to “don’t worry, everything will be all right,” when sadly, it won’t). On
this account of the Buddha’s message, it could even be that the Brahmanical theory
of the unchanging self is true after all. It’s just that believing in this truth brings
suffering with it, so that it is better for us to be convinced that the theory is false.
Worse still, we must ask ourselves whether the Buddha knows that his teachings
could be untrue. In that case he wouldn’t merely be embroidering a useful story, he
would be telling a lie, albeit a helpful one. Surely, this is not the lesson we should
draw from the analogy of the raft?
Here we should turn to another passage in which the Buddha explains the status
of his teachings.2 We are in the midst of a dialogue between the Buddha and the
prince Abhaya, who asks whether it is proper to “utter such speech as would be
unwelcome or disagreeable to others.” The Buddha replies that he can give no
straightforward answer. To explain why, he asks Abhaya what he would do if he
saw a child put a pebble in its mouth. The prince replies that he would remove it,
even if it meant hurting the child. The Buddha then responds with a list of the
different possibilities of speech: for instance he would not say that which is untrue,
unbeneficial, and unpleasant to others; nor would he say what is true but not
beneficial. But out of his famous compassion, he would speak truthfully, beneficially, and agreeably—and he would know the right time to do it.
In the Buddha’s list of types of speech, there is a glaring omission: he simply
ignores the possibility of speech that is beneficial without being true. This is no
oversight, for the case is clearly an awkward one. Apparently he does not think that
lying is always wrong; otherwise, why mention the unbeneficial lie but fail to
mention the beneficial one? The Sri Lankan Buddhist scholar K.N. Jayatilleke speculates that, for the Buddha, there simply are no such cases. He suggests that the Pāli
term “beneficial” (attha) means “what is morally good in the sense of being useful for
the attainment of the goal of nibbāna.” And “since falsehood or the assertion of a
statement which is false (musāvāda) was considered a moral evil, it would have been
held to be logically or causally impossible for what is false, i.e. what is morally evil to
result in what was useful in the sense of being morally advantageous or good (atthasaṃ hitam).”3 If this is right, then it turns out that there are no “white lies,” no
beneficial untruths. And indeed, the Buddha is said to have discouraged his disciples
’
from lying, without making exceptions for situations where it would be expedient
or helpful to do so. Nonetheless, the later Buddhist tradition continued to flirt with
the idea of compassionate lying. In a famous Mahāyāna Buddhist text, the Lotus
Sūtra, we have the parable of a father who gets his children to leave a burning house
by promising that there are toys outside. After telling this story, the Buddha says to
his interlocutor Śāriputra, “what do you think . . . was [the father] guilty of falsehood
or not?” Śāriputra responds:
No, this rich man simply made it possible for his sons to escape the peril of fire
and preserve their lives. He did not commit a falsehood . . . because if they were able
to preserve their lives, then they had already obtained a plaything of sorts. And how
much more so when, through an expedient means, they are rescued from the
burning house!4
And the Buddha agrees. So, in yet another sign of the diversity of the Buddhist
tradition, we find conflicting messages about the usefulness of misleading statements.5
There’s yet another issue raised by the raft analogy. So far, we’ve been talking
about the status of the teachings for someone who is in the midst of “crossing over”
to enlightenment—does it matter whether they are true or not? But one can pose
the same question from the point of view of someone who has already crossed over,
from the point of view of enlightenment. In the last chapter we talked about the idea
that the paradoxical desire to lose all desire could be resolved, if we suppose that this
desire drops away once nibbāna is reached. Similarly, the raft analogy seems to say
that the Buddha’s teaching itself can be left aside after it has served its purpose. This
may put some readers in mind of Wittgenstein, who encouraged us to see the
proposals of his Tractatus Logico-Philosophicus as a ladder that can be thrown away
once one has achieved a full understanding of his philosophy. To use another
analogy that appears in Mahāyāna Buddhist writings, philosophical instruction
could be like a medicine that “purges” us of our ignorance, but is then expelled
along with whatever is purged.6
This way of conceiving the role of philosophy may seem inevitable, once we
accept that the purpose of philosophical reflection is to bring us along the path to
happiness or, what may amount to the same thing, to release us from suffering.
After all, what guarantee is there that the beliefs that will make you happy just
happen to be the ones that are true? We should not forget, though, that the Buddha
traces suffering to attachment, attachment to desire, and desire to ignorance. He
seems to presuppose that we will be freed from our worldly predicament precisely
by understanding that predicament more fully. To this extent at least, we can see the
Buddha as a bringer of truth, if not as a bringer of straightforward doctrine. The
’
process of enlightenment is a therapeutic one, and brings us to a vantage point that
may in some sense render the Buddha’s teaching otiose. Still, there is no denying
that it begins by dispelling falsehood.
So the Buddha may after all believe that truth will set you free, but that doesn’t
mean that it will set you free all at once. Just consider: you know now about the four
Noble Truths. Perhaps deeper reading would deepen your grip on the Buddha’s
teaching, but it looks like our modest book should already have put you in touching
distance of enlightenment. Yet we know that things are not that easy. It requires
lengthy, perhaps lifelong, commitment and training to give up on desire and
attachment. Understanding the four Truths is the easy part (otherwise we could
hardly have explained them in a single chapter). The difficult thing is to live
accordingly. The Buddha presented another analogy intended to express this
point. He said that his teachings are like a poisonous snake. Just as if you want to
catch a snake, you have to be careful to take it by the head and not the tail, so one
must be careful to take the Buddha’s words in the right way. This is a philosophy
that bites.
It’s worth quoting the relevant passage, since it tells us a lot about the way the
Buddha wants us to understand and use his message. He tells us that some
“misguided men” learn the dhamma, or teaching of the Buddha, but do not inquire
into its meaning:
Instead they learn the dhamma only for the sake of criticising others and for winning in
debates, and they do not experience the good for the sake of which they learned the
dhamma. Those teachings, being wrongly grasped by them, conduce to their harm and
suffering for a long time. Why is that? Because of the wrong grasp of those teachings.
Suppose a man needing a snake, seeking a snake, wandering in search of a snake, saw a
large snake and grasped its coils or its tail. It would turn back on him and bite his hand
or his arm or one of his limbs, and because of that he would come to death or deadly
suffering. Why is that? Because of his wrong grasp of the snake.7
The Buddha’s warning to misguided students is the same given by Jack Nicholson in
the movie A Few Good Men: “you can’t handle the truth!” They expect the wrong
thing from the Buddha’s teaching, supposing that learning is there to make you
seem learned, that knowledge is something you display by winning arguments.
With the analogy of the raft, we saw that the teaching may in some sense have a
merely instrumental value. These misguided students see it that way too. But they
are using it as an instrument to reach the wrong goal, hoping that it will help them
to satisfy the desires for victory and esteem, which ironically are the very sort of
desire that the teaching instructs them to abandon. To approach the Buddha’s
’
teaching the right way, we need to be open to its power to change our goals and
desires, rather than hoping that it will allow us to satisfy the goals and desires we
already have.
What should a good teacher do when confronted with students like these, who
are not ready to learn? Lying is a strategy we’ve already considered and found
problematic. But there’s another option, often chosen by the Buddha: remain silent.
This was not, of course, because he was bested in argument, as happens in the
Upaniṣads, which often depict a character “falling silent” in defeat at the end of a
dialectical inquiry. Rather, it is because he knows when speaking the truth will be
beneficial, and when it will not. In the aforementioned early Buddhist dialogue, the
Milinda-pañhā, the king Menander points to an apparent contradiction in reports
about the Buddha. On the one hand, it is said that he kept nothing hidden, unlike
other teachers who kept things “hidden in their fists.” On the other hand, we know
that he was in the habit of refusing to answer questions. So which is it: did he teach
the truth openly or not?8
Nāgasena responds that there are four sorts of question. Some call for a straightforward response, some for further clarification, others should elicit a question in
reply, and some should just be met with silence. And this makes sense. If someone
asks you whether the color blue is heavier than the number four, you couldn’t
reasonably be expected to give a simple answer. That might be a situation where you
should instead respond with another question, such as, “what makes you think that
colors and numbers have weight?” But when would it be right to refuse to respond
at all? Nāgasena says, “there is no utterance or speech of the Buddha’s that is without
reason, without cause.” This suggests that it is up to the Buddha’s interlocutor to
deserve an answer, or to be in a position where some answer or other would be
productive. If he is confronted by someone who only wants to win debates or boast
of his enlightenment, then the Buddha will confront him with stony silence rather
than pearls of wisdom.
This carefully calibrated teaching strategy may seem like a rather extreme form of
tough love. But it is love nonetheless. One might say that compassion is not just a
part of the Buddha’s teaching; it is his hallmark, and according to Buddhist tradition
distinguishes him from others who have achieved enlightenment. Not content to be
liberated himself, he set down a teaching by which all of humankind could be freed
from suffering. Here we reach another puzzle, though. The Buddha tells us that we
can escape suffering by giving up attachment to things. But why should that lead to,
or indeed have anything to do with, compassion? It’s clear that a person who
abandons desire would refrain from many sorts of wrongdoing. Why kill someone
if you have no thirst for vengeance, or cheat and steal if you care nothing for wealth?
’
But compassion doesn’t mean simply avoiding misdeeds, it means actively pursuing
the welfare of others. Is the Buddhist like someone who has confused the first rule of
medicine, “do no harm,” with the whole of the medical enterprise?
Certainly not. Buddhist ethical teaching in fact lays great emphasis on what is
called “skillful action (kusala),” the sort of action born out of a proper understanding
of things, and claims that this will include action that is morally upright and
compassionate.9 This is enshrined in the “eightfold path” laid down by the Buddha.
It begins with right understanding, but does not end there. Rather, one must pursue
right speech, right action, and so on up to the level of right mindfulness and
concentration. The Buddhist should of course take the right view upon things, by
rejecting the reality of a stable, unchanging self and seeing that attachment leads to
suffering. But that is only the first step. It takes long training and practice to live in
accordance with the right view, which is why monasticism plays such a fundamental role, and includes such practices as searching self-criticism and obedience to
strict rules of discipline.
So good behavior is a crucial part of the Buddhist path. But why, exactly? In what
way does it free us from suffering? One answer that is prominent in Buddhist
literature is that bad deeds will doom you to a worse life in your next reincarnation.
Great stress is placed upon action that is puñña, or “karmically fruitful.” A good next
life, rather than total liberation, is the goal that is pursued by ordinary Buddhists. It is
a feasible goal that gives the Buddhist a reason to behave well. But, we might object,
it is surely the wrong sort of reason. I should not show compassion to others for my
own sake or the sake of my own future self—and not just because I don’t really have
a self, but because compassion should be altruistic. It should be directed toward the
good of those for whom I am compassionate. Indeed, the Buddha warns that a truly
good action must be performed out of the right motive. That motive should not be
desire for a favorable reincarnation. Like any other desire, such a motive would
inevitably lead to suffering. If promises and threats concerning the next life do play a
role, it may again be like that of the raft, useful for those who are making progress
but not for those who have arrived.
Might compassion itself be like a raft or ladder that we discard upon arrival? That
would be a disquieting thought. Surely benevolence and morality in general should
characterize the perfect sage, not be something that the perfect sage has left behind.
Yet the Buddhist texts sometimes suggest that this is indeed the case, as when they
state that the arahat, meaning someone who has achieved full enlightenment, has
“moved beyond puñña” and is no longer concerned with virtue. On the face of it this
seems to clash with the depictions of the Buddha’s zeal to help others. But it may be
that such passages simply mean that the arahat is no longer concerned with action
’
insofar as it bears on favorable reincarnation, having given up desire for this or
anything else. Or perhaps the idea is that he need not actively deliberate about his
actions, since he has reached the state where he just naturally acts well, because his
actions are not attached to desire.10 Or again, maybe we should understand that
virtues like compassion take a different shape depending how far one has gotten
along the path.
To see why the arahat would in fact act well, we need to go back to the idea of
giving up attachment. So far we’ve been thinking of this in a purely negative fashion.
To abandon greed, for instance, would mean never acting out of greed or even
having greedy thoughts. But the opposite of greed is not the mere absence of greed.
It is generosity. The Buddhist rejection of such things as envy, hostility, and greed is
meant to bring about positive states of mind that are opposed to these sources of
suffering. If you have no desires and are not even committed to the permanence
of your own self, you will be much more inclined to share whatever you have. This
is the moral counterpart of Buddhism’s claim to provide a more adequate understanding of the world. When the Buddha helps us to banish ignorance, this is not
only a matter of giving up false beliefs but replacing those false beliefs with positive
beliefs that are true. Just as the arahat is ultimately freed even from the exertion that
the rest of us devote to being good, so what significance or value the Buddha’s
teachings have depend on what stage on the path you have reached.11
10
CARRY A BIG STICK
ANCIENT INDIAN POLITICAL
THOUGHT
W
hat would your life have been like if you’d been born (or reborn) in ancient
India? Going on what we’ve discussed so far, you’re likely to imagine yourself
as a sophisticated brahmin, well-schooled in the Vedas and in ritual sacrifice, as a noble
kṣatriya warrior, perhaps as a Buddhist monk or nun, or if that life seems too easy, a
̄vika or Jaina school. But of course it’s far more likely you
radical renouncer of the Ajı
would have been a farmer or a cowherd. Texts like the Upaniṣads or the Buddhist
canon give us, at best, only occasional and indirect insight into the quotidian reality of
such people. Good thing, then, for the Arthas ́āstra. This lengthy and elaborate treatise
on affairs of state lays down detailed regulations governing the lives of all ancient
Indians, from the king to the slave, from the brahmin to the ascetic. The reader who is
interested in the dairy industry can learn from the Arthas ́āstra that ancient Indian cows
wore bells on their necks so that they might be easily located; that cattle were in
danger of being attacked by crocodiles and tigers; that buffalo milk produces slightly
more butter when churned than cow’s milk; and that a cowherd who milked his
animals twice a day in the dry season would have his thumb cut off (§.).1
Of course, it is not only issues of milk and butter that are clarified by the
Arthasá s̄ tra. It covers such topics as warfare, law, gender relations, slavery, and
economics. It is a useful source for understanding the political context of Indian
philosophy, packed with information about the four classes of society and the
attitude of kings toward their subjects and toward rival kings. So there is no
doubting its interest for the historian. What about its interest for the historian
of philosophy? Should the Arthas ́āstra be considered an early, pioneering work
of political thought? Is its philosophical significance real but implicit, like the
contribution of Pāṇini’s Book in Eight Chapters to the philosophy of language? Or
does the practical orientation of the Arthasá s̄ tra mean that we would be mistaken to
approach it from a philosophical point of view? After all, the Indian philosophical
tradition is known especially for its philosophy of the self, its metaphysics, its
epistemology—not for its political thought. No less an observer than Max Weber,
the founder of modern sociology, claimed that Buddhism in particular was too
otherworldly to bother with politics, and one might easily assume that the same
goes for ancient Indian philosophy as a whole.2
That assumption is, however, overturned by the opening sections of the
Arthas ́āstra. From the very start, it’s clear that however much this text may tell us
about the lives of cowherds and farmers, it is written for the ruling elite. Part of its
goal is to instruct rulers, and presumably would-be rulers, in the basic principles of
governance. The reader of the Arthasá s̄ tra will learn, for instance, about the seven
elements (prakṛti) of a well-run state: the ruler himself, his officials, the territory over
which he rules, the fortification, the treasury, allied states, and—last but certainly
not least—daṇḍa, which literally means “stick” and is used here to refer to the army
and to punishments imposed by the state. According to the opening lines of the
Arthas ́āstra, the “stick” is the subject of a whole branch of knowledge, called daṇḍanı ̄ti,
which has been variously translated as “government,” “science of punishment,” and
“rule of law” (§.). Future kings should be educated in this art, among others, from a
young age (§.). Daṇḍanı ̄ti may even have been the original title of the work we now
call the Arthasá s̄ tra.3 But the latter title is perhaps more appropriate. Artha means
“advantage” or “success,” so Arthasá s̄ tra might be translated as “the art of the
advantageous.” That title fits the ambitions of the treatise, whose fifteen books
tell you how the ruler should wield the “stick” of legal punishment and the military
to best advantage.
You might be wondering when we are going to tell you who wrote the Arthas ́āstra. If only it were that easy! The treatise presents itself as the work of Kauṭilya, who
was the chief minister under Candragupta, founder of the Mauryan Empire in the
northwest of the Indian subcontinent. Candragupta lived in the later fourth century
BC, making him a contemporary of Alexander the Great; according to legend, the
two mighty rulers even met face-to-face. At first glance, then, the Arthas ́āstra would
seem to be the advice of a powerful official for his even more powerful monarch.
The problems start with the second and third glances. Ever since the manuscript
preserving the treatise came to light in the early twentieth century, there has been
disagreement over its dating and the role of the historical Kauṭilya in its composition. Worse still, the text seems to have gone through a subsequent process of
reorganization, so that we are reading a much different work than the one that was
originally composed.4
As if all that weren’t complicated enough, the original version of the Arthasá s̄ tra
itself drew on earlier writings. Like Pāṇini compiling and building on the work of
earlier grammarians, “Kauṭilya” (as we may as well call the author) reports on the
political ideas of others even as he sets forward his own. This is most clear in the
numerous passages that juxtapose a range of opinions on some question. Kauṭilya’s
own view appears as the final and correct word on the subject, often because it
adopts a reasonable middle ground in comparison to the extreme views of others.
To give just one example, a question is raised about how a good ruler should seek
advice (§.). One idea is that the king should keep his own counsel, another that he
should be open to ideas from absolutely everyone—even a child might offer a good
suggestion—and still another that he should get input from a circle of experts.
Kauṭilya adopts a compromise position. The king should discuss each matter with a
small handful of ministers, like Kauṭilya himself in fact, though Kauṭilya is tactful
enough not to say so. He adds a similarly pragmatic view on the membership of the
king’s council. Where others have insisted that some precise number of ministers is
ideal, Kauṭilya says that it depends on circumstances.
Rival opinions are sometimes ascribed to specific, named individuals, making
these passages in the Arthasá s̄ tra reminiscent of the dialogues described in the
Upaniṣads. These reports may even reflect actual debates at court.5 Certainly, the
impression is that there was lively discussion about political matters among ancient
Indian intellectuals. This is confirmed by the existence of other writings from
roughly the same period, collectively called the Dharmas ́āstras, including the
so-called Laws of Manu (Manu-smṛti).6 These treatises will be an important inspiration
in the Brahmanical tradition, and themselves draw on ideas found in other parts
of that tradition, for instance early Mı ̄māṃ sā . For the moment, we can just note
on the historical front that there are often resonances between the Dharmas ́āstras
and the Arthas ́āstra, on whose basis scholars have tried to determine lines of
historical influence.
The word dharma that gives the Dharmasá s̄ tras their name is not to be confused
with dharma as it appeared in our discussion of the Buddhist doctrine of no-self,
where it meant a part of an aggregate. Here dharma means something like “upright
conduct” or “duty” in the widest sense—moral, social, and religious. How much
should we read into the contrasting titles, Dharmas ́āstras and Arthasá s̄ tra? Is the
Arthasá s̄ tra really about expediency instead of morality, about taking advantage
rather than taking heed of one’s duty? That’s certainly not the impression given at
the start of the work. In a chapter that describes the stratified society of ancient
India, the Arthas ́āstra defines the four classes—brahmin, kṣatriya, vais ́ya, and sú ̄dra—in
terms of their various duties, and likewise for such social groups as “householders”
and “ascetics” (§.). The state will flourish so long as each group carries out its
distinctive duties. As for the ruler, great emphasis is placed on his character, with
warnings about kings of the past who came to grief because of their wrathfulness,
susceptibility to pleasure, vanity, and so on (§.). Later, we are told that the king’s
happiness is bound up with that of his subjects (§.; see also §.).
A similarly moralistic take on political life is found in the sections of the
Arthas ́āstra that deal with law. Kauṭilya states that the imposition of justice is a
crucial responsibility of the king (§.). Many of the detailed legal provisions also
seem to consider not simply which laws will be expedient, but which are most just.
Kauṭilya has much to say about which punishments should be meted out for which
crimes, and adopts the fundamental principle that the punishment should indeed
fit the crime. This manifests itself in attractive ways, as when Kauṭilya lays down
that people should be excused from blame for an accident if they took reasonable
precautions, and in not so attractive ways, as when he says that the fine to be
paid for violating the rights of a slave is smaller than the one paid for wronging a
free citizen (§.).7
Yet for long stretches of his Arthasá s̄ tra, Kauṭilya takes a purely pragmatic, if not
cynical, approach to his subject. Religion in particular features chiefly as a social
phenomenon which the king should use to manage his subjects. This has led some
readers to see the Arthasá s̄ tra as an early example of the kind of materialist, even
atheistic attitude more explicitly espoused by the philosophical school known as
Cārvāka.8 Kauṭilya has good reason for this hard-headed approach. He conceives
political life largely as a struggle against various threats to stability and prosperity.
He calls internal and natural threats to the community “thorns” and explains how
the ruler may best remove them, by taking precautions against floods and other
natural calamities, to say nothing of attacks by tigers and demons (§.). Of even
greater interest to him is the external threat posed by enemy kings. He offers ample
advice on how to defeat enemies in war, and also on manipulating and deceiving
them. The moralist tone of other passages is nowhere in evidence as he speaks of
how best to use spies, how to encourage subversive factions within a rival state
(§.), or how an enemy king can be tricked into letting himself be captured (§.).
When it comes to financial matters, Kauṭilya is not above suggesting some rather
underhanded techniques for filling the royal treasury, such as planting counterfeit
money on an enemy of the state as a pretext for confiscating his property (§.). If
Kauṭilya’s emphasis on the need for each group within society to carry out its role
may have reminded us of Plato’s Republic, this aspect of his teaching comes closer to
evoking Machiavelli.9
The apparent tension between the moralistic and Machiavellian approaches in the
Arthas ́āstra could be explained in light of the composite nature of the work: it
combines ideas from different authors with different mindsets. Alternatively, one
might see Kauṭilya as a moralist who is realistic enough to know that building a just
society will require the ruler to get his hands dirty now and again. Or one could
argue in the other direction. Perhaps the talk of dharma, of the king’s admirable
character, and of legal justice is to be explained in light of Kauṭilya’s practical aims.
The king should impose moderate punishments and hold his subjects to their
duties, not as ends in themselves, but as factors that contribute to the stability of
the community and his continued rule.
The oscillation between the king as stick-wielding enforcer and the king as moral
paragon was embodied by Candragupta, the monarch served by the historical
Kauṭilya. His empire was built on conquest, perhaps aided by the power vacuum
that Alexander the Great left behind when he departed from northwestern India.10
Yet at the end of his life, he supposedly became devoted to the spiritual path of the
Jainas. His death is even reported as the consequence of radically ascetic practices,
though it is also said that he was poisoned by none other than Kauṭilya, whose
Arthasá s̄ tra just happens to mention a debate over whether a king’s minister should
seize power on the demise of the monarch (§.). In the absence of an heir, the
Indian tradition did recognize the possibility of having the aristocracy elect a new
leader. This custom is reported by the Greek historian Megasthenes and perhaps
represented in a story that has Indra being chosen as king by the other gods.11 But
when a son was available, power would pass to him, and this was the case with
the Mauryan dynasty.
Which brings us to the most famous political ruler of ancient India: Asó ka. He
was Candragupta’s grandson, and thus inherited dominion over the empire, which
he went on to expand through further conquest. Asó ka gives us another, and even
more acute, case of the paradigmatic choice that faces the ruler—whether to pursue
brutal pragmatism or pious virtue. The many legends told about As ́oka have him
making the former choice early in his reign.12 He was known as Caṇḍā só ka, or
“Asó ka the cruel”: he had ninety-nine of his brothers killed to eliminate challengers
for the throne; when he learned the women of his harem were mocking his
ugliness, he had them all burnt alive; he built a horrific prison and torture house
known as As ́oka’s Hell. But then, he underwent a dramatic transformation, from
merciless tyrant to a moral exemplar who despised violence so much that he
disliked even the killing and eating of animals—a conversion, if you will, from
stick to carrot.
What could account for such an about-face? In a word, Buddhism. It was
especially the Buddhist tradition that transmitted and elaborated the legends of
As ́oka. Unfortunately, it was chronologically implausible that the mighty king
could actually have met the Buddha. So the biographers settled for claiming that
in his previous life, As ́oka was a humble child who offered the passing Buddha the
only gift he could manage, a handful of dirt. After being reincarnated as a king and
indulging in the aforementioned cruelties, Asó ka mended his ways thanks to the
influence of a Buddhist monk named Samudra. He took to the teaching with the
same enthusiasm and commitment he had previously reserved for sadistic tyranny,
building , stūpas, or burial mounds, in honor of the Buddha. (The number may
reflect a traditional figure for the number of atoms in the human body.13) Over the
protests of his ministers, he gave away all his wealth and on his deathbed had
only half a piece of fruit left to donate to the monks. There are also tales of his
showing humility by physically serving the sangha, or Buddhist monastic community. Of course, such stories encouraged the generosity of later monarchs and
aristocrats, who were invited to follow As ́oka’s example. But there was a deeper
point. Buddhists retained the Brahmanical conviction that political rulers should
not only respect wise sages but even defer to them, for instance by prostrating
themselves at their feet, as As ́oka supposedly did in honor of a Buddhist arahat
named Upagupta.14
In more recent times the picture of As ́oka preserved in Buddhist narratives has
been complemented, and challenged, by a series of inscriptions scattered around the
former Mauryan Empire. These ancient inscriptions were written during the reign of
Asó ka as a means of promulgating his edicts. Written in Prakrit, they were set down
in a script that was incomprehensible to future generations, and were deciphered
only in the nineteenth century. To some extent the edicts confirm the presentation
of Asó ka in the legends. Some of the inscriptions lay down rules to be followed by
Buddhist monks, and in general it is clear that As ́oka did identify himself as a
Buddhist. Yet he is far more ecumenical in his approach than the legends would
have us believe. In several edicts he insists on harmony between different schools,
rather than encouraging all simply to adopt Buddhism. Sometimes it even seems
that he is beyond sectarian divisions entirely, at least in his role as king (for instance
at Rock Edict , Pillar Edict ). Furthermore, it looks as though his personal
conversion to Buddhism may have been rather gradual.15 There is, nonetheless, a
kind of “road to Damascus” conversion moment implied in the edicts, too, in the
form of an inscription recording As ́oka’s shock and remorse over the slaughter
involved in his war against the Kalinga kingdom, the very conflict which expanded
his empire to cover most of the Indian subcontinent (Rock Edict ).
The Asó ka of the edicts does present himself as a moral paragon, but not as the
humble ascetic of the Buddhist tradition. Instead he is a teacher who exhorts and
instructs his subjects to observe dharma. Or he is the wise father, responsible for the
moral education of his children, namely all those who fall under his rule (Kalinga
Edict ; see also Rock Edict ). He encourages dharma by appointing special ministers
to travel through the realm as moral educators. Note that these ministers are not
Buddhist monks but government officials, which again suggests that As ́oka was
adopting a lofty position of moral authority beyond all sectarian divisions.16 The
actual ethical doctrines espoused in the inscriptions are nothing too spectacular:
honor your parents, respect life, speak the truth, show kindness toward animals and
slaves (see e.g. Rock Edicts , , ). More interesting is the implication that political
authority should be wielded with an ethical purpose in view. To underscore the
point, As ́oka innovates by introducing a moral dimension to traditional kingly
practices. He styles himself as one who still seeks conquest, but now through dharma
rather than war, and records how he has toured his lands in an effort to promote
dharma rather than to enjoy the pleasures of the realm (Rock Edict ).
In all this we may see a comparison between Asó ka and the Buddha himself, who
we should remember was likewise from the kṣatriya ruling class, and who was not
content to achieve enlightenment and liberation for himself but sought to liberate
others. As ́oka pursues a similar goal within political life, rather than abandoning
that life as the Buddha did. As ́oka is the king whose merit and dharma consist in the
encouragement of merit and dharma among his subjects. This echoes the most
idealistic passages of Kauṭilya’s Arthas ́āstra, such as the one that makes the king’s
happiness inextricably bound up with that of his subjects. Naturally one could take a
more cynical view of the edicts. Asó ka was one of the first world emperors to use
moral teaching to secure unity and obedience among his people, but he certainly
was not the last. We might think of the program of public morality in ancient Rome
during the reign of Caesar Augustus. But even the most jaundiced eye must see that
As ́oka at least based his rule on the consent of the people, rather than violent
coercion. As he put it in an edict placed, significantly enough, in the conquered land
of Kalinga (Kalinga Edict ), As ́oka wished to rule by persuasion, not fear.
11
BETTER HALF
WOMEN IN ANCIENT INDIA
A
t the start of the last chapter we asked you to imagine yourself in ancient India,
and considered some of the roles that society might have offered you: brahmin,
warrior, monk, or farmer. But let’s not forget the approximately percent chance
that you would have been a woman. As in other pre-modern literary traditions,
ancient Indian writings were composed mostly by men and mostly for men.
Women made up half the population, but from the point of view of these authors
they were not the better half. A classic statement of misogynism can be found in the
Laws of Manu: a wife “should do nothing independently, even in her own house . . .
Though [her husband] be uncouth and prone to pleasure, though he has no good
points at all, the virtuous wife should ever worship her lord as a god” (§.–). Many of
the other texts we’ve been discussing so far seem to express the same attitude.
Discussions of reincarnation took it for granted that it would be worse to be reborn
as a woman than as a man; political treatises excluded women from leadership of the
state; and philosophical wisdom was usually represented as the privilege of men. It was
men who taught other men to achieve liberation through renunciation, knowledge,
and self-discipline, even when the men in question were gods, like Indra or Kṛsn
̣ ạ .
Yet the life of renunciation was open to women as well as men. There were nuns
in both the Buddhist and Jaina communities, though as we’ll see this was not
uncontroversial and nuns did not enjoy the same status as monks. On occasion,
we find both Hindu and dissident literature acknowledging that women can reach
mokṣa. More remarkable still are the female thinkers and sages who turn up in the
Upaniṣads and the Mahābhārata. We find depictions of women holding their own
with men, even defeating men, in philosophical argument. Still, these texts rarely if
ever challenge the assumption that women are generally inferior to men. Allowed to
participate in philosophical debates, the female thinkers of Indian literature are not
separate, but neither are they equal.
To get some sense of the status of women more generally, we can turn again to
Kauṭilya’s Arthasá s̄ tra. Especially its third book has a lot to say about women, and it
makes for rather grim reading. It lays out rules concerning the beating of wives, the
fines to be levied for women who flirt, and a scale of punishment for rapists, with
those who rape slaves treated more leniently than those who assault free women
(§§., .). Kauṭilya recognizes a type of marriage that is effectively just the result of
abduction, though he does at least discourage this practice by stipulating that in
such a case the wife’s property will not be transferred to the new husband. It is
mostly husbands who can initiate divorce, even if there are cases where a wife can
leave her husband, for instance if he goes abroad for a prolonged period (§§., .).
In general, the Arthas ́āstra’s interest in women is largely confined to regulation of
sexual activity and the transfer of property within families.
What of the more religious aspects of Brahmanical culture? An important role
was reserved in Vedic practices for the wife of a sacrificer. Though only men could
sacrifice, the ritual could be effective only if the wife was present.1 As one text puts
it, “A full half of one’s self is one’s wife. As long as one does not obtain a wife,
therefore, one can never be reborn, for he then remains incomplete.”2 But again, the
wife is certainly not the husband’s better half. The wife’s role is above all to enable the
husband to achieve his sacrificial purposes. When women feature in the symbolism
attached to rituals, it is usually in the form of comparisons between ritual objects
and her sexual organs. Sex itself is also laden with ritual overtones, as when we read
in the Upaniṣads that a man can use knowledge to acquire the merits of a woman
through intercourse. Women can acquire the merit of men too, but without the
knowledge (Great Forest Upaniṣad §.). The virtue of women is all important, not
because we should care so much about women being virtuous, but because the
virtue of a man’s wife will have karmic benefits for him.3
Along similar lines, the Upaniṣads present marriage as having above all the
purpose of providing a man with children, or rather, with sons. Through the wife,
the husband quite literally reproduces himself, so that when he sees his son it is like
seeing his own face in a mirror. “The father is the same as the son,” as one text puts
it, “and the son is the same as the father.”4 This father–son relationship finds its
ultimate expression in the “rite of transfer” (mentioned e.g. at Great Forest Upaniṣad
§.). In this ritual a man and his son would lie one atop the other, so as to pass on
karma and vital functions from one generation to the next. In fact, the Vedic
tradition often seems to assume that the self that belongs to each of us, the
ātman, has a gender—and you’ll never guess which one. The self is associated
with male gods like Puruṣa and Prajā pati, and we hear of the ātman producing a
female body from his own, and then immediately engaging in sexual intercourse
with her.5 Of course, the Upaniṣads recognize that women, and for that matter
animals and perhaps even plants, have an inner self too. But one might easily infer
that at core, we are all male, even those of us unfortunate enough to be living our
current life in female bodies.
Here, incidentally, we have one of the reasons why asceticism was such a radical
development within Indian culture.6 Renouncing the householder life, as did Buddhist and Jaina monks, meant among other things renouncing sex and procreation.
Their vow of chastity was not just a form of self-discipline, but a departure from
deeply held ideas about the transference of karma, and even of the self, from parent
to child. But if chastity was a dramatic gesture on the part of men who became
monks, it was downright shocking when women renounced family life and with it
their dharma.7 The task of the kṣatriya warrior is to fight, the duty of the humble sú ̄dra
to serve his betters. Likewise, woman has a special kind of dharma: her role is to be a
devoted wife and to bear children. Monasticism offered an escape from these
expectations. Much as ancient Christian women turned to asceticism to avoid the
constrictions of family life,8 so Buddhist and Jaina nuns may have taken their vows
in order to live a life that was in a sense less cloistered, and certainly held out greater
prospects of individual fulfillment.
This was unsurprisingly seen as problematic, even within the Buddhist and Jaina
movements.9 Within Jainism, there was controversy concerning the appropriateness of a monastic life for women. This renouncer movement split into two
branches, Śvetāmbara and Digambara, meaning respectively “white clad” and “sky
clad.” This refers to the white clothing of the Śvetāmbara and the nudity of the
Digambaras, which they adopted as part of their asceticism and withdrawal from
wider society. Since it was thought that women could not decently, or safely, follow
the lead of their “sky clad” brethren, for the Digambaras they were effectively barred
from the perfect renunciation that would lead to liberation. The Śvetāmbara Jainas,
by contrast, believed that women can achieve this goal. They have even claimed that
one of the “ford-makers” was a woman. As for the Buddha, he was no stranger to
radical ideas. But according to some stories, even he had a hard time accepting the
notion that women should join his community of renouncers. Nuns were admitted
_
to the Buddhist sangha
only a few years after the Buddha began to accept men as
monks. When he relented by ordaining his own aunt, it was with misgivings. He is
quoted as stating that a monastic community that includes women is like a field
afflicted by mildew, and that with this rule change the future lifespan of his teaching
(dhamma) would be halved from , to years. Even once the nuns were
admitted, they were made subservient to the monks and required to submit to
their authority.10
But this could still seem preferable to staying at home as a wife. One Buddhist nun
rejoiced in her freedom from “three things: mortar, pestle and my crooked
husband.”11 This is a quote from a work included in the Buddhist Pā li canon and
devoted entirely to women, an anthology of poems called the Therı ̄gāthā.12 Though
the women it describes have refused to live as the consorts of men, the text itself is a
companion to a second work about Buddhist monks, the Theragāthā. Some passages
are found in both texts, with fairly small changes from one to the other. For
example, both include a story with a chaste hero who rebuffs a seduction. In the
female version of the story, a nun is approached by a sexual predator and tries to
dissuade him by discoursing on the decaying nature of bodily things. She describes
her own body as a corpse, and as a “painted puppet.” When this doesn’t work she
removes one of her eyes and hands it to her would-be seducer, which does the
trick.13 (Note to Oedipus: it’s better to tear out your eyes before getting into an
unwise sexual relationship.) The passage is typical of the Therı ̄gāthā, which is full of
meditations on decay, illness, and death, all in aid of the suppression of bodily
desires. Indeed, this theme is more prominent in the Therı ̄gāthā than in its partner
text for male Buddhist monks. This may suggest that the authors, or compilers,
believed that women are more prone to the lure of bodily pleasure than men. These
possibly sexist assumptions notwithstanding, the Therı ̄gāthā is remarkable for its
assumption that women can indeed achieve liberation.
What about Brahmanical literature? We’ve seen that the Upaniṣads and Laws of
Manu can easily be mined for evidence of appalling attitudes toward women. But
that isn’t the whole story. As so often with these ancient texts, the Laws of Manu
contain passages that lean in the other direction, including one that allows women
to pursue the life of a wandering ascetic (yati, §.). As for the Upaniṣads, we’ve
already seen them giving women a significant role in ritual practices, and the same
goes for philosophical debate. We saw that in the Great Forest Upaniṣad a female sage
named Gārgı ̄ Vācaknavı ̄ goes toe to toe with the philosophical hero Yā jñavalkya
(see Chapter ).14 Admittedly, she is silenced by him in debate. She’s told that she is
“going too far” when she repeatedly asks what underlies each of a successive series
of cosmic principles. Keep this up, Yā jñavalkya warns her, and your head will
explode! Still, Gā rgı ̄ outdoes the other male brahmins who are in attendance. She
acknowledges Yā jñavalkya’s pre-eminence when they do not, and threats about
shattering heads notwithstanding, she is ready and able to question him a second
time after being left unsatisfied by his first series of answers.
Nor is that the only scene featuring Yā jñavalkya and a female interlocutor. We
also mentioned above a passage in the Great Forest Upaniṣad where he has a discussion about the self with his wife Maitreyı ̄ (see Chapter ). This scene begins with
Maitreyı ̄ asking her husband how she can attain immortality (§.). Notice that she’s
not asking how she can help Yājñavalkya to live forever. It is Maitreyı ̄ who wants to
achieve this for herself.15 Given the historical and religious context, this might seem
presumptuous, but Yājñavalkya is far from affronted. To the contrary, he favors
Maitreyı ̄ over his second wife precisely because of her philosophical keenness,
which is contrasted to the other wife’s interest in nothing but “womanly matters
(strı ̄prajñā).” Furthermore, Yājñavalkya seems to see the relation between two
spouses in unusually equal terms. It’s par for the course when he says, “it is out of
love for oneself (ātman) that one holds a wife dear,” but remarkable that he adds, “it is
out of love for oneself that one holds a husband dear.”
In keeping with its promise that it contains all things, the Mahābhārata also
features several interesting and powerful female characters. The most obvious
example is Draupadı ̄, the wife of all five Pā ṇḍava brothers and thus a major
character in the epic.16 Like Arjuna and other male heroes, Draupadı ̄ is honored
with portentous predictions upon her birth: she will “lead the kṣatriyas to their
doom” (§.). And she does indeed go on to urge warlike behavior, castigating
one of her husbands, Yudhiṣtḥ ira, for his failure to follow the warrior dharma (§.).
She has good reason for her stance, having been put up as a gambling stake and
treated with great disrespect at the fateful dice game that triggered the conflict
between the two branches of the family. Draupadı ̄ also gives us a counterexample
to the notion that ancient Indian texts were aimed solely at men. Within the
narrative framing devices of the epic, Draupadı ̄ and other women often play the
role of an audience for various stories and lessons. These women make claims to
knowledge and are seen as potential learners of the teachings that the Mahābhārata
seeks to impart.17
This fits with a tradition related about the entirety of the Mahābhārata, which is
that it was written by Vyāsa for women and s ́ūdras. If it is a “fifth Veda,” it is a Veda
for everyone, whereas the other Vedas are for the priestly and ruling classes. That
doesn’t sit so well with the Mahābhārata’s obsessive interest in warrior dharma, but it
does find an echo in the Bhagavad-gı ̄tā. Kṛṣṇa teaches that even women and s ́ūdras can
attain liberation through devotion to him (§.). And another section of the
Mahābhārata (§.) offers what may be the most astonishing example of a female
philosopher in antique India: Sulabhā.18 Her story is found in a part of the epic in
which Bhı ̄ṣma, lying on his deathbed, is explaining techniques of liberation to
Yudhiṣtḥ ira. He tells of a king named Janaka, who claims that he has managed to
achieve liberation even while carrying out his royal duties. Word of this reaches
Sulabhā. She has achieved liberation the old-fashioned way—by rejecting the life of
a householder and wandering as a rootless ascetic—and she finds it hard to believe
that Janaka has really attained spiritual freedom while living as a king (§).
So Sulabhā does the obvious thing: uses her Yoga power to transform her
appearance into that of a stunningly beautiful woman, teleport to the king’s court,
and implant her mind into his body so that the two of them can have an internal
dialogue within Janaka’s soul (§§–). Janaka is the first to speak, and does so in
arrogant and disdainful terms. He boasts that he has reached freedom without
asceticism but only through knowledge (§), which has enabled him to resist all
forms of attachment. To him it is the same whether someone anoints his right arm
or cuts off his left (§). This ethic of unattached action is, of course, the very
teaching offered by Kṛṣṇa in the Gı ̄tā, so we may be expecting his claims of liberation
to be ratified. But Janaka begins to seem a less appealing figure as he rails against
Sulabhā (§§–). Who is this upstart young woman, he wants to know, who has
dared to enter his royal presence, and for that matter his very body?
Now it is Sulabhā ’s turn to respond. She first instructs him on the qualities of a
good speech, and promises to exemplify those qualities with her own remarks.
These will be pleasing, neither too long nor too short, adapted to her audience, and
free of emotion (§). It’s a characteristic feature of ancient Indian writings: the form
of speech is inextricably bound up with the truth that it teaches. Once Sulabhā
begins her perfect discourse, she exposes the king’s hypocrisy. Using ideas reminiscent of the Sāṃ khya philosophical tradition, she argues that the true self is more
fundamental than, and underlies, all other features of a person. Janaka’s demand to
know who she is, and his interest in her gender and class, show that he does not
understand this basic truth (§). Furthermore, the life of a king is indeed incompatible with liberation. He must constantly cope with the demands of other political
actors and follow the dharma of the kṣatriya (§§–), instead of devoting himself
solely to spiritual concerns as Sulabhā herself has done.
In conclusion, our narrator praises Sulabhā for her appropriate and convincing
words. She does better even than the remarkable Gārgı ̄ from the Upaniṣads, besting
her rival philosophically and successfully challenging ideas that are defended elsewhere in the Mahābhārata. Along the way she defies and undermines traditional
ideas about gender. According to her, the true self is not in fact male. It has no
gender at all, but is the underlying source of this and all other differences. Of course,
the very depiction of Sulabhā itself constitutes an affront to those same traditional
ideas. It was often believed that women could not attain liberation, either because of
their fundamental inferiority or because it was impossible for them to undertake
rigorous ascetic practices. They would be too vulnerable without men to protect
them. Yet Sulabhā wanders free. She has refused to act as a woman is expected to
act, and she knows exactly what she is not doing.
Does the story of Sulabhā, and the depictions of such figures as Gārgı ̄ and
Maitreyı ̄ in the Upaniṣads, prove that there really were female Hindu sages in
antiquity? It’s hard to say. In this chapter, we’ve mostly been asking what these
texts tell us about the way women were seen and assuming that they reflect
historical reality, at least to some extent. But perhaps this is backwards. We could
instead ask what the inclusion of such women tells us about the texts. It’s striking
that the strong female philosophers of the Great Forest Upaniṣad are both associated
with the even stronger male philosopher Yājñavalkya. His willingness to debate
with women on a more or less equal footing is unusual, if not unique. The point of
this may be to mark him as an innovative and idiosyncratic figure, rather than to
insist that women can do philosophy too, never mind tell us that there really were
female philosophers.19 It’s also worth noting that characters like Gā rgı ̄ and Sulabhā
are presented in various ways as being masculine. Gārgı ̄ refers to herself as a warrior,
using a word with male gender, and Yājñavalkya’s philosophically minded wife
Maitreyı ̄ is pointedly contrasted to his other, more feminine wife.20 Meanwhile
Sulabhā delivers her speech from within the body of a man. It’s a reminder of the
fact that when these ancient women, whether fictional or real, speak to us, this
speech is always filtered through the agency of men.
12
GRAND ILLUSION
DHARMA AND DECEPTION
BHARATA
IN THE MAHA
S
uppose you’re minding your own business one day, when suddenly a group of
strangers rushes up to you. “You have to help us,” they gasp. “We’re being
pursued by a group of murderous thieves, who want to rob and kill us! Don’t tell
them which way we ran!” Sure enough, shortly after they sprint away, a group of
cruel looking men arrive, and ask which way the first group has gone. You’re now in
a dilemma. You could say nothing, in which case the robbers seem likely to torture
the information out of you; you could lie and send them the wrong way; or you
could tell the truth and send the murderers after their victims. If you’ve ever been a
philosophy student, or are tolerant enough to spend your time hanging out with
philosophers, you may already have been asked to consider this puzzle. It was raised
by Immanuel Kant as a challenge to his own teaching that no one should ever lie.
But the example appears earlier than Kant, in fact much, much earlier. It features in
the eighth of the eighteen books of the Mahābhārata, in the form of a story told by
none other than God himself, incarnated as the charioteer Kṛṣṇa. In this version the
dilemma is confronted by a priest who has vowed always to tell the truth. He duly
informs the murderers which way they should go to find their victims. Good though
his intentions are, the priest is later sent to hell for his decision.1
The Mahābhārata has plenty to teach us about ethics, though it does not pursue
this subject abstractly, as for instance Kant’s Critique of Practical Reason does. This is,
rather, ethics investigated through the telling of stories. The product of generations’
worth of orally transmitted narratives, it is a monument in the landscape of Indian
literature, which holds within it a whole culture and has since antiquity had religious
meaning for its readers.2 As just mentioned, the Mahābhārata refers to itself as a “fifth
Veda” (§§., .). It is one of a pair of ancient epics, the other being the Rāmāyaṇa,
which makes it almost irresistible to draw comparisons to the Iliad and Odyssey of
Greek antiquity. All four epics feature superhuman heroes who endure warfare while
being manipulated by the gods, and like Homer’s Iliad and Odyssey the Mahābhārata is
̄ ̄
ascribed to a single bard, named Vyāsa. But the Mahābhārata is a more capacious
work, and of more obvious importance for the historian of philosophy than the
Greek epics. Embedded within the Mahābhārata is a section called the Song of the Lord,
or Bhagavad-gı ̄tā—which, like the Iliad, centers on the reluctance of a great warrior to
fight—and it is among the greatest texts of ancient Indian philosophy.
We’ll be looking at the Gı ̄tā in the next chapter. First, we want to look at a few
scenes from the rest of the epic that address this question, which also came up in our
discussion of the Buddha, of whether deception can ever be morally justified. It is
only one of the many philosophically redolent themes we could have picked out of
the Mahābhārata, which makes a point of its own comprehensiveness, boasting
“what is not here does not exist anywhere” (§§., .). But it is a particularly apt
theme given that the Mahābhārata also makes a point of its own status as a narrative,
a story whose telling is brought constantly to the reader’s attention. This is highlighted by the multiple frames within which the epic is presented. The entirety is
purportedly the work of the bard Vyā sa, but we hear it at several removes. He
recited it first to his son and several disciples, one of whom recited it again from
memory, with this then being repeated by yet another bard whose recitation is
supposedly the basis of the full version that has come down to us.3
This version is in fact not just full but stuffed to bursting, often with material that
may seem rather extraneous: stories and digressions that have been called “subtales.” These probably show that the epic narrative was treated as a framework, with
many generations of storytellers adding new material that would have been relevant
to the concerns of their own time. The result is a text that is invented and reinvented,
and makes us constantly aware of that inventedness. Vyā sa, Kṛṣṇa, and other figures
both act within the narrative and tell various stories. This literary device, which
allows the myth-maker to enter the plot of his own myth, reveals what the
Mahābhārata is about: the elusiveness of truth and the ambiguity of moral rightness.
Within the narrative too, the heroes engage in all manner of deception, with the plot
often driven forward by lies, tricks, and subterfuge. This is epic as grand illusion,
featuring characters who are themselves illusionists.
Even a brief summary of the central story will get the point across. It tells of two
families within the same lineage, whose line is known as the Bhā rata, which is also
the name of the geographical territory of India. Hence the title: Mahābhārata can be
translated as “great tale of the Bhārata,” with “great” referring to its enormous scope.
The text itself tells us that the narrative circulates in longer and shorter forms, with
our text of course being very much the long form (§.), a point underscored by a
further story that relates how it was literally weighed in scales against the four Vedas
and found to be heavier. Pitted against each other in the epic tale are two sets of
̄ ̄
brothers, the Pāṇḍavas and Kauravas. The Pāṇḍavas are the heroes of the tale, led
with some reluctance by their oldest brother Yudhiṣtḥ ira, famed for always telling
the truth. This side also includes the great archer Arjuna, whose reluctance to fight
against his kin provokes Kṛṣṇa to preach the Gı ̄tā to him in order to persuade him to
enter the battle. On the other side, the Kauravas are a hundred brothers led by the
anti-hero Duryodhana, who cheats the Pāṇḍavas of their birthright by duping
Yudhiṣtḥ ira in two games of dice. The rest of the story tells of the wanderings of
the Pāṇḍavas and their ultimate return and victorious eighteen-day war against the
Kauravas, at the cost of massive bloodshed on both sides. As in the Iliad and Odyssey,
there are set pieces detailing the deeds and deaths of central heroes, with some of the
most prominent deaths again involving deception and lies.
To understand the significance of these scenes, we need to think about the nature
of the moral code that is potentially being violated in such acts of treachery. And
that means thinking again about dharma. We’ve already encountered this word, and
its Pāli equivalent dhamma. It was used in early Buddhism for the “teaching” of the
Buddha, and appears repeatedly in the moralizing inscriptions of the Buddhist king
As ́oka. You’ll see it translated in ways that suggest a disconcertingly wide range of
application, from “law” to “morality” to “religion.” In modern India, it is indeed
sometimes used to mean simply “religion,” for instance when the enterprise we call
“philosophy of religion” is rendered dharma-darśana.4 But in the ancient context, dharma
captures only part of what we might mean by “religion,” roughly the part where religion
bears on moral conduct. It was sometimes noted that living in accordance with dharma
was not sufficient to secure liberation from the cycle of reincarnation, even if it might be
necessary for attaining that highest religious goal.5 In general terms, one’s dharma
consists in all the various sorts of duties one has, as a particular individual, as a member
of a family and of a society, and simply as a human being.
In our earliest surviving literature, though, dharma does not really have this
meaning of a general moral code or law. Instead, it is used in a way that is closer
to its etymological basis in a verb root meaning “preserve” or “support.” The first
Vedas thus use dharma to speak of supporting the cosmos, or when Indra “holds
apart” the rivers from the plants. This same usage is found in ancient Iran. Zoroastrian texts employ a word with the same linguistic origin to talk about God holding
the heavens so that they do not fall.6 The word dharma does not, however, play
much of a role in subsequent Vedic literature. When it does appear, it is especially in
social and legal contexts, where dharma has to do with the king’s role of upholding
order and justice. It is contrasted to the so-called “law of the fish” where, in the
absence of the protective shelter of royal law, the smaller would be left to the mercy
of the bigger.7 This suggests a rather down-to-earth answer to the question of which
̄ ̄
actions accord with dharma. Just look at existing social practice. When a certain
behavior is accepted as praiseworthy, that is dharma, while a behavior that earns
rebuke is its opposite, adharma.8 Here we might see a parallel between dharma and
linguistic correctness as envisioned by the Sanskrit grammarians. We mentioned
Patañjali’s advice: if you want words, don’t go to a grammarian but to a competent
language user. Likewise, if you want ethics, don’t ask a philosopher but find people
who are agreed to be ethical.
This does get us closer to the distinctively ethical meaning of dharma, and in fact it
recalls the socially embedded idea of virtue set out in Aristotle’s Nicomachean Ethics.
But dharma ultimately took on the more ambitious sense of an abstract, general set
of moral requirements. It seems that this happened especially, and perhaps specifically, with the advent of Buddhism.9 The Buddha’s dharma, or teaching, was aimed
at everyone regardless of their social role or caste, and the same universalism was
expressed in Aśoka’s inscriptions.10 This sense then becomes pervasive in subsequent
Indian literature, not least in the Dharmasūtras that we contrasted to Kauṭilya’s Arthas ́āstra. At this stage dharma could be articulated as one of the main goals of life, alongside
artha or “practical advantage” and kāma or “pleasure.” (Movements like the Buddhists
and Jainas added a fourth, greater goal: mokṣa, or “liberation.”11) Of course this more
ambitious conception of dharma as an absolute code or law that applies to all alike
makes it much harder to know exactly how one might obey its strictures. As one of the
Dharmasūtras puts it, “Dharma and adharma do not go about saying ‘Here we are!’”12
And this brings us back to the Mahābhārata. Passages like the parable of the truthtelling priest and murdering thieves show us that it is no easy matter to say where
dharma leads. Even those who sincerely strive to live well may go astray, and this is
especially clear in the case of moral dilemmas, where every choice seems to be
wrong. It is no accident that Kṛṣṇa’s tale focuses specifically on the case of truthtelling, since this is a recurrent theme in the epic. The leader of the Pā ṇḍavas is the
morally upright Yudhiṣtḥ ira, whose commitment to honesty is symbolized by the
fact that his chariot floats a little above the ground as he rides. He comes crashing
back to earth, quite literally, when he finally indulges in a falsehood (§.–). He
does so out of desperation, since there is no other way for him to slay the Kaurava
hero Droṇa. Rather astonishingly, it is the divine Kṛṣṇa himself who suggests the
base stratagem by which Droṇa may be defeated:
He cannot in any way be defeated by force in battle. Casting aside virtue, O Pā ṇḍavas,
resort to a method fit for victory, so that Droṇa might not kill everyone in battle.
I think that he will not fight if [his son] were killed. Let some man say that he has been
slain in battle.
̄ ̄
This proposal meets with mixed reactions among the Pāṇḍavas. Arjuna immediately disagrees with the advice, whereas his warlike brother Bhı ̄ma thinks it’s a
splendid idea. Truth-telling Yudhiṣtḥ ira is torn. He absolutely wants to win—indeed,
it’s said that he is “addicted to victory”—but is reluctant to spoil his spotless moral
record.
In the end the Pāṇḍavas hit upon the following subterfuge: they will kill an
elephant whose name just happens to be the same as Droṇa’s son. Then they can
tell Droṇa of the death, thinking of the elephant but letting Droṇa assume the son is
meant. As Arjuna puts it, this covers a lie with a truth, as if with armor. At first it is
Bhı ̄ma who, with no compunctions, tells Droṇa the misleading news. But Droṇa is
suspicious and asks for confirmation from Yudhiṣtḥ ira, who confirms the fateful lie,
though he mutters under his breath that it is only an elephant that has died, so that
Droṇa will not hear him.13 The ruse works. Droṇa drops his weapons, ready himself
to die in his grief, and is killed. But the success is short-lived. Droṇa’s son will wreak
great destruction on the Pāṇḍavas, and poor Yudhiṣtḥ ira has lost his spotless
reputation. He is later forced to witness his brothers suffering in hell, a vision that
is then revealed to be an illusion in return for his part in deceiving Droṇa.
Despite the bitter fruits reaped by Yudhiṣtḥ ira, the Mahābhārata actually has a
rather ambivalent attitude towards such deceptions. In a similar passage, Kṛṣṇa
warns the Pāṇḍavas that the Kaurava leader Duryodhana can only be killed by
tricking him (§.). And in this case, he is given a speech indicating how such
conduct can be justified, or perhaps the right word would be “rationalized” (§.):
When enemies become too numerous and powerful, they should be slain by deceit and
stratagems. This is the path formerly trodden by the gods to slay the demons; and a
path trodden by the virtuous may be trodden by all.
This advice seems to reverse a slogan found elsewhere: “where dharma is, there is
Kṛṣṇa” (§.). To put it another way, if it’s good enough for the gods then it’s good
enough for us. Perhaps the idea here is that a good end justifies whatever means are
necessary. In the passages just mentioned, Kṛṣṇa insists that it is only by deception
that the Pāṇḍavas can be victorious, and as he himself remarks, “where dharma is,
there is victory” (§.). On this reading, the tricks played by the Pāṇḍavas are
excused because they bring about the correct result, namely the defeat of their
enemies, who are themselves tricksters. Don’t forget that the whole war can be
traced to Duryodhana’s double dealing in the dice game that deprives the Pāṇḍavas
of their kingdom.
̄ ̄
But if the end justifies the means, what accounts for the passages that seem to pass
disapproving judgment on the Pāṇḍavas, and especially Yudhiṣtḥ ira, for their
ignoble tactics? A banal answer could be to refer to the protracted and manyhanded writing of the Mahābhārata. As we suggested with the Arthasá s̄ tra, it is no
surprise that a lengthy work composed by numerous authors of different generations would contain the occasional self-contradiction. But perhaps the Mahābhārata
does not want us to think that things are so simple, that the way of dharma is either
to tell the truth and lose or win by lying, and that we just need to figure out which
answer is the right one. It’s been aptly remarked that “the Mahābhārata never wants
to resolve itself,”14 and so it is here, for there are multiple ethical imperatives at
work. Certainly it’s good to tell the truth, but it’s also good to defeat wicked enemies
and secure victory for your clan, especially if a god is encouraging you to do so. As
Bimal Matilal has argued, the role of Kṛṣṇa in these passages could be that of a moral
innovator who teaches the Pā ṇḍavas to shake off the “rigid code of conduct”
previously cherished by Yudhiṣtḥ ira, that one should tell the truth in all circumstances. It’s the same code followed by the priest who led murderers to their victims.
Matilal suggests that Kṛṣṇa is here “a moral agent [who] gave up moral integrity to
avoid a total miscarriage of justice in the end.”15
But even if the duty to tell the truth is somehow trumped by other concerns, it
may remain as a duty nonetheless. This is why it makes sense for the Mahābhārata to
show the consequences of Yudhiṣtḥ ira’s actions, with the dramatic devices of the
grounded chariot and vision of hell. For him, and for all of us from time to time, the
best thing to do may involve doing something wrong, something against dharma. To
this we may add that the Mahābhārata recognizes that the dharma of one group or
person may differ from that of another. Veracity is Yudhiṣtḥ ira’s calling card, and it
is in the most fundamental sense “out of character” for him to collude in a lie. He
thus violates what may be called his svadharma, the duty or code that is relevant to
him specifically.16 For a different man like Bhı ̄ma, whose character revolves solely
around the kṣatriya code of victory, the dilemma we’ve been discussing would hardly
arise, or not arise at all. No wonder that Yudhiṣtḥ ira tried to have it both ways by
muttering under his breath in response to Droṇa. His dharma as a truth-teller was
clashing with his dharma as a kṣatriya leader. In other passages, he tries to escape by
questioning the very validity of that dharma. The code of the warrior is actually no
better than the law of the fish, where the strong prevail. Better to give up that code,
even if it means retreating from the life of the kṣatriya and becoming an ascetic. As
Yudhiṣtḥ ira observes, “The peaceful man sleeps happily, as he has given up both
victory and defeat” (§.).
̄ ̄
Here we have the central insight that emerges from the moral dilemmas of the
Mahābhārata. The epic recognizes that such dilemmas may be genuinely tragic, and
that not all duties can be satisfied. This does not mean that there is no right response
at all. It seems clear that in Kṛṣṇa’s story of the priest and the murderers, the priest
should not have told the truth. What it means is that we as moral agents are
complex beings, with different sorts of duty and responsibility: Yudhiṣtḥ ira is a
truth-teller by character and inclination, a warrior by circumstance. This leads him
into a conflict that can only be resolved by betraying himself or his responsibilities.
The same sort of dilemma is the catalyst for the most famous section of the
Mahābhārata: the Bhagavad-gı ̄tā.
13
WORLD ON A STRING
̄ ̄
THE BHAGAVAD-GI TA
veryone should read two couplets (s ́lokas) of Gı ̄tā every day. It is a scripture of
couplets and it can be finished in a year. Read it again and continue this
till the end. After reading it three to four times, you will discover a path to lead a life,
the way I discovered.” These are the words of the BJP minister for external affairs,
Sushma Swaraj, who proposed having the Bhagavad-gı ̄tā declared India’s national
book.1 It was not an entirely innocuous suggestion, as officially enshrining this
Hindu classic would send a none too subtle message to non-Hindus in India. But
you don’t have to be a Hindu nationalist to admire the Gı ̄tā.2 Mahatma Gandhi
memorized parts of the work and took from it inspiration for his campaign of nonviolent resistance. Aldous Huxley sought in it a source for what he termed a
“perennial philosophy,” and the early American writers Henry David Thoreau and
Ralph Waldo Emerson both admired it greatly. At the other end of the spectrum,
Nazi-era Indologists in Germany found in the Gı ̄tā evidence of a pure monotheism
untainted by supposedly “Semitic” ideas. Looking back on the same troubled period
of the twentieth century, Robert Oppenheimer is even said to have quoted its line
“now I am become death, the destroyer of worlds,” with regard to his work on the
atomic bomb. When it comes to furnishing a sentiment for any occasion, no
greeting card company can compete with the Gı ̄tā.
This widespread feeling that the Bhagavad-gı ̄tā is a text for all time and all people is
rather surprising, given how few of us have ever had to decide whether to unleash
devastating war against several dozen siblings. That is the difficult choice facing the
hero Arjuna at this stage of the Mahābhārata. As the action opens in the section
known as the Bhagavad-gı ̄tā, we are on the brink of a final battle between the
Pāṇḍavas and Kauravas. Or perhaps we should say that this is where the inaction
opens. Arjuna, the greatest warrior among the Pāṇḍavas, brings both his chariot and
the narrative of the whole epic to a grinding halt, because he is beset by doubt. His
dilemma fits into the pattern we were just discussing: it is a conflict rooted in
conflicting demands of dharma. On the one hand Arjuna is an outstanding example
“E
- ̄ ̄
of a kṣatriya, or elite warrior. He is a prince and a son of the god Indra, a fabled archer
whose bow boasts its own name, the sort of guy whose birth was celebrated not
with cigars and cuddly toys, but instead with the prediction: “Through the might of
his arm the fire god will be fully sated with the fat of all the creatures in the
Khāṇḍava forest” (Mahābhārata }., trans. Smith). On the other hand, Arjuna is
reluctant to kill his own family members. He feels the pull of two responsibilities,
to the law of the warrior or kṣatriya-dharma, and the law of kinship or kula-dharma
(Gı ̄tā , ).3 What is he to do?
Perhaps nothing. Arjuna proclaims that, before killing his own kinsmen, he
would be better off giving up the life of a warrior entirely and becoming a
renouncer, the same temptation we just saw being voiced by his older brother
Yudhiṣtḥ ira. Arjuna’s problem is a distinctively philosophical one. It is not that he
knows the right thing to do and lacks strength or courage to do it, but that he is
genuinely puzzled about his duty, his dharma (, ). Fortunately Arjuna has a
resource that is unavailable to your average moral philosopher: God is quite literally
his co-pilot. It turns out that his charioteer Kṛṣṇa is an incarnation of the highest of
all divinities, the Creator of the entire universe, and the speaker of most of what is to
follow. Hence the title Bhagavad-gı ̄tā, which means Song of the Lord. Kṛṣṇa sets out a
detailed argument intended to inspire Arjuna to follow his true path, his svadharma,
that is, the dharma that is uniquely appropriate to him. It is even better to carry out
one’s own path badly than another’s well (, ), and he was born for this occasion.
As Bimal Matilal puts it, “The entire Bhārata war was for Arjuna. It was his game and
he should play.”4
So is the Bhagavad-gı ̄tā just a plot device, intended to push the narrative forward
after giving Arjuna a chance to air his moral scruples? Hardly. The authors of the
Gı ̄tā take this opportunity to explore the deeper question of why any of us should
ever undertake any action at all. We say “authors,” and not “author,” because
scholars believe that the Gı ̄tā, like the whole of the Mahābhārata, was composed by
numerous writers who had various agendas. While these authors do not forget the
dramatic context of Arjuna’s choice, they situate that choice within what seem to be
several different philosophical and religious contexts. The not displeasing result is
that Kṛṣṇa becomes a kind of chorus, his single voice expressing numerous viewpoints that may or may not ultimately fit together to offer a single, unified basis for
Arjuna’s action.
Kṛṣṇa begins with the most obvious tactic: he tells Arjuna to stop being a wimp,
or actually to stop “acting like a eunuch” (, ). If he refuses to fight, he will earn
only shame (, ). This is a direct appeal to Arjuna’s sense of kṣatriya-dharma, his
code of honor as a warrior. As such it can hardly suffice, since it does nothing to
- ̄ ̄
answer his concerns about kula-dharma, the responsibilities he bears towards his
kinsmen. So in this opening speech Kṛṣṇa also appeals to traditional ideas about
reincarnation. The relatives that Arjuna may kill, and Arjuna himself should he be
slain, will all be reborn. Discarding our bodies in this way is no more dramatic than
changing our clothes. The true self, by contrast, is invulnerable: “Swords do not cut
him, fire does not burn him, water does not wet him, wind does not parch him” (,
–). Having lowered the stakes in this way, Kṛṣṇa adds that the consequences of
fighting should in any case be irrelevant to a true kṣatriya, who ought to fight bravely
regardless of the outcome. Here he plants the seeds of a deeper thought, which will
blossom fully over the rest of the Gı ̄tā. No one, whether warrior or peasant, should
act with an eye to the fruits of their action.5
We already touched on this idea of “unattached” action when we were talking
about karma (see Chapter ). But it’s worth a closer look, because as Arjuna himself
points out (, ), it isn’t so clear why there is any point in acting at all without
striving to achieve some purpose. If the fruits of action are nothing to me, why not
disengage entirely and become a “renouncer,” as Arjuna has already threatened to
do? This solution was adopted in spectacular style by ascetics like Gos ́āla and his
̄vika movement, and by the early Jainas. But here in the Gı ̄tā Kṛṣṇa gives it short
Ajı
shrift, stating that complete inaction is simply an impossibility: “no one lives even a
moment without doing some act, for the forces of nature cause everyone to act”
(, ), and later on, “no one who has a body can renounce all acts completely; he is
the true renouncer who renounces the fruits of his acts” (, ). To this idea that
nature forces us to engage in at least some actions, Kṛṣṇa adds that inaction too can
have fruits (, ). Here we might think of our phrase “sins of omission.” If you see
that a child is about to be hit by a truck and do nothing but watch as the tragedy
unfolds, it will be no good telling the child’s parents that her death wasn’t your fault
because you’re in the action-renouncing business.
While these passages seem quite dismissive of inaction, others concede that a life
of deliberate inaction is at least a stage upon the right path (, ). It is just a less
advanced stage than the life of unattached action. At one point Kṛṣṇa distinguishes
the more simpleminded strategy, which he calls mere “relinquishment (saṃ nyāsa),”
from the genuine “renunciation (tyāga)” that consists in acting without regard to
results (, ). Here the Gı ̄tā offers a real innovation, even if it is one that can also be
found in other ancient Indian texts, like certain Upaniṣads. And like the Upaniṣads, it
devises memorable and striking metaphors for its teachings, as when it describes the
true renouncer as being like a tortoise. Just as the tortoise draws in its limbs, so the
renouncer withdraws even from his senses and focuses on his interior insight (, ).
But if you were Arjuna, you might still feel unsatisfied. He’s been told that he should
- ̄ ̄
not act with a view to the fruits of action, but he hasn’t been told what he should look
to when he is acting—if anything. Toward what should interior insight be directed?
Kṛṣṇa’s answer is simple: think of me. “I am the origin of this entire universe and
its dissolution,” he proclaims, “all this is strung on me as strands of pearls are strung
on a string” (, ; for this image, see also , and , ). Here we have the core
teaching of the Gı ̄tā, or at least the core teaching of one or more of its authors. It
justifies action in terms of a devotional theism, which does not outright abandon a
plurality of gods but insists that one highest God is the true object of all proper
worship. Again, the Gı ̄tā’s concerns echo those of some later Upaniṣads, such as the
Śvetāsv́ atara Upaniṣad which likewise makes a single God the cause of all things.6 Also
characteristically Upaniṣadic is the Gı ̄tā’s interest in sacrifice, which it frequently
mentions and approves, saying things like, “The world is not of him who fails to
sacrifice” (, ; see also , ; , ; , ). And you can see why the authors might
have been nervous. The brahmins of Vedic culture offered more fruits than a
greengrocer, promising that correctly performed sacrifices would bring wealth, a
large family, cattle, and a propitious rebirth. Like the Buddhists and other dissident
groups, the Gı ̄tā distances itself from this cash cow view of ritual. Yet it encourages
us to keep sacrificing anyway. Ritual sacrifice even becomes the paradigmatic
approved action, since it is one action that we must surely undertake with our
minds set upon God.
Kṛṣṇa’s exhortation to Arjuna is then to wage war as a kind of sacrifice, to
perform this action out of nothing but devotion to him. Perhaps it is this idea of
“devotion (bhakti)” that has made the text so meaningful to so many readers down
the centuries. You don’t have to be a mighty warrior to devote your life to God, as
the Gı ̄tā explicitly recognizes. The stratifications of Vedic culture are upended, as
Kṛṣṇa promises that even women and the low-born sú ̄dras can be liberated through
sincere devotion to him (, ). The point here is not just that we should direct our
thoughts to Kṛṣṇa as we act. Just as he created the world and continues to support it
and “hold it together” (, ), we should act so as to maintain cosmic harmony, or as
the Gı ̄tā says, “keep the wheel rolling.” It is this, rather than any fruits that may
accrue to us thanks to our action, that provides the motive for the true renouncer.
Of course, you couldn’t blame Arjuna for being puzzled by this. How is his going
to war going to help hold the world together? Here the narrative context of the
whole epic merges with the philosophical thrust of the Gı ̄tā. Arjuna is simply
supposed to fight. This is what he is there to do, and the narrative can only resume
once he makes up his mind to do so. The war, however destructive it may turn out
to be (spoiler alert: very), is destined to take place and Arjuna is fated to take his
place in it. In this respect, the Gı ̄tā fits well into the rest of the Mahābhārata, which
- ̄ ̄
often suggests that the events it narrates were foreordained.7 The theistic setting of
the Gı ̄tā adds a further dimension to this fatalist outlook, though. Part of Kṛṣṇa’s
divine role is to ensure that things unfold as they should. From his lofty vantage
point, the future events in the narrative are already present. He knows that they will
and indeed must occur. This is perhaps the meaning of Kṛṣṇa’s saying that he is
“time, grown old to destroy the world” (, ),8 which is an alternative translation of
the passage Oppenheimer supposedly quoted when he was musing on the atomic
bomb. One might go so far as to say that as Kṛṣṇa speaks to Arjuna, he is not so
much trying to persuade him to fight as informing him that he is in fact going to
fight, so he may as well get on with it. Kṛṣṇa puts it like this: “Fettered by your own
task, which springs from your nature, you will inevitably do what you in your folly
do not want to do” (, ).
The religious teachings of the Gı ̄tā, its emphasis on a divine plan and on such
issues as sacrifice, may make it seem like an Upaniṣad inserted into the epic of the
Mahābhārata.9 But scholars have detected another strand on which its pearls of
wisdom are strung: Sāṃ khya philosophy. There’s no general agreement about
when exactly the Gı ̄tā was written, with educated guesses having it written in stages
anywhere between the fourth century BC and the fourth century AD. But it must
predate the composition of the central text of Sāṃ khya thought, Īs ́varakṛṣṇa’s
Sāṃ khya-kārikā, and that was written some time before the sixth century AD, when
it was translated into Chinese.10 We’ll be returning to Īsv́ arakṛṣṇa’s ideas later (in
Chapter ). For now, we just want to show how some of those ideas already appear
in the Gı ̄tā, which is itself evidently drawing on older strands of Sāṃ khya thought.
The most obvious is a fundamental contrast between two principles, prakṛti and
puruṣa, which we might roughly translate as “nature” and “observer mind.” We can
restate the doctrine of non-attached action in these terms. Like a tortoise pulling in
its limbs, the renouncer “withdraws” from prakṛti, and focuses on his true self, which
is his puruṣa. The Gı ̄tā also contains more general descriptions of the way that the
two principles interrelate. It says, “Prakṛti and puruṣa are both beginningless . . . Prakṛti
is stated to be a cause inasmuch as it is the agency in the production of products,
while puruṣa is stated to be a cause in that he experiences happiness and unhappiness” (, ). The puruṣa is the true, purely observing, self and remains unchanging
despite its connection with body, and via the body with the whole realm of nature
and the natural aspects of the mental. So here we might see the Gı ̄tā as responding to
Buddhism by reasserting the idea of an enduring self, some notion of which we
already find in earlier Upaniṣads.11
Yet, like all-seeing Kṛṣṇa, the Gı ̄tā looks forward and not just backward. The future
Sāṃ khya philosophical movement is going to be intertwined with the tradition
- ̄ ̄
called Yoga, and that intertwining is already found here in the Gı ̄tā and in fact also in
other parts of the Mahābhārata.12 The Gı ̄tā frequently talks about yoga as a path
toward enlightenment, which suggests that the would-be sage needs to undergo
training and spiritual discipline, rather than just learning about the contrast between
nature and the self. Yoga thus becomes another word for the path of unattached
action and the practitioner of yoga (the yogin) is synonymous with the true renouncer
that Kṛṣṇa is describing, better than those who merely embrace asceticism and
refuse to engage in action (, and ). Through the insight of sāṃ khya, Arjuna
can learn about his puruṣa or brahman, a true self who transcends nature; through the
practice of yoga, he can learn to see the world solely from the vantage point of this
true self. Since actions and their consequences unfold in the world, in the realm of
nature or prakṛti, they cannot touch him (, ).
Before leaving the Gı ̄tā, we should notice one final implication of the text, one
which would not have been lost on its original readers. We’ve said that Kṛṣṇa’s song
is not just for mighty warriors like Arjuna. It is a message we can all take to heart.
But that doesn’t change the fact that Arjuna is indeed a mighty warrior, a kṣatriya
prince. The Gı ̄tā has a special message for such elite readers, and Kṛṣṇa makes sure
they don’t miss it by saying that the teaching he reveals is a rājavidyā, meaning “royal
wisdom” or “knowledge of kings” (, ). The king is in a uniquely appropriate
position to do as we are being taught, by imitating the divine king through his
actions.13 Arjuna emerges from this part of the epic as an ideal ruler, who does as he
should because he ought to, and out of devotion to the highest Lord rather than in
pursuit of his own advantage. One can easily imagine King As ́oka nodding with
approval. Just to hammer the point home, the Mahābhārata offers us a negative
example too, the Kaurava leader Duryodhana. For all his duplicity and wickedness
towards the Pāṇḍavas, his most heinous sin is that he puts himself and his own
interests above all else, rather than submitting to the divine rule of Kṛṣṇa.14
We’ve said that few people face the sorts of situation confronting Arjuna and, for
that matter, Duryodhana. But in a broader sense, we all do, whether we are princes
or paupers. Warfare is a common human experience, and even more common is the
opportunity to do violence to other humans, and to animals. Violence is an abiding
theme of the Mahābhārata, which depicts not only Arjuna’s hesitation on the eve of a
great battle, but the horrendous devastation wrought by that battle. It may seem
strange that Kṛṣṇa should urge Arjuna on toward this end. But just consider that he
also endorses the practice of animal sacrifice. Apparently, he thinks that some blood
must be spilled if the wheel of the world is to keep turning as it ought to. Yet other
movements and texts of ancient India were adamantly opposed to such sacrifice.
Some, notably the Jainas, sought to avoid doing any violence at all, intentional or
- ̄ ̄
unintentional. This commitment to an ideal of non-violence is a legacy that has
come down from antiquity to modern times, not only in India with Gandhi’s tactics,
but across the world. Many non-Indian vegetarians take inspiration, to say nothing
of recipes, from Indian culture. So let’s now turn to this notion of non-violence,
which cuts across the intellectual divides of ancient India.
14
MOSTLY HARMLESS
NON-VIOLENCE
O
f all the academic disciplines taught and studied at university, philosophy may
be the one that is hardest to avoid in real life. You can decline to read literature;
very few people ever get around to doing any physics or geology; and if you play
your cards right, you can probably even get away without doing much math (though
not if you actually play cards). Philosophy, though, is inevitable. We all wrestle with
philosophical problems, even if we don’t think of them that way. This is especially
true when it comes to ethical dilemmas. One of the most obvious is the question of
whether it is morally defensible to eat animals. Whether you are rich or poor, it is
certainly possible to live as a vegetarian. So the decision to eat meat or abstain from it
is one that faces everyone. If you do it, then it is either because you think there’s
nothing wrong with doing so, or because its wrongness doesn’t weigh heavily
enough with you to stop you from tucking into a nice, juicy steak now and again.
Even though the ethics of killing animals for food is a prominent example of
philosophy in everyday life, it has only recently become a topic that is much debated
among philosophers. Nowadays there are figures like the utilitarian Peter Singer, who
is well known for his arguments in favor of vegetarianism. This contrasts sharply with
ancient and medieval philosophy in Europe. Apart from a few exceptions, notably the
late ancient thinkers Plutarch and Porphyry, philosophers in those periods rarely
bothered to argue at length for or against meat consumption.1 In ancient India, by
contrast, non-violence was one of the key themes of religious and philosophical
culture. Buddhists and especially Jainas defined themselves in part by their reluctance
or refusal to eat meat. Animal sacrifice was of course central to the Vedic culture that
the Buddhists and Jainas sought to criticize. Yet the texts that grew out of that culture
often encourage us to avoid harming animals. Exhortations to avoid violence can also
be found in such works as the Laws of Manu and the Mahābhārata, despite the fact that
its most famous section, the Bhagavad-gı ̄tā, consists of a dialogue recommending
participation in war. Nor is this a matter of purely historical interest. Still today,
one of the most famous aspects of Indian society is widespread vegetarianism.
-
So this topic really gives us something to sink our teeth into. The first point that
needs to be made, though, is that the topic is actually not vegetarianism. What we
really need to discuss is what the traditions refer to as ahiṃ sa,̄ meaning “nonviolence” or “non-injury.”2 While it may seem that avoiding violence implies never
killing animals, this is denied in some Vedic texts, which claim that sacrifice of
animals could be consistent with ahiṃ sa.̄ Conversely, those who did think that nonviolence implied benevolence toward animals (including vegetarianism) never
thought that it meant only this. Ahiṃ sa ̄ obviously includes avoiding violence toward
humans too, and as we’ll see, Jainas believe that one can inflict himṣa ̄ on plants, and
even commit acts of violence by lighting a fire or drinking water straight from a well.
It is a matter of controversy how and why ancient Indians began to think in terms
of ahiṃ sa,̄ but scholars have most often explained it by alluding to religious
practices.3 Its origins may lie in the fear that ritualized violence could lead to
retribution. This could then have led to ritual taboos and practices designed to
deflect the blame for violence away from the sacrificer engaged in the ritual. For
instance, one might recite a formula to secure expiation for slaying an animal, or
place a blade of dry, and thus already dead, grass between an axe and a tree being
chopped down to make a post for the sacrifice. (Notice that in this second case, it is a
plant and not an animal that is seen as the potentially injured party.) On this
reckoning, the doctrine of ahiṃ sa ̄ was not an external critique of Brahmanical
culture, with Buddhists and Jainas accusing the priests of violence. Rather, those
accusations from the outside mirrored anxiety or “embarrassment” about sacrificial
violence within the Vedic tradition.
A related controversy, which bears on the philosophical relevance of ahiṃ sa,̄ is
whether non-violence was pursued for moral as well as religious reasons. If the
concern is really to avoid retribution, then eschewing violence may seem unrelated
to moral concerns. The sacrificer would be worried about himself, not the animal he
is killing. As the Laws of Manu explain, with what sounds like a tone of wistful regret,
we can’t eat meat without injuring the living, and doing this hinders us from a
blessed afterlife, so we have to do without meat (§.). On the other hand, a fear of
vengeance implies that the animal (or plant) being harmed does have interests of its
own, the ones that the sacrificer is in danger of violating.4 Besides, ahiṃ sā was not
only justified in terms of pure self-interest. One Buddhist work contains the
following reflection, which is strikingly reminiscent of the Biblical “golden rule”:
Since I want to live, it would not be agreeable and pleasant to me if somebody were to
take my life. For another person, too, it would be disagreeable and unpleasant if I were
to take his life, since he wants to live. Precisely that which is disagreeable and
-
unpleasant to me is disagreeable and unpleasant also to the other. How then could
I inflict upon the other that which I find disagreeable and unpleasant to myself?5
And we can find similar ideas in Hindu texts, including the Maha ̄bha ̄rata.6
But more than Buddhism or Hinduism, it was Jainism that was characterized by
an unswerving devotion to ahiṃ sa ̄. Indeed it has been called a “religion of nonviolence.”7 If you know only a little about Jaina beliefs and practices, then what you
know probably concerns the extreme measures taken to avoid harming other
creatures: Jaina monks wearing masks to avoid inhaling insects, and gently sweeping
the ground in front of them as they walk, to avoid treading on any unseen life forms.
Jainism takes its name from the honorific jina, or “conqueror,” bestowed upon
Mahāvı ̄ra. Roughly contemporary with the Buddha, Mahāvı ̄ra is often called the
“founder” of Jainism, but this is incorrect, at least according to the belief of the Jainas
themselves. Rather, he was the last in the line of twenty-four so-called “ford-makers
:
(tı ̄rthankara),”
̄
whose name refers to their role of providing a “ford” or way out of the
unending flow of reincarnation. The Jainas see Mahāvı ̄ra and his predecessors as
divine saviors. All of the ford-makers taught the same lessons about how we escape
the cycle of rebirth (saṃ sa ̄ra).
We saw briefly in Chapter that the Jainas believed this could be achieved only
through the total elimination of karma.8 Even good karma has the effect of tying you
to rebirth, though such karma at least helps you secure a relatively favorable rebirth.
The Jaina teaching on karma presupposes a dualist understanding of the human
person, according to which the soul (jı ̄va) is an immaterial entity that enters into a
relation with the physical world (ajı ̄va) and, in particular, a series of individual
bodies. Karma, too, is described as if it were a physical substance. It is compared to
“dust” which gets stuck to the soul more easily when we give in to passion or bad
intention. The Jaina texts nicely express this by calling passion kaṣa ̄ya, which literally
means “glue” or “resin.” And of course, according to the Jainas it isn’t only barbecue
ribs that will make you sticky. The consumption of any meat builds up bad karma,
since it inevitably involves the death of another being that desires to live.
But for the Jainas asceticism is more than observing ahiṃ sā, and observing ahiṃ sā is
more than abstaining from meat. It has been remarked that Jainism “is the most
ascetic among the world’s organised religions today, if not in world history.”9
Renouncers and laypersons alike look to the example of the ford-makers and
especially Mahāvı ̄ra, whose self-restraint reached superhuman levels. Never mind
eating meat—he and the other ford-makers are said to have gone for weeks or even
a year at a time without eating anything at all. Through extreme practices, the Jaina
ascetic can divest himself or herself of all karma, and attain the status of a kevalin,
-
meaning someone who is “alone,” that is, without the accretion of karma. The
notorious practice of sallekhanā, in which a renouncer adopts total immobility until
he succumbs to death through thirst, exposure, and hunger, has been criticized as a
form of religiously inspired suicide. But the Jainas are firm in insisting that those who
take this path do not desire death (according to legend, that would include Candragupta, the king who founded the Mauryan dynasty and the grandfather of Aśoka).
Rather, they are simply trying to avoid the acquisition of new karma that could
compromise their hard-won status as a kevalin, and doom them to yet another rebirth.
As for the requirements of ahiṃ sa ̄, vegetarianism is only the beginning.
A delightful story from the Jaina tradition brings home what might be expected
of the perfectly non-violent renouncer.10 One day a forest fire erupted in a wood,
and all the animals gathered around a lake to avoid the flames. They were packed
together tightly, rubbing shoulder to shoulder in the limited space. An elephant
lifted its foot briefly, and just then a rabbit darted to the spot on which it had been
standing. Rather than putting its foot down and crushing the rabbit, the elephant
stood with his foot held aloft for three days, before finally collapsing and dying from
fatigue. The happy end to the tale is that the elephant is reborn as a human, and later
reincarnated as an associate of Mahāvı ̄ra himself.
You might argue that in their pursuit of absolute non-violence, the Jainas likewise
don’t have a leg to stand on. You cannot get through life without ever harming a
living thing. After all, we need to eat, and plants, too, are alive. As a leading scholar
of Jainism has written: “The desire for food is the prime cause for all forms of hiṃ sā,
since food cannot be consumed without destroying another life form.”11 So far from
denying this, the Jainas avoid consuming many types of fruits and vegetables, such
as those they believe to be “aggregates” of a large number of life forms. The dietary
restrictions extend even to water, which should be drunk by a Jaina ascetic only
when it is strained so as to remove small life forms. But even with these measures,
avoiding all violence is still going to be difficult or impossible for the Jaina renouncer, at least without assistance. Fortunately, help is at hand in the shape of the Jaina
layperson. As in Buddhism, the Jaina monastic lifestyle is facilitated by the support
of other followers, who content themselves with living in accordance with less
rigorous precepts. For instance, the renouncer is forbidden to handle fire, since that
would obviously result in the death of small creatures who might get caught up in
the flames. So instead he may take water that has been boiled by the layperson to
free it of microscopic living things. Similarly monks subsist on alms of food,
donated by laypeople. Similar practices are followed in the Buddhist community.
Is this really a coherent way of handling the ethical dilemma? Consider the
following analogy. Suppose I need a lot of money in a hurry and the only way
-
I can think to get it is by robbing my rich uncle. But there’s a catch: my moral
scruples forbid me to do so. So I resort to the expedient of getting my less fastidious
friend to rob my uncle’s house, and splitting the cash with him. I may not have
committed the robbery myself, but surely I would be morally culpable. In the same
way, it would seem the Jaina renouncer must shoulder the burden of hiṃ sa ̄ inflicted
in the preparation of any food or water he consumes, even if he didn’t do the
preparing himself. But let’s not leap to conclusions, because there’s more to the Jaina
story. The renouncer is only allowed to take food and drink that was prepared
without him in mind, and he will verify that this is the case before accepting it. In
other words, the renouncer should live on leftovers, food and drink that just happen
to be available and on offer from the laypersons. So to go back to our analogy, what
the renouncer is doing is more like taking a charitable donation from a thief, after
ensuring to his satisfaction that the money was not stolen for his sake.
A critic of Jaina renunciation will probably not be satisfied. If you knowingly
benefit from a morally dubious act, doesn’t that by itself put you in a morally
dubious situation? One possible response would be to invoke another aspect of the
Jaina understanding of non-violence, which is the centrality of intention. We said
before that it is passion, desire, or intention that causes karma to stick to the soul. By
religiously avoiding violence, and by eating only food that was originally intended
for others, the renouncer avoids intending violence, and does not benefit from an
intention to do violence on his behalf. He is, quite literally, an innocent bystander. The
same point will apply in a case like unintentionally killing an insect or plant by
stepping on it. A renouncer’s conscience in such a circumstance is clean, but only so
long as he has taken every precaution to avoid its occurrence. Good examples of
such precautions, apart from the ones we’ve already mentioned, are the practice of
avoiding travel during the rainy season—when more vegetation and life forms are in
harm’s way—and refusing to eat at night. Before electricity, eating after sundown
ran a significantly greater risk of accidentally consuming a bug. (In fact, when you
put it that way, maybe no one should eat after dark.)
The importance of intention to the Jaina code is shown by the story of Yaśodhara.12 He is a king who has caused blood to be shed in war; but death was never his
goal, so he has remained pure. Then, for complicated reasons, he decides to perform
an animal sacrifice. To avoid killing a real living thing, he has a fake rooster made up
out of flour, a practice also recorded in other texts. Even though no real rooster is
slain, King Yaśodhara is elaborately punished in the afterlife, simply because his
intention was violent. Notice, too, how the narrative implies that a Jaina king could
pursue military aims. Similarly Jaina laypersons have frequently served as soldiers. It
has even been proposed that the “heroic” ethic of Jaina asceticism was seen as
-
continuous with the warrior heroism celebrated in texts like the great Hindu epics.13
Having said that, only Jaina laypersons will engage in warfare. The way of the Jaina
renouncer would be to die rather than do violence.
How does the Jaina understanding of non-violence stack up against modern-day
ideas about violence? It’s easy to see a contrast with the utilitarian approach, which
tries to minimize the amount of harm and suffering in the world, including the
harm and suffering inflicted on animals. The Jainas do have a tradition of trying to
persuade others to adopt non-violent ways. But the ancient Jaina approach to ahiṃ sa ̄
seems to be directed toward a different, more individualist goal. The idea is not
simply to reduce the overall amount of violence, though that result is certainly
going to be achieved too. Rather the Jaina wants to avoid being personally implicated
in any act of violence. It’s sometimes been complained that the Jaina renouncer is
actually inflicting violence on himself, so severe is his ascetic practice. But we might
rather have the opposite worry, that the renouncer seems to be concentrating only
on his own self-interest. This is why the radical renouncer needn’t worry that his
lifestyle depends on a degree of hiṃ sa ̄ being committed by lay believers. Like other
ancient ethical traditions within and beyond India, Jainism is about shaping and
perfecting the self. The renouncer will indeed leave the world a better place than he
found it, but the main thing is to leave the world and not come back, by purifying
his soul and becoming a kevalin unencumbered by karma.
The Jaina teaching was also challenged by the rival belief systems of its own time
and place. The Buddhists complained that Jaina asceticism was excessive. Remember
that the Buddha himself began his spiritual quest by engaging in extreme discipline
and self-denial, including a starvation diet, but he came to adopt a less punishing
“middle way” between the extreme asceticism of a Mahāvı ̄ra and the plush life of a
householder. We are told that he parted ways with a follower named Devadatta, who
wanted the Buddhist community to adopt more rigorous practices including strict
vegetarianism.14 Instead, the Buddhist writings suggest that meat might be allowed for
the Buddhist monk, on the same basis used by the Jainas for their vegetarian diet:
consumption is licit provided the meat was not actually prepared with the monk in
mind. It may even be that this rule was absorbed into Buddhism from Jaina practices.15 Hindu authors, too, could exploit the idea of intention to legitimate that most
un-Jaina of practices, the animal sacrifice. We see this in texts composed at various
times and places: the Laws of Manu say that slaying animals in a ritual context is in fact
ahiṃ sā, and does not count as real killing (., .), while the Bhagavad-gı ̄tā suggests
that sacrifice is needed to “hold the world together.”16 This was also the basis on which
Arjuna was encouraged to go into battle, so long as the fight would be undertaken
with Kṛsn
̣ ạ in mind and not the intention of achieving any result for himself.
-
The upshot is that there was a shared philosophical rationale for ahiṃ sa ̄ across
these ancient traditions, despite the wide variation in the practices deemed consistent with non-violence. Given the competition between the rival groups, more
emphasis was inevitably placed on the disagreement than on the agreement. For
centuries to come, the Hindus will sneer at the squalid lifestyle of the dissident sects,
Buddhists will snipe at Jainas for their absurdly excessive self-punishment, and
Jainas will proudly claim to be the only ones who really take non-violence seriously.
One Jaina text mocks the Buddhists’ willingness to eat animals that died of old age.
This, the author remarks, is like seducing a widow after her husband has died. The
underlying desires are the same as those of a man who would slaughter an animal to
get meat, or murder a husband to steal his wife.17
Disagreements over the demands of ahiṃ sa ̄ and asceticism also erupted within the
Jaina community itself. We mentioned earlier (in Chapter ) the split between
Śvetāmbara and Digambara Jainas, the latter being those whose monks included
nudity within their rigorously ascetic lifestyle. And their stringent interpretation of
Jaina principles also emerged in disputes about diet. They insisted that a perfect
kevalin, like Mahāvı ̄ra or any other renouncer who has attained liberation, would no
longer need to eat at all, thus freeing them from even indirect contact with hiṃ sa ̄.
The Śvetāmbaras, by contrast, endorsed the more commonsense view that the need
for food, unlike the need for sex and material comfort, is an inevitable, if regrettable,
part of embodied life.
A common question posed about the traditions we’ve been examining in the
book so far is whether they are really philosophical, or rather religious. You may
have noticed that along the way, we’ve occasionally distinguished the philosophical
and religious aspects of the texts. But the issue of non-violence shows that the line is,
at best, a blurry one. The concept of ahiṃ sa ̄ may seem simple: it boils down to doing
no harm. Yet it has taken the form of both a religious taboo and an ethical precept,
and its interpretation has been advanced through a wide variety of means, ranging
from doctrinaire assertion, to subtle debate, to crude insult. That’s a feature of Indian
intellectual life that is going to stay with us as we go forward—especially the bit
about subtle debate, though we’ll also be seeing the occasional crude insult. Nothing
typifies philosophy in our next period, which we’re calling the “Age of the Sūtra,” so
much as disagreement and debate—both between rival schools and within single
schools. Traditions will split apart, as did the Jainas. The highly disputatious context
will lead to new reflections on argumentative method. And some groups, including
the Jainas, will be led to question whether any viewpoint is really better off than
its rivals.18
PART II
THE AGE OF THE SŪ TRA
15
A TANGLED WEB
THE AGE OF THE SŪTRA
I
t’s at this point in our story that things get complicated. Indian intellectual life in
the period we’ve already covered was lively, to say the least. But now we’re going
to see such a proliferation of philosophical texts, movements, schools, and rivalries
that it may be hard to keep track of them all. Historians have stepped forward to
offer ways of organizing all this material. They have made a basic distinction
between so-called “orthodox” and “heterodox” movements, with the orthodox
movements growing out of the Brahmanical culture of the Vedas. On this side,
historians have spoken of six “systems” or “schools” that take on the ideas we find in
works like the Upaniṣads, certain passages of the epics, the dharma-sūtras, and the
Laws of Manu.1 These six schools are Sāṃ khya, Yoga, Nyāya, Vaiśeṣika, Mı ̄māṃ sā,
and Vedānta. Collectively, they would represent the “Hindu” perspective, which will
be challenged by skeptical and relativist attitudes among “heterodox” thinkers,
meaning basically Buddhists and Jainas, who opposed orthodox theories concerning ritual, metaphysics, and epistemology.
But we have already expressed our dissatisfaction with this relatively neat account
(see Chapter ). The most obvious problem is that it very much reflects the so-called
“Hindu” point of view. “Orthodox” literally means “right-believing,” so framing
things in this way is almost like saying “there were two kinds of Indian philosophers,
the good guys and the other guys.” While we’re at it, it’s also problematic to refer to
the six “orthodox” schools as “Hindu.” We’ve occasionally applied the term “Hindu”
to works that express traditional Brahmanical and kṣatrı ̄ya values, as when we called
the Maha ̄bha ̄rata a “Hindu epic.” But in fact the application of the name “Hindu” to
such early texts is a rather contentious bit of retrospective labeling.2
The label of “orthodoxy” also suggests an unrealistic degree of agreement
between the six schools, or some central authority that is the arbiter of correct
teaching. Neither suggestion would be accurate. Admittedly, some of these philosophical movements do eventually grow together. In the eleventh or twelfth
century, the Vaiśeṣika and Nyāya systems effectively merged to form a single school,
̄
so that scholars feel free to speak of a single “Nyāya-Vaiśeṣika philosophy.” We also
see an intimate association between Sāṃ khya and Yoga. But it would hardly be
worth distinguishing the systems into six if they all ultimately coalesced into a
single, “Hindu” outlook. In fact, there are prolonged disputes between these socalled “orthodox” schools, and for that matter within individual schools. These often
split apart into sub-traditions, much as we saw with the Jainas dividing into the
“white-clad” and “sky-clad” factions. Also omitted in this doxography are other
“Hindu” movements, such as Śaiva philosophy.
So we want to suggest a different and more ideologically neutral contrast, based
on the way that philosophical texts were composed. In this second section of the
book, we are going to look at what we will call the “Age of the Sūtra.” This is a period
stretching over the first several centuries AD, when philosophy centered on the
interpretation of compressed, lapidary statements called sūtras, literally meaning
“threads.” So pregnant with meaning were these sūtras that commentary was needed
to deliver their meaning fully. These further, explanatory texts are called bha ̄ṣyas. It’s
something we have already seen with the Sanskrit grammar of Pāṇini, which was
also written in the form of sūtras and received an influential bha ̄ṣya from the second
century AD grammarian Patañjali (Chapter ). The “Age of the Sūtra” is also the age in
which Sanskrit, the language of the Vedas, becomes dominant across the spectrum
of philosophical writing. So it’s apt, and perhaps no coincidence, that Pāṇini’s Eight
Chapters provided a model for the way texts would be written. Each school traced its
ideas to a founding text produced in the form of sūtras, which were made the subject
of authoritative commentary in bha ̄ṣyas. In fact the habit of pairing sūtra with bha ̄ṣya
was so deeply ingrained that, in some cases, a single author might write both the
aphoristic remarks and a commentary of his own on those remarks.
It may seem perverse to put so much emphasis on the sūtra format. Isn’t the
content more important than the form in which the content is presented? But we
shouldn’t underestimate the way that the form of a text shapes its content, and
shapes the way a text is understood by readers. Philosophy in this period was
moving away from the exhortations and evocations of the earlier period—when
“philosophies of path and purpose” were dominant—and toward systematic
inquiry. This went hand in hand with the writing of bha ̄ṣya commentaries. A good
bha ̄ṣya was one that uncovered the philosophical principles and arguments implicit
in the sūtras being commented upon, exposing the coherence and completeness of
the ideas and showing how those ideas could be justified and defended from the
criticisms of rivals. It is the job of the commentator to weave the “threads” into a
unified conceptual web, which commentators called a tantra, literally meaning
“warp” (think weaving, not Star Trek).
̄
Vātsyāyana, the author of a major commentary on the Nyaȳ a-sūtra, explained that
“a tantra is a system (s ́a ̄stra) consisting in the statement of a collection of interrelated
ideas.”3 We also see commentators characterizing their task as the amplification or
“expansion (prapañcaka)” of what is said in the sūtra. So (to use a metaphor that would
be somewhat more at home in Star Trek), a sūtra is like a compressed data file that
needs to be “decompressed,” its meaning unfolded by the commentator who adds
the bha ̄ṣya.4 This was no easy task. From Pāṇini’s Eight Chapters onwards, sūtras
typically seemed to be nothing more than lists, offered to the reader as a series of
isolated statements with no organizing structure or principle. It was the commentator’s job to impose (or, he would say, reveal) an intelligible structure on this
material. He would begin by identifying the chief overall theme of the text at hand,
and then dividing the sūtras by sub-theme into groups (prakaraṇa), thus turning what
was a mere list into something more like a network of ideas and arguments with
:
mutual connections (sangati). The goal was not to provide an alternative version of
the text that would be easier to follow, as if the bhas̄ ̣ya could simply replace the sūtra.
It was to guide the reader through the original text. Like the Greek commentaries
devoted to Plato and Aristotle in the same historical period, the bha ̄ṣyas have a
fundamentally pedagogical purpose.
The six so-called “systems” all used the sūtra-bha ̄ṣya style of composition. So, too,
did the Buddhists, but they gave it a new and distinctive twist. The term sūtra, or sutta
in Pāli, is here reserved for the recorded word of the Buddha himself in its entirety.
They instead only use the term kārika ̄ for compressed epigrammatic statements, on
which commentaries are written. And there were other sūtra-based philosophical
movements outside the supposedly orthodox, “Hindu” mainstream. In particular,
we will need to look at Cārvāka philosophy. This is not one of the “six systems,” but
it does have its own foundational document in the shape of Bṛhaspati’s Car̄ va ̄ka-sūtra.
Another warning is needed here, by the way. As we’ll see, Bṛhaspati did not emerge
from nowhere with his sūtra; he was not boldly going where no one had gone
before. Rather, he continued an older tradition of naturalism that had begun already
with Payāsi, who was probably a contemporary of the Buddha. And that’s typical.
Each founding text is ascribed to a founding father, so that we have Gautama
initiating Nyāya philosophy with his Nya ̄ya-sūtra, Patañjali beginning Yoga philosophy with his Yoga-sūtra, and so on. But we need to reckon with the possibility that
these supposed foundations were themselves built out of found materials.
Usually people think of the sūtras as canonical texts that initiated the various
traditions. But it would be safer to think of them as the oldest surviving texts that
came to be recognized as canonical in each tradition, and to remember that sūtras may
in part be compilations based on still older, otherwise lost literature. This helps to
̄
explain another feature of the sūtras that doesn’t fit very well with the usual antithesis
between orthodox and heterodox philosophies: the agenda and terminology of the
supposedly “unorthdox” traditions frequently turn up in “orthodox” literature. If
you turn to the Yoga-sūtra you’ll find the idea that we can escape the cycle of rebirth
by eliminating all desire, which is obviously reminiscent of Buddhism. This is not
entirely surprising. In the earlier period, we saw a gap opening between Brahmanical
culture and the s ́ramaṇa movements, the groups who emphasized renunciation and
an ascetic path to liberation: the Buddhists, Jainas, and Ā jı ̄vikas. But as in a good
history of philosophy, we also saw this gap being closed. Non-attached action and
non-violence, for example, were motifs that appeared on both sides of the divide
between Brahmanical and s ́ramaṇa philosophy. At the political level, we also saw
how rulers might pay due respect to sages of both persuasions. The standout
example is Aśoka, who is best known for his attraction to Buddhism but in fact
seems to have seen himself as transcending sectarian divisions. Aśoka was exceptional, but in this case he was an exception that became the rule. Later rulers
would continue to bestow favor on both Brahmanical and dissident groups.
Toward the end of the age of the sūtra, we find a southern dynasty called the
Ikṣvākus whose female members gave gifts to the Buddhists, while the male kings
carried out Vedic sacrifices.5
Archeologists are grateful that later rulers followed Aśoka in another respect. As
he had done, they occasionally put up stone inscriptions to communicate with their
subjects. In fact there are even cases where a king added inscriptions of his own
alongside the words of Aśoka. This was done around AD on behalf of the king
Rudradaman, and what he had carved into the rock is quite telling. For one thing, it
shows a continued alliance between royalty and philosophy: Rudradaman boasts
that in addition to his martial prowess and good looks, he has “knowledge and
practice of grammar, music, logic, and other great sciences.”6 But even more
interesting than what he has to say is the language in which he says it, namely
Sanskrit (whereas Aśoka’s inscriptions are mostly in Prakrit). It’s really at this stage
that Sanskrit is beginning to establish itself as the main language you need to learn if
you want to read the primary sources of Indian philosophy. The Buddha himself
would have spoken Prakrit, and as we saw the Buddhist canon was composed in
Pāli. But as we move forward almost all philosophical literature is written in
Sanskrit. For Brahmanical authors Sanskrit, the language of scripture and of Pāṇini’s
grammar, has a unique status: it alone is without beginning.7 Buddhists are never
going to accept that Sanskrit has such an exceptional status (if anything, they would
make similar claims concerning Pāli), yet they, too, begin to write in the same
language as their Brahmanical adversaries.
̄
And adversarial relationships are indeed crucial to philosophy in the age of the
sūtra. From our earlier description of the sūtra and accompanying bha ̄ṣya as a web of
interconnected ideas, you might have gotten the impression that the resulting text is
a self-contained, systematic presentation of ideas—more reminiscent of the Elements
of Euclid than the dialectical exchange of Plato’s dialogues or the treatises of
Aristotle. In fact, though, the systems emerged only gradually, and in response to
intellectual rivals. As Johannes Bronkhorst has written, “under pressure from competitors, the Indian thinkers of the early classical period were forced to do more than
just preserve the teachings they had received; they had to improve and refine
them—perhaps in order to avoid becoming the laughing stock of those they
might have to confront at a royal court or at some other occasion. In doing so,
they created systems of philosophy that might deviate considerably from the presystematic teachings which they had inherited.”8 Precisely because the authors of
these works are sensitive to challenges from other schools, they constantly allude to
potential objections (pūrva-pakṣa) and seek to supply well-reasoned answers to those
objections (siddhan̄ ta).9 In this respect, philosophical literature in the age of the sūtra
holds on to something of the “dialogue” structure that was such a hallmark of the
Upaniṣads and the more philosophical sections of the Mahab̄ har̄ ata, to say nothing of
many stories told about the Buddha in the Pāli canon.
One final cautionary note about the classification into six “systems” is that these
traditions are not equally “systematic.” The idea applies pretty well to Nyāya and
Vaiśeṣika, but less well to Yoga, which was not so much a philosophical system as a
philosophical method. As such, it recalls the “philosophies of path and purpose” we
have seen in the earlier period. Also the canonical sūtras of a school may in fact be
composed retrospectively, in an attempt to provide these traditions of thought with
the same sort of authority and historical lineage that other schools were claiming to
have. The Sam
̄ ̣ khya-sūtra, in fact, dates from as late as the fourteenth century!
So what are the main topics of debate being pursued in the sūtras and their
commentaries? Here, too, we see a degree of continuity with the earlier period.
One dominant question is whether there is or is not a “self” that underlies all
cognition and experience. As we know, the Buddhists deny this while the Brahmanical
culture asserts the reality of the self. But we should beware of oversimplification.
Within Buddhism there are disagreements in this period about how we can account
for the apparent survival of one and the same person across time, and even across
incarnations. On the Brahmanical side, meanwhile, there are major differences of
opinion, with the Mı ̄māṃ sā school developing the self as an empirically engaged
agent, where other traditions hold on to the idea of the self as a pure consciousness
that remains in itself aloof from cognition and agency. The means by which the self
̄
(if there is one) comes to know the world around it, and its own nature, was also
much debated in this period, with the Nyāya school making especially powerful
contributions in epistemology. Against such positive accounts of knowledge, a more
skeptical note is struck within Buddhism and also Jainism. The Jainas develop the
remarkable idea that truth depends inevitably on one’s own standpoint, what we
would now call a “perspectivist” or “pluralist” approach to epistemology.
In metaphysics too, there are fundamental disagreements in this period: the
Vaiśeṣika philosophical school tries to establish six fundamental categories of
reality, and again there are very different rival views, including the aforementioned
naturalism of the Cārvākas. While much of the philosophical action thus relates to
issues in philosophy of mind, epistemology, and metaphysics, thinkers in this
period do not simply drop the earlier concern with ethics and salvation. The brilliant
philosopher Nāgārjuna, founder of the Madhyamaka school within Buddhism, is a
good example. He is best known for his radical doctrine of “emptiness,” but he never
loses sight of the fact that the goal of accepting this doctrine (or perhaps we should
say “non-doctrine”) is freedom from suffering.
Let’s now finish this introductory chapter with a quick run-down of the various
schools. This will probably be too much for you to take in all at once, but it may be
helpful as a first glimpse, and you might want to stick a bookmark in here so you
can refer back later (unless you’re reading on an electronic device, in which case you
can stick in a “bookmark”). Let’s begin with Nyāya, not for chronological reasons
but because it will allow us to look at fundamental issues concerning the nature of
knowledge and the means by which it may be achieved. Its foundational treatise, the
Nya ̄ya-sūtra, was probably compiled somewhere in the first or second century AD.
The traditional name of the compiler is Gautama, sometimes called Akṣapāda, “One
whose eyes are in his feet,” apparently in reference to the foundationalism and
empiricism of his system. He forcefully advocates the so-called prama ̄ṇa method as a
method for rational inquiry, a praman̄ ̣a being a way of gaining knowledge or a
principle of justification. For him all knowledge is based on three main sources—
perception, inference, and testimony—though he adds a fourth source called “comparison,” whose exact meaning is somewhat unclear. The first and fifth chapters of
the Nyaȳ a-sūtra concentrate on techniques for conducting debates, and it has been
speculated that they originally formed a separate text of their own. So the main
issues in Nyāya philosophy are the nature of philosophical inquiry, the epistemology of the sources of knowledge (praman̄ ̣a), and the theory of debate. As we have
already mentioned, there is an allied philosophical system called Vaiśeṣika. Its
canonical text is Kaṇāda’s Vais ́eṣika-sūtra, which may already have been composed
around BC. Vaiśeṣika’s main claim to fame is something we have also already
̄
mentioned: a six-category metaphysics that influenced thinkers across the spectrum
of Indian philosophy.
A third system, Mı ̄māṃ sā, was in the first instance a system of Vedic hermeneutics.
In other words it was concerned with the interpretation and clarification of the Vedas,
the defense of Vedic authority, and the analysis of the meaning of Vedic ritual
injunctions. As you might guess, the foundational text for this tradition is called the
Mı ̄māṃ sā-sūtra. It is difficult to date this sūtra with any accuracy. Perhaps in some form
it already existed in about BC, and its compilation as the version we have now
took place in the following few centuries. The Mı ̄māṃ sā-sūtra is traditionally attributed
to Jaimini, while the bhāṣya was written by Sá bara in about AD . Though Mı ̄māṃ sā
continued to focus on Vedic interpretation, this endeavor led them to consider a
much wider range of philosophical issues. They shared with Nyāya a broadly “realist”
epistemology, and contributed in particular to the theory of perception. In the
seventh century, the school divided into two sub-schools, one following Kumārila
Bhaṭtạ and the other Prabhākara. Jaimini’s Mı ̄māṃ sā-sūtra has traditionally been
juxtaposed with Bādarāyaṇa’s Vedānta-sūtra (also known as Brahma-sūtra).
We can sum up the division of labor as follows. Jaimini, in the Mı ̄ma ̄ṃ sa ̄-sūtra, is
focused on the ritual formulations of the Vedas, and on the concept of dharma or
duty, the actions one ought to perform. Hence the name of the school. Mı ̄mam
̄ ̣ sa ̄
means “investigation,” and for Jaimini the investigation that matters is the one that
helps him to understand the ritual prescriptions of the Vedas. In the case of
Bādarāyaṇa’s Vedānta-sūtra, the clue to its motivation is again in the name. Veda ̄nta
means “what is at the end of the Veda,” that is, the Upaniṣads. So the philosophical
themes of the Upaniṣads are also the themes of Bādarāyaṇa and the Vedānta school
that follows in his wake: cosmic unity, brahman, and the quest to discover brahman
within one’s own self. The Veda ̄nta-sūtra illustrates our point about interschool
rivalry. Its four chapters defend the view that brahman is the central concern of the
scriptures, and that there is only one consistent interpretation of them. These claims
are set out in opposition to the ideas of the Vaiśeṣikas, not to mention the Buddhists
and Jainas, who are all subjected to refutation. In the Veda ̄nta-sūtra we also have an
extended description of the spiritual exercises that will lead an individual to comprehend his or her identity with brahman.
This reference to spiritual exercises leads us naturally on to the Yoga-sūtra, whose
commentary is attributed to the mythical Vyāsa. More likely, though, both the sūtra
and the bha ̄ṣya were written by someone called Patañjali—the same name, but
probably not the same man, as the grammarian who commented on Pāṇini. This
Patañjali itemizes the elements needed to subdue or arrest mental disturbance. Most
important are restraint (yama) and observance (niyama), restraint from injuring
̄
others, from stealing, from lying, and from greed, observance of habits of cleanliness, purification, and study. Then there are posture, regulation of breathing,
abstraction of the senses, concentration, meditation, and trance. Backing up this
account of spiritual discipline is a detailed theory of the nature of the mind, in which
the unchanging self is distinguished from the states that constitute a mental life. The
Yoga school became more emphatically theistic, God being treated as a self of this
sort, one unaffected by suffering or actions.
Providing further theoretical backbone to spiritual discipline, and yet without any
obvious initial acceptance of theism, is Sāṃ khya philosophy. We mentioned that in
this case the sūtra of the school came only much later. Its foundational document is
instead Iś̄ varakṛṣṇa’s Sa ̄ṃ khya-kar̄ ika ̄, meaning “verses on Sāṃ khya.” Iś̄ varakṛṣṇa
insists on a strict dualism between the self (puruṣa) on the one hand, and nature or
matter (prakṛti) on the other. It is out of original matter that the material world
evolves, according to the law that an effect pre-exists in its cause. Strikingly though,
what evolve first are the mental phenomena: intellect (buddhi), then sense of self
(ahaṃ kāra), then mind (manas), then the five domains of sense-experience and the
senses, and only then the five material elements, air, light, water, earth, and aether.
All this is essentially a part of nature, with the true self transcending all processes of
natural evolution.
And there you have it! Along with the Cārvāka naturalists, these six schools are
going to be occupying our attention in this section of the book. So all these
unfamiliar names will become familiar in due course, as we get to know Nyāya
epistemology, interpret Mı ̄māṃ sā hermeneutics, and tackle some of the positions
taken up in Yoga. After we’ve looked at all these schools, it will be time to turn to the
critical voices among the Buddhists and Jainas. But since skeptical worries form such
an important part of the context for this whole period, we’re going to begin by
exploring the emergence of nagging philosophical doubts, concerning the efficacy
of action—especially Vedic ritual—and the possibility of knowledge.
16
WHEN IN DOUBT
THE RISE OF SKEPTICISM
T
he contrast we’ll be pursuing through the rest of this book, then, is one between
schools who set forth their thought in the sūtra and bhas̄ ̣ya form, and the rival
traditions of Buddhist and Jaina philosophy. The clash had political consequences,
as we can see from stories about persecution of Buddhists by rulers who sought to
uphold the Brahmanical teachings. For us of course, the clash is more significant for
its philosophical implications. The rift can in general terms be viewed as a contrast
between realist movements and skeptical ones. Buddhist and Jaina thinkers raised
objections against the core philosophical notions of other schools, on topics like
language, the mind and self, practical action, and the efficacy of ritual. They also
expressed doubts when it came to the very possibility of systematic inquiry. This
challenge was often on the mind of commentators who expounded the meaning of
the various sūtras.
It’s clear that the schools’ foundational texts do indeed presuppose the possibility
of knowledge, and promise that it can be achieved through philosophical inquiry.
To see this, you only have to read as far as the first sentence of each sūtra. We
mentioned just now that the Mı ̄ma ̄ṃ sa ̄-sūtra and the Brahma-sūtra (aka. Veda ̄nta-sūtra),
respectively the founding documents of the Mı ̄māṃ sā and Vedānta schools, are
complementary texts, with the former aiming at the duties of Vedic ritual, the other
at knowledge of the unifying cosmic principle of brahman. The two works even have
nearly identical beginnings. The first sentence of the Mı ̄ma ̄ṃ sa ̄-sūtra is, “Now, then,
an inquiry into dharma (athat̄ o dharma-jijñas̄ a ̄).” And the first sentence of the Brahmasūtra is, “Now, then, an inquiry into brahman (atha ̄to brahma-jijña ̄sa ̄).” Undergraduates,
take note: when you’re writing philosophy essays, follow the example of these sūtras
and just cut to the chase.
Something similar goes for the Vais ́eṣika-sūtra and the Yoga-sūtra. They do not
begin with promises of “inquiry” but launch into what they term an “explanation”
or “exposition.” Thus the Yoga-sūtra begins with another admirably straightforward
line: “Now, an exposition of yoga” (atha yoga ̄nus ́a ̄sanam).”1 As in a well-run
modern-day yoga class, you know where you stand. You’re about to hear what yoga,
meaning psycho-physical discipline, means and involves. Apparently the lost founding text of the naturalist Cārvāka school began with even greater confidence, starting
with the line: “Now, then, we will explain reality (tattva).” Of course, if a skeptic were
to convince us that inquiry and philosophical explanation were in fact impossible,
we could save ourselves a lot of time and stop reading all these sūtras right there.
Knowing this, and knowing that the best defense is a good offense, early commentators openly raise worries about the very possibility of inquiry. Expounding
the Mı ̄ma ̄ṃ sa ̄-sūtra, Śabara says on behalf of a hypothetical critic that “It must either
be commonly known what dharma is, or else not commonly known. If it is
commonly known, then there will be no inquiry. If, however, it is not commonly
known, then all the more so. So this work of inquiry into duty is quite pointless.”2
The word for “inquiry” is jijña ̄sa,̄ which literally means “desire to know.” Śabara’s
point, then, is that a desire to obtain something—in this case dharma—presupposes
that one knows what one wants to obtain. To desire knowledge of something, then,
means you must already know it; a paradox. The same point is made by a later
Mı ̄māṃ sā writer, Kumārila Bhaṭtạ : “It is possible to know that which is commonly
known, but being commonly known there is no desire [to know it]. On the other
hand, that which is not commonly known, being impossible [to know], is all the
more not [a possible object of a desire to know].”3 In another sign of the relation
between the Mı ̄māṃ sā and Vedānta schools, commentators on the Brahma-sūtra
_
expressed the same worry. We find it in the eighth-century thinker Śankara.
Since
́
_
the Brahma-sūtra begins with that promise to inquire into brahman, Sankara begins
his commentary by raising the same skeptical challenge: if we don’t know what
brahman is, how can we go in search of it? But if we do, then there is nothing to
discover.
Curiously, the realist thinkers who were most interested in epistemology were
also the ones who failed to confront this problem directly. These were the proponents of Nyāya, who early on at least seem simply to take for granted that there is a
way to investigate, to inquire, to achieve knowledge. They are keenly interested in
establishing a method by which to answer the sort of questions you probably ask
yourself all the time, like “is yonder entity a man or a tree-stump?” They are less
interested in the more abstract question whether there could even be such a method.
For the Nyāya, doubt is not a state of epistemological paralysis. It is a state in which
one already has partially grasped an object, so that it can be the target for further
questioning. Thus the puzzle of inquiry does not even arise.
Another ancient thinker who did raise the puzzle that worried Śabara, Kumārila
_
was Plato. In his dialogue the Meno, he has Socrates confront an
Bhaṭtạ , and Śankara
identical puzzle, to the effect that one would need to have knowledge of something
in order to inquire into it.4 Plato has Socrates suggest a fairly radical solution to this
puzzle, namely that we all already know everything that it is possible for us to know,
having learned these things before we were born. We have merely forgotten these
things, and need to be reminded. But this isn’t the only, or even most obvious, way
to resolve the paradox. It does seem fruitless to inquire into something about which
one already has perfect knowledge. Likewise, if one hasn’t the foggiest notion or clue
about something, inquiry into that thing is impossible—how would you get started,
or even formulate a plan to inquire into it? The natural thought is that our situation
must, at the outset, lie somewhere in the middle ground. Inquiry begins not from a
cognitive blank state or from complete mastery, but from partial understanding or
uncertain belief.
This in fact is exactly what Śabara says in his response to the skeptical challenge.
He assumes that the inquiry into dharma arises because we in fact have too many
beliefs about it. There is conflict between different conceptions of duty, the sort of
conflict we saw being depicted in the Mahab̄ har̄ ata. It is in order to decide between
these rival beliefs that we undertake an investigation. This does seem a good
explanation of how we avoid “starting from scratch” in moral philosophy. But it
doesn’t give us any reason to think that two people who disagree about dharma, or
for that matter brahman, are really disagreeing about the same thing. Can the clash
between a Vedānta philosopher and a Buddhist critic really be resolved on the basis
of commonly held assumptions? Or are they just talking past one another, using the
same words in very different ways?
_
Śankara’s
commentary on the Brahma-sūtra anticipates and answers this question. He admits that people disagree about the qualities of brahman but insists
that we all have a common idea of it, which gives us only “partial” knowledge.
_
As proof, Śankara
offers an etymology of the word brahman itself: “its very nature
(svabhav̄ a) is said to consist in what is eternal, pure and consciousness; bound up
with the omniscient and the omnipotent. For the meanings such as ‘being
eternal’ and ‘being pure’ are derived from semantic analysis of the word brahman,
these meanings following from the verbal root bṛh.”5 Here we have another
reminder of the importance of Sanskrit grammar for philosophers. It was
commonly held that linguistic analysis (called vyutpatti or nirvacana) can explain
why we use certain words for certain things. On the basis of its verbal root, the
_
word dharma was claimed to mean “that which upholds.” Likewise here, Śankara
conjectures that the term brahman is derived from the verbal root bṛh, meaning
“to grow.” This shows that brahman is in some way maximally great. It is, so to
speak, all grown up.
_
This might seem a rather flimsy response to the skeptic, but Śankara
has a second
and more formidable move to make, one that will again remind us of European
philosophy. He argues that the paradox of inquiry poses no threat to an investigation about brahman, because this is a case where we have direct knowledge. As he
says, “Every one knows of the existence of his own self, and does not think ‘I am not.’
If the existence of one’s own self were not perfectly well known, any one of us could
think ‘I am not.’ ”6 The parallel with European thinkers like Augustine and Descartes
is almost too obvious to need emphasizing. But unlike Descartes, with his famous “I
_
think, therefore I am,” Śankara
does not use immediate knowledge of one’s own
existence to refute global skepticism. He just wants to show that the inquiry into
brahman promised at the beginning of the sūtra is indeed possible. He alludes to the
Upaniṣadic statement, “You are that (tat tvam asi),” which he interprets as meaning
“This self is brahman.” Since it cannot be doubted that there is a self, and since the self
is brahman, neither can there be doubt concerning brahman. There is, in other words,
something for us to investigate.
But if we have immediate knowledge of the self, or brahman, why do we need to
inquire into it? Because our intimate awareness of brahman does not include an
_
understanding of its true nature. As Śankara
observes, there are intense disagreements about the self, with the materialists and “common folk” assuming that the
self is the body, the Buddhists thinking it is just the flow of our cognitions, the
Nyāya thinking it is an agent and subject of experience distinct from the body, the
Sāṃ khya agreeing that it differs from the body but denying that it is an agent, and
so on. We’ll get into these disputes in the coming chapters. For now our point,
_
and Śankara’s
point, is that there is indeed plenty of dispute on this topic, and
hence plenty of reason to engage in the philosophical investigation undertaken in
the sūtra.
So far, we’ve been looking at hypothetical skeptical challenges raised and
answered by non-skeptical authors. But such objections weren’t merely hypothetical. The history of skepticism in India is at least as old, if not older, than the history
of philosophy in India. The Hymn of Creation included in the ancient Ṛ g-veda includes
the verses:
Who really knows? Who shall here proclaim it?—from where it was born, from where
this creation?
The gods are on the side of the creation of this (world). So then who does know from
where it came to be?
This creation—from where it came to be, if it was produced or if not—he who is the
overseer of this (world) in the furthest heaven, he surely knows. Or if he does not
know. . . ?7
Here, the Ṛ g-veda suggests that the secrets of creation may elude even the gods.
Obviously, mere humans aren’t going to do better. There are skeptical thoughts, too,
in some of the Upaniṣads, which occasionally propose the idea that mystical insight
is the only way to overcome the limitations on human knowledge. Thus we read in
the Kena Upaniṣad:
If you think “I know it well”—perhaps you do know ever so little the visible appearance
of brahman. There is that part of it you know and there is that part which is among the
gods. And so I think what you must do is to reflect on it, on that unknown part of it:
I do not think that I know it well;
But I know not
that I do not know.
Who of us knows that,
he does know that;
But he knows not,
that he does not know.8
But the skeptical challenges that really worried the Mı ̄māṃ sā and Vedānta thinkers
were not the ones they found in their own sacred texts. They needed to respond to
the dissident s ́ramaṇa movements, who from the very beginning used philosophical
arguments to undermine the claims of Vedic authority. Even the authors of epic
literature were unsettled enough to respond. So in the Maha ̄bha ̄rata, the god Indra in
the guise of a jackal ruefully remarks:
I used to be a learned skeptic who scorned the Vedas; I was devoted to logic and the
science of debate, both of which are pointless. I formulated arguments based on reason
and proffered rational statements in assemblies, abusing and denouncing brahmins
over their sacred words. The heretic doubts everything—he is a fool who fancies
himself learned. As a result of his karma, brahmin, he will become a jackal just like me.9
Though the Buddhists are frequently going to adopt the skeptic’s role in coming
centuries, the Buddhist canon also contains passages condemning skeptical
thinkers. The Buddhist Nika ̄ya mentions such a skeptic, named Sañjaya Belaṭtḥ aputta, and has this to say about him:
Sañjaya Belaṭtḥ aputta said: “If you ask me: ‘Is there another world?’ if I thought
so, I would say so. But I don’t think so. I don’t say it is so, and I don’t say
otherwise. I don’t say it is not, and I don’t not say it is not. If you ask: ‘Isn’t there
another world?’ . . . ‘Both?’ . . . ‘Neither?’ . . . ‘Is there a fruit and result of good and bad
deeds?’ ‘Isn’t there?’ . . . ‘Both?’ . . . ‘Neither?’ . . . ‘Does the Tathāgata exist after death?’
‘Does he not?’ . . . ‘Both?’ . . . ‘Neither?’ . . . I don’t not say it is not.” Thus, Lord,
Sañjaya Belaṭtḥ aputta, on being asked about the fruits of the homeless life, replied
by evasion. Just as if on being asked about a mango he were to describe a breadfruittree . . . And I thought: “Of all these ascetics and brahmins, Sañjaya Belaṭtḥ aputta is the
most stupid and confused.” So I neither applauded nor rejected his words, but got up
and left.10
Skepticism doesn’t get much more extreme than this. Sañjaya went further than
Nancy Reagan, whose slogan was “just say no,” by disavowing even disavowal.
Together with the development of systematic philosophy in the age of the sūtra,
we see the rise of rival forms of skepticism. Three great critical thinkers of this and
later periods are Nāgārjuna, who lived in the second century AD, the ninth-century
thinker Jayarāsí , and in the twelfth-century Śrı ̄harṣa. Of these three only Jayarāsí can
be called a skeptic in the sense of completely withholding all belief. For Nāgārjuna
was a Buddhist, indeed the founder of a branch of Buddhism known as Madhyamaka, while Śrı ̄harṣa seems to have had underlying metaphysical commitments too.
But all three used skeptical arguments against an idea cherished by other thinkers of
their times: we can know things, and also know that we know them.
It may seem simply obvious that knowledge is “reflective” in this way. If I know
there is a giraffe in the room, then I must also know that I know there is a giraffe in
the room. But as our three skeptics pointed out, it is far from obvious. Suppose I ask
you how you know there is a giraffe in the room. You might say, “well, I haven’t
gone into the room myself, but I have it on good authority that there is a giraffe in
there. I was told by my friend who is a zookeeper, and he ought to know.” But if
pressed, you would probably admit that testimony is sometimes misleading or
outright fallacious. So, even while still thinking you know there is a giraffe in
there, you might now be willing to concede that you aren’t actually sure that you
know there is a giraffe in there. But let’s say you go in and look for yourself. Now
you’ve directly witnessed the giraffe, and the only remaining puzzle is how they got
it in through the front door.
But not so fast. I might ask you how you know that your sense-experience of the
giraffe gives you knowledge. If you were an Indian philosopher you might explain
that eyesight, and sense-experience in general, is what you and other such philosophers call a praman̄ ̣a, in other words a way of knowing. There are other prama ̄ṇas,
like inferences based on evidence and perhaps in the right circumstances, even
testimony. Your view on which things count as prama ̄ṇas will depend on which
school you follow. But to make a long story short, there are indeed some ways of
knowing, and you are using one of them to know that there’s a giraffe in the room.
And here we come to the elephant in the room: the viability of this whole idea of a
prama ̄ṇa. The skeptic will ask how any supposed prama ̄ṇa can be trusted if we do not
first establish that the praman̄ ̣a is truly reliable. As Nāgārjuna puts it:
If just such objects are established for you by way of a means of knowing (prama ̄ṇa), tell
me how you establish those means of knowing [themselves]. If the means of knowing
are established through other means of knowing, then there is an infinite regress.11
In our example, you need to justify and confirm your conviction that senseexperience can give you knowledge no less than you need to justify your conviction
about the giraffe in the room.
You might say, “well I’m looking at a giraffe, and my eyes work, and I am not
dreaming or hallucinating, and so on. That’s good enough for me.” Maybe, but it
won’t be good enough for Nāgārjuna. He’ll point out that you don’t know your eyes
are working, you don’t know that you aren’t hallucinating, and so on. How could
you? Obviously, sense-perception cannot ratify its own trustworthiness. Perhaps
you are instead making an inference of some kind: when you trusted your eyes in
the past things went well, so you know they are dependable. You are thus appealing
to another prama ̄ṇa, the praman̄ ̣a of inference. But the skeptical reply is obvious, and
Nāgārjuna doesn’t hesitate to give it. How can you know that this inference is
reliable, any more than you know that your eyes are working? You can already
see why skeptics in India were regarded as very irritating people.
And it gets worse. Jayarāsí stages a further attack on realist epistemologists.12 He
challenges them to define knowledge itself, and argues that it cannot be done. He
reasons as follows:
The system of sources of knowledge is based on correct definitions, and the position of
knowables is dependent on the sources of knowledge. In the absence of a correct
definition, how can the sources of knowledge be themselves taken as objects of correct
expression and practical behaviour? If you say that even without a correct definition we
can resort to usage, we reply that we can just as well resort to usage to the effect that
“the soul has colour,” “the pot experiences pleasure,” and so on.13
Here, the point isn’t exactly that you can’t know that you are knowing. It is the even
more fundamental worry that you can’t even know what knowledge is. Before you
can take yourself to know anything, you must first define knowledge; but how can
you be satisfied that any definition constitutes knowledge, if you don’t already know
what knowledge is? Like Nāgārjuna, Jayarāsí is directing his fire at a rather abstract,
highly philosophical target. He is attacking epistemologists, not the person with
pressing practical concerns, like whether she needs to clear her front room of
giraffes. Jayarāsí is happy to admit, in fact, that normal people have an ordinary kind
of “knowledge” that makes their lives possible. As he puts it: “even those who know
the true state of affairs say ‘The ways of the world should be followed . . . as far as
worldly practice is concerned, the fool and the learned are similar.’ ”14
A few more centuries down the line, we come to our third skeptic, Śrı ̄harṣa. He’s
responding to a new proposal about how knowledge is acquired, which came from
the eleventh-century thinker Udayana. Udayana’s suggestion was that knowledge
could be reached through what philosophers nowadays call “counterfactual”
reasoning. Suppose I am in doubt whether there is a giraffe in the next room.
I might reason as follows: if there were a giraffe in there, I would smell it. Yet no
fragrance of giraffe hangs in the air. I conclude that the room is giraffe-free. This sort
of inference looks eminently reasonable; indeed, it looks to be a big part of what
reasoning is. But, as you will by now be expecting, Śrı ̄harṣa points out that
counterfactual inferences themselves stand in need of justification.15 In our
example, I am only able to rule out the presence of the giraffe in the next room
by invoking the rule, “if there were a giraffe there, I would smell it.” But what makes
me so certain about that? Again, the threat of a regress looms, as every inference
I make seems to call for some further inference to ground it, a new inference that
will be no more secure than the first.
It’s a familiar fact that these sorts of paralyzing skeptical challenges are, in real life,
not paralyzing at all. We just saw that Jayarāsí believed his skeptical arguments
would leave ordinary, everyday knowledge standing. In the European tradition too,
skeptics have cheerfully gotten on with their business, acting for all the world as if
they have the sorts of beliefs their arguments seem to undermine. This was true of
ancient skeptics like Sextus Empiricus,16 and David Hume famously jettisoned his
skeptical worries when he left his study. But ancient Indian thinkers of the s ́ramaṇa
traditions posed further skeptical challenges that had more practical implications.
They questioned the efficacy of Vedic ritual, and the reality of the supernatural
entities such rituals seemed to presuppose. This was no abstract musing on the
possibility of knowledge in general, but a gauntlet thrown down against the elite of
the Brahmanical tradition. Thinkers of the Mı ̄māṃ sā and Nyāya schools rose to the
challenge. The thinkers of Mı ̄māṃ sā, especially, insisted that the Vedas are an
indispensable source of vital truths that could be attained in no other way.17
17
MASTER OF CEREMONIES
̄ ĀṂ SĀ-SŪ TRA
JAIMINI’S MIM
I
n the Brahmanical culture which spawned the philosophical schools we’ll be
looking at in the coming chapters, nothing was more central than the practice of
ritual. From the spectacular expenditure of a king in the year-long horse ritual to
more everyday offerings of plants or milk into a fire, rituals were the way for
householders to propitiate the gods. They were also the key to the high status of
brahmin priests. So it was inevitable that the validity of ritual, and the authority
of the Vedic texts on which ritual practices were based, would be a central point of
dispute between the Brahmanical tradition and its critics. For the Buddhists, rituals
were nothing special, just another set of actions undertaken in the pursuit of desires
that we would be better off without. Adherents to the Veda, though, called the
authoritative texts s ́ruti, meaning “what is heard,” and considered them a source of
knowledge about the duties laid upon humanity.1
As we’ve just seen, texts of the Brahmanical tradition often allude to the challenges posed by Buddhists and other skeptics. In the Nyāya-sūtra, the enemy critique
of ritual is summed up as follows: “the Vedas cannot command assent, because they
suffer from the following epistemological defects: falsity, inconsistency, and repetition” (..). The first charge of falsity derives from the fact that the promises of
Vedic ritual are not always fulfilled. A householder seeking wealth might, for
instance, adapt a ritual involving boiled rice by instead putting one hundred gold
coins in the boiling water. (You might think that someone with a hundred gold
coins is already doing pretty well, but let’s leave that aside.) In carrying out this ritual,
the sacrificer follows a kind of rule: “if you want to be rich, then boil gold coins and
then offer them in sacrifice.” The charge is that this is false in the sense that someone
may well undertake the ritual without gaining wealth. Or one may perform a
different ritual aiming at the growth of one’s family, yet remain childless.
Perhaps the defender of the Veda could take a leaf from the Buddhists and other
s ́ramaṇa movements, and direct attention away from such concrete goals. Don’t
worry about family and riches. Focus on spiritual matters, where the rituals can
̄ ̄ ̣ ̄ - ̄
’
reliably deliver, or at least, where it is harder to tell whether the ritual delivers or not.
We find such an injunction in the Maitraȳ aṇı ̄ya Upaniṣad: “one who desires heaven
should perform the fire (agnihotra) ritual” (§.). But Vātsyāyana, a commentator on
the Nya ̄ya-sūtra, had to admit that this shift of focus from material to spiritual goods
might not be enough. A skeptic could still reply that if any of the ritual injunctions in
the Vedas are “false,” then that brings Vedic authority as a whole into disrepute. If
you can’t rely on these rituals to get kids and gold, why think they will get you into
heaven?
The other two objections seem less damning: the Vedas are “inconsistent” and
“repetitive.” But they are a cause of equal worry to the Naiyāyikas. The Veda tells us
both “after sunrise, perform the sacrifice,” and also “the sacrifice performed after
sunrise goes to the dogs.” Then there are cases where the same thing is said again
and again, something the critic compares to the rambling of a drunkard (pramattavak̄ ya). Implicitly, the critic is saying that there are rules of rational, trustworthy
discourse, and that the Vedas violate these rules. An adequate account would fit with
empirical reality, be consistent, and say what is needed and no more. It’s telling that
this line of attack appears most clearly in the logic- and rationality-obsessed Nyāya
tradition, when they are considering objections against their own position. Actual
Buddhist critique of ritual tended to focus more on the violence of rituals involving
animals. In fact, the Nyāya may even have imagined the objection themselves:
before getting up to perform the sacrifice after sunrise, these potential defects in
the Veda were keeping them up at night. They leapt to defend the rationality of their
sacred text. Admittedly, rituals sometimes fail, but that is always because of faulty
execution by the sacrificer, not a defect in the rules governing the ritual. As for
apparently inconsistent rules, these simply apply to different situations. The sacrifice
after sunrise “goes to the dogs” only if you had previously resolved to perform it
before sunrise. As for repetition, it is sometimes useful. Fathers seem to be convinced that once a fertility ritual works, then when the mother is giving birth later
on it will make sense to remind her repeatedly that she should breathe and push
(readers who have given birth will have to be the judge of how helpful this really is).
But even the staunchest defender of the Vedas would have to admit that they are
problematic texts. In addition to the three difficulties raised and then defused in the
Nya ̄ya-sūtra, rituals are often described in insufficient detail. Some kind of rational
method was needed to systematize the Vedic injunctions and to understand how we
should proceed in the face of incomplete information. This was the ambition of the
Mı ̄māṃ sā school, whose mission was to expound and interpret the Veda in the
hopes of establishing consistent ritual conduct. This is of philosophical interest,
because their ideas can be generalized from the ritual context so as to offer a general
̄ ̄ ̣ ̄ - ̄
’
theory of practical action.2 They deal with gaps in the Veda by reasoning from one
case to other, analogous cases. If a ritual is described with insufficient precision, this
can be remedied through the procedures they called “transfer (atides ́a), adaptation
(ūha), and annulment (ba ̄dha) of details.” To complete the instructions for one ritual,
one might look to another, similar ritual, which serves us as a “model (prakṛti).” The
details of the model are borrowed for the ritual we need to carry out. It’s like when
you are replacing the battery in your car for the first time. You know what to do
because you’ve replaced batteries in other cars, and can adapt the procedure to the
different design of this one.
The logicians called this golden rule of Vedic interpretation “rice-in-the-pan”
reasoning, since it is like when you are cooking rice and taste just one grain to see
if all the others are cooked. In that case, you unthinkingly transfer a property from
one thing (the grain that you tasted) to others (the rest of the rice). It’s particularly
striking that Mı ̄māṃ sā apply rice-in-the-pan reasoning to the context of duties, or
what they would have called dharma in the context of ritual. As we know, dharma has
broader, moral connotations too.3 So we could extrapolate from Mı ̄māṃ sā exegesis
to an idea about ethical reasoning as a whole: we know the right thing to do in one
situation because, despite its specificity and complexity, it is similar to other
situations where we knew what to do. And the Mı ̄mam
̄ ̣ sa-̄ sūtra itself encourages us
to extrapolate in this way: “Dharma depends upon the Veda, so whatever is not Veda
is not to be trusted” (..).4
But how can this be, given that the Veda is at best an incomplete guide to our ritual
and moral duties? Well, it may be incomplete, but it is the only guide we have. Most
of our knowledge comes, directly or indirectly, from sense-experience. But our
senses tell us nothing about morality and ritual. Here the Veda is our only source
of knowledge. Jaimini highlights this in the aforementioned opening sentence of his
Mı ̄māṃ sa ̄-sūtra, by framing the inquiry into Vedic exegesis as an inquiry into dharma.
To this fundamental conviction of the Mı ̄māṃ sā, we can add another, namely that
the world has always been as we see it now. The Veda has always been here and has
always governed ritual practices. We can therefore feel confident that the rituals as
handed down to us have a basis in the Veda even if that basis is obscure to us. And by
the way, these are not claims that apply only to a certain community or region. The
Veda’s authority in matters of dharma is not just unchallenged but also universal in
scope. The Mı ̄māṃ sa ̄-sūtra at one point wonders whether ritual practices described as
applying in one geographical region should be restricted to that region. No, comes
the response: by its very nature dharma applies in all places and times (..–).
This is typical of the structure of the Mı ̄ma ̄ṃ sa-̄ sūtra, which becomes a model for
many later texts. The sūtra often reads as a kind of dialogue between two characters.
̄ ̄ ̣ ̄ - ̄
’
One voice speaks for an apparent, or prima facie view; he is the pūrva-pakṣin. Having
weighed up the pros and cons, this voice is then typically overruled by another one
that delivers the decisive, considered position; he is the siddhan̄ tin. The position of
the siddhan̄ tin thus coincides with that of the Mı ̄māṃ sa ̄-sūtra itself. It’s tempting to say
that the siddha ̄ntin is effectively the voice of Jaimini, but as usual there are historical
uncertainties about the authorship of the sūtra. The date of its composition is already
problematic. It may have been written around the fourth to second century BC, and
(again, as usual) we have to reckon with the possibility that it was composed in
stages and not by only one author. It also explicitly refers to earlier and contemporary thinkers, including someone named Bādarāyaṇa (..), which is also the
name of the author of the Vedan̄ ta-sūtra. So right at the outset of the two traditions,
we see a suggestion that the Mı ̄māṃ sā and Vedānta schools are intertwined.5 In fact
they are sometimes referred to as two branches of Mı ̄māṃ sā. Jaimini’s sūtra is the
foundational text of “prior,” or pūrva mı ̄ma ̄ṃ sa ̄, whereas the Vedānta pioneered by
Bādarāyaṇa can also be called “posterior,” or uttara mı ̄ma ̄ṃ sa.̄ The point of this is that
Jaimini and his followers are focusing on the original Vedas and their ritual
prescriptions. “Vedānta” meanwhile, as we mentioned in Chapter , means “at the
end of the Veda,” an allusion to the more obviously philosophical material in the
Upaniṣads. In both cases, the school is staging an inquiry into the underlying
principles of the relevant texts. Indeed, this is what the word mı ̄ma ̄ṃ sa ̄ means, an
“inquiry” into doubtful or difficult aspects of the Vedic tradition.
The Mı ̄mam
̄ ̣ sa ̄-sūtra is the longest of the collections to emerge in the age of the
sūtra, with a massive , sūtras compared to, for instance, only in the Veda ̄ntasūtra.6 And it’s not only its size that makes the text so formidable. If you crack open
the Mı ̄ma ̄ṃ sa ̄-sūtra and start reading, you’ll immediately feel that you need help. As
with other sūtra collections, this is a difficult and obscure text, perhaps not even
meant to be read without an accompanying commentary. Thank goodness then for
Śabara, who lived several centuries after the composition of the Mı ̄ma ̄ṃ sa ̄-sūtra. His
commentary is considered authoritative by all Mı ̄māṃ sakas, but around the seventh
century AD the school split into two rival factions named after two further interpreters, Kumārila Bhaṭt ạ and Prabhākara Miśra. As we go through these layers of
text and commentary, things get increasingly sophisticated and philosophical, in
part because of the need to respond to rival schools.7 But there is plenty of
philosophically interesting material already in Jaimini himself, which we can better
understand with the help of Śabara.8
Unlike earlier works offering exegesis of the Veda, Jaimini operates at a rather
abstract and general level. He is interested in the rules governing rituals, but
expresses that interest above all by considering the rules governing those rules.
̄ ̄ ̣ ̄ - ̄
’
We’ve already seen this with his proposal to transfer rules from one ritual context to
another. Indeed, when he mentions specific ritual practices it is usually only to
provide an example to illustrate his overall theory. At the heart of that theory is an
analysis of human action. Rituals are of course very special actions, but they are
actions nonetheless, so to understand them we need to explore the mechanisms of
action more generally.9 Whenever you do something, you are at least implicitly
following a kind of rule or injunction, which applies to you because of some desire
you have. You might be in the mood for a nice bowl of risotto. Having conceived
this desire, you apply the rule “if you want to have rice for dinner, cook the rice in
boiling water.”10 In general, the causal situation (bha ̄vana ̄) involves an agent who has
a desire, the object or advantage that is desired, the instrument by which it is
achieved, and the procedure. In our example the agent would be you, the object
would be the rice you want to eat, the instrument would be cooking, and the
procedure would be the whole sequence of steps involved: gathering firewood,
getting water from the well, and so on. In the cases Jaimini is interested in, like “one
who desires riches should boil gold coins,” we instead have the sacrificer and his
desired goal of wealth, while the instrument is the ritual sacrifice and the procedure
is the steps needed to carry out the sacrifice.
This may all seem quite straightforward. But if you think back to our discussions
of Buddhism and the Bhagavad-gı ̄ta ̄ you’ll see that Jaimini’s account is far from
philosophically uncontroversial. He’s claiming that any action presupposes the
presence of desire in the one who performs the action (..). Instead of giving up
all desire or detaching yourself from the outcome of what you do, you should act by
following the rules that apply to you in virtue of your desires. It may seem surprising
that Jaimini makes participation in Vedic ritual so contingent on the sacrificer’s goals.
Don’t we all have a standing obligation to perform the religious rites? As it turns out,
the answer is no. There is no “pure duty” to perform the Vedic rites, for without
desire the injunction (codana)̄ to perform a ritual simply does not apply. To a
counterargument that some rituals in the Veda specify no intended outcome
(artha) at all, Jaimini responds that in such instances heaven serves as the default
object of desire, for heaven is happiness, and happiness is “desired by all” (..).
Another interesting consequence is that women are invited to participate in the
ritual, and not merely because their husbands need to use them as living instruments.
Rather their involvement is justified on the basis that they too have desires (..).
This might give you the impression that ritual is being subordinated to human
whims and projects. But just the reverse is the case. For Jaimini, what has ultimate
and intrinsic value is the ritual itself. One might say that the ritual uses the human
agent rather than the other way around. The sacrificer and his desire provide the
̄ ̄ ̣ ̄ - ̄
’
occasion for the ritual. Without human goals no ritual would occur. But that doesn’t
mean that the ritual has no value beyond the fulfillment of those goals. Instead the
ritual exists “for its own sake (sva-artha).” In a particularly dramatic illustration of this,
it was laid down that if a sacrificer dies partway through a ritual, his bones could be
placed within an antelope skin, and this posthumous puppet would then be made to
carry out the remaining steps of the ceremony.11 Francis Clooney has summed up
Jaimini’s view as follows: “By seeing himself as only one element in the web of
relationships, [the sacrificer] transcends his self-centeredness, even as he admits it,
and lets it lead him to the sacrifice . . . he learns to play his part without worrying
about ridding himself of the desires which integrate him into the larger whole.”12
The Mı ̄māṃ sā viewpoint is diametrically opposed to Buddhism in its total
commitment to the value of ritual and the authority of the Veda, and also in its
endorsement of human desire. Yet it also captures something of the spirit of
Buddhism, and may be responding to the Buddhist challenge by incorporating
some of its ideas.13 We have a subtle shift away from concrete goals like money
and family, and toward “heaven (svarga)” as a universal aim. We do not have the
elimination of desire, obviously, but we do see a humbling of the individual’s desire
as a mere contributing factor in the ritual. And most strikingly, we have an
elimination of the supernatural. The Mı ̄mam
̄ ̣ sā-sūtra does not tell us to sacrifice to
please the gods, or to perform rituals out of an absolute religious obligation. Instead
ritual is understood as being parallel to humdrum, everyday actions. If you want to
get such-and-such a goal, then you need to follow the prescribed procedure. If the
goal in question is risotto, then consult a cookbook (or note of this chapter); if
the goal has to do with dharma, then consult the Veda.
Indeed, though scholars sometimes describe the Veda as a “revealed” or “revelatory” text, Mı ̄māṃ sā is adamant that it was not revealed by anyone in particular. The
Veda has no author and the “seers” (rṣis) who expounded it were not like the
prophets of the Old Testament. They simply transmitted the authoritative Veda,
which existed before them and indeed has always existed. Again, we can see here
how human agency is being sidelined to some extent, subordinated to the intrinsic
value of the Veda just as human agency is subordinated to ritual. The forefathers
who passed on wisdom and also reliable practices to us may have been admirable
and trustworthy, but they did not invent or compose the venerable teaching. The
most a human can do is to serve as a conduit from the past to the future. He is never
a conduit between the divine and the rest of humanity, like the prophets of the
Hebrew Bible or Muḥ ammad in Islam. This is because no such conduit is needed.
The Veda has always been here, an eternal source of knowledge set down by neither
God nor man.14
18
INNOCENT UNTIL PROVEN GUILTY
̄ Ā Ṃ SĀ ON KNOWLEDGE
MIM
AND LANGUAGE
I
n the Islamic religion, it is believed that God sends different revelations to
different peoples: the Torah for the Jews, the Gospel for the Christians, and finally
and definitively, the Quran for the Muslims. This idea was extended to the traditions
of India. Buddhists and Hindus, too, were seen as “peoples of the book,” and the
Muslim prince Dārā Shikūh, who lived in India in the seventeenth century, even
detected an allusion to the Upaniṣads in the Quran itself.1 But the Mı ̄māṃ sā school
would have rejected this well-meaning analogy. Where the Torah, Gospels, and
Quran are thought to be sent to humankind from God through divine revelation,
Mı ̄māṃ sakas held that their holy books, the Vedas, are without any author at all.
The Veda did not come from the gods or from any prophet, and it was not sent. It is
permanent (nitya), as is language itself.
This idea obviously forms part of the Mı ̄māṃ sā attempt to establish unimpeachable authority for the Veda. But why depend on such a radical proposal, one rejected
even by other Brahmanical schools, like the Nyāya? For starters, we can note that if
the Veda is permanent and has no author, then it cannot contain any errors. After
all, errors only arise when there is someone, like an author, who is in a position to
make a mistake. If the Veda has no author, it must be entirely trustworthy. But there
is more to the teaching than that. The Mı ̄māṃ sakas ground their account of the
Veda in an empiricist and naturalist account of human knowledge. Roughly speaking, their reasons for acknowledging the truth of the Veda are the same as your
reasons for acknowledging that you are reading a book right now, and that the
objects in your immediate environment are what they seem to be.
The roots of this epistemology lie in a passage of the Mı ̄mam
̄ ̣ sa ̄-sūtra, where
Jaimini writes: “perception is the knowledge which one has by the senses coming
in contact with something existent” (..). He’s straightforwardly endorsing the
idea that sense-perception can give us accurate information about things. To put
̄ ̄ ̣ ̄
it in the terms of later philosophical developments, sensation is a prama ̄ṇa, a source
of knowledge. But we know from our discussion of skepticism in ancient India that
such claims were not going to go unchallenged, and it looks as though a skeptic
would have a particularly easy time casting doubt on this particular praman̄ ̣a. She
need only point out that sensation is often misleading. That stuff cooking in the pan
looks like rice but it’s actually tapioca; that guy looks like Jim Rice, who used to play
baseball for the Red Sox, but it’s actually his twin brother. Of course the empiricist
can insist that sensation is very rarely misleading, so we can depend on it generally
speaking. But the Mı ̄māṃ sakas do not seem to be ideally placed to make that
response, because they are happy to use so-called “rice-in-the-pan” reasoning in
other contexts, as when they explain why the detailed prescriptions of one ritual
can be transferred to another. How then can they stop the skeptic from arguing
from the misleading nature of one sense-experience to the doubtfulness of sensation
as a whole?
The Mı ̄māṃ sā answer is that sensations are innocent until proven guilty.2 The
idea comes into the commentary tradition quite early, already before Śabara’s
authoritative commentary on Jaimini: we should take every cognition to be true
unless it is trumped by another cognition that overturns it.3 The commentators,
including Śabara, do readily admit that a variety of factors can undermine sensation
in this way. You might taste the stuff in the pan and realize it is too sweet to be rice,
or you might be drunk or deranged, which would undermine your sensations and
beliefs more generally. Nowadays philosophers call such things “defeaters.” We can
say then that in the absence of anything that “defeats” a sense-perception, the
perception should be taken as true. In a further development of this idea, Kumārila
Bhaṭtạ states in his commentary on Śabara’s bhas̄ ̣ya that sensations possess what he
calls “intrinsic validity (svataḥ pra ̄ma ̄ṇya).”4
What does this mean? Later Mı ̄māṃ sakas couldn’t agree. A minority view
understood Kumārila to be saying that a sensation is valid so long as it arose in a
reliable way. So long as you are not in fact deranged, drunk, and so on, your
cognitions are reliable. It is up to each of us to check whether our cognitions
arose in a trustworthy fashion. If so, we may and indeed should put our trust in
them. Others thought Kumārila’s point was that valid sensations actually present
themselves to us as true. If you see rice in a bowl in front of you in normal
conditions, you have no hesitation in taking yourself to know there is rice in
front of you. Only if there is some warning sign, like a strange taste to the rice or
an awareness that you’re drunk, would you even consider doubting the perception
you are having. As Kumārila puts it, “that cognition which is unshaken and does not
conflict with cognitions [occurring] at other times and places is a prama ̄ṇa.”5 In
̄ ̄ ̣ ̄
normal conditions, we should not bother fretting about the possible falsehood of
our cognitions, and for sure we should not give in to the worries raised by the
skeptic that all cognitions may be unreliable.
But doesn’t this just amount to an unjustified leap of faith? It is no good for
Kumārila to insist dogmatically that we can trust our perceptions. This is precisely
what the skeptic denies, and she has good reason for this, namely that perceptions
are at least occasionally misleading. The Mı ̄māṃ sakas can make another move here,
though, by borrowing a weapon from the skeptic’s own arsenal. If we demand some
sort of confirmation or justification for every one of our cognitions, then a regress
looms: each cognition will need another cognition that confirms it. If I double-check
whether the stuff in the bowl is rice by tasting it, how do I know that I am tasting
accurately? I might test this further sensation by asking you to taste the food too, but
your agreement that the rice really is rice is also open to skeptical challenge. The
moral that a skeptic draws from this, as we know, is that no praman̄ ̣a is reliable.
Mı ̄māṃ sā draws the reverse conclusion: there must be some kinds of foundational
cognitions, since otherwise we could never be confident of knowing anything at all;
but of course we are confident in having knowledge.
Now let’s go back to the idea that the Veda has no author.6 Though this eventually
became a distinctive claim of Mı ̄māṃ sā, it does not appear explicitly in Jaimini
himself. What he says is that words are always prior to their speakers (..–),
which can be taken to imply that the Veda (and language in general) are permanent.
Again, the perfect and absolute authority of the Veda can only be challenged on the
basis of some defeater. If it had been authored, then we could always fear that the
author, even a divine author, may have made some mistake. We should trust in
sensation unless we have reason to think that the sensation came about in some
kind of defective manner. We should trust in the Veda in exactly the same way,
except that in this case there can be no worry that it came about in a defective
manner, because it did not “come about” at all!
It may seem that this purchases the authority of the Veda too cheaply. Its validity
is claimed to be supreme simply because it has no competition, so it wins by
default.7 But put yourself in the position of Jaimini or Kumārila. Certainly the
Vedic tradition was coming under fire from Buddhists, Jainas, and others, so it’s
not as if the Mı ̄māṃ sakas were oblivious to the phenomenon of religious pluralism.
Yet Kumārila was confident that the alternatives could easily be exposed as invalid.
The critics of Vedic ritual, meanwhile, had provided no good reasons to doubt the
efficacy of the ritual, or at least no reasons that the Mı ̄māṃ sakas thought were any
good. Finally, if there were good reasons to doubt, we would know about them.
Kumārila is so confident in the sources of human knowledge that for him, the
̄ ̄ ̣ ̄
absence of a cognition supporting something is a good reason to reject that thing, as
long as the conditions are favorable.8 If you are in a position to know about the
contents of a pan, yet have no evidence that there is rice in the pan, that in itself
would be reason to believe there is no rice in the pan. Likewise there is no cognition,
nor even the possibility of any cognition, that could overturn Vedic authority. With
no defeaters in sight, Mı ̄māṃ sā declares victory.
Their stance on these issues has various other implications. One takes them into
conflict yet again with the Buddhists. Where Buddhism denies the existence of an
enduring self, Mı ̄māṃ sā insists upon it. We recognize automatically that there is an
“I” who was experiencing the things we remember experiencing, and feel that this is
who we still are. Just as I see that there is a dirty pan in the sink waiting to be washed,
so I remember myself eating the rice that was prepared in that pan. Making short
shrift of the nuanced critique offered by the Buddhists, Mı ̄māṃ sā thinkers simply
assume that we are right in taking ourselves to be enduring subjects of experience,
since there is nothing to defeat that impression.9 (And again, one might add that
nothing could overturn the impression that one has a self.) But the most far-reaching
and celebrated aspect of the Mı ̄māṃ sā view on the permanent authority of the Veda
is their inference that language itself must be permanent.
The Mı ̄māṃ sakas offer a whole battery of arguments to support this surprising
claim. For one thing, they say, children learn language by watching adults use
language. We have no evidence that things have ever been otherwise. So, basing
ourselves as always on our experiences of the world, we may assume that language
has always been passed down from generation to generation. Furthermore, there is
good reason to think that things cannot be otherwise. Take a word like “cow,” or in
Sanskrit go.10 It refers to cows universally, not any particular cow, and when I say it
on numerous different occasions I am using one and the same word over and over,
not a new word each time. Or we might say, appealing to Mı ̄māṃ sā epistemology,
that it certainly seems I am using the same word over and over, and there is no reason
to doubt this, so we can take it to be true.11
The Mı ̄māṃ sā argument here may seem rather unconvincing, insofar as it
assumes that the word “cow” has either always been with us, or is actually a new
word every time it is uttered. There would seem to be another possibility, namely
that each word is introduced at some point and thereafter comes to be used with a
stable meaning, thanks to convention and agreement among the users of the
relevant language. Against this Mı ̄māṃ sā argues that even if one can learn the
meaning of individual new words, there is no way to introduce language as such. It
is impossible to learn to speak or understand speech without engaging in, and
observing, linguistic activity. Children who are learning to talk have to discover the
̄ ̄ ̣ ̄
meaning of each word by seeing how their elders talk.12 Once we are competent
language users, we can learn new words by hearing them explained with other
words. It’s inconceivable that this process could ever have begun from a situation
where there was no language at all.
A critic might point out that if I say to the person assisting me in a ritual, “Bring
the cow” (a standard example in the Mı ̄māṃ sā texts), then I am referring to some
specific cow, not cows in general. How can this be, if the word “cow” is universal in
its reference? The answer given by Mı ̄māṃ sā is that a word on its own cannot refer
to anything in particular. For this you need context, which at least includes the
context provided by the rest of the sentence, and typically also other sentences and
the circumstances in which they are spoken.13 By putting the words “bring the” in
front of the word “cow” as I’m erecting a post, I can get my assistant to understand
that he should fetch the particular cow that is about to be tied to the post and
sacrificed.
Even if this answer satisfies the critic, it will not satisfy the Mı ̄māṃ sakas themselves. As the tradition developed, a dispute emerged concerning the relation
between words and sentences.14 This was one aspect of a split within Mı ̄māṃ sā,
with two rival factions following the lead of the commentators Kumārila and
Prabhākara. Kumārila accepts that words have a general meaning when standing
by themselves. The simple utterance “cow” does signify something. But that meaning is affected by putting the words into a complete sentence, connecting them so as
to produce a new, composite meaning. This is why Kumārila’s idea was called the
“theory of the connection of what has been expressed (abhihitan̄ vaya-vad̄ a).” By
contrast, Prabhākara teaches that words must appear within a sentence in order to
have any meaning at all. This view is called the “theory of expression through what
has been connected (anvita ̄bhidha ̄na-vad̄ a).”
And it may seem rather implausible. Surely, if I just say the word “cow,” it does
call some meaning to mind for you. But Prabhākara’s view should not be dismissed
so easily. Certainly many words do seem to lack fixed meaning apart from context.
Consider a word like “at” and its different meanings in the phrases “the cow is at the
sacrificial post,” “we will sacrifice her at sunrise,” “the cow looked at me with her big
brown eyes,” and “all at once, I decided I couldn’t go through with it.” What
Prabhākara is saying also makes particular sense given the overall aim of Mı ̄māṃ sā,
which is an inquiry into ritual injunctions like the aforementioned “one who desires
heaven should perform the fire ritual.” Injunction (codana ̄) is the most important of
the four kinds of statement found in the Veda, the other three being the formula
(mantra) spoken during the ritual, the statement that indicates a name, and the
commendation of a goal to be pursued in a ritual context.15 Jaimini states that a
̄ ̄ ̣ ̄
ritual injunction is a meaningful unity composed out of the words it contains
(Mı ̄ma ̄ṃ sa ̄-sūtra ..). And of course not just any string of words will do. Here we
see that Mı ̄māṃ sā and Sanskrit grammar are closely intertwined, as Mı ̄māṃ sā too
embraces the idea we found in Pāṇini, that the action expressed by the verb is central
to the meaning of a sentence. The distinctions drawn here can be quite subtle, as
when it is pointed out that verbs may be put in the middle voice when the action
in question is performed by the sacrificer rather than the attending priest. The
middle voice indicates that one is performing an action for oneself, and not for
somebody else.16
A more basic point about ritual injunctions takes us back once more to the core
mission of Mı ̄māṃ sā, which is to inquire into Vedic language. Whereas normal,
everyday language typically describes the world we see around us, an injunction
inevitably makes reference to the goal sought in the ritual. The fact that ritual
injunctions are directed to such a goal shows that their validity is not grounded in
sense-perception (Mı ̄ma ̄ṃ sa-̄ sūtra .).17 When the Veda tells you how to sacrifice so
as to have children, get rich, or for that matter get to heaven, it is looking to an
unobservable reward: about what ought to be, not what already is. This is distinctive, even definitive, of the language that reveals dharma. Here, by the way, we have
another reason why the Veda cannot be trumped or overturned. How could
sensation come into conflict with the Veda, since sensation tells us nothing about
the questions that are at stake in Vedic ritual, namely questions of dharma?
Despite this, Mı ̄māṃ sā is adamant that the words used by the Veda are being
employed in their normal sense. If the Veda tells us to tie a cow to a post, it is not
using the words “cow” and “post” in some allegorical, extended, or unfamiliar sense.
It’s simply calling a cow a cow and a post a post. Still it is a unique source of
knowledge, and one that could only have been delivered in the form of language.
We need language to describe and articulate goals that are not yet present, and to
explain how those goals are to be achieved. This is typical of Mı ̄māṃ sā, a theory
devoted to interpreting the sacred Veda, but offering an epistemology grounded in
sense-experience and an analysis of language that can apply just as well to sentences
uttered by cowherds (assuming, that is, that the cowherds in question speak
Sanskrit). Mı ̄māṃ sā makes no appeal to supernatural forms of knowledge, and in
fact impatiently rejects such claims when they are made by other schools. The claim
that the Buddha was omniscient is brusquely dismissed, as is the notion that Yoga
can confer a special form of insight on its practitioners. Such supposed forms of
cognition simply have no basis in our normal experience. And it is normal experience we should follow, along with testimony in the form of language—unless of
course we have good reason not to.18
19
SOURCE CODE
BĀ DARĀ YAṆ A’S VEDĀ N TA-SŪ TRA
O
ur look at the Mı ̄māṃ sā school may not have persuaded you that Vedic ritual
can really bring its promised fruits. But given the abundant intellectual harvest
we’ve gathered in Jaimini and his successors, you’re hopefully now convinced that a
tradition devoted to the exegesis of sacred texts can at least be philosophically
fruitful. Perhaps, though, you’re the stubborn type. If so, we still have hope of
getting you to see things our way, because we aren’t yet done with Mı ̄māṃ sā in the
broader sense. As we mentioned, Jaimini, Śabara, Kumārila, and Prabhākara are
representatives of what is called Pūrva (“prior”) Mı ̄māṃ sā. But it was Uttara (“posterior”) Mı ̄māṃ sā that gave rise to one of the most famous branches of Indian
philosophy. It is also called Vedānta, and like Mı ̄māṃ sā as a whole it eventually
subdivided into different groups with their own approaches. The most famous
_
approach is that of the eighth-century thinker Śankara.
That approach is called
“non-dualist,” or “Advaita” Vedānta, a name you may well have come across before
reading this book.
We found that it was difficult to grasp the founding text of Pūrva Mı ̄māṃ sā
_
understanding of
without the help of its commentator Śabara. So it is with Śankara’s
_
Uttara Mı ̄māṃ sā. The popularity of Śankara’s
philosophy makes it tempting to
equate Vedānta with his thought. But just as we tried to understand the Mı ̄ma ̄ṃ sa ̄sūtra in its own right rather than looking immediately at later commentary, so we
now want to discuss the founding text of Vedānta. In its current form it was
1
_
Predictably
composed in the fifth century AD, several centuries before Śankara.
it is known as the Vedan̄ ta-sūtra or Uttara-mı ̄māṃ sa ̄-sūtra. Its primary subject, as
announced in the very first line, is brahman, so naturally enough it is sometimes
called the Brahma-sūtra (as in Ch. above). Then, too, because it speaks of the nature
of a self that possesses a bodily form (s ́ar̄ ı ̄raka), it has been called the Śar̄ ı ̄raka-sūtra.
This confusing welter of titles for a single book could hardly be more appropriate.
For the core mission of the Vedan̄ ta-sūtra is to investigate a single source of all things,
which presents itself in many guises. That source is, of course, brahman. The sūtra
̄ ̄ ̣ ’ ̄ -̄
also explores the relationship between our individual selves and this transcendent
principle; it tells us how we can come to know brahman; and it promises us liberation
from the snares and karmic consequences of bodily existence if we attain this knowledge. Described in this way the Vedānta-sūtra may sound like a systematic work of
philosophical cosmology. But if so, the system is not easy to extract. Like the sūtra texts
that stand at the origin of other philosophical traditions, the Vedānta-sūtra is com_
pressed and difficult to understand. If Sá nkara’s
authority looms over the text, this is in
part because we need his help and that of other commentators to decode it.
Though the sūtra form is to some extent to blame for the difficulty of the work,
another reason is that the Veda ̄nta-sūtra is a philosophical treatise that doubles as a
work of exegesis devoted to the Upaniṣads. (Remember “Vedānta” probably refers to
these works, which were “at the end of the Veda.”2) Actually, we should be more
specific here. Texts honored with the name of the Upaniṣads continued to be
produced concurrently with, and long after, the composition of the Veda ̄nta-sūtra.
We might even say that later Upaniṣads are themselves an expression of the Vedānta
tradition. The Veda ̄nta-sūtra is devoted to the interpretation of a more select group of
early Upaniṣads, especially the Cha ̄ndogya Upaniṣad but also the Great Forest Upaniṣad
and others. Thus it refers to several of the Upaniṣadic passages we discussed earlier,
like the scenes of dialogue featuring Yājñavalkya. Key passages like these came to be
known as “great sayings (mahav̄ a ̄kya),” and to receive especially focused treatment
from later Vedāntins.3
The reason this makes the sūtra difficult to read is that it rarely identifies the
passages it is interpreting. We need to know the Upaniṣads so well that even a single
keyword will be enough to tell us which text is at stake, or failing that we need the
help of the commentators. To give just one example of this very frequent feature of
the text, there is a sūtra that says simply, “because of abiding and eating” (§..: sthityadanab̄ hya ̄ṃ ca). The context shows that this is supposed to help convince us that
brahman holds up all things. But the remark remains incomprehensible until you
realize that the sūtra is alluding to a passage about two birds, one of which is eating
while the other just sits quietly (Ma ̄ṇḍūkya Upaniṣad §..). The idea then is that the
bird who is eating symbolizes the individual soul engaged in worldly action, while
brahman simply abides unchanging.
This is a good example of the interpretive project that dominates the Veda ̄ntasūtra. It reads the sacred texts as putting forward a single, coherent doctrine centering on the concept of brahman (§..). The same goes for later Vedāntins, except that
for them the sūtra itself, and for good measure the Bhagavad-gı ̄tā, joined the Upaniṣads as fundamental sources of wisdom and insight into the nature of brahman (thus
_
Śankara
commented on the Gı ̄ta ̄ as well as the Veda ̄nta-sūtra and several early
̄ ̄ ̣ ’ ̄ -̄
Upaniṣads). This brahman-centric approach was rejected by other Brahmanical
schools. When the Veda ̄nta-sūtra confronts and refutes the teachings of those
schools, it typically concentrates on showing that the Vedānta way of looking at
things is better grounded in sacred texts. This is not faith triumphing over reason,
but a sign of the dialectical context: the opponents being targeted are themselves
committed to the truth of the Upaniṣads. Exegesis is thus the ground on which the
sūtra chooses to wage its philosophical battles.4
Although the Vedan̄ ta-sūtra shares the interpretive aims of the Mı ̄ma ̄ṃ sa ̄-sūtra, it is
not just a second installment of that sūtra that moves on to looking at the Upaniṣads.5 This can best be illustrated by talking about the men who are credited with
writing the two sūtras. The Mı ̄mam
̄ ̣ sa ̄-sūtra was supposedly written, or at least
compiled, by Jaimini. Yet he is mentioned there in the third person. The same
happens in the Vedan̄ ta-sūtra, which names and reports the ideas of its own putative
author, Bādarāyaṇa.6 At several points Bādarāyaṇa’s ideas are contrasted to those of
Jaimini. In the Mı ̄ma ̄ṃ sa-̄ sūtra it’s Jaimini who usually gets the last, decisive word in
any given debate. Here, in the Vedan̄ ta-sūtra, it is instead Bādarāyaṇa whose view is
allowed to triumph over those of Jaimini and other interpreters. This is presumably
why the later tradition credits Bādarāyaṇa with having authored the text. But it
might be safer to use the technical terms of sūtra literature and say that Jaimini’s
opinion is treated as an “initial” or prima facie view (pūrva-pakṣa), only to be
corrected by the more adequate view (siddha ̄nta) of Bādarāyaṇa.
The authoritative position, if not authorship, of Bādarāyaṇa has important consequences for the Vedānta-sūtra. Where Jaimini placed all his focus on Vedic ritual,
Bādarāyaṇa is more interested in the prospect of liberation through the knowledge
of brahman (§§.., .., and .. for the contrast with Jaimini). At one point, we
are told that a person with such knowledge can dispense with such things as lighting
ritual fires (§..). In keeping with this, Bādarāyaṇa is less wedded than Jaimini to
the life of the householder and tends to emphasize the superiority of the ascetic life
led by renouncers. The knowledge of brahman imparted in the Upaniṣads is valued
for its own sake, and not, as Jaimini would have it, as a supplement that helps us
grasp the purpose of ritual (§..). While this is the most significant disagreement
between the two, there are several others. Bādarāyaṇa thinks that even the gods can
achieve liberation by knowing brahman whereas Jaimini restricts this to humans
(§.. and ) and even denies the existence of gods. One of the core doctrines of
Mı ̄māṃ sā is that the Veda had no origin, and though this idea can be found in the
Veda ̄nta-sūtra (§..–), so also can the idea that the Veda has its source in brahman.
It’s typical of the age of the sūtra that the Vedānta theory is developed through this
sort of argumentation. Bādarāyaṇa—or whoever was ultimately responsible for the
̄ ̄ ̣ ’ ̄ -̄
Vedan̄ ta-sūtra as we now read it—constantly raises objections against himself and
goes on to refute those objections. Some of the most important objections have to
do with the nature of brahman as a cause. How can we believe that all things were
produced by brahman, given that brahman is transcendent above those things? It
seems impossible that a cause could give rise to things that are utterly unlike it. To
this Bādarāyaṇa replies simply that such things are known to happen (§..–). He
doesn’t condescend to provide an example, but the commentators suggest what he
_
may have in mind. Śankara’s
remark on this passage mentions cases where the living
can emerge from the dead, as when a scorpion is spontaneously generated from a
pile of manure, and conversely, where something inanimate comes from what is
living, as when we grow hair and fingernails.
But why, the objector persists, would brahman even bother to produce the world?
For no real reason, suggests Bādarāyaṇa. It’s out of mere “sport” or “play” (lı ̄la ̄) that
brahman does so (§..–). But wouldn’t brahman have had good reason not to cause
the world as we see it? After all, it is full of suffering and unjust inequality. True,
concedes Bādarāyaṇa, but this is not the fault of brahman. All suffering is a punishment for wicked deeds, which may have been committed in past lives (§..–).
Since the cycle of rebirth (saṃ sar̄ a) has been going on endlessly, any particular case of
suffering can always be referred back to earlier actions that justify this suffering.
This, notice, is a point of agreement between Mı ̄māṃ sā and Vedānta. Both accept
that the world has always existed much as it does now, even if Bādarāyaṇa insists
that our eternal world has a source in brahman, whereas this notion is foreign to
Jaimini.
The world caused by brahman may be permanent, but it does have a kind of
conceptual sequence. Not coincidentally, this sequence is going to remind you of
things we saw in the Upaniṣads. You might remember that when Yājñavalkya was
challenged by Gārgı ̄ to provide the fundamental principle upon which “all things are
woven,” he eventually satisfied her by saying that this principle might be “space” (see
Chapter ). Naturally, Bādarāyaṇa accepts this idea and infers that space is the very
first effect of brahman (§..–), or at another point, that space is even identical to
brahman (§..). From space emerge other principles, which will probably remind
you of something else: the elements of ancient Greek cosmology. Here, we get the
sequence air, fire, water, and earth, produced one after another with brahman as their
ultimate source. They will eventually return to brahman, dissolving into it in the
reverse order of their generation, when the world-cycle finally ends (§..–).
From this passage, we can see that the universe is like an effective stand-up
comedian: it has great material. The best material possible in fact, namely brahman
itself, which is both the moving cause that gives rise to all things, and in some way
̄ ̄ ̣ ’ ̄ -̄
the “stuff” out of which things are made. As long as we’re referring to Greek
philosophy, we could take a leaf from Aristotle and say that brahman is both the
efficient and material cause of the world. Both ideas, Bādarāyaṇa would say, are
captured in the dictum that brahman is “the support of heaven, earth, and all other
things” (§..). Though it takes on the forms of other things, brahman is in itself
formless (§.., , ). It is characterized in various ways throughout the Upaniṣads, something freely admitted in the Vedan̄ ta-sūtra. But many of these characterizations are metaphors, a favorite one being that brahman is like the sun or light
whose rays fall on and illuminate many things (§.., and ; see also §.. and
, §.. and ). The sacred text may occasionally be misleading in its attempt to
describe brahman in a way we can appreciate, as when it suggests that brahman has
size (§..). In fact this is not so, because nothing other than it exists, so it is
everywhere, pervading all things rather than occupying any particular dimensions
(§..–).
This brings us to a fine example of something we mentioned when we first started
describing the age of the sūtra, namely that the different so-called “Hindu schools” in
fact entered into heated disputes with one another. Bādarāyaṇa’s insistence that
brahman is the “material cause” of all things brings him into direct conflict with the
Sāṃ khya school, which is mentioned explicitly and made the target of a sustained
critique (§§., .). We’ll be looking at Sāṃ khya soon (Chapter ). For now, all we
need to tell you is that this school sees the world as evolving naturally from an
underlying material stuff called pradha ̄na or prakṛ ti. Though Sāṃ khya, too, positions
itself within the Brahmanical tradition, on this score it would seem to be diametrically opposed to Vedānta. Far from recognizing an intelligent, divine, creator mind
that manifests itself as all things, Sāṃ khya has all things being generated from
pradhan̄ a, an unintelligent stuff.
Against that notion, Bādarāyaṇa invokes that most familiar proof that a guiding
intelligence produced the universe: its striking, apparently providential order. He
appeals not so much to a stock example, as a livestock example. Trying to get the
world we see out of pradhāna without the intervention of brahman would be like
trying to get milk out of grass without the involvement of a living cause, namely a
cow (§..). As usual, this philosophical dispute is bound up with an exegetical
dispute. Bādarāyaṇa wants us to see not just that the Sāṃ khya theory makes no
sense, but that it cannot make sense of key Upaniṣadic texts. This emerges especially
_
delving
clearly in the tradition of commentary on the Veda ̄nta-sūtra, with Sá nkara
into extensive exegesis of background passages to show that the Sāṃ khya school
isn’t understanding those passages properly (as in his commentary on §.., discussing Kaṭha Upaniṣad .. and ). Of course the Vedan̄ ta-sūtra sets its face against
̄ ̄ ̣ ’ ̄ -̄
more radical forms of materialism and naturalism too. Not only do the Vedas clearly
reject such attitudes, but if we were to rely on sensation and material causes, it’s clear
that we could never attain the goal of liberation that is so dear to Bādarāyaṇa
(§..–). Materialist explanations fail for the world as a whole, and also for the
human individual, because the self is in fact independent of the body (§..–).
Here we come to what may be the single most famous teaching of the Veda ̄nta_
sūtra, famous in part because it plays such a central role in Śankara’s
version of
Vedānta. This is the idea that brahman has a very intimate relationship to the
individual self. What sort of relationship, exactly? Well, that’s not an easy question
_
to answer. Śankara’s
school of Advaita Vedānta insists that nothing is real apart
from brahman. This of course includes every individual self. So the apparent fact that
each of us is distinct from other things, and from the ground of all existence, is
_
actually an illusion. Śankara
can draw on compelling evidence in the Vedan̄ ta-sūtra to
support this interpretation. We find Bādarāyaṇa suggesting that there is ultimately
no difference between brahman as cause and the things that it creates (..). When it
comes to the self, meanwhile, he tells us that brahman is identical with our vital
breath (..–), and instructs us to grasp brahman by meditating on it as being our
own self (..). Other passages, though, seem to draw a firm distinction between the
individual self and the highest self that is brahman (e.g. ..–).
We can glimpse here signs of a debate that was in fact already raging before the
time of the writing of the Veda ̄nta-sūtra. We know (in part thanks to the sūtra itself)
that earlier scholars prepared the way for Bādarāyaṇa by commenting on the
Upaniṣads and that they had different ideas about the self and its relation to brahman.
It was suggested that brahman is simply the material constituent for the individual
self, or that the individual self is distinct from brahman yet becomes identical to
brahman once it is liberated from the body.7 Perhaps the best we can conclude, on
the basis of the Veda ̄nta-sūtra itself, is that the relation between brahman and individual self is held in tension between identity and difference. Certain passages want to
have it both ways, as when we are told that brahman relates to individual selves like a
_
snake to its coils (..). But as we turn to Śankara
we find a more radical (or
perhaps, more explicitly radical) version of Vedānta, which resolves the tension in
favor of outright monism.
20
NO TWO WAYS ABOUT IT
́ ̇ KARA AND ADVAITA VEDĀ NTA
SAN
S
ome philosophers want to leave the world pretty much as they find it. They seek
a deeper understanding of reality as it seems to be, putting their trust in
everyday experience. Other philosophers want to overturn common sense. They
believe that reality is actually very different from the way it may seem. These two
approaches are often ascribed to the ancient Greek thinkers Aristotle and Plato, but
the contrast could be applied with at least as much accuracy to the ancient Indian
:
thinkers Śabara and Śankara, who were pivotal commentators of Pūrva Mı ̄māṃ sā
and Vedānta. On the face of it the two commentators belong to a single tradition,
devoted to the interpretation of the earlier and later parts of the Veda. But Śabara
and the Mı ̄māṃ sakas who followed him were implacable defenders of common
:
sense. For them, the world is as we see it and has always been so. Śankara couldn’t
agree less. For him the world is an illusion, which masks the single underlying reality
of brahman. To accept the reality of the everyday world is ignorance (avidya ̄), while to
know the sole reality of brahman, and the identity of the self (at̄ man) with brahman, is
to achieve liberation.
:
As Śankara never tires of insisting, this astonishing doctrine is stated quite clearly
in numerous Upaniṣadic passages. He points to such texts as: “brahman is without a
before and an after, without an inner and an outer. Brahman is this self here which
perceives everything”; “the finest essence here, that constitutes the self of this whole
world; that is the truth, that is the self”; and “it is brahman alone that extends over this
whole universe, up to its widest extent.”1 Of course, other thinkers committed to the
:
authority of the Vedas were well aware of these passages too, but it was Śankara
who put them at the heart of his understanding of Vedānta. Before him and after
him, other Vedāntins accepted that brahman is the true, single source of all things,
while maintaining that the world we see around us is real. For them, everyday reality
emerges as a modification of brahman, which has taken on the forms of the things we
:
see around us. But Śankara denied that there could be two levels of reality, one more
apparent and one more fundamental. Brahman is not two. It is single and supreme,
́ ̇ ̄
:
unchanging and ineffable. Hence the name of the tradition founded by Śankara:
Advaita (“non-dual”) Vedānta.
His philosophical theory may be unprecedented and radical, but there’s at least
:
one thing about Śankara that could hardly be more familiar: we don’t know exactly
when he lived. The traditional date of his birth is AD , which is probably a bit too
late, but it’s safe to assume he was active in the eighth century.2 This could make him
a younger contemporary of Kumārila, the great exponent of Pūrva Mı ̄māṃ sā.
:
Śankara’s activity as an exegete was unprecedented in its scope and set a new
standard for later commentators. He commented on several Upaniṣads and on the
Bhagavad-gı ̄ta ̄ which, according to him, “encapsulates the essence of the meaning of
:
the whole Veda.”3 The most celebrated work of Śankara, though, is without doubt
his lengthy commentary (bhas̄ ̣ya) on the Veda ̄nta-sūtra ascribed to Bādarāyaṇa. You
may feel it a bit unfair that we should have to wade through so much material only
to find out that all of it, along with everything else apart from brahman, is unreal. If
so, then a shortcut is offered by a far briefer introductory work called the Upades ́asa ̄hasrı ̄, which encapsulates his teaching.4
:
On the other hand, Śankara is well worth perusing at any length because he
makes for great philosophical reading. Unlike the compressed and elliptical Veda ̄ntasūtra, his commentary mounts elaborate arguments, often in the course of refuting
:
other schools of thought. Śankara also has a good line in analogies. He explains his
fundamental idea that the apparent reality of everyday life is an illusion (ma ̄ya ̄) by
comparing it to the foam on the surface of the sea, to the way that a sea shell may
seem to be made of silver, and to the snake that upon further inspection turns out to
be a coil of rope (Upad. , , ). To those who wonder how a single brahman can
make itself manifest itself as an illusory world, he responds that the single moon can
appear as two moons to someone suffering from double vision (Bha ̄ṣya §..). The
individual soul that finally gives up its ignorance and accepts the true reality of
brahman is like a weary carpenter who lays down his tools, or a tired falcon that
finally alights to rest (Bhas̄ ̣ya §..).
:
Four major centers of Hindu worship also honor Śankara as their founder, which
may remind us of Buddhist monastic practices. The most famous of them is at
:
Śrngeri,
̣
where a beautiful temple was later built and still stands today. All of this has
:
earned Śankara a leading place in the history of Indian religion and philosophy. Still,
we should bear in mind that Advaita has been only one of many sub-schools within
the larger tradition of Vedānta. Centuries later, there would emerge a rival approach
pointedly called Dvaita (“dual” as opposed to “non-dual”) Vedānta,5 a realist alter:
native to Śankara’s Advaita in the shape of Rāmānuja’s Viṣiśtạ ̄dvaita “qualified nondualism,” and a variety of other interpretations of Vedānta. Already within a
́ ̇ ̄
:
generation or two of his own life, Śankara was being heavily criticized by other
Vedāntins, including another major commentator on the Veda ̄nta-sūtra named
:
Bhāskara.6 He was appalled by Śankara’s tendency to abandon the ritualistic aspects
of the Vedic tradition, which seemed to Bhāskara to be the inevitable consequence
of deeming the world of actions and fruits to be a mere illusion. Modern-day
:
scholars have discovered that, despite Bhāskara’s disdain for Śankara and his Advaita
approach, their two commentaries share a lot of common material, which suggests
that both were drawing on a rich earlier tradition of Vedānta.7 Unfortunately that
tradition is otherwise largely lost, but we do know something about a precursor of
:
:
Śankara named Gauḍapāda.8 Though we’ve been describing Śankara as a pivotal
figure in the development of Vedānta, in fact many of his key ideas (and some of
:
those nice analogies) are already found in Gauḍapāda. Śankara speaks of him with
admiration, calling him by a title (paramaguru) that could mean he was the teacher of
:
Śankara’s teacher.9
But we don’t need to get into the question of how much of the credit for Advaita
:
should go to Gauḍapāda, and how much to Śankara. For us the questions are rather
what this doctrine amounts to and whether there is any reason to believe it. On the
:
latter question Śankara is very clear. Just as Pūrva Mı ̄māṃ sā taught that matters of
:
dharma are taught only by the Veda, so Śankara says that we could never come to
know the truth of brahman if left to our own devices. Advaita is grounded in
interpretation of the sacred texts (s ́ruti), not in philosophical arguments. Since
:
many of Śankara’s rivals, like the Sāṃ khya school, also accept the authority of
Vedic literature, he frequently tries to refute them simply by quoting scriptures that
fit better with his own view than with theirs. He even complains that Sāṃ khya
makes inferences from experiences of the world around us, when it should be
appealing to s ́ruti (Bha ̄ṣya §..). For him their empirical approach is wrongheaded.
We cannot learn about brahman from observation of the world, because the world is
precisely an illusion that masks brahman. In itself brahman is formless, so even with
the resources of s ́ruti it eludes both thought and speech (Bha ̄ṣya §..). The closest
we can come to an experience of brahman would be an experience that is empty,
utterly devoid of form. This is what happens in moments of deep sleep, when we
aren’t even dreaming (Bhas̄ ̣ya §§..– and , .., .. and , .., ..).
While this may sound rather mystical and anti-rationalist, in another sense
:
́Sankara
is a philosopher’s philosopher. Most ancient Indian thinkers, both within
and outside the Brahmanical tradition, believed that even the deepest understanding
:
needed to be combined with long practice. For Śankara such things as meditation
and ritual may be useful as steps along the path to liberation. But ultimately
liberation is secured through knowledge (Bhas̄ ̣ya §..; Upad. ). If you really come
́ ̇ ̄
to understand that your individual self is identical to brahman, you will immediately
be freed from all suffering, and for that matter from all pleasure. This is because
brahman is unchanging and remains unaffected by the processes and experiences
that the individual self undergoes as a result of its ignorance (Bha ̄ṣya §..). We reach
liberation by being slowly weaned away from this individual self, giving up on such
identifying features as caste, family affiliations, and even the desire to engage in ritual
(Upad. –, –), since brahman can of course never acquire the fruits of such
rituals (Bha ̄ṣya §..).10
Though it’s evident why a Vedic traditionalist such as Bhāskara was so annoyed
:
by Śankara, we may have a rather different worry. Doesn’t Advaita amount to a kind
:
of nihilism? After all, brahman is formless and ineffable. So when Śankara says that
brahman alone is real, he may seem to be saying that the only reality is nothing at all.
But this isn’t quite right. Though brahman is not to be confused with the individual
self (the jı ̄va), brahman is still recognizably a kind of self. It is, for lack of better terms,
consciousness or awareness.11 However, it is a special, pure kind of consciousness
:
that is not aware of anything in particular. Consider again Śankara’s example of deep
sleep. According to him, when we are asleep like this there is not just pure
emptiness. Rather it is like an act of seeing without any visible object. Consciousness
is evident to itself even when there is nothing of which it is conscious, the way the
sun is in itself luminous before it illuminates other things (Upad. ).12
This may seem a rather fine distinction. Does it make so much difference whether
there is nothing at all or nothing but a conscious self that is conscious of nothing in
:
particular? To Śankara, it makes all the difference. This emerges from a remarkable
critique of Buddhist thought found in his commentary on the Veda ̄nta-sūtra.13 The
:
critique is remarkable, in part because Śankara seems to be deeply influenced by
Buddhism, or more precisely, to have absorbed Buddhist ideas indirectly from his
predecessor Gauḍapāda. The Advaita rejection of everyday reality looks very Buddhist, as do its faith that liberation will ensue upon a proper understanding of the
self and its admission that Vedic ritual becomes irrelevant for the liberated person.
:
With his dismissal of caste and family as aspects of the illusory self, Śankara also
seems to think that all people can potentially be liberated, just as the Buddhists did.
This is problematic when it comes to the lowest class, the s ́ūdras, since the Veda ̄nta:
sūtra seems to exclude them from the path to liberation (..–). Śankara admits
that they cannot study the Vedas, but holds out the prospect of other forms of
learning (Bha ̄ṣya §..). As an aside, it’s worth mentioning that in one of the many
:
legends that surround the life of Śankara, it is told how he once shied away from
touching a man of no caste (a ca ̄ṇḍa ̄la) because such people are impure. The man
́ ̇ ̄
:
castigated him, reminding him that Śankara’s own Advaita teaching implies that
such distinctions are irrelevant to the true self.14
In any case, these possible borrowings from the Buddhists didn’t stop him from
attacking them on philosophical grounds. He complains that the Buddha taught
several inconsistent theories, all of them false, perhaps because he was such a
spiteful character that he deliberately wanted to confuse people (Bha ̄ṣya §..).
:
This breathtakingly rude remark suggests that Śankara felt no sympathy for the
Buddhist tradition, and that he didn’t realize (or didn’t care) that the supposedly
inconsistent teachings he was attacking were in fact put forward by different, rival
strands within Buddhism. But if his critique lacks historical nuance, it does manage
to be philosophically astute. In a particularly interesting part of his commentary,
:
Śankara aims his fire at the Buddhist view that there is no enduring self. Instead,
according to the Buddhists, there are the only momentary features and acts of
consciousness called skandhas. These cause one another across time and aggregate
to create the illusion of a coherent, enduring individual (see Chapter ).
:
Śankara offers several arguments to refute this theory. For one thing it is hard to
see how a skandha that exists only fleetingly at one moment can cause another
skandha to exist at the next moment. For at the time it should be causing the new
:
skandha to arise, it is already gone (Bha ̄ṣya §..). Here Śankara is invoking a
plausible assumption of his own, namely that effects cannot depend on nonexistent causes (Bha ̄ṣya §..). Furthermore, the phenomenon of memory shows
that the same individual does survive over time (Bhas̄ ̣ya §..).15 For part of what
I remember when I look back at a past experience is that it was me who had that
experience. When I fondly remember eating an almond croissant this morning, I am
in no doubt that the person who enjoyed the taste of that croissant is the same
person I am now. This argument about memory doesn’t seem sufficient by itself,
since the Buddhist has an alternative explanation to offer: it only seems that the
former aggregate of skandhas is identical with the present aggregate because of the
:
causal links between the two. But Śankara has already blocked this response, when
he insisted that the momentary nature of the aggregates prevents them from
forming such causal chains.
:
A more surprising diatribe against the Buddhists comes next. Śankara takes up a
teaching of the Mahāyāna school of Buddhism, which we’ll be discussing later
(Chapters –). This teaching, called vijña ̄navad̄ a, rejects everyday reality as an
:
illusion. Śankara dismisses this scornfully: it is futile to deny that external things
do cause our experiences, since this is patently obvious (Bha ̄ṣya §..). Experience
clearly involves both a subject and object, yet the various Buddhists being attacked
́ ̇ ̄
here have managed to deny both, doubting both the existence of an enduring self
:
and of real things for us to perceive. But hang on a minute: how can Śankara, of all
people, be insisting on the reality of the world around us? Doesn’t he, just like his
Mahāyāna Buddhist opponent, take that world to be mere illusion? This is precisely
:
the response made by Śankara’s own opponent and critic, the rival Vedānta com:
mentator Bhāskara. He accuses Śankara of rank hypocrisy, insisting on realism
when responding to the Buddhists only to fall into anti-realism when setting out
his own Advaita teaching.16
The suspicion of inconsistency deepens when we look at other sections of his
commentary on the Vedan̄ ta-sūtra. For every passage emphasizing the illusory nature
of all things other than brahman, we can find another passage suggesting that
brahman does really produce the world we see around us by taking on form. We
:
find Śankara emphasizing that brahman can make the elements of things without
using any instrument or pre-existing material, like the spider produces its web from
nothing but itself (Bhas̄ ̣ya §..). Or, he insists that brahman is the stuff out of which
things are made, as well as being the agent that makes those things (Bhas̄ ̣ya §..).
Or, he distinguishes between a higher and lower brahman, the first devoid of form,
the second a version of brahman in which it takes on forms that make it available to
our experience, or allow it to play the role of the individual, embodied self (Bhas̄ ̣ya
§..). What is the point of all these assertions if the supposed things made by
brahman, and also the individual self, are nothing but illusions?
A more sympathetic reader than Bhāskara might take refuge in historical explan:
ations. Perhaps Śankara includes contradictory materials in his own commentary
simply because he is reproducing ideas from previous commentators, many of
:
whom were more realist than Gauḍapāda and than Śankara himself. On this reading
his Bha ̄ṣya would be like a microcosm of the Vedānta tradition as a whole. One
historian has written that “since the Vedānta school itself split up . . . and adopted
ideas from the other schools, the history of Vedānta philosophy is really something
like a miniature copy or reflection of the entire history of Indian philosophy.”17 But
:
is Śankara really so thoughtless as to compile disparate materials like this, without
even attempting to be consistent? That would be pretty disappointing, especially
since it’s in this same section that he insults the Buddha for putting forth inconsistent teachings! So let’s consider other possibilities.
:
Some scholars believe that Śankara’s own ideas developed throughout his career,
moving away from the radical teaching of Gauḍapāda and toward a more realist
understanding of things.18 But a really satisfying solution needs to extract a philosophically defensible position from the commentary. And this is by no means
:
impossible. Remember that for Śankara, we cannot just reason our way to the
́ ̇ ̄
unique reality of brahman. This is a truth found only in s ́ruti, sacred literature that is
rejected by the Buddhists. So it’s entirely consistent for him to say that the Buddhist
has no basis for rejecting the deliverances of everyday experience. Furthermore,
:
even once the authority of s ́ruti is accepted, Śankara does not believe that we should
just immediately abandon everyday experience. This isn’t the first move in his
philosophy, it’s the last move. Before we get that far, it is a useful step on the path
of liberation to think of brahman as a fundamental underlying cause of real things.
We should then realize that effects are somehow implicitly present in their causes.
The effect is not wholly non-existent before it manifests itself, like “the son of a
:
barren woman,” Śankara’s nicely chosen example of a thing that cannot exist at all
(Bhas̄ ̣ya §..). If effects were not somehow prepared or contained in their causes,
anything could be produced from anything, like clay pots made out of milk.
While this account of causation already improves on the Buddhist account, we
need to make the further realization that effects are really nothing other than their
causes. Pots are really just clay organized in a certain way (Bha ̄ṣya §..). It is on this
basis that we can understand the forms imposed on the underlying cause as in fact
:
unreal. Śankara speaks here of “superimposition.” The guise under which brahman
presents itself is a kind of mask, and it is sheer ignorance to mistake the mask for
what lies beneath. Or to put it in more philosophical language, it is ignorance to
confuse a real thing with a property that is falsely ascribed to that thing. Again this
can be illustrated with the false appearance of a sea shell, which looks like it is made
of silver (Upad. ). Only after following this fairly arduous and challenging philosophical chain of thought will we be ready for the radical conclusions of Advaita
Vedānta. And without the prompting of s ́ruti, we would have no reason or warrant
to follow the argument to its conclusion. For all his philosophical sophistication,
:
Śankara looks ultimately to the Upaniṣads, the sole source for our knowledge of the
unchanging consciousness that is brahman.
21
COMMUNICATION BREAKDOWN
BHARTṚHARI ON LANGUAGE
H
ave you ever noticed how intellectuals tend to think that their own chosen
discipline happens to be the most important of all? Historians are quick to
remind us that those who forget the past are doomed to repeat it, mathematicians
that their proofs attain to the highest degree of certainty. And of course philosophers boast of pursuing the “queen of sciences,” with the other disciplines being
mere subjects. So it’s par for the course when Bhartṛhari, one of the greatest figures
in classical Sanskrit grammar, tells us that the study of language constitutes the
“door to liberation” (§.; cf. §§. and .).1 Bhartṛhari is, however, modest
enough to give others the credit for opening up that door. He looks back to the
work of the great Pāṇini (see Chapter ), but is responding directly to the later
Patañjali, whose Great Commentary (Maha ̄bha ̄ṣya) on Pāṇini is the inspiration for
Bhartṛhari’s own treatises.2
Bhartṛhari is thus heir to a long tradition. Pāṇini worked in the sixth or fifth
centuries BC, Patañjali in the second century BC, with both drawing on further, more
shadowy authors. Bhartṛhari then comes along in the fifth century AD, a full
millennium after Pāṇini. He was apparently the first to write a super-commentary
(called Ṭ ı ̄ka ̄ or Dı ̄pikā) on the commentary of Patañjali. But his fame rests especially
on another work, the Treatise on Words and Sentences (Va ̄kyapadı ̄ya). Bhartṛhari lays
down his thoughts in compressed verses, often presupposing knowledge of the
texts to which he is alluding. Of course Indian intellectuals didn’t hesitate to provide
such exegetical works with their own further commentaries, and the Va ̄kyapadı ̄ya is
no exception. An accompanying explanatory work, called a Vṛtti, may even have
been written by Bhartṛhari himself.3 Whether or not this is so, the Vṛtti is a helpful
guide to the argument of the much more compressed Vak̄ yapadı ̄ya.
Even more than Pāṇini or Patañjali, Bhartṛhari really shows us the philosophical
importance of the Sanskrit grammatical tradition. Indeed, his boast that grammar is
the “door to liberation” suggests that for him, the study of language just is philosophy. Where other Indian thinkers saw meditation or ethical discipline as the route to
̣
liberation, Bhartṛhari takes a far more intellectualist stance: it is knowledge that sets
us free.4 Not knowledge of grammatical details like case endings or the difference
between singular and plural, though we can read about these things at length in the
Va ̄kyapadı ̄ya. The analysis of language is, rather, a step along the path to a higher
form of understanding in which we grasp the reality that underlies and gives rise to
language. This reality is brahman. It’s for this reason that we are covering Bhartṛhari
now, having just looked at the Vedānta tradition.5 Like the Vedāntins, he is convinced that brahman is the single, fundamental principle of all things, which is
known to us only because of the Veda (§§., .).
Bhartṛhari offers a distinctively linguistic version of this idea. Grammar is, of
course, worth studying simply in order to interpret the Sanskrit texts of the Veda
correctly. More fundamentally, though, it is language that accounts for the division
or differentiation of the single brahman into the multiple reality we experience. To
understand why, we must ask what exactly Bhartṛhari understands language to be.
It’s not an easy question to answer, although he says a lot about it. On this and other
topics, the Va ̄kyapadı ̄ya includes summaries and refutations of various other views,
with Bhartṛhari’s own position occasionally remaining unclear. He also uses technical terms whose significance is not immediately obvious. In this case, the most
important such terms are sphoṭa and s ́abda. Roughly, sphoṭa is the implicit meaning of
language, while the language used to represent this meaning is s ́abda (§.). That
sounds pretty straightforward, except that s ́abda can occur either in the mind or in
actual verbal speech. Bhartṛhari says that language in the mind gives rise to
expressed language like one fire kindling another (§.). When you hear an
utterance you also depend on your mental representations in order to understand
what you are hearing (§.). You thereby get access to the meaning, or sphoṭa, that
the speaker was trying to express.6
Bhartṛhari’s view thus far sounds pretty commonsensical. Suppose I want to
warn you that there’s a giraffe in your kitchen. I may formulate a sentence
to this effect in my mind and then utter it aloud. This will trigger comprehension in your mind, along with the hope that the giraffe will clean up last night’s
dishes. The verbal utterance and the two mental acts all point towards a single,
shared meaning: that there is a giraffe in the kitchen. It’s right about here that
things get more controversial. The meaning or sphoṭa is in a sense the core of
language, since capturing meaning is the whole point of the linguistic enterprise.
According to Bhartṛhari meaning in itself has no parts (§.), and is not subject
to time. Only actual verbal utterances are affected by time, since we need to
speak one word after another, whereas a meaning can be represented in the
mind all at once (§.).
̣
Bhartṛhari’s analysis is diametrically opposed to a rival view, which he associates
with the Mı ̄māṃ sā school (see Chapter ). According to the Mı ̄māṃ sakas known to
Bhartṛhari, meaning is not prior to linguistic expression. Rather, they say, it is
actually the result of a verbal utterance, whose parts work together to express and
give rise to the intended meaning (§.). So in our example, individual words like
“giraffe” and “kitchen” are fitted together in a suitable grammatical structure, which
results in a meaningful sentence. For Bhartṛhari, this gets things backward. Individual words have no meaning in their own right, but only come to signify in the
context of a sentence, just as the sounds that make up a word, like “gir-” and “-affe,”
are not in themselves meaningful (§§., .–, .). He asks us to consider the
fact that the individual words of a sentence pass away as they are uttered. When one
says “there is a giraffe in the kitchen,” the word “giraffe” has already come and gone
by the time I get to the word “kitchen.” That means that the words cannot come
together to give rise to a united meaning, because they do not all exist at the same
time (§.). Consider also the fact that we sometimes use individual words that have
no referent. If I utter the less alarming sentence, “there is not a giraffe in the kitchen,”
the word “giraffe” is clearly not signifying any actual giraffe. It is therefore meaningful not just by itself, but only as part of a whole sentence (§.). In fact,
Bhartṛhari concludes, the words and the sentence as a whole make an inner meaning
“manifest,” without actually constituting the meaning (§.).
Something analogous happens from the listener’s point of view. Rather than
grasping the meaning of each individual word as one listens, one comprehends the
meaning of the whole sentence all at once in a “flash of understanding” (pratibha,̄
§.) that occurs when the sentence reaches its conclusion (§.).7 Here Bhartṛhari anticipates a possible objection from the proponent of the Mı ̄māṃ sā theory.
This opponent may say that part-by-part composition of meaning would account
better for logical relations between sentences, such as contradiction (§.–). Take
our two example sentences again: “there is a giraffe in the kitchen” and “there is not a
giraffe in the kitchen.” The second sentence sure looks like the first sentence with
one part added, namely the word “not,” which generates a new and contradictory
meaning. To this Bhartṛhari simply replies that relations between sentences, including contradiction, have to do with the degree of overall “resemblance” between the
indivisible meanings of the sentences in question (§.).
Despite his holistic approach Bhartṛhari also has much to say about the grammatical features of individual words, like the case and gender of nouns. Ultimately,
though, grammar is the study of the way communication breaks meaning down.
The grammarian analyzes the parts of speech that allow us to express meaning, but
in so doing he should realize that the meaning is unified and prior to linguistic
̣
expression. The Mı ̄māṃ sā approach to language, for him, would be like trying to
understand a pot by starting from broken shards rather than the whole vessel (cf.
§.). Here we may have our own flash of understanding, as we note the affinity
between Bhartṛhari’s theory of language and the Advaita Vedānta theory of reality.
Much as Advaita encourages us to see the multiplicity of phenomenal experience as
an expression of the single source that is brahman, so Bhartṛhari thinks that divisible
speech expresses indivisible meaning.
Actually there’s more here than just an affinity. Bhartṛhari probably influenced
the development of Advaita Vedānta. And his theory does not postulate a mere
analogy between language and phenomenal experience. Rather, language is the very
means by which we have experience and come to know the world. Even in the most
rudimentary perceptions, such as those had by small children, there is what he calls
a latent “seed (bı ̄ja)” of language, which cannot be communicated.8 Full-blown
cognition, though, is always linguistic, so that our knowledge is “permeated by
words” (§.; cf. §§. and .). This may seem to be fairly commonsensical. It’s
quite plausible to say that we can only grasp things around us by filing them under
certain descriptions or concepts, so that we are able to put our experiences into
words. When I perceive that alarmingly tall animal in the kitchen as a giraffe, my
ability to do so arguably depends on my having the word “giraffe” in my vocabulary.
Let’s look more closely at these concepts by which we classify the things that we
perceive. Philosophers nowadays would call them “universals,” and Bhartṛhari does
the same—the Sanskrit term he uses is jat̄ i. He is very interested in universals, in part
because they are so critical in the study of grammar. Some grammarians thought
that language refers in the first instance to individual things, like the particular
giraffe in your kitchen. For Bhartṛhari, though, meanings are primarily universal,
and the universal is what we really mean by sphoṭa. This is shown by the way that
words work, especially in languages like Sanskrit, where you can start with a basic
noun and then add endings to indicate gender and number to apply that noun to a
particular object or objects (§§., .); for an example in English consider the
four words “actor,” “actors,” “actress,” and “actresses.” The universal meaning is what
licenses us to apply the same word to these many objects, as in all those cases we are
talking about someone who acts on stage. Bhartṛhari again uses here the notion of
“resemblance” (§.). We apply the word “giraffe” to all giraffes because they
resemble one another in the relevant way, while differing in other respects (this giraffe
is in the kitchen doing dishes, that one in the study reading about philosophy). Even
the same individual bears a relation of resemblance to itself at other times. This is why
we are allowed to say “you are like yourself” (§.), which sounds a bit odd, though
one might imagine saying it to an old classmate at a school reunion.
̣
Most Indian thinkers believed that language reveals the structure of reality,9 and
as an expert in language Bhartṛhari was hardly going to disagree. So for him, the
primacy of the universal at the level of meaning shows that reality itself is in the first
instance universal and only then particular. Individual things reveal the universal,
just as individual words reveal the meaning of a whole sentence (§.). We might be
reluctant to move so quickly from the level of language or its meaning to the level of
reality. What guarantee do we have that language captures the way things are? But
Bhartṛhari has good reason to assume that it does, because he adheres to a belief we
first encountered in Mı ̄māṃ sā: the Veda and language itself are permanent (nitya,
§.). Bhartṛhari takes this to imply that there is a primordial classification of reality
in terms of universals, which are the meanings eternally revealed in the language of
sacred texts.
That makes him sound a bit like Plato. Universals, like Platonic Forms, would give
significance to our words and also be the fundamental principles of all things. But
remember that for Bhartṛhari, the truly fundamental principle of all things is
brahman. How then do his universals relate to this single source? Scholars don’t
agree on this point.10 One suggestion has been that brahman is effectively the most
general universal, identical with “being,” or to put it another way, with the class of all
things that exist. Other universals add further differentiation, progressively narrowing down this most general universal. Apart from brahman, nothing is just a being.
Rather, some beings are alive, some living things are animals, some animals are
giraffes, and some giraffes, though not many, are in kitchens. On this reading
Bhartṛhari would sound less like Plato and more like a Neoplatonist making use
of Aristotelian logic. (To be specific, he would sound like Porphyry, whose famous
“Porphyrian tree” consisted in just such a hierarchy of genera containing lower
species.) But this reading of Bhartṛhari has been challenged fairly persuasively. What
we really find in the Va ̄kyapadı ̄ya is the idea that universals are all identical with
brahman and constitute various means of expressing its fundamental reality. In favor
of this interpretation is the nice parallel that would result between the relation of the
universals to brahman on the one hand, and the relation of individuals to the
universal on the other hand. Just as the universals divide brahman while being
identical with it, so individual giraffes both divide and yet are somehow identical
with the universal giraffe (§., and ).
Whichever interpretation we adopt, it’s clear that for Bhartṛhari universals form a
second layer of principles which manifest and differentiate the most fundamental
reality that is brahman. In a further step, the universals are themselves made manifest,
on the metaphysical side by individuals, on the linguistic side by mental representation and speech. Less clear is whether all this amounts to the sort of radical
̣
_
proposal we found in Śankara’s
“non-dual” version of Vedānta.11 Is Bhartṛhari
saying that the language to which he has devoted himself so assiduously is actually,
in the end, a kind of falsification or misrepresentation of the single reality of
brahman? Is our world of experience, structured as it is by language, just an illusion?
If so, then grammar would seem to be less a door to liberation and more a ladder to
be thrown away once liberation is achieved through the grasp of brahman.
Much as with the Brahma-sūtra (aka. Veda ̄nta-sūtra), one can find passages in the
Va ̄kyapadı ̄ya to support both dualism and non-dualism. In favor of dualism, in other
words the idea that the world of experience is indeed real, though a secondary, lesser
reality than brahman, we have the fact that brahman is said to possess “powers” for the
production of other things (§.), and to take on “forms” when these things are
produced (§.). One of Bhartṛhari’s most celebrated images would fit well here. He
says that brahman is like a peacock’s egg, which reveals a welter of brilliant colors
once it hatches and produces the bird and its plumage (§.).12 In favor of nondualism, though, we have passages that connect language with unreality. In at least
some cases words can express non-existent things, something Bhartṛhari compares
to the circle we see when looking at a whirling firebrand (§.). Elsewhere he
remarks that the study of language is a path to truth even though it deals with what
is unreal (§.). Comments on the beginning of the Va ̄kyapadı ̄ya found in the
explanatory Vṛtti also tend in a non-dualist direction.13
_
This side of Bhartṛhari brings him close not only to the later Śankara,
but also to
contemporary Buddhists who were more forthright in condemning the world of
experience as an illusion.14 In fact one thinker who reacted to Bhartṛhari was the
great Buddhist thinker Dignāga, and he was quick to point out the skeptical
implications lurking in Bhartṛhari’s theory. Language may distort reality by dividing
it, pulling it apart into an infinity of fragments.15 Whether this counts as a criticism
of Bhartṛhari or just an insightful remark revealing what Bhartṛhari himself wanted
to say, depends on how we interpret the words of this most philosophical of
grammarians.
22
THE THEORY OF EVOLUTION
I S̄ ́VARAKṚṢṆA’S SĀ Ṃ KHYA-KĀ RIKĀ
W
e have now come far enough in our examination of Indian philosophy to
ask a pivotal question: what would the Muppets make of it? Like the Indian
thinkers themselves, different Muppets would probably have differing opinions.
Miss Piggy, famously outraged by the mere mention of words like “bacon” and
“porkchop,” would admire the Jaina ban on non-violence toward animals. The selfabnegating Scooter is practically a Buddhist already. Sam the Eagle would no doubt
endorse the strict political line taken in Kauṭilya’s Arthas ́a ̄stra, while the Swedish Chef
might feel kinship with the sūtra texts, since you usually can’t tell what the heck they
are saying either. Over on Sesame Street, we can guess at the favorite school of
the Count (or to give him his full name, Count von Count), the Muppet vampire
who has taught generations of children basic arithmetic. He would want to get
his teeth into Sāṃ khya, the tradition whose name literally means “counting” or
“enumeration.”
It’s a name no less appropriate than that of the number-loving Count. Sāṃ khya,
too, loves numbers, and offers a whole system of itemizing lists. These catalogue,
among other things, the twenty-five principles (tattvas) that constitute the self and
the cosmos, the eight tendencies (bha ̄vas) that guide human behavior within the
cosmos, and the fifty types of result for humans, ranging from five basic misunderstandings of the world to nine kinds of contentment.1 The lists are mentioned,
though usually not spelled out in full detail, in the oldest surviving treatise of the
school, namely the Sa ̄ṃ khya-kārika ̄ ascribed to Iś̄ varakṛṣṇa (it is called a kārika ̄ rather
than a sūtra because of its verse form).2 It is thought that he lived between AD and
. This sounds very ancient, and it is. Yet like other supposed founding fathers
we’ve met in other Indian traditions, Iś̄ varakṛṣṇa was himself heir to an even more
ancient tradition. In fact you can make a case that Sāṃ khya is the oldest of the Vedic
“schools,” especially if you add the caveat that it existed long before being a school.
At the end of the Sa ̄ṃ khya-ka ̄rika ̄ (§–), Iś̄ varakṛṣṇa is revealed to be a fairly late
entry in the list of Sāṃ khya thinkers. The real founder, here called simply the “great
̄ ́ ̣ ̣ ̣ ’ ̄ ̣ -̄ ̄
sage,” is identified by ancient commentators as Kapila. He was followed by two
more teachers, by the names of Ā suri and Pañcaśikha, with Iś̄ varakṛṣṇa coming
some unspecified number of generations later.
Whatever the accuracy of this lineage, there’s no doubt that Sāṃ khya reaches
back far into the past. Its characteristic ideas have been traced back to the earliest
Vedas, and there are passages in the Upaniṣads and the Maha ̄bha ̄rata that have
unmistakable similarities to the teaching of Iś̄ varakṛṣṇa, with the enumeration of
principles anticipated already in the Chan̄ dogya Upaniṣad (§.–). The historical
figures we just mentioned pop up in earlier texts, as when the Mahab̄ har̄ ata describes
how Pañcaśikha defeated other sages in debate (§.–). As we’ll be seeing,
Sāṃ khya develops in concert with the tradition of Yoga, which provides a kind of
practical complement to Sāṃ khya’s enumerative system-mongering, and this link,
too, figures in the earlier texts. The Maha ̄bha ̄rata says that Yoga and Sāṃ khya share a
single teaching, though we also read there that different teachers identify themselves
as followers of one or the other school (§§..– and .).3
It would seem that in the Sa ̄ṃ khya-ka ̄rika,̄ Iś̄ varakṛṣṇa, too, was reaching into the
past, retrenching to a more conservative presentation of the system to challenge
more recent innovations. As so often, our oldest text ushers us into the middle of an
ongoing conversation. We shouldn’t assume that Iś̄ varakṛṣṇa’s ideas are definitive of
Sāṃ khya just because it is his work that has survived and not those of his rivals.4 On
the other hand, Iś̄ varakṛṣṇa’s ideas did come to dominate the conversation as it
continued on from his time. We have another opportunity to do some counting
here, since there are no fewer than eight early commentaries on the Sam
̄ ̣ khya-kar̄ ika ̄.
Two of them are by authors with familiar names: Gauḍapāda and Patañjali. The
latter is not to be confused with the grammarian Patañjali, who wrote the most
authoritative commentary on Pāṇini, but it’s possible that the Gauḍapāda who
commented on the Sa ̄ṃ khya-kārika ̄ is the same as the Vedāntin who anticipated
_
_
Śankara’s
ideas. What is certain is that Śankara
himself really had it in for Sāṃ khya.
As we mentioned earlier (see Chapter ), he sternly criticized the whole approach
taken by Iś̄ varakṛṣṇa and his heirs, taking exception to their cosmology, their
conception of the self, and their epistemology.
As Count von Count might say, the reason is as clear as the difference between
_
one and two. In Śankara’s
“non-dual” version of Vedānta there is only one principle,
brahman, and it is the only thing that is real. Sāṃ khya, by contrast, is dualist. The Bert
and Ernie of the Sāṃ khya system, two very different characters that together form a
close partnership, are called puruṣa and prakṛti. We first met the word puruṣa back
when discussing the cosmology of the Ṛ g-veda (see Chapter ). The gods cut up
puruṣa in a world-forming sacrifice, fashioning its limbs into the different groups of
̄ ́ ̣ ̣ ̣ ’ ̄ ̣ -̄ ̄
Indian society. In that context puruṣa seemed to be something like an originary
human, complete with body. In the Sa ̄ṃ khya-kar̄ ika ̄, though, puruṣa means something
far more abstract. It is that which witnesses all, yet remains inactive (§). This
description suggests that we are talking about pure consciousness, the subject
underlying all objects of awareness. Of course that is a thoroughly Upaniṣadic
idea, which is here being used as a foundation for the whole Sāṃ khya system.
Thus far the Vedāntins could agree. But they would have to reject the next move
made in Sāṃ khya, which is to identify pure consciousness as only one of two
fundamental principles. You’ll see the name of the other one, prakṛti, translated as
“nature” or “primordial matter.” It is the principle of things in a somewhat more
familiar sense: that which gives rise to all other things by undergoing a complex,
step-by-step process of transformation. As it does so puruṣa remains inactive,
maintaining an unending silent vigil as it observes the development of prakṛti. So
this is not dualism as we may think of it from other traditions, like Gnosticism.
Sāṃ khya does share the idea of two independent principles, neither of which is the
cause of the other. But we don’t have God acting on matter here, or a good principle
coming into conflict with a counterbalancing source of evil. Instead nature or prakṛti
spontaneously turns itself into all things while consciousness or puruṣa just bears
witness. Yet there is a role for puruṣa in explaining the phenomena that result.
Iś̄ varakṛṣṇa says that though prakṛti is productive, it is also unintelligent (§).
Without puruṣa there could be no awareness within the products of nature (§).
The two principles are thus compared to a blind man cooperating with a lame
man (§). Nature is blind, since on its own it would lack the consciousness that
is the core of mental life; consciousness is lame, since without nature it would
remain inert.
So far we’ve only managed to count up to two. We have a lot of work to do if
we’re going to get up to twenty-five principles. The remaining twenty-three are of
course not as fundamental as puruṣa and prakṛti. They are in fact going to be the
phenomena that emerge from prakṛti, as it undergoes what Iś̄ varakṛṣṇa calls “modification” (§). In scholarly literature on Sāṃ khya these twenty-three results are
sometimes called “the evolutes,” which sounds more like a s singing group than
anything else. But the term makes sense, since they “evolve” out of prakṛti in a
gradual process. Iś̄ varakṛṣṇa appeals to the idea that effects “pre-exist” in their causes
_
(§), an assumption that appears in Vedānta, as when Śankara
argues that all things
are virtually present in brahman like pots are already somehow in the clay from
which they will be made. This makes a certain amount of sense. It shows how pots
do not just emerge from complete non-being when they are made, and also why
you can produce only certain things using a given material. You can put a chicken in
̄ ́ ̣ ̣ ̣ ’ ̄ ̣ -̄ ̄
every pot, but you can’t make a chicken out of a pot, though it would be a great act
for the Amazing Gonzo to try on the Muppet Show.
Before we go on to talk about the effects that are produced out of prakṛti, let’s look
a bit more closely at this principle and the forces that cause it to change into them.
Unfortunately, taking a closer look at prakṛti will be difficult. The Sa ̄ṃ khya-kārika ̄
speaks of it as “unmanifest (avyakta),” and as too subtle for us to perceive (§).
Though it contains all other things implicitly, in itself it is actually none of these
things. As a result we cannot grasp it directly, only as a kind of postulate or
hypothesis. Iś̄ varakṛṣṇa has the resources to justify this maneuver. He touches
briefly on a theme we’ll be exploring in much greater depth when we get to the
Nyāya school: the sources of knowledge. In Sāṃ khya there are three such sources,
namely direct perception, inference, and valid testimony (§). In the case of the
underlying nature that is prakṛti, we use “inference.” We reason that it must be real
without being able to grasp it directly, on the basis that there must be a single
principle to explain how there is order and limit in things (§§–).
As for the mechanism of change, this is one of the most intriguing yet elusive
aspects of Iś̄ varakṛṣṇa’s presentation of Sāṃ khya. He speaks of three guṇas, which
literally means “cords” or “threads.” So, staying at the level of metaphor, we might
think of a rope made of three intertwined strands. At a more philosophical level, the
guṇas are the “functional modes”5 by which nature transforms. In other words, they
are interacting tendencies that are inherent in prakṛti. The three guṇas are called sattva,
rajas, and tamas. We’ve already seen some words in this chapter that are hard to
translate, but like the Cookie Monster, these really take the cake. They go back deep
into the literary history of Vedic culture.6 Originally they may have alluded to sun,
sky, and earth, which come together to make it possible to grow food. They are also
associated with white, red, and black, perhaps an evocation of some traditional
color scheme for clothing.
Here in the Sa ̄ṃ khya-ka ̄rikā, though, they are the three forces of change responsible
for the evolution of things from prakṛti (§§–). The first of the guṇas is sattva,
connected to lightness and pleasure; the second, rajas, has to do with change and the
upheaval that causes suffering; the third is tamas, which is “heavy” and has to do with
resistance and despondency. Thus we have a striking combination of cosmological
and psychological traits associated with each, which is going to be a hallmark of the
whole Sāṃ khya system.7 Within the cosmos, we are told, there are different realms
dominated by the three different forces. This apparently is meant to explain the
difference between the divine heavenly realm, humanity, and animals and plants, so
that the guṇas govern all things “from Brahma ̄ down [to] a blade of grass,” as
Iś̄ varakṛṣṇa puts it (§§–). Psychologically, sattva was historically linked to
̄ ́ ̣ ̣ ̣ ’ ̄ ̣ -̄ ̄
liberation, and here in the Sam
̄ ̣ khya-ka ̄rika ̄ we are told that individual selves may be
dominated by sattva or by tamas, that is, lead their lives wisely or not (§).
In both the cosmos and the person, the really central point is that the three guṇas
operate together dynamically, somehow causing each stage of the evolution to
proceed from the last. The metaphor of the rope may be of help here, if we imagine
nature extending strands out from itself and developing in ever-increasing complexity. Or we may look back to the Maha ̄bha ̄rata, which already spoke of how the
guṇas are “created in regular order and dissolve in reverse order, like the waves of the
sea.”8 Not to be outdone, Iś̄ varakṛṣṇa offers his own analogy, comparing the three
forces to a lamp (§). The commentators helpfully explain that he means the oil,
fire, and wick that together allow for illumination.
Given that prakṛti is often understood in material terms, it may be tempting to
understand all this as a purely physical process. But a look at the first results that
emerge from the activity of the guṇas throws some doubt on this (§). The
immediate product of prakṛti is buddhi, also called “the great one (mahat).” It is the
first thing that is “manifest,” so that we can have some direct grasp of it. Yet again,
the translation of buddhi is open to debate, but a possible rendering would be
“intellect,” since we are apparently dealing with a kind of impersonal, undirected
thought or striving to create further stages. Next our emerging subject acquires a
sense of its own identity, in a stage literally called “I-making (ahaṃ ka ̄ra).”9 Here we
are apparently talking about self-awareness, the ability to take a first-person view on
things. Only at the next stage does Iś̄ varakṛṣṇa introduce “mind (manas),” which is
responsible for actual thinking and perceiving inner sensations, including pleasure
and pain. Collectively these three powers—buddhi, ahaṃ kāra, and manas—are called
the “interior organ,” as opposed to the external organs of sense (§). Just as we said
that the cosmic dualism of Sāṃ khya is not like that of Gnosticism, so here we
should note that Iś̄ varakṛṣṇa’s dualism is not the same as we find in, say, Plato or
Descartes, where a mental principle is contrasted to a physical principle.10 Admittedly, one of the two principles of Sāṃ khya is pure consciousness, which might
remind us of the Cartesian mind. But all other aspects of mental life are placed
squarely on the side of the other principle, prakṛti. The capacities needed for thinking
are even the first things to be generated, though we should bear in mind the caveat
that none of these capacities could be “aware” at all if not for the lurking presence of
consciousness, in the form of prakṛti’s unoriginated partner puruṣa.
We’re still only up to five items: these two fundamental principles plus the three
aspects of the interior organ. But now things get going more quickly. The mind
generates the five sense faculties—vision, hearing, and so on—plus five anatomical
powers to match, like speaking and moving. With this “exterior organ” we seem to
̄ ́ ̣ ̣ ̣ ’ ̄ ̣ -̄ ̄
have a well-rounded person who has a mental life, the capacity for sensation, and
further abilities for interacting with the world. The catch is that there isn’t really a
world yet, only a person. So these fifteen principles have to be complemented by the
five sensible features of the world, which generate five bodily elements, the four that
would be familiar from Greek philosophy—air, earth, fire, and water—plus something called a ̄ka ̄s ́a, which might mean empty space or some kind of “aether” that
pervades the universe. This finally gets us up to twenty-five.
Obviously there are a lot of philosophical issues one could raise here, but we will
follow the example of Iś̄ varakṛṣṇa and pass over most of them. We do want to
mention two things, one a point of relative detail and then a more general puzzle.
The detail has to do with those sensible features generated toward the end of the
evolutionary process. They are presented very generically. It seems that we’re talking
about the whole phenomena of taste, smell, sound, and so on, not particular flavors,
scents, or noises. Supposedly the generic sensibles actually give rise to the elements,
and particular qualities like a given color can come about only once we have these
physical elements and the compounds made from them. Some authors, including
our favorite philosophizing grammarian Bhartṛhari, claim that for Sāṃ khya everyday bodies are actually made of sensible qualities. If this were right then there would
be nothing more to a pot than its color, hardness, the metallic sound made when it
falls on the Swedish Chef ’s head, and so on. But it seems likely that in the earlier
tradition represented by Iś̄ varakṛṣṇa the qualities were assumed to belong to an
underlying subject. This subject is of course prakṛti, the quasi-material principle that
has ultimately transformed itself into the things of everyday experience.11
As for the broader puzzle, we’ve already mentioned it: the rather disconcerting
way that the twenty-five principles cut across the cosmological and human realms.
These principles take in sensation and the sensible, the mental and the material, the
private and the public. Does this really make sense? In the initial stages of the
evolution we have a description of human psychological powers. Before long,
though, these powers are somehow producing physical entities like the elements.
One suspicion might be that the physical aspects of the evolution are really just a
kind of illusion, a kind of show that the mind puts on for itself when it is bound to
nature. In fact a passage late in the Sam
̄ ̣ khya-kar̄ ika ̄ says that the phenomenal world is
like a dance watched by the audience that is puruṣa (§). This reading could head in a
_
direction taken by some later commentators who came after Śankara.
They sought
to reconcile Sāṃ khya with Advaita Vedānta’s conviction that the phenomenal
world is an illusion. But there might be other reasons that the world out there is
so closely connected with the world of the mind. We know that Vedic literature
frequently compared the cosmos with an individual animal, person, or God. The
̄ ́ ̣ ̣ ̣ ’ ̄ ̣ -̄ ̄
theory of the three guṇas lends support to this boundary-crossing idea: the same
forces that yield a person’s mind and body also give rise to a physical universe.12
And, in fact, there are major obstacles to any reconciliation between Sāṃ khya
and Vedānta. Not only does Sāṃ khya embrace two fundamental principles where
Vedānta has only one, it also resists the Vedāntic notion that there is ultimately only
one true self, namely brahman. The fact that there are different courses of life and
experiences proves, says Iś̄ varakṛṣṇa, that puruṣa itself is many (§). Apparently you
have one pure consciousness, and I have another. Yet there is a point of deep
agreement between these two Vedic schools as well. Both are convinced that
knowledge of their teaching will bring liberation. In the very first sentence of the
Sam
̄ ̣ khya-ka ̄rika,̄ we are told that the purpose of the teaching to come is to release us
from suffering. And supposedly the early Sāṃ khya thinker Pañcaśikha held out this
as a prospect for all, and not just the priestly caste. “A knower of the principles,”
he said, “in whatever order of life he may be and whether he wears braided hair, a
top-knot only, or is shaven, is liberated from existence.”13
But why would counting up to twenty-five principles, or going through the other
enumerative lists offered by Sāṃ khya, help us to achieve this goal? One might
suspect that Iś̄ varakṛṣṇa is just trying to keep up with the Buddhists, who built their
whole teaching around the pervasiveness of suffering and the path that leads to
escape. But Sāṃ khya, too, is built from its very foundations to pursue the goal of
liberation. Postulating the puruṣa does address the philosophy of mind, by making
pure consciousness prior to all experience. But Iś̄ varakṛṣṇa also insists that without
puruṣa there can be no liberation. Only a pure, contentless consciousness can stand
outside the turmoil and suffering of the world that emerges from prakṛti. Consciousness can declare itself satisfied now that it has seen the evolved world, while nature
can be satisfied at having shown itself and been seen.
So now we know what we have to give up if we want to be liberated: everything.
We must let go of all physical action, all sensation, all mental activity, even any sense
of individual self, saying, “I do not exist, nothing is mine, I am not” (§). This is
what it means to identify with the passive witness that is puruṣa. Iś̄ varakṛṣṇa calls this
an escape from ignorance. Ignorance is not the reason why the world evolved from
prakṛti; that was a spontaneous, natural process. Ignorance is instead what keeps us
bound to the world once it has evolved.14 This bondage is unnecessary, because we
can just choose to cast ourselves in the role of audience instead of performer. To
take oneself to be puruṣa is already to be liberated, simply because puruṣa stands
outside the evolutionary process. It was never unfree in the first place.
23
WHO WANTS TO LIVE FOREVER?
EARLY ĀYURVEDIC MEDICINE
A
t the beginning of his Sam
̄ ̣ khya-kar̄ ika ̄, Is̄ v́ arakṛṣṇa speaks of a threefold suffering that his teaching aims to dispel. Like any self-respecting author of a
foundational text in Indian philosophy, he doesn’t bother to tell us exactly what
he means. Fortunately, like any self-respecting commentator, Gauḍapāda hastens to
explain. Suffering is threefold because its cause may be internal, external, or divine.
Internal suffering in turn has two forms: bodily and mental. After our discussion of
Sāṃ khya, we have a pretty good idea of where mental suffering comes from. It is the
inevitable anguish arising from ignorance about the nature of the true self. But what
about bodily suffering? This, says Gauḍapāda, is caused by the disordering of three
substances within the body, namely wind, bile, and phlegm. So, here we have a
threefold enumeration, illustrating the first of two aspects of the first item by means
of another threefold enumeration? Yes, this is Sāṃ khya all right. But the idea that
bodily disease is caused by wind, bile, and phlegm would have been familiar to
Gauḍapāda’s readers from another Indian tradition: Ā yurveda.
Unlike “Sāṃ khya,” “Ā yurveda” is still a name to conjure with. It is practiced across
the English-speaking world as a kind of “alternative” medicine. It also continues to
play a role in India itself, where ancient ideas are combined with more recent
medical theories to form what is sometimes called “Modern Ā yurveda.” But in this
chapter we’ll be looking at a version of Ā yurveda that is anything but modern.
The medical texts of the tradition go back to the early centuries AD. The oldest
complete surviving treatise is called the Caraka-saṃ hita,̄ the name alluding to its
author or rather compiler, a man named Caraka. According to the testimony of the
text itself, he is passing on wisdom first handed down by the gods to the mythical
Aśvins, who are also mentioned in the Maha ̄bha ̄rata.1 Their medical teaching eventually passed to Ā treya, a sage who is often quoted in the Caraka-saṃ hita.̄ It’s thought
that Caraka himself wrote around AD , with the surviving redaction of his text
produced around AD . Apart from the Caraka-saṃ hita ̄, we have some other very
̄
old medical treatises, including one that focuses especially on surgical techniques
called the Sus ́ruta-saṃ hita ̄.2
After all the talk we’ve had of fulfilling one’s dharma, of achieving liberation from
suffering and worldly existence, of trying to grasp one’s identity with brahman, it’s
somewhat refreshing to find that Ā yurveda has the more straightforward goal of
prolonging your life. Indeed this is what “Ā yurveda” means: “knowledge of longevity.” Caraka makes no apologies for this relatively modest aim. He freely admits that
a long life is not the only worthwhile thing. One may also seek wealth and seek to
secure a good fate after death. But to pursue these goals, one first needs to remain
healthy for as long as possible in this present life. As Caraka puts it, “when life is lost,
everything is lost” (). Yet Ā yurveda also recognizes that each person has a proper,
limited lifespan. This explains why even the best doctor cannot prolong the life of
some patients, and why it may be pointless even to try.3
We might be surprised that lifespan was ever thought to be a matter for human
intervention. The doctrine of karma suggested that everyone’s lifespan is preordained
at the moment of birth.4 It’s a familiar problem, one that obviously confronts any
fatalist worldview. Just think of the ancient Greek Stoics, who were thoroughgoing
determinists. They had to answer the so-called “Lazy Argument,” namely that a
determinist would have no reason to go to the doctor, since if he is fated to die from
his illness then he will surely die, whether or not he gets medical treatment, but if he
is fated to live, then such treatment will be unnecessary. Confronting his own
version of the problem, Caraka quotes the sage Ā treya saying that lifespan is not
simply fated by karma, but rather determined by several factors (–). For starters,
there is more than one kind of karma, since our fate is affected by what we did in
previous lives but also what we do now. And even the combined karma has only a
“weak” influence, so that our actions can change the outcome. Clearly our lifespan
cannot be entirely predetermined. If it were, then never mind not going to the
doctor, you wouldn’t even bother to avoid stepping off cliffs! Still, the good
physician is not out to prolong your life indefinitely. He just wants to get you to
the “right time” for death, much as the axle of a chariot is meant to wear out after a
certain time.
This issue illustrates a running theme in early Ā yurveda, namely a tension
between its naturalist and scientific outlook and older cultural beliefs that are
retained in the texts. Examples are littered throughout both the Caraka-saṃ hita ̄ and
the Sus ́ruta-saṃ hita ̄: invasive diseases are caused by poor judgment and bad hygiene,
including those diseases brought on by demons (); wind or breath is both a
fundamental constituent of the body and a divine force that causes all things ();
differences between twins are caused by both karma and an unequal distribution of
̄
blood and generative seed.5 It’s tempting to praise the medical authors for their
more naturalist, “scientific” proposals while deploring their inability, or unwillingness, to abandon religious ways of thought. But we should do them the courtesy of
realizing that there could be a well thought out synthesis here, not only a tension
between the old fashioned and the newfangled.
In favor of this more generous interpretation we offer a passage from early in the
Caraka-saṃ hita ̄, which entertains a skeptical objection to the third of Caraka’s goals,
the favorable afterlife. To someone who doubts that we do in fact live on after death,
Caraka invokes the sort of epistemological theory we often find in Indian philosophical literature. He recognizes four sources of knowledge, or prama ̄ṇas: authority,
perception, inference, and reasoning (). All four testify that we may be reborn after
past lives. Most obviously, Vedic authority says so. But perception too confirms it,
by noting that people don’t always take after their parents and must therefore have
some other source. The same ways of knowing are used in medicine itself. Great
weight is placed on authoritative testimony, given that the Ā yurvedic teaching is
supposed to have come ultimately from the gods themselves. Caraka also works
with theoretical premises that are clearly the result of inference and reasoning, as
we’ll see below. But of the four prama ̄ṇas the most important may be perception.
Ā yurveda stresses the use of the senses, especially in diagnostics. According to
Suśruta, we should examine a patient by using all five senses, and also by asking
questions, what would nowadays be called taking a medical history (–).
The Sus ́ruta-saṃ hita ̄ also has plenty of concrete advice for trainee surgeons. Before
cutting up human bodies, first learn the technique by practicing with melons,
gourds, hunks of meat, and other items similar to the various parts of the body
(). Practical experience also allows physicians to proceed despite the infinite
variety in the conditions of patients (). No one can teach you what to do in
every case; you must learn by doing. Yet Ā yurveda combines this sort of hands on
approach with speculative reasoning about the human body. Neither theory nor
practical experience suffices on its own. To use only one would be like a bird trying
to fly with one wing.6 A good doctor must understand the principles that give
rise to the human body, and that influence the constitution and health of each
individual body.
As they unfold this theoretical basis for medicine, the Ā yurvedic texts allude to
something like the cosmological theory we saw in Sāṃ khya. There are five elements, namely aether, wind, earth, fire, and water, and our bodies are ultimately
composed from these elements, as is our food. In a manner also reminiscent of
Sāṃ khya, different foods are classified in accordance with six flavors, namely sweet,
sour, salty, bitter, pungent, and astringent. The doctor needs to know the
̄
characteristics of foods, since a buildup of harmful humors in the body can be
combatted by eating something with an opposing nature.7 Suffering from an excess
of wind? Then eat a sweet, sour, or salty dish, or perhaps something that has all
three flavors, like dill pickles with caramel coating (well, perhaps not that, but you
get the idea). Once food is digested it is transformed into so called “nutritive juice
(rasa),” which passes into the heart and is then circulated around the body ().
Alongside these ideas about elemental composition, there is the notion that wind
or breath is a fundamental principle of the body.8 This is another point of agreement
between our Ā yurvedic texts and older works like the Upaniṣads. If you look at
summaries of the ancient medical theory, you’ll often see wind listed as simply one
among three bodily “humors,” alongside the aforementioned bile and phlegm. But
this is somewhat misleading, and in numerous ways. In fact, taking our inspiration
from Sāṃ khya, let us count the ways. First, bile and phlegm are opposed to each
other, with wind playing a more fundamental and leading role, perhaps because of
its prominence in Vedic literature.9 Second, in some passages blood is treated as if it
were another of the humors. It is a chief product of nutrition and, when processed in
the body over the course of a month, turns into menstrual blood in women and
semen in men. Blood can also cause disease when it is corrupted or in excess, which
is why doctors should practice bloodletting. Suśruta goes so far as to remark that
“blood is life” (), a maxim still endorsed today by cardiologists and vampires.
Third, and most importantly, it isn’t clear that wind, bile, and phlegm are really
“humors,” as we would understand that term in the context of ancient European
medicine.10 There the four humors were said to be blood, black bile, yellow bile, and
phlegm, which certainly looks like a similar list. However, authors like Galen
understood the humors as constitutive substances that need to be in qualitative
balance. Our language today actually preserves the theory, as when we speak of
someone being “melancholic,” literally meaning characterized by “black bile” (in
Greek melaina chole).11 In the Indian context, by contrast, these three substances—
called doṣas—are initially conceived solely as sources of disease. In the earliest
references to the theory, which comes long before the two Ā yurvedic Saṃ hitas̄ ,
there is no talk of getting them to be in balance, only of eliminating them or at least
keeping them from being “riled,” because it is when they are stirred up that they
cause illness. If you want to understand how the doṣas were understood in early
India, a better parallel than the science of ancient Greece might be the folk medicine
of modern-day Italy. There you may be afflicted by a colpo d’aria, the dreaded “blast of
air” that will likely lead to a sick day off work, assuming you aren’t already on strike.
Which leads us naturally on to the working conditions of the ancient Indian
doctor. Though this topic isn’t addressed head on by Caraka or Suśruta, they do give
̄
us quite a bit of information in passing remarks. It would seem that high-born
doctors, those of the brahmin or kṣatriya castes, may have practiced medicine on a
charitable basis, whereas vais ́ya doctors presumably received payment.12 There was a
formalized process by which students would attach themselves to masters, and once
trained they would adopt a distinctive outfit. Suśruta says that the physician should
dress in white, and carry an umbrella and a stick (). Both he and Caraka
emphasize that moral probity is of the utmost importance in practicing medicine.
The patient must trust the doctor and the doctor must earn this trust, though he
need not be above the occasional deception, as when he withholds the news that a
patient doesn’t have long to live or hides the fact that a medicine involves the meat
of animals that aren’t usually on the menu.
Yes, the medical texts do prescribe the consumption of meat, and even the
drinking of blood, as a form of treatment. The oldest texts treat this as a matter of
course, but later commentators are made nervous by the departure from the
strictures of non-violence. One offers the excuse that in medicine we are pursuing
health, not dharma.13 Nor is this the only place where Caraka and Suśruta seem
remarkably uninterested by what we might call medical ethics. Caraka provides a list
of patients that a wise doctor will not attempt to cure (–). We have already seen
that this will include those who have an incurable terminal illness (he does accept
that a doctor can manage an incurable chronic ailment). The list also mentions that
poor people shouldn’t be treated, which is rather shocking until you realize that he
may mean the patient cannot afford to buy the medicines needed for the treatment,
as could have been customary.14 More admirably, Suśruta suggests that doctors
who collect fees should waive them for a poor patient.
Finally, one shouldn’t bother trying to treat very wicked patients, like those who
actively enjoy wrongdoing. This isn’t a form of punishment, but is more like the
injunction against treating the untreatable. The undertaking would be doomed to
failure, which will harm the doctor’s reputation. Why though should a patient’s
wickedness make any difference to his or her prognosis? Because diseases are
actually caused by bad character and bad judgment. We saw Caraka claiming that
all diseases caused by external factors, including demons, are brought on by ethical
failings. An apparent exception would be epidemics, such as a plague. Caraka
himself, or his sources, noticed the difficulty. He includes a passage in which the
wise medical man Ā treya explains the causes of epidemics (–). Given the
emphasis on individual constitution in Ā yurveda, it seems strange that a huge
number of people may be struck by the same illness all at once. But this can be
explained by other factors, like corruption of the air or water in the place where the
victims live. This doesn’t seem to fit with a moralist medical outlook, which would
̄
link health to good character and disease to bad. Are we really meant to believe that
everyone in a plague-ridden city ate the wrong foods and indulged in debauched
behavior? Not quite. Ā treya instead says that epidemics are brought on by wicked
political rulers. It is their evil deeds that cause their lands to be abandoned by the
gods and thus afflicted by adverse weather conditions ().
By now it should be clear that ancient Ā yurvedic texts are remarkably sophisticated. We have dealt only with the oldest preserved literature, yet we’ve seen
explorations of good medical practice, explanations of disease at the moral, physical, and religious levels, and a theory of knowledge that explains how medical
understanding can be acquired in the first place. Of course all this did not come out
of the blue. It’s evident from the Saṃ hitas̄ themselves that they are drawing on and
quoting earlier authorities. But can we trace the story back even further? Caraka and
Suśruta are at pains to associate themselves with Vedic authority.15 There is that
story about their medical art being passed down from the gods, and they make
liberal use of terminology and ideas from Vedic culture. Even the word a ̄yurveda itself
is found for the first time in the Maha ̄bha ̄rata. But is that culture really the ultimate
source of their thought? The Vedas do not develop medical theory with anything
like the complexity of Caraka and Suśruta. To take one example, Suśruta’s discussions of surgery display a formidable understanding of anatomy, whereas the
scattered references to anatomy in the Vedas seem more like chance observations
made in the context of animal sacrifice. More generally, Vedic prescriptions for
curing illness tend to involve magic and religious ritual, not diet, drugs, or surgery.16
Instead, it has been suggested that Ā yurveda grew out of a very different part of
Indian culture. It may have emerged from the ascetic s ́ramaṇ a movements that
dissented from the Vedic mainstream, and from Buddhism in particular.17 One
reason to suspect this is that in classical Brahmanical culture, physicians were likely
seen as impure because of the physical contact they had with a wide range of people.
As a result medical men were likely to be itinerant healers rather than the respected
and nattily dressed aristocrats portrayed by Suśruta and Caraka. (An interesting hint
in this direction is that the name “Caraka” actually means “someone who wanders.”)
It’s also mentioned that medical students should roam freely offering medical
services following their training. So perhaps early doctors had a touch of the
vagabond about them. This would have made them natural bedfellows of the
supreme social outsiders of the s ́ramaṇ a movements.
This is pretty speculative, but might be confirmed by allusions to medicine in the
Buddhist texts themselves. The Pāli canon tells us that the Buddha instructed monks
to nurse one another and allowed them to keep medicine. In one passage he is
quoted to the effect that illnesses are caused by excess of wind, phlegm, or bile, and
̄
in some cases by sannipa ̄tika, a harmful combination of several humors. This is in fact
a highly technical term of medical art; a contemporary expert has said it would be as
if the Buddha blamed illness on “hemoglobin levels.”18 And it makes sense that
the Buddhists could have been medical pioneers, even leaving aside the idea that
doctors would have been disdained by the brahmin elite. Buddhism is all about the
avoidance of suffering. Just as the Buddha’s “Middle Way” discouraged extreme
asceticism, it would have encouraged the elimination of painful illnesses. Then, too,
the Buddhists were exhorted to reflect on the transience of physical existence and to
contemplate dying bodies. In one passage that makes the point nicely, the Buddha
enumerates the parts that make up the human body: “hair, nails, teeth, skin, flesh,
sinews, bones, bone marrow, kidney, heart, liver, pleura, spleen, lungs, bowels,
intestines, stomach, excrement, bile, phlegm, pus, blood, sweat, fat, tears, grease,
saliva, mucus, and urine.”19
Of course, the Ā yurvedic authors themselves give no sign of Buddhist allegiance. To
the contrary, we’ve seen them emphasizing the Vedic lineage of their art. This may,
however, be a Hindu “veneer” laid over an originally non-Vedic body of thought.20 On
the other hand, as long as we’re contemplating non-Vedic sources, what about the
Greek ideas we mentioned above? It’s almost irresistible to make comparisons, and
perhaps draw historical connections, between Greek and Indian medical theories.21
Most obviously there is the theory of humors. Admittedly, the Indians had three
humors and not four, which aren’t even three of the four Greek humors, since they
didn’t include wind. And maybe they aren’t really conceived as humors but rather as
pathogens. So perhaps this is not such an obvious parallel after all.
What about the centrality of breath in Ā yurveda, then? This sounds like an idea
also found in Greek medical literature, including the Hippocratic text On Breaths. The
Hippocratics also appealed to local conditions (“airs, waters, and places”) to explain
illnesses, including epidemics. Much later in the Greek tradition we have Galen,
some of whose ideas would meet with Caraka’s approval. The good doctor must
assess the condition of each individual patient, and master both theory and practice.
Here too, though, there is room for doubt. The Sanskrit terminology of the Saṃ hita ̄s
is innocent of Greek loan words, and no scholar has been able to find a smoking gun
to prove Greek influence on Indian medicine or vice versa (appropriately enough,
given that smoking and guns are both bad for your health). The parallels are
suggestive and intriguing, but that’s about all we can say with the current state of
research.
24
PRACTICE MAKES PERFECT
PATAÑJALI’S YOGA-SŪ TRA
I
f you enrolled in a yoga class, what would you expect to learn? Stretching
techniques and better posture; an intense awareness of your body and your
breath; an improved ability to focus; and perhaps even the art of meditation. But
not the power to levitate, read minds, or foresee the future. For that you would
presumably need to consult a Jedi master; the change of only one letter, from Yoga
to Yoda, would make all the difference. Or would it? Just open the foundational text
of the grand tradition of Yoga, and page down to the third chapter.1 It promises that
the adept yogin does indeed wield the magical powers just mentioned, and other
powers besides: recall of previous lives, the ability to speak other languages,
heightened senses, and supernatural stealth (.–). This rather occult portion of
the text is rarely highlighted in scholarly discussions of early Yoga, perhaps because
interpreters find it embarrassing, or just irrelevant to the philosophical teaching of
the sūtras. But it should not be discounted. The talk of supernatural powers fits with
the overall message of Yoga, which is that we are capable of mastering, and
ultimately transcending, nature itself.
Like the other foundational texts we’ve looked at, the Yoga-sūtra is written in a
compressed and elliptical fashion, though the Yoga master who wrote it has less
trouble with conventional grammar than Master Yoda. In fact the author in question
shares the name of a famous grammarian, Patañjali, author of the Great Commentary
on Pāṇini. As if that weren’t enough, Patañjali is also said to be the incarnation of a
divine serpent named Ananta.2 We can, however, be confident that the grammarian
Patañjali was not the Patañjali who wrote the Yoga-sūtra; whether either of them was
really a snake god is a question for further research. And the confusion with names
doesn’t stop here. Like other sūtra texts, the Yoga-sūtra has an authoritative commentary or bha ̄ṣya, which in this case is ascribed to “Vyāsa.” This, too, may ring a bell,
as it’s the name of the bard who supposedly wrote or compiled the Mahābhar̄ ata. But
“Vyāsa” here is probably just a generic name for a commentator. In fact recent
philological work by Philipp Maas has revealed that the Yoga-sūtra and Yoga-bhāṣya
̃ ’ -̄
were probably both written by one and the same author.3 Apparently Patañjali
followed custom by setting down his Yoga teaching in sūtra form, and then
immediately provided his own exegesis rather than waiting for other commentators
to come along. Maas dates the combined work (which he calls the Yoga-s ́a ̄stra) to
between AD and , which would be long after the grammarian Patañjali, but
right around the time at which Is̄ v́ arakṛṣṇa wrote his Sa ̄ṃ khya-kārika ̄.
This is not a mere historical coincidence. Yoga has an intimate relationship
with Sāṃ khya, to the point that scholars sometimes speak of a combined “YogaSāṃ khya” school. One particular sequence in the Yoga-sūtra (.–) reads like a
summary of ideas we find at greater length in Is̄ v́ arakṛṣṇa. It explains that when the
“seer” is conjoined to “that which is seen,” suffering is the inevitable result—a clear
allusion to the Sāṃ khya idea that suffering can be ended only when we free
ourselves from nature or prakṛti and identify ourselves with the pure consciousness
that is puruṣa. Patañjali also invokes the dynamic forces called guṇas to explain the
evolution of things out of the “unmanifest” principle of prakṛti (., .). If we turn
from the sūtra to the commentary, we see him going even further in the direction of
Sāṃ khya, showing how the many elements of its cosmology and psychology could
be fitted into the apparently simpler account of the Yoga-sūtra. If we assume that the
sūtra and commentary are really by the same person, then we must conclude that the
Sāṃ khya system, in all its complexity, provides the framework for both Yoga texts.
The sūtra simply leaves out a lot, as would be appropriate given its concise and
condensed form, reserving the technical details for the commentary.
Do we even need to bother with the Yoga-sūtra, if its philosophical teaching just
echoes what we find in the Sa ̄ṃ khya-kārika ̄? At the very least, the two texts do differ
in purpose and emphasis. It’s common to observe that Sāṃ khya offers “theory”
where Yoga concentrates on “practice.” The contrast isn’t quite so neat as that,
though. Both Sāṃ khya and Yoga emphasize that our goal is the higher knowledge
or insight (vijñan̄ a, viveka) that comes when we discriminate between nature and
consciousness.4 But it is true enough that the Yoga-sūtra is more practical in its
orientation: where Is̄ v́ arakṛṣṇa provides a blueprint of the world and the individual
person, Patañjali offers a user’s manual. This is true to earlier uses of the terms
sāṃ khya and yoga, not least in the Bhagavad-gı ̄tā, which also treats them as complementary strands of thought. We need the practical advice offered in Yoga, because
liberation cannot be achieved just by intellectually understanding the difference
between prakṛti and puruṣa. Freeing oneself from nature takes long practice and
steady effort (., .).
The Sanskrit word we’re translating as “practice” is abhyas̄ a, which literally means
“repetition.”5 Patañjali makes this the focus of the second chapter of his sūtra,
̃ ’ -̄
explaining the three techniques that make up what he calls “action yoga (kriya ̄-yoga)”
(.). First, we should impose ascetic disciplines (tapas) upon ourselves, deliberately
undergoing hunger and thirst, and making vows, which might commit us to silence
or celibacy. Second, we should repeatedly recite certain words. This is an ancient
practice within Vedic culture, which could involve memorized parts of sacred text
or even just the single syllable om (on the use of such mantras, see Chapter ). Third,
we should engage in religious devotion, on which more presently. Together, these
practices will help to eliminate the sources of affliction (kles ́as), which include
desires, the fear of death, and a sense of one’s own individual self (asmita ̄, sometimes
translated “egoity”; .–). Later on in the second chapter, Patañjali adds a further
list, itemizing the eight so-called “limbs” of Yoga (.), which you have to say is
eight more limbs than you’d expect from a snake god. They include ethical guidelines, control over posture and breath, withdrawing from the senses, and three kinds
of meditation. This is the part of the text that corresponds to the ideas we most
readily associate with yoga nowadays.
The central insight of this second chapter is a rather ironic one. In keeping with
Sāṃ khya theory, we are seeking to wean ourselves away from mental and physical
engagement, since it binds us to the world of nature. But we can only desist from
such action by undertaking other actions.6 Hence the term “action yoga.” Through
discipline and lengthy practice of both mind and body, we can teach the mind and
body to be still, to avoid the tumult of “fluctuations” that arise as prakṛti is transformed by the guṇas. It’s important that the stillness being sought here is indeed
mental, not only physical. In place of Sāṃ khya’s rather complicated analysis of the
human mind as consisting of several powers, which together form the so-called
“interior organ,” Patañjali speaks of one simple mental faculty, the citta.7 And he goes
so far as to define Yoga as the cessation (nirodha) of activity within this mind (cittavṛtii). Again, the Yoga-sūtra is perhaps taking a simpler approach than we find in the
Sam
̄ ̣ khya-ka ̄rika,̄ but the texts are in basic agreement.
On another point, though, many scholars have seen a strong contrast. We just
mentioned that the third practice recommended by Patañjali is “devotion.” Devotion
to whom? The answer already comes in the first chapter of the Yoga-sūtra, where
Patañjali introduces the concept of Is̄ v́ ara, or God (.). He recommends that,
instead of allowing ourselves to focus on or contemplate the self, we should instead
pursue focus and contemplation (samādhi) of God (.–, .). We saw no such
theistic component in the Sa ̄ṃ khya-kar̄ ika ̄: despite his name, Is̄ v́ arakṛṣṇa had nothing
to say about a deity called Is̄ v́ ara. Some interpreters have seen this as a fundamental
divergence between Sāṃ khya and Yoga. But remember that Sāṃ khya does speak of
a divine realm, which suggests that it is at the very least open to the existence of
̃ ’ -̄
godlike beings. A divine being could simply be a particularly pure version of
consciousness, relatively untouched by the turbulence of the natural world. This
is, in fact, exactly what we find in the Yoga-sūtra. It says that Is̄ v́ ara is a special sort of
puruṣa (.) who is always liberated from the suffering that comes from attachment
to nature.
Why though is it so hard for us to live like God? What prevents someone from
reading the Sam
̄ ̣ khya-ka ̄rika,̄ realizing that this Is̄ v́ arakṛṣṇa fellow knows what he’s
talking about, and just deciding on the spot to be liberated by identifying with
puruṣa? An intellectualist answer might be that it is one thing to understand the
teaching, and another to be sincerely convinced by it. But this is not Patañjali’s way
of seeing things. Instead he believes that our bondage to prakṛti is perpetuated by
powerful habits (saṃ ska ̄ras), which must be gradually subdued. Suppose you have a
strong desire for almond croissants. It’s all very well to realize that, so long as you
keep wanting to have them, you will have to perform certain activities: paying
for each croissant, eating it, immediately starting to wonder when you might get
to eat another, worrying that the bakery may be closed next time you’re in the
mood for one, and so on. Even if you are convinced that this is going to bring you
more suffering than pleasure, that will not just make the affection for almond
croissants disappear. Your desire is a deep-seated habit or disposition, so you cannot
just decide to abandon it. You have to train yourself not to want croissants. The
training prescribed by Patañjali for such purposes is of course the threefold regimen
of “action yoga.”
Thus far we may seem to be dealing with a fairly commonsensical idea, about the
difficulties of rehabituation. But Patañjali puts a distinctively ancient Indian twist on
the process by describing it in terms of karma (., .–). He says that our actions
build up so-called “karmic deposits,” which will bring fruits either in this or the next
life. One implication is that each of us is born already burdened with karma from
actions in previous lives. All this is more or less familiar from earlier theories of
karma (see Chapter ). But there’s a puzzle lurking. If action causes karma, and karma
prevents liberation, why does Patañjali recommend further actions as a means for
achieving liberation? This sounds like the sort of “fight fire with fire” strategy that
just leads to a larger conflagration. But perhaps it is not the action as such that
causes karma to build up. Rather, it is the immediate fruits of the action we perform.8
When you eat an almond croissant, it’s not the eating as such, but the resulting
pleasure that makes you want to have more croissants in the future. The solution,
then, is to train oneself to disengage from the results of one’s actions. Tailor-made
for this purpose are the ascetic practices recommended in the Yoga-sūtra, which
obviously involve actions that are not intended to yield enjoyable results. Recitation
̃ ’ -̄
and devotion would also be activities that direct my attention to something other
than my own urges and anxieties.
On this reading, Patañjali’s advice aligns with the teaching of the Bhagavad-gı ̄tā.
The path to liberation is not complete withdrawal from action, of the sort recommended by those early renouncers who resorted to the radical strategy of standing still
until they starved to death. Instead we should seek detachment from the fruits of
action. If this is right then the practitioner of yoga would still gradually disengage
from the fluctuations of mental life, through long and patient practice. But that might
not mean disengaging from practical life entirely. Which brings us back to the
relationship between Yoga and Sāṃ khya. We described Sāṃ khya as a fundamentally
dualist theory, which offers us a choice: either engage with the phenomenal world
that evolved from prakṛti, or identify yourself with the pure consciousness that is
puruṣa. At first Yoga seemed to be equally dualist. But what if there were a way to
remain mentally aloof from the world of action even while continuing to live fully
within that world? In that case the purpose of Yoga would not be to help us escape
from nature, but to live with it in a way that involves no suffering for oneself or others.
This “anti-dualist” approach to Yoga has been put forth by modern-day interpreter Ian Whicher.9 He points out that, even in Sāṃ khya, we hear only good things
about one of the three guṇas that govern cosmic evolution and mental life. Turmoil
and despondency are caused by rajas and tamas, the second and third of the guṇas. But
the first one, sattva, has good connotations. It is “light” and connected to pleasant
feelings. Whicher thus suggests that Yoga is a technique for eliminating the states of
affliction that are caused by ignorance, desire, and concern for the self, all of them
traced to rajas and tamas. This would leave intact the influences of sattva, which lead
the person to engage with the world of prakṛti in what Whicher calls “a nonconflicting and unselfish manner.”10 However, this proposal hasn’t been greeted with
universal agreement. Some other scholars think that the purpose of Yoga is to
eliminate all mental activity, even apparently beneficial activity.11 After all doesn’t
Patañjali even define Yoga as cessation from all such activity?
The debate turns in part on what Patañjali means when he speaks of “cessation,”
or in Sanskrit nirodha. For Whicher, this does not actually mean eliminating or
restraining the activity of the mind and body. He takes it to suggest that the mind
remains unaffected even as it is involved in action. The adept of Yoga can achieve this
so long as she does not confuse her real self with her phenomenal self. The goal is
not to be sitting still in a cave or on a mountaintop with a completely empty mind.
One can keep living an engaged life so long as one shifts one’s perspective on that
life, by identifying oneself with consciousness rather than the things of which one is
conscious. In support of this Whicher points out that, if the fulfillment of Yoga
̃ ’ -̄
involved complete disengagement, then it would be hard to explain the fact that
Yoga gurus are active in teaching their disciples. This point was raised in earlier
periods, when some asked why gurus offered teaching to students, given that they
should surely have no desire to do so. One response was that teaching emerges
spontaneously, much as we saw with Buddhist compassion, rather than being
pursued out of an otherwise unfulfilled desire.
A similar puzzle arises in connection with the divine Is̄ v́ ara. We are told that he is
pure puruṣa, living outside of time. Yet Is̄ v́ ara’s very timelessness means that he has
always been there, so that he was able to instruct the first adepts of Yoga in the long
distant past (.).12 This is a puzzling statement in several ways. How can God be a
guru or teacher, and how can a timeless being relate to creatures who are subject to
time? Patañjali doesn’t say. But the little that he does say indicates that Iś̄ vara, at least,
can be simultaneously liberated and involved in a form of selfless action that gives
rise to no suffering. It only makes sense that we should aspire to do the same.
Another clue in the same direction is found in the commentary (on .), where
“Vyāsa”—who as we saw is probably Patañjali himself—speaks about the instruction to eliminate desire and engage in constant practice (abhyas̄ a). The latter is meant
to yield a “smooth flow” in the mind. Again, the goal is apparently to have
unconflicted, unattached mental activity that remains untouched by fluctuations
of any kind. This is significantly different from banishing activity entirely.
It’s an alluring picture of the good life. The Yoga adept can, as it were, have her
almond croissant and eat it too, as long as she remains unaffected as she does so. But
at the very end of the Yoga-sūtra, Patañjali certainly sounds like he is recommending
total withdrawal from the world of the guṇas, as he speaks of achieving kaivalya,
meaning “aloneness” (.–). He says that at this stage karma and change come to
an end, that everything in the world of nature has served out its purpose because
puruṣa has returned to itself. This sounds like more than just a shift in point of view,
though it could all just indicate that puruṣa is “alone” in the sense that it sees
without being attached to what it is seeing.13 The same ambiguity arises in other
passages. Earlier Patañjali has defined different stages of meditative contemplation,
or samad̄ hi.14 As we make progress, we may take part in a kind of contemplation that
still involves some kind of knowledge (samprajñata-samādhi). But ultimately what we
want is a pure contemplative state that has no object (nir-bı ̄ja, .). All karmic
burdens have been eliminated and the mind is at peace. Is this because nothing is
happening, or because the adept’s mind is not changed by what is happening?
25
WHERE THERE’S SMOKE THERE’S FIRE
GAUTAMA’S NYAȲ A-SŪ TRA
T
hese days most philosophers are specialists. They work in metaphysics, ethics,
epistemology, the philosophy of mind, or what have you, and would not claim
expertise in all these sub-disciplines. In earlier historical periods of European
thought, by contrast, philosophers were more likely to be all-rounders. Plato is
famous for his political theory and for his metaphysics of Forms, Hume for his
critique of causation and his theory of ethical sentiment. Early Indian philosophy,
though, seems more to have anticipated our contemporary scene. Given its devotion to scriptural exegesis, it was natural for Mı ̄māṃ sā to focus on questions about
language, while Vedānta naturally followed the Upaniṣads in investigating the
nature of the self. Likewise, we said that Sāṃ khya and Yoga formed something of
a double-act, devoting themselves respectively to theoretical and practical philosophy. The same sort of thing happens with our final pair of post-Vedic schools:
Nyāya specializes in logic and epistemology, Vaiśeṣika in metaphysics.
Of course we shouldn’t exaggerate here. It’s not as if there were ancient Indian
philosophy departments with one chair for each of the six schools, with controversies over whether to think about finally hiring a Buddhist. Some figures did have
interests spanning the supposed boundaries of the schools. The ultimate example
was Vācaspati Miśra, who in the tenth century wrote works within the traditions of
Nyāya, Sāṃ khya, Yoga, Mı ̄māṃ sā, and Vedānta and was thus honored with the title
“master of all systems.” Then, too, we find each school exploring a range of issues
rather than sticking relentlessly to its distinctive topic. Nyāya is no exception here, as
it has a good deal to say about liberation and rebirth. Still, Nyāya is first and
foremost a tradition of logical and epistemological reflection, which grew out of a
longer history of thinking about knowledge and its sources. We have already
touched on a number of texts that discuss praman̄ ̣as, the sources of knowledge.
Most recently we saw the medical treatise Caraka-saṃ hita ̄ listing the prama ̄ṇas while
explaining how doctors have come to learn about the human body and its treatment
(see Chapter ). Nyāya is going to specialize in expounding the praman̄ ̣as, and face
’ ̄ -̄
up to skeptical attack on the possibility of knowledge, coming especially from the
Buddhists.
This intellectual mission is mentioned explicitly in the foundational texts of
Nyāya, which as usual consist of a set of canonical sūtras followed by a bha ̄ṣya
commentary, and then further exegetical works. We’ll mostly be discussing the
Nya ̄ya-sūtra itself, which according to latest estimates was written in the first or
second century AD, as well as the commentary by Vātsyāyana, written around the
year .1 We will also make occasional mention of Uddyotakara, who wrote a
further commentary (va ̄rttika) on Vātsyāyana in the late sixth century. The foundational Nyaȳ a-sūtra is ascribed to a man named Gautama, also known as Akṣapāda.
His sūtras, or perhaps we should say the sūtras that were eventually collected under
his name, are divided into five books. In addition to analysis of argument structure
and the sources of knowledge, they give advice on the proper way to conduct
debates. Occasionally the brief is extended to the kind of metaphysical issues
associated more with Vaiśeṣika, like the nature of parts and wholes, the existence
of atoms, and universals.
The commentator Vātsyāyana is in no doubt as to what makes Nyāya distinctive,
though. He says:
Nyāya is the examination of things with the help of evidence (prama ̄ṇa). An argument
based on observation and received belief is called an anvı ̄kṣa ̄ or reconsideration, and the
discipline known as a ̄nvı ̄kṣikı ̄ or nya ̄ya is that which pertains to such arguments. (..)
We’ve actually seen that word a ̄nvı ̄kṣikı ̄ before, though you may not remember it
since this was back in Chapter . We mentioned there that in his political treatise the
Arthas ́a ̄stra, Kauṭilya mentioned a ̄nvı ̄kṣikı ̄ as one of four branches of learning. The
word means something like “rational investigation,” and in Kauṭilya presumably has
a rather broad meaning. Now Vātsyāyana is trying to appropriate the term for his
own school, applying it specifically to the study of arguments based on evidence.
He makes these remarks in the course of commenting on the opening sentence of
the Nyāya-sūtra. It lists sixteen items that, according to Gautama, comprise the
subject matter of the Nyāya system. The list spans epistemological concepts—
starting right off the bat with the term prama ̄ṇa itself—and elements of inquiry
and debate, like destructive criticism (vitaṇḍa)̄ and intentional distortion of the
opponent’s view (chala). Vātsyāyana states that “without the specific mention of
these items for study, a ̄nvı ̄kṣikı ̄ would have been a mere ‘study of the self ’ or spiritual
discipline like the Upaniṣads. By its discussion of the topics listed it is shown to have
its unique subject matter” (..). In other words, this list encapsulates what
’ ̄ -̄
distinguishes the investigative, critical discipline of Nyāya from the philosophies of
path and purpose we examined in detail early in this series, and for that matter from
the agendas pursued by other Vedic schools. A close examination of this list will
thus reveal how the Naiyāyikas conceived of their own intellectual endeavor.
Let’s begin with the term that opens the treatise, prama ̄ṇa.2 This refers, roughly
speaking, to a means of getting at truth or acquiring knowledge. Gautama’s Nyāya
recognizes four such praman̄ ̣as: perception (pratyakṣa), inference (anuman̄ a), comparison (upamāna), and testimony (s ́abda) (..). In Gautama’s initial list, the word praman̄ ̣a
is followed by the term prameya, which just means whatever one comes to know by
using a prama ̄ṇa. Thus perception counts as a prama ̄ṇa, because it lets me know the
objects around me, whereas an object that I actually see or hear would be a prameya.
In Nyāya, and especially in the commentary by Vātsyāyana, knowledge is regarded
as a form of activity. Just as we might say that someone “cuts a tree with an axe,” so
we can say that someone “sees a tree with her eyes,” and in general, someone “knows
something by means of some prama ̄ṇa.” Yet again we’re seeing here the influence of
the grammatical reflections found in Pāṇini, who made action central to the analysis
of sentences, and explained other grammatical elements as contributing factors, like
the instrument or purpose of the action.
For Vātsyāyana, the purpose of knowledge is indeed crucially important. He begins
his commentary by saying that knowledge is needed in order to secure any desired
objective (artha). Each of us exerts effort only for the sake of achieving such an
objective. Here one might think of an idea we encountered in Mı ̄māṃ sā, that it is a
sacrificer’s desire that makes a ritual incumbent upon the sacrificer. No desire, no
action. Now Vātsyāyana adds: no knowledge, no result! After all, how can you get
what you want when you literally don’t know what you’re doing? Vātsyāyana invokes
the point again later on, when he responds to the standard skeptical argument that
any means of knowledge must be ratified by some further means of knowledge,
leading to a regress (..). Thus, the skeptic is suggesting, we cannot trust a pramāṇa
like perception unless some further perception tells us that it is trustworthy. No,
replies Vātsyāyana. If this were true then “the activities of practical life” would be
impossible, since the only way we ever achieve anything that we want is by knowing
how to get it. This applies to mundane goals like wealth and pleasure, and to more
exalted goals too. Nyāya competes with the Buddhists not only on the epistemological front, by refuting skeptical arguments like the one just mentioned, but also on
what we may, with apologies to Monty Python, call the liberation front. The elimination of suffering, promised by Buddhists and Naiyāyikas alike, is one more objective
that can be achieved through knowledge and through knowledge alone.
’ ̄ -̄
As this little bit of dialectic reminds us, in Indian philosophy it was never enough
to be right; your opponents had to be wrong. Which brings us to the other major
interest of Nyāya, the theory of debate. Gautama says there are two kinds: honest
debate (vad̄ a), whose aim is to ascertain the truth, and tricky debate ( jalpa), in which
the goal is to defeat the opponent at all costs, even if this means resorting to
underhanded tactics (..). A third style of debate (vitaṇḍa)̄ is that used by skeptics,
who wish to refute the claims of all philosophical doctrines without advancing any
positive stance of their own. The master of this third style lived at about the same
time that the Nya ̄ya-sūtra was given its current form. He was the Buddhist thinker
Nāgārjuna, and posed a formidable challenge to the whole project of Nyāya (see
Chapters –).
Vātsyāyana dismisses this sort of general skepticism as being incoherent. Merely
by rejecting the positive theories of other philosophers, the skeptics are forced to
make positive claims of their own, because to deny a proposition is to assert its
opposite. If the Buddhists deny that there is an enduring self, this means asserting
that there is no enduring self, which is itself a philosophical claim. Whether
Nāgārjuna can rise to this challenge is something we’ll have to decide later. For
now, we want to point out a more subtle way that the Naiyāyikas part ways with
their skeptical opponents. Given the centrality of the prama ̄ṇas to Nyāya thought,
you might expect that they would be at pains to defend the legitimacy of these ways
of knowing. But this isn’t exactly right. Instead, the Nyāya thinkers tend simply to
assume that the praman̄ ̣as must be reliable. Theirs is a theory of “default trust” in our
cognitions.3 This may sound familiar: it sounds like the “innocent until proven
guilty” epistemology of Mı ̄māṃ sā.
The two schools are indeed in basic agreement on this, and Nyāya supplies a
further argument that can be used against skeptics who refuse to assume that the
pramāṇas do indeed provide knowledge. Uddyotakara puts it like this: “false cognitions
are imitations of correct cognitions. Therefore you must provide some example of
correct cognition.” In other words false cognitions, such as those we have in perceptual illusions or dreams, can only be called “false” in contrast to other, true cognitions.
Vātsyāyana already provides an example to make the same point. Suppose I see a
wooden post from a distance and think it is a person (..). Obviously in this case
perception has gone wrong, so it is not functioning to provide me with knowledge.
Yet this very same case also shows that perception does sometimes succeed in giving
me knowledge. If I had never correctly perceived a human being, I would not be in a
position to perceive a wooden post incorrectly as a person.
So much for the destructive kind of debate practiced by the skeptic, which
Uddyotakara denounced as mere “quibbles,” even though he took them seriously
’ ̄ -̄
enough to rise to the defense of Gautama’s philosophy.4 What about the more
productive, “honest” sort of debate, which actually seeks truth? This practice forms
the basis of the Nyāya method of philosophical inquiry. Such an inquiry, thinks
Gautama, is a process by which we move from an initial uncertainty about a given
thing, to understanding that it has certain properties. The procedure involves seven
essential ingredients: doubt, purpose, observational data, background principles,
“five-limbed” argument, hypothetical argument, and final decision. Let’s examine
each of these in turn.
We begin with the initial doubt (saṃ s ́aya) that launches the investigation. It always
takes the form of wondering whether a given object has some feature or not. Within
this broad category, there are five more specific types of doubt (..). There is the
ordinary sort of doubt when an object is perceived in outline, but its specific
character is unclear. We just mentioned an example like this, the wooden post
mistaken for a person. Then there is the sort of doubt where the nature of an object
is known, but its properties are unknown. We might wonder whether sound, like
the noise of something breaking, is a quality of air or a movement in the air.5 There
is also the sort of uncertainty that occurs when two contradictory statements are
made concerning the same object, and we are unsure which statement is true.
Furthermore there are doubts about whether a thing is real at all, or only an illusion,
like the appearance of water in a desert mirage. Finally, we might doubt whether an
object that we cannot see is really there, such as the giraffe that may or may not be in
the kitchen.
Of course you probably wouldn’t worry that you may have a giraffe in the kitchen
unless you had a good reason to think, or hope, that this is the case. And rightly so,
from Gautama’s point of view. He is not encouraging us to engage in idle speculation, or to explore every doubt we can think of, no matter how remote. In a rational
inquiry, there should be some purpose for inquiring (prayojana) (..). And this is
the second element on Gautama’s list. Like knowing, inquiring is an action and
always has some goal. In this case it is a goal pursued by more than one person. All
this is framed as a method of debate, and for debate to proceed successfully the
parties to the dispute need some shared common ground. Hence the next items on
the list. The debate must proceed on the basis of certain background principles
(siddha ̄nta) and also empirical data, the so-called “corroborative instances (dṛṣṭan̄ ta),”
to which either side can appeal. Political disputes are often fruitless because this
condition is not satisfied: if two sides disagree about all the facts, they aren’t likely to
have a useful conversation about how to respond to the facts. Assumptions that
aren’t shared can also be useful in debate, though. If a disputant produces an
argument which contradicts a doctrine of his own school, and this is pointed out
’ ̄ -̄
by the opponent, then his argument is undermined. Sometimes philosophers offer
proofs that only work according to the premises of their own school (..), which
may be useful among allies but will cut no ice in a debate with rival schools. And of
course we sometimes grant premises for the sake of argument, simply to facilitate
the inquiry.
These are the preconditions for debate; now Gautama sets out the ground rules
along which the debate should proceed. For the first time in India, we have here in
the Nya ̄ya-sūtra a schematic analysis of valid argument patterns. In general, Gautama
says, a good argument runs as follows (..). We know that some object has a first
property, because it has some second property that is always found together with
the first property (the second property “pervades” the first).6 The classic example is
that where there is smoke, there is fire. So if I see smoke on a mountain I can infer
that there is a fire on the mountain. The inference is only a good one if the two
properties have the right relation. I can only be confident about the fire if there is
really fire wherever there is smoke. Gautama formalizes this with a “five-limbed”
argument scheme. First, I state the thesis to be proved: there is a fire on the
mountain. Second, I cite the reason: it’s because I see smoke up there. Third,
I invoke a universal rule and give an example to illustrate: where there is smoke,
there is fire, just like at home in the kitchen. Fourth and fifth, I apply the universal
rule and draw my conclusion: there is smoke on the mountain so there must be
fire there.
Now, there are several odd things about this analysis. For one thing, why do I need
to mention an example? Why bother pointing out that we’ve seen fire produce smoke
in kitchens, like that time the giraffe forgot to turn the oven off? Giving an example
doesn’t seem logically necessary. Yet it makes good sense in the context of a debate,
since the goal is to convince the other side that the universal rule is a valid one.
Another problem is that the last step seems rather superfluous. At the very beginning
I already stated the thesis that there is fire, so why repeat this at the end? Again,
though, it makes sense in a debating context. It’s one thing for me to tell you what I am
going to prove or state it as a conjecture, another to state that I have proved it, even if
I do so in the same words (“there is fire on the mountain”). Of course, Gautama’s
procedure can also be used in philosophical contexts. His Nyāya-sūtra includes a nice
case where we are shown that sound is not eternal (..–).7 The universal rule
applied here is that everything that is produced is also eventually destroyed, as for
instance a jar (remember, you have to give an example!). Since sound is produced it
too must eventually be destroyed. Therefore sound is non-eternal.
This isn’t the only argument form described by Gautama, though. One of the
most interesting elements of philosophical inquiry in his system is called tarka.8 This
’ ̄ -̄
means hypothetical or counterfactual reasoning: “if this were true, then that would
be true, but that isn’t true, so this isn’t either.” For example: “if there were really a
giraffe in the kitchen, it would be making a lot of noise. But I don’t hear anything, so
there is no giraffe in there.” This is a style of reasoning also used by the Mādhyamika
_
Buddhists (who call it a prasanga).
It is useful for philosophers because they can use it
to eliminate rival theories. In fact we’ve already seen it in action earlier in this
chapter: if, as the skeptic claimed, there were no valid means of acquiring knowledge, we could never get through everyday life successfully. But we do get through
everyday life successfully, so there must be some valid means of acquiring
knowledge.9
Tarka is such a powerful form of argument that you might think that it too would
count as a means of knowing. Yet Nyāya denies that this sort of counterfactual
reasoning is a prama ̄ṇa. Why?10 The problem might seem to be that we can only use
tarka to rule things out. It tells me that there is no giraffe in the kitchen but couldn’t
tell me that there is a giraffe in the kitchen. But that seems wrong. After all, we just
used it to establish the positive, and highly significant, thesis that there are valid
means of knowing. More likely the problem is that tarka doesn’t really give us any
direct basis for knowing something, or for understanding that it is the case. It just
shows us that something must be true, given other things we know: I perceive
directly that the kitchen is quiet and only indirectly infer that there is no giraffe
there. Another problem may have been that tarka reasoning requires me to hypothesize something that is not true. If there were a giraffe in the kitchen, which there isn’t,
then it would be making a terrific racket. The Naiyāyikas may have hesitated to
allow their precious praman̄ ̣as to be tainted by the assumption of a falsehood, even if
it is done on the way to proving something true.
26
WHAT YOU SEE IS
WHAT YOU GET
NYAȲ A ON PERCEPTION
G
ood philosophers should always define their terms, and the authors of the
foundational texts of Nyāya were nothing if not good philosophers. So in his
Nya ̄ya-sūtra Gautama does pause to explain key terms in his theory, and this feature
of the text is highlighted by Vātsyāyana. Like other commentators, he wants to bring
out the underlying logic and structure in the sūtras, which at first glance may look
like nothing more than a list of vaguely connected aphorisms. So he introduces a
distinction between three kinds of remarks made by Gautama: “naming” sūtras,
which introduce a topic or concept for analysis; “defining” sūtras, which offer a
definition of the concept in question; and “critical” sūtras, which examine and
evaluate the adequacy of the proposed definition.
Of course, if the Naiyāyikas were really good philosophers, they would also tell us
what they mean by giving a definition. And they were really good philosophers. So
they tell us that a sound definition (lakṣaṇa) provides some property that is coextensive with the concept to be defined. We should steer a middle course between
overly narrow and overly wide definitions; showing that the proposed definition
suffers from neither flaw is the purpose of the “critical” sūtras. Take their favorite
example, the cow. We shouldn’t define “cow” as “something with a tawny color,”
because not all cows are tawny—some are black and white. This definition therefore
suffers from “under-coverage (a-vya ̄pti).” We shouldn’t overreact to this by naming
just any property that will include all cows. If we say that a cow is “something
having horns,” we will commit the opposite error of “over-coverage (ati-vyāpti),”
since of course other things have horns, like reindeer and the James Brown band.
A better definition would be, “something with a dewlap,” since all cows and only
cows have a dewlap (that’s the loose skin that hangs from the cow’s neck). Notice
that Nyāya is settling for a fairly modest achievement here. The definition does not
reveal the essence or nature of cows, but just gives us a reliable way of picking out
cows from all other things.
̄
This is also what Gautama seeks to do with his definition of “perception (pratyakṣa).” It comes early on in the Nyaȳ a-sūtra, and of course in one of the aphorisms
that Vātsyāyana designates as a “defining sūtra” (..; the “critical” examination
comes only later, at ..–). Here it is:
A perceptual experience is that which is produced from “contact” between sensefaculty and object; is a “non-verbal (avyapades ́ya)” awareness; does not deviate or err
from its object (avyabhica ̄ra); and is “definite (vyavasa ̄ya ̄tmaka)” in character.
You have to say, this is pretty impressive. If you asked your friends over dinner what
perception is, they would probably say something like, “you know, seeing stuff.”
Gautama has clearly put more thought into it, giving us a group of features that
must all be satisfied before we can say that an experience counts as perception. He
may have had polemical reasons for doing so. Gautama’s historical influences are a
matter of speculation, but it is reasonably certain that he’s responding here to early
Buddhist discussions of perception.
Early Buddhists tended to view perception as a kind of direct sensory acquaintance
with sensible data, like colors, sounds, and smells. That doesn’t sound much more
advanced than what your friends came up with at dinner, but—as Buddhist skeptics
liked to point out—appearances can be deceiving. The Buddhists gave perception a
special place in their worldview. Remember that for them, suffering is caused by
attachment to false ideas and constructs of the mind, such as the notion of a
permanent self, and belief in essences that belong to everyday objects. Freedom
from suffering means letting go of such attachments. This will leave us with nothing
but simple perceptions, the remaining residue of mental life. This is why the Buddhist
definition stresses the immediacy of our sense-experiences: this is perception
untainted by false theoretical postulates. For all its complexity, the Nyāya definition
has a different and in a way more humble objective. It just seeks to articulate our
ordinary, commonsense notion of what constitutes a perceptual awareness.
With this in mind, let’s have a look at the four parts of Gautama’s definition. The
first is that there must be a direct sensory connection or causal link between the
object of perception and the perceiver. This makes good sense in ordinary cases of
perception, as when you see a cow in a field. But what about seeing something in a
mirror, through binoculars, or through a video camera? We would normally call
these cases of perceptual experience. But do they really bring us into contact with
the sense object, or only with an image of the object? We might try to save the
definition by allowing for indirect contact through images and other representations, to account for the mediation of mirrors, binoculars, and so on. But it seems
̄
hard to believe that perceiving a representation of something is the same as
perceiving that thing. Do I really see my sister when I look at a picture of her, and
do you really hear her when I tell you what she said?
It seems clear then that Gautama has not said enough to explain the sort of
“connection” involved in perception. But the commentators rise to the challenge. In
his super-commentary on Vātsyāyana, Uddyotakara distinguishes six types of perceptual connection.1 First of all there is direct conjunction, as between me and a pot
when I see it on the stove top. Second, there is perceiving something that inheres in
an object, like my seeing the blue color of the pot. Third, there is what inheres in
something that inheres, for instance perceiving the universal property of blueness
that resides in the pot’s blue color. Fourth and fifth, I can also perceive that such
properties, and that such universals, inhere in something. So there is a subtle
distinction being made here, between seeing the blue of the pot, which was the
second type of perception, and seeing that the property blue or the universal
blueness is present in the pot, which is the fifth type. Sixth and finally, there is the
connection between an object and its absence, as when I see that there is no pot in
the kitchen.
Notice that for Uddyotakara, we perceive not just the objects themselves, but also
their qualities, properties, and motions. This is crucial from the Nyāya point of view.
Unlike the Buddhists, he wants to insist that blueness is objectively out there in the
world, so I should be able to perceive it. Yet universal, abstract blueness cannot
make me see blue, or anything else for that matter. For that to happen, blueness
must inhere in some particular object, like the pot. My sense faculty is, as Uddyotakara puts it, directly “conjoined” with the object in which the universal inheres.
Universals by their very nature are located in particulars, but I cannot see or hear
them directly. I have to do so by perceiving the particulars in which they occur.
While this is perhaps controversial, the most surprising and provocative kind of
perception mentioned by Uddyotakara is the last one. He claims that we can
perceive absences.2 This is part of a broader development within Nyāya. As the
school evolves, it becomes increasingly known for its wholesale commitment to
the reality of negative entities. Consider the classic cinematic study of not showing
up, Ferris Bueller’s Day Off. When Ferris’ teacher sweeps his gaze across a room, he
doesn’t just see an empty chair where Ferris would normally sit. He sees that Ferris
Bueller is not there; that is, he sees the absence of Ferris Bueller. But is this really
plausible? If the teacher said, “I see that Ferris isn’t here,” wouldn’t this just be a figure
of speech? The later Buddhist Dharmakı ̄rti would say that in such a case, we do not
really perceive absence, but rather make an inference from a lack of perception
(anupalabdhi-hetu). The teacher implicitly makes a sort of deduction: he does not
̄
perceive Ferris Bueller; if Ferris were here he would be perceived; therefore, Ferris is
not here, and is presumably skipping school (again!).
Uddyotakara, however, is convinced that we really do sometimes perceive an
absence. In fact absences can inhere in objects, just as colors do: the absence of Ferris
is a qualifying property that resides in the chair where he normally sits. Already
Gautama proposed an example that could help make this claim more plausible.
Suppose I am told to get some cloths from a pile of fabric, and to take the ones that
are not marked (..).3 What I’m looking for is the absence of a mark on the cloth.
When I see this absence, I know I should take the cloth. The issue may seem
pedantic, yet it brings out a deep disagreement between the Nyāya and Buddhist
epistemologies. The Naiyāyikas are determined to resist Buddhist attempts to
expose the experienced world as one of conceptual fabrication (prapañca). For
Nyāya, what you see is (for the most part) what you get: experience really does
put the world in view.
Another aspect of this debate concerned the question of whether the senses
connect with their objects in the more literal sense of being somehow physically
connected to them.4 Nyāya claims that when I see something my vision “reaches
out” to the visible object. True to form, the Buddhists offer a battery of objections to
this idea, which are rebutted by the Naiyāyikas. One of the Buddhist objections is
that if vision really reached out to things, it would see closer things before seeing
things that are further away: you would first be aware that your sight contacts a
giraffe silhouetted against the full moon, and only thereafter be aware of seeing the
moon. The Nyāya response is that vision does indeed contact more distant things
slightly later, but the speed at which this happens is such that we are unaware of the
lapse in time. They offer a lovely analogy. When I thrust a knife through a pile of
flower petals, I am not aware of cutting through each petal separately, even though
the knife must indeed pass through them one after another.
Let’s finally move on now to the second clause of Gautama’s definition of
perception, which tells us that perceptual experience is “non-verbal.” This may
seem to be a concession to the Buddhists’ claim that we should strip away conceptual generalizations from perceptual experience. But in fact the point is just the
opposite. Gautama wants to say that, although I can indeed perceive something
without classifying it in terms of some concept, I can also deploy concepts to enrich
my perceptual experience. In other words it is possible to have a mere sensory
connection with an object, without having the capacity to recognize what sort of
object is being encountered. Your average ancient Indian would have been entirely
unfamiliar with giraffes. So if you put a giraffe in front of an ancient Indian, she
would be able to see it but would have no concept or word for what she was seeing
̄
(she might think it was a very tall cow, apart from the missing dewlap). The Buddhist
account of perception makes it sound as if all perception is like this. Gautama
disagrees. For him such unvarnished encounters with the world are not even the
typical case. Those of us lucky enough to have familiarity with giraffes can perceive
them as giraffes, and perceive that a given object is a giraffe. Later Naiyāyikas will call
the first kind of perceiving “conception-free” (nirvikalpaka), and the second one
“conception-loaded” (savikalpaka).5 The point of this part of Gautama’s definition is
thus to admit that conception-free perception is possible, but he certainly does not
want to concede to the Buddhist that all perceptual experience is non-verbal or nonconceptual. His understanding of human experience is expansive, whereas the
Buddhists’ is reductive.
The third clause of the definition is perhaps the most philosophically problematic.
Gautama says that perception is “non-deviating.” He presumably includes this clause
to distinguish genuine perceptual experience from illusions, hallucinations, and
other types of perceptual error.6 A genuine perceptual experience must convey the
truth of things. In a sense this is just what we’d expect from Gautama, since he
dignifies perception with the status of being a pramāṇa, or means of knowing. And
how could perception be a means of knowledge if it were sometimes in error?
Unfortunately, Gautama’s claim seems bizarre. Surely perceptions that are erroneous
still count as perceptions? Of course the Nyāya thinkers are aware of the problem,
and worry about such cases as taking a coiled piece of rope to be a snake. In this case
there is a sensory connection with an object, namely the rope. But we would not
want to say that a snake is being perceived, since thankfully there is no snake present.
The whole point of perception is to provide us with knowledge of the world, and that
is precisely what illusions fail to do. From this Gautama concludes that illusions
cannot be counted as instances of genuine perceptual experience.
His stipulation that genuine perception is “non-deviating,” in other words that it
must convey knowledge, leads later Nyāya thinkers to develop a whole theory of
cognitive error.7 In every perceptual experience, whether veridical or erroneous,
there is some thing that is somehow in contact with the senses. In our example this
is the rope. Error occurs through the inaccurate application of a property to the
thing in question. In this case, one wrongly applies the concept of a snake. Snakes
are real, and so is the rope; it’s just that there is no snakehood present in the rope.
A further advantage of this analysis is that it can explain our ability to “see” that ice is
cold, or that a flower is fragrant. Our Nyāya commentators say that in a case like
this, I am recalling features that I perceived previously. Once I touched ice and felt
that it was cold, and now when I encounter ice I can just see that it has this feature,
without having to touch it. This is called “presentation through revived memory
̄
( jña ̄na-lakṣaṇa ̄-pratyāsatti).” Such cases can count as legitimate perceptions, with
vision drawing on the deliverances of touch or smell by using memory. Of course
they can also give rise to illusions, like if one were to see a shard of glass as cold
because one mistakes it for ice.
With all this the Naiyāyikas are presupposing the aforementioned distinction
between concept-laden and concept-free perception. Our earlier example contrasted
seeing a giraffe as a giraffe, rather than just as an inexplicable object taking up what
we might, if we weren’t afraid of frightening the giraffe, describe as the lion’s share of
our field of vision. Something similar happens in the illusion case. I am seeing the
rope as a snake when in fact it doesn’t have the property of snakehood, and that
difference is enough to undermine my right to say that I’m having a genuine
perception. Again, it is in the application of a concept that the possibility of error
creeps in. The brute perception of the object itself is always immune to error. On
this theory there are no outright misidentifications, in which you think you see one
object but actually see another. There are only misdescriptions of the things that
you see. This is because you are always at least having a brute, concept-free
perception of the object in front of you, whether you take it to be a rope or a snake.
This Nyāya theory has its advantages, but it struggles to explain illusory cases
where there is actually no object being perceived. Outright hallucinations would fall
under this category, but also less deviant cases like seeing the blue sky. The problem
here is not merely that the sky isn’t really blue—it’s that we aren’t seeing the sky at all.
The blue we see is just scattered sunlight. For Gautama’s theory of perception to
work in this case, there would have to be a real external object, the sky, which the
viewer contacts with her senses, and onto which she superimposes the concept of
blueness. Yet it seems instead that we have a perception without any object that can
be the bearer of any property, whether truly or falsely ascribed. Taking a cue from the
snake he keeps seeing, the Naiyāyika might try to slither out of this, by saying that the
perceiver superimposes the property of blueness onto empty space. In other words,
empty space would be the perceptual object. But this does not look terribly plausible.
Finally, let’s have a look at the fourth of Gautama’s conditions: that perceptual
experience must be “of definite character.” According to Vātsyāyana, Gautama has
in mind here cases in which, although I am in sensory contact with a certain object,
I cannot tell what sort of object it is. Consider again the example we discussed in the
last chapter, where you see something at a distance and are uncertain whether it is a
wooden post or a person. Let’s suppose it is in fact a person. Are you then
perceiving the person? Gautama says no. Genuine perceptual experiences must
leave no room for doubt. The mere possibility that what you are seeing is a wooden
post prevents you from having a real perception, and prevents the experience from
̄
being a prama ̄ṇa. This fits with Gautama’s earlier claim that perception may be “nonverbal” or concept-free. That kind of rudimentary perceptual experience is not
infected by doubt, since it involves seeing the object out there neither as a person,
nor as a wooden post, nor as anything else.8
As we saw in our initial look at Nyāya, this is a tradition devoted to the art of
debate, as much as to the sources of knowledge. And debate is never far below the
surface, even when Gautama is giving us what may look like straightforward definitions. We’ve seen that his treatment of perception is directed against the Buddhists, in
ways brought out and made explicit by the commentators, and at some places in the
Nyāya-sūtra Gautama engages with opponents more openly. In one passage he
considers a (probably) Buddhist argument to the effect that all our perceptual claims
are really disguised inferences (..). When I look at an object, I never see the whole
thing but only the part that is facing me; the near surface of the body of a giraffe, say.
So when I say that I perceive the giraffe what I really mean is that, having seen the part
of the giraffe that is facing me, I infer that there is a whole giraffe. This too may seem
like mere pedantry. It’s not as if there are front halves of giraffes running around
without back halves of giraffes connected to them. Besides, as Gautama points out,
the argument seems to concede that I can perceive something without making an
inference: I can perceive the part of the giraffe that is facing me (..).
But as with the giraffe, there is more going on here than meets the eye. Remember
that Buddhists deny that whole entities exist. There are only collections of parts, a
point made in that famous passage from the Milinda-pañha ̄, in which the Buddhist
sage Nāgasena argued that a whole chariot is really just a collection of parts (see
Chapter ). With such illustrations the Buddhists are driving toward their conception of persons as mere collections of mental and physical processes, which they call
skandhas. In this context, when Gautama insists that we do perceive a whole giraffe,
he is making a controversial philosophical thesis. And he has the metaphysics to
back up that thesis. Just as the universal blueness is present in a giraffe that has fallen
into a very large pot of blue paint, so the whole giraffe is “present in,” or “inheres in,”
each of the giraffe’s parts. This means that we can perceive wholes in just the same
way we perceive universals. We experience blue by perceiving the object that has
blueness, and perceive a whole by perceiving whichever part makes itself available
to sensation. In this way, Gautama manages to fend off the Buddhist claim that all
“perception” of objects involves inference. But this is not to say that Gautama
underrates the role of inference in acquiring knowledge. To the contrary, he
makes inference another praman̄ ̣a alongside perception, and gives us a whole theory
of how inferences work. We’ll see next that, as with perceptual illusions, he has
plenty to say about what is happening when inferences go wrong.
27
STANDARD DEDUCTIONS
NYĀYA ON REASONING
A
ccording to the Nyāya school, we can know about the world around us simply
by perceiving it. We’ve just seen Gautama and his commentators offering a
spirited defense of perception as a source of knowledge. Our senses tell us about
things and their properties, and even about absences. But let’s face it, we aren’t going
to be able to get through life working with nothing but perceptions. Suppose you
are an ancient Indian walking through a forest. You hear a distinctive, low growling
sound, unmistakably the sort of sound made by a tiger. Fortunately, you are familiar
with the right way to handle such a situation: run like hell. But to apply this rule, you
have to do more than perceive the sound. You need to make an inference. You do not
run from the sound, but from the unseen tiger whose presence you infer from the
sound. As this example shows, your ability to make inferences is crucial to your
survival, just as much as your ability to perceive. Gautama duly lists inference
alongside perception as a praman̄ ̣a, or source of knowledge.
The close link between these two prama ̄ṇas is indicated by the Sanksrit term for
inference, which is anu-ma ̄na, meaning “that which follows after perception.” It is
inference that allows us to go beyond what is directly perceived to that which we
cannot perceive. It may be hidden like the tiger in the trees, or it may be the sort of
thing that cannot be perceived at all, like the illness whose presence we infer from
the symptoms it causes in the body. We choose the example advisedly. In setting out
his theory of inference, Gautama seems to have been influenced by early medical
works like the Caraka-saṃ hita ̄. Diagnosis is a paradigm case of inference. Cough and
fever are signs of pneumonia, which is less dangerous than a tiger but still nothing
to sneeze at. In Indian discussions of inference, however, the standard example is
one with which we’re already familiar: “the mountain has fire because it has smoke.”
Here, what we perceive is smoke on the distant hillside. From this sign, we can arrive
at knowledge of the presence of an unseen fire.
Philosophers who like to show off their knowledge of Latin would call the smoke
a probans and the fire a probandum, meaning respectively “that which offers proof”
̄
and “that which is proven.” The Nyāya thinkers, who were understandably not so
:
strong on scholastic Latin terminology, called the smoke a hetu or linga, meaning
“mark” or “sign.” A sign must always be present in the object about which we make
an inference, which is called the pakṣa: the mountain where smoke is observed, or the
trees from which emanate the disconcerting growl. Then there is the thing whose
presence we infer from the sign in that object, which is called the sādhya or sādhyadharma, for instance the fire on the mountain or the tiger in the trees. As we noted in
our previous discussion of the smoke and fire example, Nyāya logicians also gave
great weight to the ability to mention an example (dṛsṭ ạ ̄nta), such as fire in the kitchen,
which also produces smoke. In other words, our inferences should be supported by
naming a second case where a similar sign revealed the presence of a similar signified
thing. Hence when telling you why you should have that cough checked out, I might
explain that I knew a guy with these same symptoms who died of pneumonia.
Of course, the fact that you can give one parallel example doesn’t mean that your
inference reliably yields knowledge. Suppose you see fire on a mountain and infer
that there must be smoke. This wouldn’t be an acceptable form of reasoning. True,
fire sometimes produces smoke, but we’ve also seen fiery things that didn’t produce
smoke. So fire is not a dependable sign of smoke. Come to think about it, tiger
sounds aren’t an absolutely reliable sign of tigers, either. Perhaps someone is hiding
in the woods doing an incredibly realistic tiger impression, or playing tiger sounds
from a tape recorder (younger readers may want to ask their parents what a “tape
recorder” is). Clearly, if the Naiyāyikas are going to convince us that inferences are in
some cases unimpeachable sources of knowledge, they owe us a story about which
sorts of signs are reliable indicators.
We can piece together just such a story from remarks made by Gautama and his
commentator Vātsyāyana (Nyaȳ a-sūtra .., ..–, ..–).1 Gautama thinks that
there are three kinds of dependable sign. He calls them pūrvavat (“based on what is
prior”), s ́eṣavat (“based on a remainder”), and sa ̄ma ̄nyatodṛṣṭa (“observation of a
generality”). The original meaning of these three terms is obscure, and even the
earliest commentators were unsure what exactly they meant. Vātsyāyana was so
uncertain that he offered two alternative interpretations. His first suggestion is that
Gautama means reasoning from cause to effect, from effect to cause, and from a
generalization to a particular case. Hence the first type would be like saying it will
rain because of the large black cloud; the second would be like deducing that it has
been raining because the river is swollen; the third that the sun must be moving at
the moment, even though it doesn’t look like it, because over a longer period of time
it is observed to change position. Despite the rather humble examples, we can credit
Vātsyāyana with sketching out an account of scientific inference and prediction. His
̄
three types of sign have obvious applications in medicine, and the case of the sun’s
motion suggests how his ideas might be relevant to a field like astronomy.
But as we say, this is only one of two interpretations offered by Vātsyāyana. His
second possible reading would assign Gautama’s three technical terms to three
entirely different sorts of reasoning. We could take the first term, “based on what
is prior,” to refer to all sorts of causal inference—so this would include all the sorts
of inference canvassed in the previous interpretation. The second term, “based on a
remainder,” might refer to reasoning by process of elimination. Vātsyāyana’s
example is “sound is a substance, because it is not a universal, not a quality, not a
motion, and so on.” Here we envision an exhaustive range of possibilities and then
eliminate all but one. We might think of the way doctors use tests to rule out
possible diagnoses, in order to settle on one particular kind of bad news. Or we
might think of Sherlock Holmes’ famous remark that “when you have eliminated
the impossible, whatever remains, however improbable, must be the truth.” Third
and finally, Gautama’s idea of “observing a generality” could mean that we can
assign a property to something because of the class of things to which it belongs.
You might infer that tigers are predators from the fact that they are cats, since all cats
are predators. Vātsyāyana gives the example, “Mental states are qualities; qualities
have subjects. Therefore, there is a subject of mental states, namely the self.” If we
still hadn’t noticed that this whole discussion of inference is important for philosophical method as well as for medical diagnosis and safe passage through forests,
this example should set us straight.
And as we know, the Naiyāyikas are very keen on the idea of giving examples.
Elsewhere in the Nyaȳ a-sūtra Gautama explains why, saying that there are actually
two kinds of example that can serve to motivate an inference. On the one hand there
are “positive” examples which turn on a similarity (..). This would be like the
favorite case of smoke indicating fire on a mountainside, which also happens in the
kitchen. On the other hand there are “negative” examples, where we allude to a
situation where the sign is absent, and the thing signified is also absent (..).
Instead of referring to the kitchen, we might refer to the surface of a lake. Here the
reasoning trades on a disanalogy instead of an analogy: “in the case of lake water,
neither smoke nor fire are found; so, by disanalogy, the mountain, which does have
smoke, should have fire as well.” Whether we give a positive or negative example,
such reasoning moves straightforwardly from one case to another, from kitchen or
lake to mountainside. No appeal is made to any law of nature or universal rule.
While this may seem a bit naive, there is in fact much to be said in favor of such
case-based reasoning. The Nya ̄ya-sūtra offers numerous illustrations for this pattern
of reasoning: seeing ants carrying their eggs, one infers that it will rain; seeing a
̄
full and swiftly flowing river, one infers that it has been raining; seeing smoke,
one infers the presence of an unseen fire. Of course one might delve deeper and try to
understand why certain signs are regularly linked to certain things. We may have
observed that ants often carry their eggs around when rain is imminent, but remain
mystified as to how ants are able to predict the weather in advance. The same applies
to a kind of inference we have encountered before, which uses a sampling procedure.
From the salty taste of one drop of sea water we infer that the whole sea is salty; by
tasting one grain of rice we infer that all the rice is cooked. Of course we make
inferences like these constantly in everyday life. We effortlessly and tacitly assume
that there is a commonality between the sample and the rest. This one grain was in
the same pan as all the other grains, was heated in the same water for the same
amount of time, and so on. Hence, if it is ready to eat so is the rest of the rice.
Since case-based reasoning too may go awry, it is a matter of cardinal importance
to be able to distinguish between genuine and bogus cases of resemblance. This is
the subject of the whole final book of the Nyaȳ a-sūtra, a section that some modern
scholars have seen as an independent work rather than as an integral part of the text.
Whether or not it was written separately, this last book shows us that Gautama was
just as interested in how things can go wrong as he was in how we get things right.
Argument based on a false resemblance suffers from the fallacy known as ja ̄ti:
merely apparent commonality between an example and a locus. This would be
like that example of inferring the presence of a tiger in the trees, on the grounds that
that sound has in the past come from a real tiger, but in the case at hand the sound is
coming from a tape recorder.
Gautama in fact identifies no fewer than five sorts of fallacy that undermine
arguments and inferences (..–). The Sanskrit term for “fallacy” is hetvab̄ has̄ a,
which literally means something that has merely the appearance of being a sign.
The importance of fallacies has partially to do with the Nyāya interest in debate:
spotting a flaw in an opponent’s argument is a sure way to win. As we have seen,
though, Gautama is also interested in the dependability of scientific prediction and
medical prognosis. Then, too, working out the ways that arguments can go astray is
an indirect way of showing what a sound argument is. If you manage to avoid all
five kinds of fallacy, you can be sure that you are reasoning correctly. Gautama
named his five fallacies the “deviating (savyabhica ̄ra),” the “incoherent (viruddha),” the
“indecisive (prakaraṇasama),” the “same predicament (sa ̄dhyasama),” and the “mistimed
(ka ̄lat̄ ı ̄ta),” which coincidentally are also the five pitfalls faced by teenagers when they
start dating. Let’s take them each in turn.2
First: the deviating. This fallacy occurs when a sign is present but the inferred
property is not. Vātsyāyana’s illustration is, “sound is eternal, because it is
̄
intangible.” The problem here is that we can name other cases of intangible things
that are not eternal, such as a mental state like pain.3 Pain is intangible but thankfully
not eternal; it will go away eventually. Turning this around, the implication is that a
dependable sign must not “deviate” from the property inferred from the sign. It must
be the case that “wherever the sign occurs, so does the signified.” Gautama is in effect
warning us that it is not enough to provide an analogy. There needs to be a universal
rule connecting sign with signified. Only if tiger noises always signify tigers can you
confidently infer that there is a tiger in the trees, though you might want to run
anyway just to be on the safe side. The universal rule (vyap̄ ti) was to become a major
topic of philosophical inquiry in later Nyāya, with a central contribution coming
:
from the thirteenth-century author Gangeśa in his celebrated Five Definitions of Vyap̄ ti.
Second: the incoherent. By this Gautama means that the conclusion of an
argument should not contradict other well-established beliefs. Here we are not
dealing with a purely formal defect, internal to a single inference. His point is rather
that we reason within a larger set of commitments. Even if an inference seems
sound, if it clashes with your other firmly held beliefs then it would be rational to
doubt your premises. A rather strained example given by the Naiyāyikas runs like
this: fire is cold because it is a substance. Their thought here is that this inference is
more plausible than it sounds, because all substances other than fire and fiery things
are indeed cold. But of course the reasoning is fallacious, because fire is the one
exception to the general rule. We can avoid falling into the trap by calling on our
wider net of beliefs, which raise a warning flag by telling us that fire is in fact hot, so
the argument must have gone wrong.
Third: the indecisive. In the situation envisaged here, two equally strong arguments lead to opposite conclusions. Although neither can be faulted on formal
grounds, we should reserve judgment as to whether either one is any good. Consider
the rather trivial argument, “sound is eternal, because it is eternal.” The argument is
formally valid, because it is a tautology and all tautologies are valid, though not very
informative. (Compare: “Socrates is mortal, and all mortals are mortal; therefore,
Socrates is mortal.”) So why is this not a good argument? Because we might equally
well reason, “sound is non-eternal, because it is non-eternal.” In the absence of any
ground for preferring one of these tautologies over the other, neither can be
accepted. The point is reminiscent of the skepticism practiced by ancient Greek
thinkers like Sextus Empiricus.4 They tried to induce “suspension of judgment” in
their readers by arguing on both sides of a given philosophical issue: if there are
persuasive considerations on both sides, the only rational thing to do is withhold
assent. But of course Gautama’s identification of the indecisive fallacy is not intended
to support skepticism. While cautioning us to avoid making inferences in the face of
̄
an equally compelling contrary inference, he assumes that this problem will arise
only occasionally and not be pervasive to philosophical argumentation.
Fourth: the same predicament. Gautama declares that “a sign that is not distinguished from what is signified is said to have the same predicament (sa ̄dhyasama)
because it [itself] needs to be proved.” Once again we can be grateful to Vātsyāyana
for making things clear with an example. Consider the argument, “a shadow is a
substance, because it moves.” This looks like a good inference insofar as movement
is something unique to substances. The problem here is that the sign, the proposition that a shadow moves, has not itself been demonstrated. It’s no good arguing
for a doubtful proposition on the strength of some other doubtful proposition.
Rather, we want to resolve the doubtful case by appealing to known facts.5
Fifth and finally, and rather enigmatically, we have the mistimed. Commentators
could not agree on what Gautama meant here. The basic idea is apparently that
sometimes merely formulating a thesis would be enough to show that it cannot be
true. In such a case offering a reason in support of the thesis would be unnecessary
or pointless, hence “mistimed.” The later Naiyāyikas, however, interpret it rather
differently. They think of cases where an intended conclusion has already been
shown to be false by some other means. Thus argumentation becomes redundant or
otiose. But this seems an implausible reading, since that would rather be a case of
the incoherent fallacy, where the inference fails to fit with what one is already
committed to. (The redundancy was in fact pointed out by the Buddhist philosopher
Śāntarakṣita.) Alternatively then, we might think of a thesis that is just obviously
false. It’s a waste of time to try to reason in favor of a contradictory thesis like “there
is a tiger in the trees, but no tiger in the trees,” or one that is patently absurd, like
“there is a tiger in the trees, but don’t worry, he’s a vegetarian.”
Gautama’s discussion of argumentation and its potential failure displays a keen
sensitivity to the nature of philosophical activity, and to the demands of science. We
have considered his logical teachings in some detail because the Nyāya school is so
notable for its analysis of philosophical method and the nature of argument. Even
the most determined skeptic would have difficulty denying that this is “philosophy,”
though from a Western perspective we may be puzzled by the lack of a sharp
distinction between the purely rational and the empirical, or if you too prefer to
show off with Latin terminology, the a priori and the a posteriori. As we’ll see later,
though, it was not only Gautama and his followers in the Nyāya school who
contributed to logical analysis in the Indian tradition. Nagārjuna, a determined
skeptic, subjected the theory of reasoning to a searching critique, and another
Buddhist named Dignāga would go on to provide a more precise definition of the
“good” inferential sign.
28
THE TRUTH SHALL SET
YOU FREE
NYĀ YA ON THE MIND
A
t this point, we have a pretty good understanding of Gautama’s epistemology.
He insists, in the face of the various skeptical arguments making the rounds in
ancient India, that we can indeed have knowledge. We get it through various means
of knowing (prama ̄ṇas), most fundamentally sense-perception, as well as argumentative inferences, which Gautama and his fellow Naiyāyikas have rigorously analyzed. What isn’t as clear, so far, is which things Gautama actually believes we can
know. The endless talk of fires on the mountainside might seem relevant, but only if
you’re a forest ranger, in which case avoiding tigers in trees may also come in handy.
The theory will really earn its stripes when we come to philosophical understanding.
What do Gautama’s vaunted sources of knowledge tell us about the structure of the
world around us, and about ourselves? This is not something the Nyāya school
simply outsource to their more metaphysically minded colleagues in Sāṃ khya and
Vaiṣeśika. Gautama too offers us an enumeration of the things we can know (..).
But if this is a list of metaphysical categories, it’s one that is characteristic of
Gautama, whose primary interests are epistemology and liberation. Of the twelve
items he names, half of them have to do mostly with psychology and the nature of
human beings, the other half with ethics and karma. In the first group are the self, the
mind, the body, the sense faculties, the objects of the senses, and finally the various
sorts of mental states and events. Notice that only one thing on that list lies outside
of the human knower, and even it is defined with reference to human knowledge: a
catch-all category for things that are available to the senses. Then the second group
includes motivation, evil, rebirth, the fruits of action, suffering, and finally the
destination toward which Gautama’s philosophy finally leads: liberation.
Let’s have a closer look at the items on this list, first exploring Gautama’s
understanding of the human subject, and then turning to the promise of ultimate
freedom (if we started with that, you might not bother finishing the chapter). As
with his treatment of knowledge, Gautama’s discussion of the self, mind, and so on
̄
is developed with an eye toward responding to and refuting other schools. The
Buddhists serve as one target, since they refuse to accept the reality of an enduring
self, and Gautama is also concerned with the sort of reductionism espoused by the
Carvaka philosophers (see Chapters –). Against these opponents, Gautama
argues for the existence of the ingredients that make up the human, insisting in
particular that the self is not to be identified with the “collection of body, sensefaculties, mental processes, and so on,” and also that there is a difference between
ātman and manas, which we may translate as “self ” and “mind” (though as we’ll see,
its function is rather more specialized than what we usually understand by the word
“mind”). Gautama goes one better than the mind–body dualism of Descartes,
proposing that we each have a self in addition to a mind and body.1
Or is this going one worse than Descartes? Most philosophers nowadays are
pretty skeptical about positing a mind distinct from the body, never mind a further
self that is distinct from the mind—and these philosophers are, according to
informal surveys, not even Buddhists. So Gautama has a lot of arguing to do if
he’s going to persuade us or his opponents. Fortunately, arguments are what he
does best. Let’s begin with his case for positing the self. He contends that the self is
needed to serve as the subject of mental states like beliefs and desires, pleasures and
pains (Nya ̄ya-sūtra ..; Nya ̄ya-bhas̄ ̣ya ..). Clearly, if there is a belief or a desire, then
there must be someone to do the believing and desiring. When there is pleasure or
pain, there must be someone to enjoy the good times and suffer through the bad
times. We’ve seen this argument already. It was Vātsyāyana’s illustration of arguments that go from generalities to particular instances, rather than from cause to
effect or effect to cause. The Buddhists doubted that the self could be discovered
through any kind of causal inference, often repeating the point that the self does not
show up when we go in search of it, as if it were one more thing in the world.
Anticipating this line of argument, Gautama proposes the self as something more
like a theoretical entity, something that is not observed in itself but rather hypothesized to explain the things that we can observe.
This fits into a wider pattern in Nyāya-Vaiśeṣika, whereby the self is often proven
without any appeal to ideas of cause and effect. Just like the Nya ̄ya-sūtra, the Vais ́eṣikasūtra (..) mentions that beliefs and pains are qualities. They can hardly be substances in their own right, nor would they fit into any of the other metaphysical
categories recognized in Vaiśeṣika, like motions or universals. But if beliefs and
desires are qualities, then there must be something to which they belong. Qualities
don’t float around free on their own, like ontological balloons that have been cut
loose. The subject or “substrate” to which mental qualities are tied is, of course, the
self. This argument illustrates a second kind of non-causal reasoning we saw being
̄
discussed by Nyāya, namely argument by process of elimination: a belief or desire is
neither a substance, nor a universal, nor a motion, and so on, and so can only be a
quality.
Yet another type of argument, which may have seemed to you rather strange the
first time we mentioned it, was the “negative example.” You might support the claim
that smoke indicates fire by alluding to water in a lake, where both smoke and fire
are absent. This same strategy is used in Nyāya for proving the self. Mental events
like beliefs and desires are absent in inanimate objects, because a self is also absent,
whereas in humans mental qualities and the self are found together, like smoke and
fire.2 It seems then that one reason the Nyāya school was so interested in cataloguing different kinds of argument is that they wanted to give themselves tools for
establishing the existence of the self. Hardly surprising, since this school is heir to
the earlier Vedic tradition and thus committed to the proposition that we should
seek self-knowledge above all else.
Another argument for the self is found in the commentator Vātsyāyana, who
pulls together scattered ideas found in Gautama to mount the following proof
(Nya ̄ya-sūtra .., ..). In addition to serving as the subject for individual mental
states, the self also integrates mental states that occur at different times. I might have
a desire for an almond croissant, but only because I have experienced croissants in
the past. Without a self that endures over time, how could I recognize something
I have experienced before, a recognition that allows me to realize that this would be
just the thing to have with my coffee? The same sort of argument is used within the
Nyāya theory of karma. If I am rightly made accountable for my own past actions—
for instance the eating of too many croissants—then the person who receives the
karmic fruits of the actions must be the same person who performed those actions.
Surely this implies that one and the same self is both the agent of the original act and
the recipient of reward and punishment?
The argument about recognition trades on the fact that different mental events
happen for the same person at different times. But you can also run the argument
with multiple events happening at the same time. This may be more effective against
the Buddhists, who could always deal with recognition or memory by claiming that
sequential events cause one another in a chain, with no enduring self needed to bind
them together. So consider a case like this: imagine that you’re looking at Jonardon’s
pet crocodile Gena, who is basking in the mud at the side of the river. He’s raised
him from birth so he’s quite tame, and you can safely pat him on the back. When
you do, you’re perceiving one and the same object, Gena, through both vision and
touch. You could think to yourself, “I touch the crocodile that I see.” How could you
be doing this if there is no single judge to compare the deliverances of the different
̄
senses? Furthermore, since it stands over vision, hearing, touch, and so on, this
judge must be distinct from all of them. It is nothing other than your self, which is
distinct from sensation (Nyaȳ a-sūtra ..).3
So there you have it, or rather, there you have your self. But as we said, Gautama
thinks you are more than a body with a self. You also have a mind (manas). The
Nya ̄ya-sūtra assigns two distinct roles to the mind. It is both a kind of internal sense
and a faculty of attention. Why do we need to postulate an internal sense in addition
to the more familiar external senses that you used to see and touch Gena? Well, you
have mental processes that are completely interior, like wondering whether fraternizing with a crocodile is really such a good idea, or having a dream about being
attacked by a tiger. You can also have internal awareness of your own mental states,
by reflecting on what you are perceiving, desiring, and so on. All of this goes on
backstage, as it were, and cannot be observed by anyone else or through your
external senses. According to Gautama, this shows that there must be a faculty
whose role is to perceive inner happenings. This is the “mind,” a faculty of introspection, something like an inner monitor (Nya ̄ya-sūtra ..).
Why can’t the self do this job? After all, it is not identical with the senses either,
and it is supposedly the subject of mental life. Gautama argues that the mind is very
much like a sense faculty, different simply in that its activity is inward rather than
outward. The self is the underlying agent and subject of this activity, for which it
uses mind as an instrument (..–). The argument turns on an observation made
in Pāṇini’s grammar, namely that an agent of an action is distinct from the instrument with which the action is performed. You don’t need to know Sanskrit to get
the point; show off again with your Latin, and consider the distinction between
nominative and ablative case endings. Sanskrit grammarians mark the contrast by
saying that the agent is an “independent” causal factor, whereas the instrument is
dependent on the agent. If we say, “Jonardon leads Gena with a leash,” clearly
Jonardon is not identical with the leash. He is the agent using the leash. The same
holds for inner mental states. Your self is the agent that thinks or dreams about a
crocodile using the mind, just as it uses the outer senses to see or touch the
crocodile.
Some philosophers think that the self has immediate or “transparent” access to
the contents of its interior awareness, so that you need no special faculty to discover
what you are thinking, believing, desiring, and so on. This would make the activity
of thinking about Gena very different from the activity of seeing Gena. In the case of
seeing, it’s obvious that you are using an instrument, namely your sense faculty, and
other conditions also need to be satisfied; for instance, Gena cannot be in total
darkness or hiding in the river. By contrast, you might suppose, the self has a
̄
privileged and unmediated access to its own thoughts and other internal mental
activities. But even though Gautama and other early Nyāya thinkers agree that each
person’s interior mental life is “private,” available to that person alone, they deny
that mental activity is transparent to the self.4 The reason you have privileged access
to your thoughts is that your internal monitor can monitor only your own
particular mental life. Jonardon can’t use his mind to be aware that Peter is thinking
of a giraffe, nor can Peter use his mind to be aware that Jonardon is dreaming of
crocodiles.
The mind’s second function is to be a faculty of attention (..). Here, at least
according to Gautama, we have a striking difference between external sensation and
the mind. We were just noticing that the sense faculties can operate simultaneously,
as when you see and touch the same thing at the same time. But awareness is not
like this. There is a single successive flow of thought that can direct itself to only one
object of awareness at a time. So there must be an additional factor in the production of awareness, working something like a switch, selecting one stream of inner
experience for the self to appreciate at each moment. This is a remarkable proposal,
as it makes Gautama perhaps the first figure in the history of philosophy to
formulate what is sometimes called the “bottleneck” or “filter” theory of attention.5
But is it really true that the self is able to enjoy experience only sequentially and in
a stream, rather than all at once, in a single burst of awareness fed by multiple
sources at the same time (..–)? Don’t we in fact often find that two or more
mental events happen at the same time, like remembering a crocodile while thinking
of a giraffe? Gautama thinks not. Though we may sometimes seem to have multiple,
simultaneous cognitions, this is a mere illusion caused by the rapid succession of
distinct awareness, just as a flame on a whirling rope looks as if it is a single
continuous circle of fire. In some cases apparent simultaneity is due to the existence
of ongoing, subconscious processes, as when we understand the meaning of a
sentence on hearing its separate words. We hear the words one after the other,
but seem to understand the meaning of the whole sentence in a flash. For Gautama
this experience is again nothing but an illusion, one that, as you may remember,
convinced the grammarian Bhartṛhari that such sudden grasping of a whole is
indeed the way that we comprehend language (see Chapter ).
Gautama’s idea of selective awareness faces another problem, though. If I need to
use my mind to attend deliberately to my senses, for example by deciding to listen to
the sounds around me, how could I ever be aware of something without first
consciously choosing to listen? This can’t be right. When a tiger leaps unexpectedly
out of the jungle at me with a tremendous roar, I certainly have a big problem but
the problem isn’t that I don’t hear the tiger. Rather the sudden, loud noise forces me
̄
to attend to it. The objection is noted in the Nyaȳ a-sūtra (..) but not answered
satisfactorily. A possible response might be that the mind is constantly engaged in a
subconscious process of scanning for potential input from the senses. If so it must
be doing this even while we’re asleep, otherwise alarm clocks wouldn’t work.
Where exactly in this model of the human subject does consciousness reside? The
answer is clear: in the self. For the self is the subject of conscious mental states like
believing and perceiving. This seems rather strange. Why would anyone deny that
the mind can be the conscious subject of mental states? It seems even harder to
swallow than I would be for a tiger. But consider that if I already have a conscious
self and the mind too is conscious, then I would have two centers of consciousness.
My inner life would be split in half, between the mind and the self. Gautama avoids
this by insisting that mind as such is not conscious (..–). Again, mind is not the
agent of thinking but its instrument: it is really an organ of internal awareness,
rather than a seat of all mental activity. It is therefore dependent on the agent that
uses it, the self, and cannot act independently. The mind directs attention, but this
does not amount to full blown consciousness, which can reside only in the ātman,
the self.
Yet another argument for the same conclusion invokes the doctrine of karma.
A basic premise of traditional karma theory is that we all enjoy or suffer the results of
our own actions. Nothing that I do can make you better or worse off in karmic fruits.
But if we supposed that the self and the mind were two independent subjects of
consciousness, exactly this would happen: the mind’s actions could have moral
consequences for the self.6 This may seem a strange idea, with moral responsibility
being shifted between two separate agents within the same person. But of course the
point is precisely that the mind cannot be a morally responsible agent, and that
supposing it to be an agent would lead to precisely this absurd result. Notice that the
argument doesn’t actually require us to believe in reincarnation or karma as such.
Anyone who thinks that we do bear moral responsibility for our past actions will
want to ensure that moral responsibility belongs to a single agent for each person,
not two or more agents within each person.
Gautama, though, certainly does believe in karma. This brings us to the final topic
we want to look at in his Nyaȳ a-sūtra: liberation. The whole Nyāya theory of
knowledge, with its praman̄ ̣as, prameyas, its various accounts of argument, inference,
and debating procedure—all this is meant to yield attainment of the “highest good”
(niḥs ́reyasa). In the second sūtra Gautama explains how this is supposed to happen;
how, that is to say, the study of philosophy leads to liberation. It all has to do with
the relationship between beliefs and actions. It seems evident that actions stem from
beliefs along with desires. If I succeed in the action of patting a crocodile fondly on
̄
its spiny back, it’s because I have a desire to pat a crocodile and true beliefs about
what crocodiles look like, where to find them, and how best to go about patting them
on the back (very carefully). But actions are not just successful or unsuccessful—they
can also be good or bad. The moral quality of an action, claims Gautama, depends on
the desire that gives rise to that action. It is malicious desire (doṣa) that causes bad
action (pravṛtti).
Which is not to say that beliefs are always innocent. They do not only guide
actions and help them succeed, but actually give rise to the desires that motivate
actions. True beliefs cause benevolent desires, false ones malicious desires. If Peter
believes that wealth is worth more than friendship, he might steal Jonardon’s pet
crocodile to sell on the black market. Having true beliefs is paramount, then, which
means we have every reason to seek a proper understanding of Nyāya philosophy.
For it teaches us the reliable sources of true belief and the difference between sound
arguments and spurious ones. Effectively it is a tool for avoiding false belief. No false
beliefs means no wicked desires; no wicked desires means no bad actions; and no
bad actions means no punishment through karma further down the line.
With this final step Gautama is signaling his acceptance of the traditional idea that
every action I perform has a future effect on me: character is destiny. If the action
I perform is good, the effect will be “pleasurable” (sukha), whereas if the action is
wicked, the effect will be “painful” (duḥkha), in a broad and all-encompassing sense of
these terms. The point is that things will either go well for me, or else badly, and
either way I will be reaping what I have sown. Aside from the karmic rewards, truth
will also set you free. Gautama defines the “highest good” or “liberation” (apavarga) as
the absence of suffering, the complete elimination of all forms of distress. There
could be many ways of realizing such a state, insofar as there are many forms of life
in which pain does not feature. But to reach this happy condition, we must avoid
committing bad actions and so avoid bad desires by, again, avoiding false beliefs. In
other words we must study the Nya ̄ya-sūtra and implement its teachings carefully.
For Gautama there is a direct link between our rational aim, which is to believe truth
and nothing but the truth, and the moral imperative to do good and avoid evil. For
all the technical sophistication of Nyāya logic and epistemology, the teaching of this
school is really an answer to the question of how best to live.
29
FINE-GRAINED ANALYSIS
KAṆ ĀDA’S VAISÉ ṢIKA-SŪ TRA
T
he ninth-century Muslim philosopher al-Kindı ̄ had some strange ideas about
music. It’s reported that he once temporarily cured a young man of apoplexy by
having tunes played on a lute, and in his own writings on music he talks about the
way that music can affect the soul. Music also expresses the character of the people
who play it. This, al-Kindı ̄ says, is why different cultures have different numbers of
strings on their instruments. So the Greeks, who invented the theory of four
elements, played lutes with four strings. As for the Indians, they made do with a
single-stringed instrument, to represent their view that the whole world arises from
only one cause.1 But we know better. If our survey of the Vedic philosophical
schools has taught us anything, it is that all Indian thinkers were not singing from
the same hymn sheet. True, the Vedānta school did emphasize the derivation of all
things from the one brahman, or even the identity of things with this source,
according to Advaita Vedānta. But ancient India had its fair share of pluralists too.
The heroes of metaphysical pluralism were to be found in the partner school of
Nyāya, who went by the name of Vaiśeṣika.
_
Śankara,
the founder of Advaita Vedānta, scornfully dismissed the Vaiśeṣikas as
“semi-nihilists (ardhavaina ̄s ́ika)” because of their failure to ground all things in the true
reality of brahman.2 But Vaiśeṣika is actually committed to thoroughgoing realism.
Unlike Advaita, it assumes that there is a structured world out there, one that is
independent of human conceptions and thought. It is also a world we can understand, in the first instance by offering a classification or division of reality into its
various types. This task is undertaken in the founding document of the school,
which as you probably don’t need us to tell you is called the Vais ́eṣika-sūtra. It is
thought to have been compiled in about the first century AD, though Vaiśeṣika ideas
were certainly in circulation much earlier. Its author is Kaṇāda, also known as Ulūka:
“the owl.” There are several possible explanations for this nickname. Perhaps it is
just based on the name Kaṇāda, which means “grain eater,” like an owl—though it
may also be interpreted as meaning “atom eater,” because Vaiśeṣika is committed to
̣ ̄ ’ ́ ̣ -̄
atomism. A more fabulous explanation of the name Ulūka is that the whole
Vaiśeṣika system was revealed to Kaṇāda by a god who had assumed the form of
an owl.
At least as much as other sūtras, the Vais ́eṣika-sūtra is difficult to understand, and
since no further explanation was forthcoming from divine owls, the tradition
usually turned for clarification to Praśastapāda, who lived in the sixth century AD.
In a departure from the usual procedure, he did not compose a formal commentary
or bhas̄ ̣ya but a freestanding treatise, albeit one clearly inspired by the work of
Kaṇāda. It becomes the touchstone for later authors, even more so than the sūtra
itself, to the point that Wilhelm Halbfass has called Praśastapāda “the most authoritative representative, if not the creator, of the classical Vaiśeṣika.”3 Though Kaṇāda
and Praśastapāda are above all known for the metaphysical system articulated in
their works, they maintain a keen interest in questions of ethics and liberation. The
ethically loaded term dharma even appears in the opening sentence of the Vais ́eṣikasūtra (.),4 though here it may well have the more metaphysical meaning found in
Buddhism rather than the ethical one we know from Mı ̄māṃ sā. This would go
along better with what immediately follows in the text, namely the metaphysical
analysis that epitomizes the teaching of the Vaiśeṣika school (.).
Our earlier experiences with Sāṃ khya would probably lead us to expect this
analysis to come in the form of a list, perhaps with the items on the list subdivided
into further lists. If that’s what we’re anticipating, Kaṇāda doesn’t disappoint. The
initial analysis itemizes six “categories,” some of which are indeed broken down
using further lists. Thus the first category of substance is said to have nine types, the
second category of quality no fewer than twenty-four types, and so on. A clue to the
inspiration of this project is the very word “category,” in Sanskrit padar̄ tha. The
commentators tell us that this term combines the words pada and artha, or “meaning” and “word.” Thus a “category” is a type of thing that can be signified by
language. The noun “owl” refers to a substance, the first of Kaṇāda’s categories,
the adjective “white” to the color of its feathers, which falls under the second
category of quality, and so on. Thus the system of categories tells us that the
world is structured in such a way as to correspond to our language. Yet again, we
see Indian philosophers taking their cue from grammar.
The master list has six items on it. The first three are substance (dravya), quality
(guṇa), and motion (karma). As we’ve just seen, an owl is a substance, and it has
qualities such as the color of its feathers; it also has motions, like its swooping down
on an unsuspecting mouse. According to Vaiśeṣika, a quality or motion is just as
much a particular, individual entity as the owl. The white of this owl belongs only to
it, as does the particular swoop it performs to land on the shoulder of its wizard
̣ ̄ ’ ́ ̣ -̄
owner. Though the theory is meant to accommodate such familiar examples, the
substances in Kaṇāda’s first category are not necessarily even observable. Clearly
you can perceive an owl, even if its rodent victims never see it coming. But from the
Vaiśeṣika point of view there are also substances that are in principle unobservable.
In fact these are most fundamental. They include atoms, space, time, and a pervasive
substance called ākās ́a, sometimes translated as “ether.”
Observable beings like owls are composed from atoms, which unlike owls are
indestructible and eternal. But so are ether and the other, more familiar elements,
earth, water, fire, and air: in fact the latter group have their own special atoms, so
that there are earth-atoms, water-atoms, and so on. The larger group of five basic
elements are called bhūta, or “physical substance,” by which the Vaiśeṣikas mean that
they have sensible qualities. Originally they may have supposed that these five
substances are correlated to the five sensible qualities, with each quality residing
in one and only one substance. Thus odor would reside in earth, color in fire, and so
on. It would be the combination of all five elements that makes a complex substance
like an owl perceptible to the full range of our senses. Actually this may even be the
reason for positing five basic substances: it would match our five senses. If so, the
guiding idea does not seem very plausible. It is hard to believe that, say, earth is
invisible unless it is mixed with fire to give it color. But this is neither here nor there
because, if that simple version of the story was ever put forth, it has been abandoned
by the time of the Vais ́eṣika-sūtra. Kaṇāda does draw correlations between the basic
physical substances and sensible qualities, but makes these correlations more
complex (..–, ..–).
At any rate, we have as our most basic bodily substances atoms of the basic
elements. That is, there will be atoms of earth, of water, and so on. The atoms are
too tiny to be perceived, and in fact have a special size simply called aṇu (“small”),
which indicates that they are as tiny as any existing thing can be. How do we know
that bodies are at bottom made of indivisible particles? The standard Vaiśeṣika
argument goes like this. It is an empirically established truth that whatever is
perceived is composite. Even the smallest perceptible thing, namely a fleck of dust
in a sunbeam, must therefore have parts. Since its parts are of course smaller than
this smallest perceptible thing, the parts are themselves invisible. But according to
Vaiśeṣika, these invisible parts have still further parts. After all, with visible things we
observe that parts have parts, as for instance a piece of cloth is made of threads, and
threads made up of smaller strands. To be more precise, the invisible particle is a
“triad (tryaṇuka)” made up of three sub-parts, each of which in turn is a “dyad
(dyaṇuka)” that has two parts, and these two sub-sub-parts are atoms. So going the
other way from small to large: we have pairs of atoms coming together, joining in
̣ ̄ ’ ́ ̣ -̄
groups of three pairs to form invisible particles, and then combining to form things
we can actually see.
There are a number of questions one might raise here, but we’ll just ask the most
obvious one. How do we know that the process of division can’t go on forever? Let’s
grant that there are particles too small to see, each made of six tiny bits arranged in
three pairs. Still, why not say that those six bits are each divisible into still tinier subsub-sub-parts? One answer given by Vaiśeṣika is that if indefinite division were
possible, then a mountain and a mustard seed would have the same size, as each
would have the same number of constituent parts, namely, an infinite number. An
implicit premise here (made explicit by other Vaiśeṣikas) is that the size of a whole is
a function of the size, number, and spatial arrangement of its parts. The argument
seems to be question begging, for the implicit premise is only true if atomism is
already accepted. A non-atomist will say that the size of an object is determined, not
by the number of its fundamental parts, but by the spatial boundaries of the
continuous “stuff ” it is made of.5
Elsewhere in the history of philosophy, atomists have been tempted to think that
non-atomic substances and their qualities are somehow unreal, since the atoms of
which they are made are more fundamental. Hence a statement ascribed to the
classical Greek atomist Democritus: “by convention sweet . . . by convention color,
but in reality atoms and void.”6 As we’ve said, though, Vaiśeṣika has a strong
commitment to realism. For Kaṇāda and his successors, the owl, the owl’s color,
and the atoms of which the owl is made are all real. Later in the tradition, from
about the twelfth century onward, this realism was extended even to the absences of
things, which were added as a seventh category. This is the metaphysical version of
the thesis we encountered in Vaiśeṣika’s sister school Nyāya, which held that you
can perceive an absence, like Ferris Bueller missing behind his desk (see Chapter ).
The later Vaiśeṣikas agreed, and thus included such absences in their metaphysical
account of the world.
But we’re jumping ahead here, both historically and in our list of categories. So
let’s turn back to Kaṇāda’s original account and find out what categories four, five,
and six might be. The fourth item on the list is universals (sa ̄ma ̄nya; jat̄ i). These are the
general classes or notions under which substances, qualities, and motions fall. There
are not just individual owls like Hedwig, but also the whole species to which Hedwig
belongs. This might be the species of “snowy owl,” which in turn belongs to the
more general class of “owls,” with owls in turn belonging to a still more general class
of “animals.” The chain of universals does not go on indefinitely, though. In
Vaiśeṣika “being” is considered to be the highest, most general universal, because
everything that there is is a being. There are also universals for the qualities and
̣ ̄ ’ ́ ̣ -̄
motions we mentioned before. As we said, Hedwig’s white color belongs to her
alone, but whiteness is found in many other substances, so whiteness is a general
class just like “owl” is.
Next, Kaṇāda (or his source) seems to have asked himself, how is it that an
individual owl becomes that individual owl? This was a major issue for thinkers
of the European middle ages, raised by such figures as Peter Abelard, Gilbert of
Poitiers, and Duns Scotus. The Vaiśeṣika answer is strikingly reminiscent of the one
given by Scotus—or rather we should say that Scotus’ solution is reminiscent of
Vaiśeṣika, since Kaṇāda proposed it more than a millennium earlier.7 He suggests
that there must be some unique “distinguisher (vis ́eṣa)” or principle of individuation
for each particular. Actually Kaṇāda’s need for something like this in his system
probably has to do not so much with owls as with atoms. Even if one snowy owl
looks a lot like another, there are ways of telling them apart. One has especially
white feathers, the other is especially tired from delivering the post. But one fire
atom is liable to be completely indistinguishable from all the others. Its distinguishing principle will explain why it is the individual atom that it is, just as Hedwig is the
owl that she is. This is all the more crucial when you consider that owls, and all
other bodies, are atomic compounds. So the individuality of these complex bodies
will ultimately stand or fall with the individuality of atoms.
The sixth and final entry in Kaṇāda’s list of categories is “inherence (samava ̄ya).”
Again, he seems to be anticipating a problem and solving it before anyone can
complain about it; or perhaps someone had in fact complained about it, which
prompted the addition of inherence to the list of categories. The problem would be
this. On the one hand we have substances, on the other the qualities, motions,
universals, and individuating “distinguishers” that belong to the substances. But
what connects all these features to the substances that display them? What explains
the fact that this particular white color belongs to Hedwig? Simply the fact that it
“inheres” in her. This connection of inherence is something real, so it deserves a place
on the list of categories. We can also use this concept of inherence to explain why
substances have a special place among things. They alone do not inhere in anything
else, but rather have other things inhering in them. That is to say, our owl does not
belong to anything else the way that the owl’s white color belongs to the owl.
Well, actually that isn’t quite right. As we’ll be seeing, the Vaiśeṣikas are very
interested in the question of how wholes relate to the parts of which they are made.
At the risk of jumping ahead again—though only by one chapter this time rather
than numerous centuries—the reason for this obsession is not far to seek. Kaṇāda
and his followers want to refute the Buddhists, who deny the reality and unity of
wholes by decomposing them into parts, like the chariot which is nothing more
̣ ̄ ’ ́ ̣ -̄
than wheels, axle, and so on. As usual the Vaiśeṣika view on this matter is instead
realist, and recognizes wholes as perfectly respectable entities. As we just said,
Hedwig is real even if she is made of atoms. Still, there is a difference between an
owl and her atoms, insofar as the owl is a composite being, that is, a being made out
of parts. In Vaiśeṣika this difference is expressed in terms of inherence. The whole
inheres in its parts, much as white color inheres in Hedwig. So if we want to be
strictly accurate, we have to say that an owl has both kinds of inherence relations.
White color inheres in her, and she inheres in her own parts, which ultimately are
the atoms from which she is made. Atoms do not inhere at all, since they do not
belong to anything the way a quality or motion would, and they also have no parts.
At this point we may seem to have strayed far afield from the concerns of moral
duty and liberation stressed by the other Vedic schools. What could such ethical
goals have to do with the metaphysical project embodied in the list of six categories,
which seeks, as later Vaiśeṣikas put it, “to enumerate everything in this world that
has the character of being”?8 Plenty, according to Praśastapāda. He insists that
knowing the truth about the six categories of being does help lead us to the highest
good. It makes perfect sense that Vaiśeṣika joined forces with Nyāya, since both
promise that knowledge will lead us to this lofty goal—Nyāya providing an account
of what knowledge consists in, and Vaiśeṣika the analysis of the world we grasp
when knowledge is achieved. Like the United States, Gautama has a friendly
neighbor in the shape of Kaṇāda.
But Nyāya-Vaiśeṣika also has a serious rival, namely the anti-realism of the
Buddhists. They too promise to bring us to liberation and the highest good, but
by unmasking the unreality of what seems real. For the Buddhist the only effective
therapy for human suffering is to undermine the commitment to a world of
enduring subjects and objects, because the belief that we and other things are real
and endure through time inevitably provokes needs, cravings, and attachments.
Some Hindu thinkers, inspired instead of appalled by this Buddhist strategy, also
embraced anti-realism. This is arguably the case with Advaita Vedānta thinkers, who
remained committed to the authority of the Upaniṣads but thought that these texts
pointed toward brahman, a single reality hidden behind appearances. For Vaiśeṣika
philosophers a better response was to demonstrate that realism is true; for if realism
is true, then Buddhist therapy rests on a mistake.
30
THE WHOLE STORY
VAISÉ ṢIKA ON COMPLEXITY
AND CAUSATION
P
erhaps you’ve sat through a particularly incoherent film, sighed, and said to a
friend, “well, that wasn’t much more than the sum of its parts.” Entertainment
should be more than an unconnected series of celebrity cameos or action scenes.
A movie like Chariots of Fire becomes a classic not only because of a good theme song
and some memorable moments, like the opening scene where they run on the beach.
It also needs to have a well-structured and coherent narrative, and compelling characters whose development we follow throughout the film. Of course this isn’t the only
thing people look for in films, as shown by the successful career of Quentin Tarantino.
But it shows how deeply we believe that coherence and structure give rise to something
new. They produce wholes, which are indeed more than just the sum of their parts.
If this is true of Chariots of Fire, it is also true of plain old chariots. They are more
than mere heaps of axles, wheels, and carriages, such as you might find lying around
at the chariot making factory. It is only once the parts have been put together as an
organized assembly, with a certain structure, that they become a chariot. Thanks to
this structure a chariot can do things that a heap of chariot parts cannot, such as
carry Arjuna into war against his foes on the battlefield of Kurukṣetra. And what
goes for the chariot goes for the charioteer. A person is not just a random sequence
of individual thoughts and feelings, but an organized unity of cognition and
conception who persists over time. That is why a person can say things like “I
saw Chariots of Fire last night and I still can’t get the theme song out of my head.”
Merely using the word “I” in this way presupposes that experience is not just a
sequence of disunited parts or impressions, first the watching of a movie, later
remembering that theme song. Rather there is an enduring and united self.
This, at any rate, is the view of the Vaiśeṣika philosopher Kaṇāda. We’ve seen that
he is a defender of metaphysical realism, about substances, their properties, and the
universals that apply to these things. He is also a realist about complex things.1 This
means that for him, over and above an aggregate or collection of “parts (avayava),”
́ ̣
there is a further object called a “whole (avayavin).” Wholes include the middle-sized
objects of ordinary experience. When you hold this book in your hands, you are
holding something that is more than just pages, covers, and spine; when you ride in
a chariot, you are borne along by something more than axles, wheels, and carriage.
Though he presumably didn’t realize he was agreeing with Kaṇāda, the twentiethcentury British philosopher Bertrand Russell captured this view nicely when he said
that a whole is “a new single term, distinct from each of its parts and from all of
them. It is one, not many, and is related to the parts, but has a being distinct from
theirs.”2
The Vaiśeṣika view on wholes thus agrees with both Bertrand Russell and
common sense, which sounds like an unbeatable combination. Unfortunately it
also faces a formidable opponent: the Buddhist philosophers who took such objects
as books and chariots, the objects of everyday experience, to be fabrications or
constructions of our minds. The Buddhists offered two distinctive lines of argument
for this apparently outlandish claim.3 First, they suggested that the concepts of
things like chariots or books are formed from nothing more than momentary
sensory experiences. If this is so then there need be no persisting chariot, only a
stream of fleeting impressions. Second, the Buddhists also doubt that there is a
single, enduring person who is experiencing these impressions one after another.
A person may seem to be a kind of whole made out of parts, but as we know it is a
central Buddhist tenet that there is no enduring self, and that giving up belief in the
illusion of the self is a step on the road to liberation.
An obvious objection that the Vaiśeṣikas can make to the Buddhists is this. If a
chariot is not really a whole, but just a bunch of parts, then what is the difference
between the chariot and a random grab bag of unrelated things, like the collection
whose members are Gena the crocodile, an old videotape of Chariots of Fire, and the
moon? There you have three things that, even more obviously than the latest
Tarantino effort, fail to form a single, coherent whole. On the Buddhist view,
though, such a random assortment of objects would be no different than the
chariot. Since this seems hard to believe, the Vaiśeṣikas conclude that there is a
metaphysical difference between the two cases. The random assortment is not a true
whole whereas the chariot (or the chariot driver) is a real thing made up of parts. To
this the Buddhists respond that we distinguish the two sorts of case simply as a
matter of convention. Human concerns and interests make it more useful to speak
of a chariot than of a collection consisting of a crocodile, a videotape, and the moon.
But neither whole is more real than the other.
You don’t have to be Bertrand Russell to think that, so far, Vaiśeṣika seems to
have the better of this debate. The Buddhists insist on banishing familiar objects and
́ ̣
persons from the inventory of reality, whereas Vaiśeṣika wants to validate our
everyday assumptions. The burden of proof would thus seem to lie with the
Buddhists. Realizing this, they offer several arguments for their anti-realist position.
For one thing at least some of the objects of everyday experience actually are mere
sums of parts. A forest is nothing more than a bunch of trees, an army just a bunch
of soldiers. Or, consider again the film Chariots of Fire. No matter how coherent its
narrative, it is actually just a series of images which are shown in rapid succession to
produce the illusion of continuity. Furthermore, when shown on a digital screen the
movie is just built up out of individual pixels of light that cohere into a single image,
much like an impressionist painting seen from a distance. Clearly, some apparently
real wholes are nothing more than assemblages of parts, whose unity is a matter of
illusion or convention. So don’t we have good reason to suspect that this may be
true in other cases as well? It seems extravagant to assume that there are ever real
wholes, when we know that a mere collection of parts can generate a convincing,
yet false, impression that there is such a whole.
Vaiśeṣika is particularly vulnerable to this line of argument, since this school
holds that the familiar objects around us, like crocodiles and chariots, are actually
collections of atoms. So why not think that the crocodile or the chariot is just an
illusion created by the conjunction of the atoms? But as we’ve already remarked, the
Vaiśeṣikas are not the sort of atomists tempted by this reductionist move. They
remind us that individual atoms are too small to be perceived. So it cannot be that
when I look at a crocodile, I am seeing a vast number of atoms and bringing
together my experience of them as one alarmingly large animal. To the contrary,
I cannot see the individual atoms at all. This means that the crocodile in front of me
must be a real thing over and above the atoms. If the only real things present were
atoms, there would be nothing for me to perceive.
Another Buddhist argument focuses on the relation between a supposed whole
and the parts of which it is made. Kaṇāda and his Vaiśeṣika followers want to say
that a whole “inheres” in its parts; we might more loosely say that it “resides” or
“occurs” in them. This book thus resides in its pages and cover. Now the Buddhist
tries to force the realist into a dilemma, by asking: does the entire book reside in
each page? That seems impossible. If the book is entirely in page , it can’t also be
entirely in page , since it would be in two different places at the same time. So the
book must reside only partly in each page. But then the whole is actually divided
up—into as many bits as it has parts—whereas the realist’s idea was to insist that the
whole is a unity over and above its parts.
Such considerations forced Vaiśeṣika to clarify their conception of the part–
whole relation, and in particular to explain more carefully what is meant by
́ ̣
“inherence.” Let’s first consider the kind of inherence involved when a universal
inheres in its particulars. The Vaiśeṣikas are convinced that the universal nature of
crocodiles is a real thing, but they are also convinced that its reality depends on there
being actual, particular crocodiles like Gena. If we got rid of him and all other
crocodiles, there would no longer be a universal. Thus we can say that the universal
is “inseparable” from its instances, unlike the transcendent Forms acknowledged by
Platonists in ancient Greek philosophy, and more like the kind of immanent
universal recognized by their Aristotelian colleagues. The same goes for the inherence relation between a whole and its parts. The chariot is more than just the axle,
wheels, and carriage, but could not exist if these parts did not exist.
Yet the case of the whole is not exactly like the case of the universal. The Vaiśeṣikas
assume that universals are eternal and uncreated. Though they depend on particular
instances to exist, there are always some instances around so that the universals
never vanish. This is not true of wholes. A book, a videotape, or, sadly, a crocodile,
will all break up and disappear eventually. For this reason Vaiśeṣika recognizes the
parts that make up a whole as a special kind of cause, which they call a “substrate
(samavaȳ in).” The difference between this and the universal case is that the universal
can survive even when its instances do not. The universal nature of crocodile is
untroubled by the fact that crocodiles die, as long as other crocodiles are born to
replace them. It only needs there to be some relevant instances, and it doesn’t matter
which ones. A whole by contrast cannot survive without its particular parts surviving. Despite this difference, it still makes sense to think of both universals and wholes
as having a relation of “inherence,” to their particulars and their parts, respectively.
They are both subject to a special kind of causation. Universals depend on their
instances, and a whole depends on its parts for its survival, so that the instances are
causes of the universal, and the parts causes of the whole.
The Vaiśeṣika idea of inherence is thus a contribution to a long-running debate in
India about causation. It has been with us pretty well throughout this entire book.
The earliest cosmological speculations in Vedic literature were fundamentally an
inquiry into causes. As Bimal Matilal has pointed out, “philosophic activity in India
arose out of the cosmogonic speculations of the Vedas and the Upaniṣads. The allimportant business of philosophy was to attempt to discover some simple, unitary
cause for the origin of this complex universe.”4 The influential tradition of Sanskrit
grammar also had causal reflection at its heart. Pāṇini’s system of kārakas or relations
between verb and noun was based on an underlying causal model, in which the verb
in a sentence designates an event, and the nouns in the sentence contribute somehow to bringing about that event (as an agent, as an instrument, or what have you).
The same idea informed Indian epistemology and its theory of prama ̄ṇas, the
́ ̣
processes that cause an event of awareness (prama)̄ and knowledge. We saw that in
Nyāya epistemology, four such prama ̄ṇas are recognized: perception, inference,
comparison, and testimony. In each case Nyāya offers an explanation in terms of
causation, seeking to answer such questions as “What causes a perceptual experience?” “What are the distinguishing causal factors of true and false perceptual
experiences?” and “Under what conditions does knowledge of the premises of an
argument cause knowledge of the conclusion?”
So anyone who reads ancient Indian philosophical literature will quickly get
accustomed to these sorts of causal accounts. They will also get used to seeing the
same examples again and again. Nyāya and Vaiśeṣika philosophers almost invariably illustrate their discussions of causation with one of three examples. One is the
case of the ceramic pot. Its causes include, most obviously, the potter, but also the
potter’s wheel and stick, and far less obviously, such things as the two halves of the
pot (which the potter joins together), the contact between each of the pot-halves,
and the contact between them and the stick. A second standard example is a cloth
made of threads. Among its causes are the threads from which it is woven, the
weaver, the shuttle, the loom, and various instances of contact, like the contact
between the threads that are woven together so that they touch. Third, we have the
example of chopping down a tree. Here the felling of the tree is caused by an axe, by
its contact with the tree, by the lumberjack who wields the axe, and so on.
Notice how in these examples parts are included amongst the causes, like the
threads in the cloth. Such parts are “substrate” or “inherence” causes (samavayikāraṇa), as contrasted with “non-substrate” or “non-inherence” causes (a-samavayikāraṇa), like the weaver or the contact between the threads, and “instrumental”
causes (nimitta-ka ̄raṇa), like the weaver’s shuttle. Notice also that the effect of these
causes might be a thing, like a pot or a cloth, but can also be an event, like a tree’s
being felled. Yet events, too, can have substrates, which in this case would be the
tree. Readers familiar with ancient philosophy may be tempted to detect here a
parallel with the four types of cause recognized by Aristotle. Doesn’t the Vaiśeṣika
“substrate cause” sound a lot like the material cause in his philosophy? Perhaps, but
it’s not quite the same. The parts of an object are not necessarily identical with the
material from which it is made—that would be clay for the pot, wood for the
chariot, and obscure s martial arts flicks in the case of a Tarantino movie. Also,
an immaterial substance can obviously not be an Aristotelian material cause, but the
Vaiśeṣikas would admit that it can be a substrate cause. The soul, for instance, is the
substrate cause of mental events.5
All of this puts Vaiśeṣika in a position to respond to another Buddhist argument
against wholes. The Buddhist points out that two distinct objects cannot occupy the
́ ̣
same region of space at the same time. You can stuff a cloth inside a pot, but only
because the pot is hollow. The two of them can’t literally be in the same place. In this
sense matter is “impenetrable.” But if wholes were real over and above their parts,
they would violate this rule. The two halves of the pot, clearly, are in exactly the
same place as the whole pot, so the Vaiśeṣika has to admit that there is more than
one thing in the same location. To this the Vaiśeṣika can say that the rule about
impenetrability needs to be qualified. Though it is true that material objects can’t
usually occupy the same space, this needn’t be true if one inheres in the other as in a
substrate. In fact, the whole has to be in the same place as its parts, because whenever
the parts move, the whole has to move with them.
Another argument against wholes is due to the late sixth-century Buddhist
Dharmakı ̄rti. He cites the example of a cloth made from threads of different colors.6
Suppose some of the threads are blue, and others not. What color then is the whole
cloth? It clearly isn’t blue, since some of its parts are not blue, nor is it not blue, since
some of its parts are blue. But to say that it is both blue and not-blue is a
contradiction. So, on closer inspection, there is no color that this multicolored
(citra-rūpa) cloth can be. This suggests that the cloth as a whole is not real. Dharmakı ̄rti’s argument is strikingly similar to one proposed by a contemporary philosopher, David Lewis.7 He considers a criticism of the idea that things that persist over
time are wholes made up of so-called “temporal parts” or “slices.” According to this
proposal, a cloth would persist over time by having “parts” that exist at different
times. But if this were so, Lewis pointed out, then whole objects would have
contrary properties. Suppose I dye a white cloth red. Then one and the same
cloth is both white before I dye it, and then red after I dye it; if the cloth is one
and the same whole thing over time then it has contrary properties.
But of course the Vaiśeṣika philosophers remain determined to weave genuine
wholes into the fabric of reality. Yet again they claim that the Buddhist argument
can be defeated if we just define our terms more carefully. The Buddhists are trading
on the idea that a cloth is either blue or not-blue, and more generally that a given
object either has a property or not. But things are not that simple. There are actually
two different ways of having a property, which the Vaiśeṣikas call “pervasive” and
“non-pervasive.” A property occurs “pervasively” if it occurs in every part of an
object, like the red in Little Red Riding Hood’s cloak. But red can also occur nonpervasively, like red in the plaid tartan of a Scotsman’s kilt. The kilt does have color
pervasively, since every part of it is colored. But it has particular colors only nonpervasively, since no one color appears in every part of the kilt. With this distinction
in hand, the Buddhist argument is shown to be like the Scotsman’s kilt: impressive at
first glance, but nothing underneath.
́ ̣
One lesson to be drawn from the example of the multicolored cloth is that
wholes may or may not share properties with their parts. It may be tempting to
think that wholes must inherit all their features from their parts. Just think again of
the sort of inference we’ve mentioned numerous times, based on sampling: we infer
that all the rice is done cooking by tasting a randomly selected grain of rice from the
pot. Sometimes, though, wholes lack properties that their parts have. A thread may
be entirely blue, yet be part of a cloth that is not entirely blue; a thread weighs very
little, but can be part of a heavy tapestry. Likewise a whole can have properties that
are lacking in the parts of the whole. The pot is a suitable vessel for making stew,
whereas one half of the pot would be quite unsuitable. A chariot can convey Arjuna
into battle, once he finally makes up his mind to fight, whereas no axle, wheel, or
carriage can do this by itself. And according to the Vaiśeṣikas, the pot, the cloth, and
the chariot are all wholes that have the property of visibility, despite being made
from invisible atoms.
A curious thing about these disputes is that Kaṇāda and Vātsyāyana apparently
just wanted to defend common sense from the Buddhists, yet wound up adopting
highly theoretical and speculative ideas. To distinguish between pervasive and nonpervasive properties, or classify the different ways that one thing can inhere in
another, does not fly in the face of our intuitive beliefs in the way that Buddhist
teachings do. Yet neither are they just part and parcel of our commonsense worldview. Much as Nyāya makes sophisticated proposals about epistemology in order to
uphold the reliability of our everyday inferences, so Vaiśeṣika offers a sophisticated
metaphysics to defend the reality of everyday things like pots, chariots, and textiles.
Under dialectical pressure, the Vaiśeṣikas were provoked into making ever more
subtle distinctions and into recognizing new types of real entities, such as inherence
and absences. The result is a rather complicated but admirably consistent theory,
one that is, appropriately enough, more than the sum of its parts.
31
A DAY IN THE LIFE
THEORIES OF TIME
A
historian should never dismiss as unserious ideas that historical figures took
seriously. Take astrology: whereas nowadays, horoscopes are usually seen as
an amusement included in newspapers along with the comic strips, in former ages
astrology was seen as an important branch of knowledge. We now distinguish
sharply between astronomy and astrology, the first a science, the second a pseudoscience. But in ancient and medieval societies an expert in one was liable to be expert
in the other, with the second century AD scientist Ptolemy leading the way.1
Astrology is also a remarkable example of the way that ideas travel between
cultures. Babylonian astronomical ideas and techniques for time measurement
influenced Indian astrologers in the Mauryan period, and Greek astrological writing
was translated into Sanskrit in the second century AD. By the fourth and fifth
centuries, we even see Indians deploying the Greek theory of epicycles, according
to which planets are seated on smaller rotating spheres carried by larger celestial
spheres.2
Aside from its importance as a marker of cultural exchange, there is also the fact
that astrology embodies a particular view of the cosmos and our place in it. It is,
among other things, the study of time. This did not escape the fifth century BC
author Lagadha, who wrote, “the Vedas went forth for the sake of the sacrifices; the
sacrifices were established as proceeding regularly in time. Therefore, he who knows
astrology ( jyotiṣa), this science of time, knows all.”3 Here Lagadha is alluding to the
fact that astronomical measurements were used to determine the auspicious
moment for certain Vedic rituals. He calls astrology the “science of time” because
it is by studying the motions of the stars that the Indians, and for that matter we,
divide time: the days and years of our lives are astronomically defined. But the
ancient Indian scientists didn’t stop with days and years. They envisioned much
larger spans of time, the days in the life of God, or brahmā.
This brings us to a notorious feature of ancient Indian thought, the cosmic world
cycle. You may have heard terms like kalpa or yuga, and have the vague sense that
these are extremely long periods of time with which the Indians measured the age of
the universe. Kalpa, a word that already appears in the inscriptions of Aśoka with the
meaning of “a very long time,” came to be the name for one brahma ̄ day, which is a
very long time indeed. We know that Indian deities needed to be very patient. Just
remember Indra waiting years to receive instruction from Prajāpati (see
Chapter ). But that’s nothing compared to the patience of brahmā. His day lasts as
long as the entire cosmic cycle, reckoned as . billion years, and he lives for ,
such days. So if you want to figure out his full life span you’re going to need a
calculator with an extra wide screen. Each of his days sees a cycle in which the
cosmos is first created, then endures, and is finally destroyed.
This idea of a destructive world cycle does not yet appear in the early Vedas, but is
thematized in the Maha ̄bha ̄rata. One expert on the topic has written that “by the end
of the Vedic period and the time of the composition of the Maha ̄bha ̄rata the
importance of time as a destructive force had reached new heights, and the word
kāla [‘time’] had practically become synonymous with death.”4 Another pessimistic
idea, also found in the Maha ̄bha ̄rata, is that each world cycle is subdivided into four
periods of unequal lengths, characterized by gradual degradation and loss of dharma,
as manifested for instance in shorter life spans for humans. The four sub-periods or
yugas are named after four, unequally valuable throws in a game of dice. Depressingly, we’re now living in the time corresponding to the least valuable throw, known
as the ka ̄li, which is why our age is called a kāliyuga and our ideal lifespan is a mere
years. If you’re a nervous type, the next thing you probably want to know is
how close we are to the end of the present cycle. Here views varied. Astrologers
calculated the most recent “great conjunction” of the stars, from which the kāliyuga
began, as having occurred relatively recently in BC. That would give us hundreds
of thousands of years until the end of our age. But we also find texts predicting a
more imminent cosmic demise, perhaps a reflection of the destabilizing invasion of
India by foreign armies in the period between the Mauryan and Gupta empires.5
This awe-inspiring conception of cosmic chronology forms the background to
such ideas as karmic retribution and reincarnation. One thing’s for sure: if you
escape just punishment for your misdeeds, it won’t be for lack of time. The gods too
are subject to time and even live through daily cycles, with cosmic genesis and
destruction correlated to dawn and dusk. This might seem to suggest that time is
itself a kind of divine principle, or even a principle beyond divinity. But that notion
finds full expression only in one unusual passage of the Artharaveda (§.–), which
has all things including the creator god Prajāpati being originated by time itself.6 It is
not a notion that catches on in Vedic literature. In fact, one of the Upaniṣads
explicitly rejects the claim that time is a creative principle.7 The Vedic philosophical
tradition goes further still in this metaphysical demotion of time, by doubting
whether it is real at all.
We might expect this in the Vedānta tradition, especially in its Advaita variety,
where all things other than brahman are exposed as illusions. One of the more
interesting treatments of time from a broadly Vedānta point of view does not go
quite that far. This is a section of the Vak̄ yapadı ̄ya (§.) written by the grammarian
Bhartṛhari. He already introduces time as a topic at the outset of his treatise,
explaining that it conditions the appearance of the one brahman as many things
that are subject to growth and decay. On this reckoning time is not exactly unreal,
but a mere instrument or power through which brahman makes itself manifest in the
form of our multifarious, changing world. Because of this all things in the phenomenal world are bound to time, like birds held captive by strings. Still, from the point
of view of brahman and of the Vedānta philosopher too, there is no real difference
between past, present, and future. As usual in Sanskrit grammar, Bhartṛhari puts the
performance of an action at the center of his analysis of time. When we use the three
tenses, this is nothing but an attitude we take toward actions: past tense marks
actions that have already been performed, present tense actions that are in the midst
of being completed, and future tense actions that have not yet been undertaken.8
Other thinkers in the Vedic tradition adopt even more skeptical views.9 Sāṃ khya
and Yoga, in particular, claim that time is merely a product of our minds.10 The
Yoga-sūtra speaks of a knowledge that arises from our awareness of moments and
succession (.). This is rather obscure, par for the course with the Yoga-sūtra.
Fortunately, the accompanying commentary explains that a moment (kṣaṇa) is the
smallest part of time, just as an atom is the smallest part of matter. We mentally
combine them to produce an impression of flowing, continuous time, but time is
nothing real out in the world. Most of us see things only from the perspective of the
present moment, and thus do not realize that past and future are also real (.), even
if only present events are “manifest.” Similarly, the Sāṃ khya commentators take
their cue from a sūtra in the Sam
̄ ̣ khya-kar̄ ika ̄, which says that the external senses grasp
only the present whereas the mental organ can also grasp past and future (§).
Gauḍapāda explains that the mind can infer past and future events from present
perceptions, as with the familiar examples of realizing it must have rained because
the river is swollen, or that it will rain because ants are carrying their eggs to safety.
So far it would seem that ancient Indians were impressed by the sheer immensity
of time and its role in measuring out the cycles of the world, but not so impressed
that they were willing to admit that time is actually real. But let’s not be hasty. We
haven’t yet considered the account of time given by the Vedic school most notable
for its realist approach: Vaiśeṣika. Having defended the reality of such controversial
items as qualities, universals, and the self, Kaṇāda is not likely to adopt an anti-realist
theory of time. His general strategy is already suggested by the way he handles the
topic of space (Vais ́eṣika-sūtra .–) which he of course also takes to be real. Space is
like the self, in that it cannot be apprehended directly. We need to infer that it exists
by observing things that are spatially arranged.
Kaṇāda proceeds on the assumption that relative arrangement is best explained in
terms of contact. Suppose you see a young couple walking down the street holding
hands. Their relative position is secured by the fact that they are in direct physical
contact with one another: the young woman is to the man’s left, because he is
holding her right hand. But imagine the same couple a few years later, walking down
the same street but now with their child in the middle. The mother is again to the left
of the father, despite the fact that she isn’t in contact with him: she’s holding the
child’s hand, not the father’s. What then determines the relative position of the two
parents? The answer, according to Kaṇāda, is still contact. Not the contact between
the parents, or indirect contact between the parents via their child, but the contact
that both parents have with space. Space provides a framework within which the
woman can be to the left of the man.
For this answer to make sense, space needs to be the sort of thing that you can
indeed contact, which for Kaṇāda means that it needs to be a substance. Not just any
substance, but a unique, ubiquitous (vibhu), and eternal substance. It is an instrumental cause of every physical effect, with respect to which objects can have two
sorts of spatial relation to one another, nearness (aparatva) and farness (paratva). It’s
thanks to the reality of space that we can say, for instance, “the mother is to the
father’s left,” or “Germany is to the east of the United Kingdom.” Given our earlier
discussion of the vast extent of time, we might wonder how big space is. Does it
have any limits at all or just extend infinitely in all directions? Kaṇāda’s view on this
is not entirely clear. Since he introduces space to explain the relations between
physical objects, it seems that it would be enough for space to be the same size as
the cosmos. That is, after all, where all the physical objects are, so there is no point
imagining more empty space beyond the confines of the universe. On the other
hand, Kaṇāda says that most bodies are either “long (dı ̄rgha)” or “short (hrasva),”
which only makes sense if the bodies in question have parts that bound them at
their edges. But space has no parts and hence no boundary, so how can it have a
determinate size? For this very reason some later Vaiśeṣikas conclude that space is
limited in extent. Others argue that it has a special dimension, which they call
paramadı ̄rgha or “maximal length.”11
Kaṇāda’s views on time are very similar to what he says about space. It too is a
substance, it too is unique, eternal, and ubiquitous, and an instrumental cause of
every effect (Vais ́eṣika-sūtra .). Just as space is the basis for relative judgments of
position, time is the basis for relative judgments about past, present, and future
events. It is thanks to time that we can say things like “he lived in the United
Kingdom before he lived in Germany.” There is, however, a difference between space
and time, according to the Vaiśeṣikas. Whereas what is spatially near or far varies
from person to person, what is temporally near or far is the same for all persons. We
might say that we are all right now in contact with the same present moment,
whereas each of us is in contact with a different region of space.
Unfortunately the notion of a “present moment” turns out to be rather problematic. In the Nya ̄ya-sūtra, Gautama mentions an argument against the possibility of
present time (..), which is strikingly reminiscent of a paradox introduced by the
Presocratic philosopher Zeno.12 Imagine an object falling toward the ground. We
can divide its path into two parts, the part it has already traversed and the part it has
not yet traversed. Together these two parts make up the whole path, measured out
by past and future time. So there is no part of the trajectory left that could
correspond to the present moment. Rather, that moment could be only an imaginary point that distinguishes elapsed time from the time that has not yet occurred.
Gautama replies that the concepts of past and future are relative to the present, not
to one another. By this he may mean that, even if the present is only a boundary, it
may still be real. After all, how could the present moment divide past from future if
it were imaginary? Gautama also points out that if there were no such thing as the
present moment, then nothing could be known through our senses, because (as we
just found the Sam
̄ ̣ khya-kar̄ ika ̄ saying) the external senses grasp things only in the
present.
As the example of the falling object shows, philosophical debates about time are
inextricably bound up with philosophical debates about motion. Beginning with
Praśastapāda, early Vaiśeṣika philosophers took a serious interest in the behavior of
projectiles and other moving bodies.13 There is another striking parallel with Greek
thought here, since Praśastapāda’s ideas are comparable with the celebrated theory
of “impetus” found in a near contemporary, John Philoponus (both lived in the sixth
century AD, unless of course time is unreal).14 According to Praśastapāda, motion is
the cause of conjunction and disjunction. It comes in various varieties, each of
which is explained by a quality in the bodies that move. “Heaviness (gurutva)” causes
downward motion, “fluidity (dravatya)” causes flowing motion, and so on. The claim
that motions are always caused by qualities, not by other motions, is intended to
avoid an infinite regress where every motion has to be caused by another, previous
motion. Praśastapāda also appeals to qualities to explain why motion continues
once it has started. In particular he refers to a quality called vega, “impetus” or
“speed.” This is a tendency or disposition (saṃ ska ̄ra) of the body, comparable to other
dispositions like “elasticity (sthitistha ̄paka).” Impetus explains why falling things
continue to fall, elasticity why bodies return to their original shape after being
stretched or squeezed.
Praśastapāda further illustrates his idea of impetus by giving two examples: a fruit
falling from a tree, and a thrown javelin. Before it falls the fruit is stationary in the
branches of a tree. It does have the quality of “weight,” but this quality is being
counteracted by its contact with the tree via its stem. Then the stem breaks. No
longer impeded, the fruit’s weight can now make the fruit move to a new position.
In light of Kaṇāda’s discussion of space we can say that it goes from contacting one
part of the substance of space to contacting another part, which is located just
below. But the weight only makes the fruit start falling. To explain what happens
next we need to say that, at the same moment, there is produced in the fruit an
“impetus.” This causes a further motion downwards, and so on for every subsequent
time in the fruit’s downward fall. It’s the fact that weight initiates motion, but then
has no further effect, that encourages us to translate vega as “impetus.” It should not
be confused with the idea of “inertia.” The point is not that bodies in motion will
simply continue to move unless something impedes them, but that there is an
intrinsic quality in the falling fruit, just like the intrinsic quality of elasticity that
causes a rubber ball to adopt a spherical form again after being compressed in
your hand.
Praśastapāda’s second example of the javelin involves something moving despite
its weight, whereas the fruit moved because of its weight. The throwing of the
javelin upward gives it both an initial motion and an initial impetus. This impetus
counteracts the javelin’s weight so that it is able to continue traveling upwards.
Eventually, the impetus is exhausted by contact with the air, and the javelin’s weight
takes over and imparts a downwards impetus. At which point the javelin falls
towards the ground, now behaving like a particularly long, sharp piece of fruit. So
this explains the upward and then downward motion of the javelin. Assuming it is
thrown at an angle, it will also move horizontally. Again, once it gets going its
continued flight is caused by an “impetus” imparted by the thrower, which will be
depleted as a result of contact with the air. Of course, the harder you throw the more
impetus you impart to the javelin, which is what determines how far the javelin
travels.
Later Vaiśeṣikas try to extend the theory to other sorts of motion, such as the
movement of an iron needle toward a magnet, the upward flickering of flames, or
the circulation of air. Following Praśastapāda’s lead, they assume that in each case
there must be some quality which initiates motion. Sadly, none of the qualities we’ve
mentioned so far—weight, fluidity, elasticity—really seem to do the job. So the
Vaiśeṣikas resort to something they call adṛṣṭa, literally the “unseen,” which is
postulated to account for movements like these. While this may look more like
magical thinking than scientific explanation, we could actually see it as admirably
open-minded. Realist as ever, the Vaiśeṣikas assume that there is some genuine
property in things making them behave the way they do, even if we cannot tell
for sure what it is. Empirical investigation of each case may reveal more about these
qualities. On the other hand, the “unseen” starts to assume a range of other, more
speculative functions in later Vaiśeṣika, for instance by explaining why atoms start
to move at the creation of the universe, or to account for our fate in the afterlife.
Praśastapāda would probably not have approved.
Despite these developments within the school’s doctrine, it seems fair to describe
Vaiśeṣika as down-to-earth, or perhaps better, “naturalistic.” They offer accounts of
the physical world and the place of human beings within it, avoiding appeals to
supernatural forces. God is given no significant explanatory role in the system, at
least in early Vaiśeṣika. But if you’re a fan of naturalism, there is another school that
may appeal to you even more. The groups we’ve examined thus far have defended a
wide variety of metaphysical positions, but all of them gave some role to nonphysical things, whether it was the gods, brahman, or the human self and mind. But
next on the agenda is a group of thinkers who shocked their contemporaries by
banning all supernatural, non-physical entities from their worldview. This radical
stance was defended by the Cārvāka school, who could trace their philosophy to a
figure from the time of the Buddha, by the name of Payāsi.
32
THE WOLF ’S FOOTPRINT
INDIAN NATURALISM
W
hen you are trying to persuade somebody of something, it’s usually a
mistake to be too insistent. It makes interlocutors dig in their heels, since
it’s just human nature to greet confident certainty with stubborn skepticism. Thus it
was all but guaranteed that the Brahmanical schools of ancient India would provoke
disagreement. By insisting so emphatically on the truth of the Vedas, on their
indispensability as we travel the path to wisdom and liberation, these thinkers
invited contradiction and criticism. It came above all from the Buddhists and the
Jainas, to whom we’ll be turning soon. First though, we will look at an even more
radical response, a school of thought that used the sūtra-and-commentary form of
writing that has become so familiar to us from the Brahmanical schools, but in
order to reject everything held dear by the philosophers of those schools. This
school was equally inimical to the beliefs of Buddhists and Jainas, making them the
true outsiders of classical Indian thought, champions of a philosophy and way of life
grounded firmly within this world.
Called Cārvāka or Lokāyata, the school took its cue from early materialist ideas
already circulating around the time of the Buddha. The key text of the tradition is
ascribed to a man named Bṛhaspati and is called (of course) the Car̄ vak̄ a-sūtra. It is
unfortunately lost, but can be reconstructed to some extent thanks to quotations
found in angry rivals. Evidence of later Cārvāka thinkers, and of verses (s ́lokas)
encapsulating the Cārvāka teaching, are also transmitted only indirectly.1 Indeed,
of all the traditions we have examined so far Cārvāka is by far the least well
preserved in surviving texts, precisely because of its irreverence. Yet it was still
known in India in the sixteenth century, when it was explained to the great Mughal
emperor Akbar that the Cārvākas “regard paradise as a state in which man lives as he
chooses, free from the control of another, and hell the state in which he lives subject
to another’s rule . . . They admit only of such disciplines as tend to the promotion of
external order, that is, a knowledge of just administration and benevolent
government.”2
The Cārvākas thus disputed the truths of both Vedic ritual practice and the ascetic
s ́ramaṇa movements, which promised that favorable deeds will be rewarded with
good fruits in either this life, in another world, or during a further incarnation in this
world. Bṛhaspati dismisses all this, stating bluntly in two consecutive sūtras that
“religious acts are not to be performed,” and that religion’s “instructions are not to
be relied upon” (A.V.–). The Cārvāka verses are even more forthright: “there is no
heaven, no final liberation, nor any soul in another world.” Nor do the actions of
the four castes, orders, and so on, produce any real effect. Bṛhaspati says: “the fire
ritual, the three Vedas, the ascetic’s three staves, and smearing oneself with ashes, all
these are the livelihood of those destitute of knowledge and manliness” (C.–).
Bṛhaspati is an equal opportunity offender, ridiculing both the Vedic believer and
the Buddhist or Jaina ascetic. Other Cārvāka verses likewise take aim at both targets,
mocking first the Brahmins: “if beings in heaven are gratified by our offering here,
then why not give food down below to those who are standing on the housetop?”
and then the s ́ramaṇa movements: “the naked one [i.e. Jaina], ascetic [i.e. Buddhist],
dimwit, given to practicing physical hardship—who has taught you this way of
leading life?” (C. and ).
Bṛhaspati was not the first to make such unpopular statements. Ajita Kesakambala, a rough contemporary of the Buddha, said that “there is no [consequence to]
almsgiving, sacrifice or oblation. A good or bad action produces no result.”3 As we’ll
see in the next chapter, Ajita also held that a human being has no self or soul that
can survive bodily death. On the strength of these teachings, Cārvāka expert
Ramkrishna Bhattacharya has credited Ajita with being “the originator of materialism in India.”4 In a typical instance of the way that the views of such philosophers
have been inaccurately transmitted by their opponents, we are also told that Ajita
denied the reality of both this world and the other world. This makes him sound like
a radical skeptic or nihilist. But in fact, he probably said only that we are guaranteed
no future fruits from our actions, in either this or the next world. In place of the
unfounded promises of the Vedas, the Buddha, or Mahāvı ̄ra, the advice of Ajita and
the later Cārvākas is to look solely to the evident and immediate consequences of
what we do.
So what guidelines do these naturalists offer in evaluating the consequences of
actions? The reports of their rivals suggest that, having rejected both Vedic and
ascetic practices, and given up on any prospect of a life after death, the Cārvāka
school could do no better than to embrace crass hedonism. Indeed, the very name
“Cārvāka” may relate to the word car̄ u, meaning “pleasant,” though an alternative
etymology connects it to carva or “chew,” because the Cārvāka thinker is one who
“chews” or destroys the self.5 An alternate designation of the school, “Lokāyata,”
suggests the same ethical orientation, since it means “this-worldly.” In keeping with
this, one of the Cārvāka verses states, “while life remains let a man live happily;
nothing is beyond death” (C.). The Jaina author Hemacandra, a staunch enemy of
the Cārvākas, represents their teaching with the following picturesque analogy:
“abandoning pleasures in this world and striving for them in the next world is like
licking the elbow, leaving what is to be licked in the hand.”6
But like someone licking up the last drops of a margarita, we should take this with
a grain of salt. An instructive comparison may be drawn with the ancient Greek
Epicureans, a school that was likewise excoriated for its supposed hedonist excesses.
Now, the Epicureans actually were hedonists: they taught that pleasure is the highest
good.7 But they were certainly not in favor of debauched, unrestrained pleasureseeking, or even the more refined search for enjoyment evoked by the word
“epicurean” in modern English. To the contrary, Epicurus held that the highest
pleasure consists simply in the absence of pain, and that one can best achieve this
by training oneself to have minimal desires. In the case of the Cārvākas, the hedonist
interpretation may be even more misleading. Our best collection of the fragments of
the Car̄ vak̄ a-sūtra makes no mention of pleasure, and other critics fail to confirm
Hemacandra’s portrayal of Cārvāka ethics; it is hard to believe that they would have
missed such a golden opportunity. In fact, a standard complaint about the Cārvākas
is that they have no positive teaching at all, something you would hardly say about a
school committed to forthright hedonism.8 More likely, Cārvāka did not challenge
the basic premise of Vedic ritualism, namely that we want concrete rewards for our
actions; their criticism was simply that rituals are no way to reap such rewards. If
you want fruits, harvest them here and now.
From what we’ve seen so far, Cārvāka philosophy consisted largely in a forthright
rejection of other teachings, but without much in the way of detailed argument. This
too is misleading, though. On at least two central topics of Indian philosophy, these
materialists made significant contributions. One of them is the theory of the self or
soul, and we’ll be looking at this below. The other is epistemology, in particular the
reliability of inference. We saw that the Nyāya school, among others, recognized
inference as a source of knowledge, or praman̄ ̣a; you may recall our example of
inferring the presence of a tiger in the trees after hearing its growl. Cārvāka adopts a
critical response to this theory too, but because of the problematic nature of the
evidence on their teaching, it is not clear just how radical that critical response was.
What is certain is that they were happy with the first source of knowledge
admitted by the Nyāya school, namely sense-perception. The trickier question is
whether they reject the use of inferences based on sense-perception, or accept
them under certain circumstances. It’s clear that later commentators in the
Cārvāka tradition adopted the latter view. One of these commentators, named
Purandara, is reported as saying that the Cārvākas “accept inference, although they
object to anyone employing inference beyond the limits of perceptual experience.”9
Some scholars believe that this represents a softening of an original, extreme
empiricism put forth by Bṛhaspati in the Ca ̄rva ̄ka-sūtra, according to which only
sense-perception can give us knowledge. They might have made this move to render
their school’s teaching more competitive with the sophisticated epistemologists of
other traditions.
Still, the balance of evidence suggests that Bṛhaspati was already willing to admit
the validity of what we might call “everyday” inference.10 Consider the following
passage: “perception indeed is the means of right knowledge. Since the means of
right knowledge is to be non-secondary, it is difficult to ascertain an object by means
of inference. There is no means of knowledge for determining the other world”
(A.III.–IV.). One could certainly take this to mean that sensation, and sensation
alone, is a prama ̄ṇa. And indeed, the Cārvākas were sometimes called praman̄ ̣aikava ̄dins, meaning “those who accept only one prama ̄ṇa.”11 In the compressed sequence
of sūtras just quoted, Bṛhaspati even gives us something like an argument for this
restriction of knowledge to the realm of perception. It alone is “primary” whereas
inference or testimony would be “secondary.” If you hear a tiger sound, you can be
sure there is a tiger sound, because you are immediately aware of it. But as we noted
earlier, inferring on this basis that there is really a tiger, or accepting testimony from
someone else, falls below the standard of certainty. Nonetheless, it might be
perfectly acceptable to form beliefs in this way. Perhaps you don’t particularly
mind about being certain. Or perhaps you can use sense-perception to doublecheck the belief in question. This is what happens in everyday life, as when you
believe that eating rice will eliminate hunger because it has done so in the past.12
You can satisfy any doubt you might have on the score right along with satisfying
the hunger, by just eating some rice.
The problem, as Bṛhaspati’s remarks suggest, is whether such inferences can be
drawn on such topics as the “other world” or the existence of an incorporeal self.
These are of course precisely the sorts of inference that Nyāya and other Vedic
schools wanted to make—ultimately, their epistemology was in the service of
arguing for the self, liberation, and so on—and these are also precisely the inferences
that Cārvāka is committed to refuting. Here we are dealing with highly controversial
claims, with no possibility of checking the claims using sense-perception. After all,
it’s not like we can go now to the other world just to see whether it is really there.
Extrapolating a bit, we could imagine that Cārvāka would even be happy with the
sorts of inference made in scientific explanations of natural phenomena. After all,
these explanations are hypotheses that can indeed be checked against empirical
evidence. The point is made in the Cārvāka verses, which ask: “who will deny the
validity of inference when one infers fire from smoke, and so on? For even ordinary
people ascertain what is to be proven by such inferences, though they may not be
pestered by the logicians. However, inferences that seek to prove a self, God, an
omniscient being, the other world, and so on, are not considered valid by those who
know the real nature of things” (C.–). To this the verses add the traditional
refrain of the commonsense philosopher, namely that everyday people will do
just fine making inferences “so long as their mind is not vitiated by cunning
logicians” (C.).
There is a beautiful anecdote that encapsulates the Cārvākas’ approach better than
we ever could: the parable of the wolf ’s footprints. Related by several authors, it tells
of a married couple, the husband a materialist and the wife a devout believer in
Brahmanical teaching (the terms used here are nas̄ tika and as̄ tika). He is unable to
convince her by arguments, and comes up with a different approach. When no one
is watching, he uses his fingers to make marks in the dust of a crossroads, mimicking the footprints of a wolf. When the marks are discovered, the local scholars agree
that these marks can only be explained by a wolf that has come into the village out
of the forest. The husband triumphantly tells his wife to “consider the case of these
footprints of the wolf.” We’re lucky to have this detailed version of the story, since it
explains an otherwise incomprehensible Cārvāka verse, which compares the teachings of learned scholars to saying “look at the footprint of the wolf” (B.).13
It may seem that the parable is a caution against using everyday inference. Wolves
are not imperceptible, like the other world or an immaterial self, and concluding
from apparent wolf footprints that a wolf is about is hardly an example of exotic
philosophical reasoning. This impression might be confirmed by the verse just
mentioned, which prefaces the remark about the footprint by stating, “man consists
of only as much as is within the scope of the senses.” But a fourteenth-century
author named Somatilaka, who transmits one of the more complete versions of the
story, emphasizes the fact that the villagers duped by the husband include the selfstyled scholars who solemnly inform the rest of the people that a wolf must be
nearby. He says, “these people, knaves in the garb of the pious” deceive normal folk
“by somehow convincing them of the infallibility of certain inferences and verbal
testimonies . . . enticing them away with the hope of enjoying pleasures to be
attained after reaching heaven, and produce blind faith in pious acts.”14 So, at least
on this interpretation, the parable is not intended to induce a wide-ranging
skepticism about all inference. It is an analogy, meant to cast doubt on the misleading promises made by the “learned men” of the Vedic tradition.
Our puzzle about the scope and nature of the Cārvāka epistemological critique
echoes another feature of Hellenistic philosophy, in this case having to do (unsurprisingly) with the Skeptics. Before explaining the parallel, we hasten to say that the
Cārvāka school is clearly not skeptical, at least not in the way that the ancient Greek
Skeptics were. They do accept one authoritative prama ̄ṇa or source of knowledge,
namely sense-perception.15 In this respect their epistemology fits better with the
aforementioned Epicureans, who likewise grounded all knowledge in sensation. But,
just as it is controversial how to take the Cārvāka criticism of inferences that go
beyond perception, so it is controversial how to understand the Hellenistic Skeptics’
attitude towards belief in general. On one reading, they withheld their endorsement
or assent from all beliefs; on another reading, they suspended judgment only
concerning the more abstruse and technical claims made by the dogmatic schools.16
On the reading we’ve been defending, Cārvāka would line up with the second
interpretation of the Hellenistic Skeptics: they were happy to accept everyday
inferences, but not the more ambitious and contentious inferences made by their
Vedic and s ́ramaṇa rivals.
Having said this, there is actually a more fundamental difference between Cārvāka
and Greek Skepticism, at least in the form defended by the late ancient thinker
Sextus Empiricus. As we’ve just said, his Skepticism manifested as a suspension of
judgment, concerning at the very least philosophical doctrines, and maybe all
possible topics of belief. But it’s abundantly clear from our evidence that Cārvāka
did not suspend judgment about the fruits of ritual or the existence of a self
independent from the body. They judged all right, and very harshly: they thought
all of it was bunk. But on what basis? To say that there is no watertight inference or
testimony to establish the truth of these things is far from establishing that they are
false. This would be like seeing a mark in the dust that looks like a wolf ’s footprint,
realizing it could in theory have been made by a husband trying to score a point in a
marital dispute, and leaping to the conclusion that the mark was definitely not made
by a wolf. To put the point more abstractly, it seems that for the Cārvākas, if there is
no definite proof of something then it should be taken not to exist.17 And that seems
like a crass philosophical error.
At least two sorts of response might be made on the Cārvākas’ behalf. One is that
in the case of something like the other world or the independent self, proof is
unavailable in principle. This is not like the wolf who may or may not have made a
footprint. In that case, we can use sense-perception to track it down and verify its
existence. By contrast, another world reached only after death would be completely
inaccessible to sense-perception, the source of all our knowledge. And it does make
a certain amount of sense to reject belief in things that are in principle unknowable,
that are simply beyond our ken, given that there could not possibly be any evidence
for them. Sextus Empiricus would still say that this falls short of giving us grounds
to reject the existence of such things. That would be an example of what he called
negative “dogmatism,” whereas the truly skeptical response is to refuse to make any
judgment one way or another. But the lack of evidence, even of the possibility of
evidence, may have been enough for Bṛhaspati, and might be enough for us too.
33
MIND OUT OF MATTER
MATERIALIST THEORIES OF THE SELF
T
here are basically two ways to get modern-day philosophers interested in the
history of philosophy. First, you can point out that ideas from past eras are
excitingly different from the ideas and assumptions we have today. As Peter Geach
once said, “the usefulness of historical knowledge in philosophy is that the prejudices of our own period may lose their grip on us if we imaginatively enter into
another period, when people’s prejudices were different.”1 Ancient Indian philosophy offers plenty of material for this sort of approach. How many contemporary
philosophers are seriously engaged with the question of acting without desire, the
central topic of the Bhagavad-gı ̄ta ̄, or with the sort of consciousness monism put
forward by Advaita Vedānta? But there is also a second, diametrically opposed
strategy, which involves pointing out startling anticipations of modern ideas in the
historical record. This chapter will explore just such a case: the Cārvāka theory of
mind, which is remarkably similar to a position defended by many philosophers
nowadays, called “emergentism.”2
As the name implies, this is a theory according to which the mind “emerges” from
the body. This means on the one hand that physical properties, like chemical
processes going on in the brain, somehow give rise to mental life—philosophers
sometimes speak of the mental “supervening” on the physical. On the other hand,
mental life cannot simply be reduced to processes in the body. The mind has its own
causal powers, and even the most sophisticated scientific theory wouldn’t be able to
eliminate talk of the mental and replace it with talk of things happening in the brain
or elsewhere in the body. Emergentism forges a middle path, holding that consciousness and other features of the mind are generated by the body, but are not
mere impotent by-products, with all the real causation happening strictly at the
physical level. Once they emerge, mental phenomena have their own explanatory
force. A nice metaphor found in discussions of Cārvāka makes the point beautifully.
A spark of flame is produced by rubbing two sticks together, and then the resulting
fire can be a genuine cause of heat and burning, with the help of other materials.3
Analogously the body’s composition gives rise to such things as thoughts and
desires, which can then cause further thoughts and desires.
This view of the mind is powerfully opposed to what we have seen in other
ancient Indian schools of thought. The strongest contrast would be with the
Vedānta tendency to make brahman, a mental principle, the cause of all physical
phenomena, which may even be seen as unreal. But Sāṃ khya and Nyāya-Vaiśeṣika
insisted that humans have some immaterial psychological aspect, and more generally there was a widespread acceptance that the mind or self (if it exists at all)
can survive on its own without the body. Widespread though the idea may have
been, it came under attack very early in Indian history. We have just met the
pioneering materialist Ajita Kesakambala and seen how he rejected Vedic ritual
and its fruits, either in this or the next life. In support of this polemic, Ajita claimed
that the human person “is but a compound of the four great primary elements.”
After death the person is dissolved, with earth returning to earth, water to water, and
so on.4
Another forerunner of the Cārvāka view on mind was a prince called Payāsi. Like
Ajita he seems to have lived around the same time as the Buddha himself, and we
have a report of his ideas in the Buddhist Nikāya.5 It tells of how Payāsi undertook
experiments to show that there is no self separable from the body, experiments that
would not pass muster with a modern-day scientific ethics committee. He suggested
putting a person in a large, sealed vessel, and then baking the vessel until the person
is dead. We then open the jar and, Payāsi instructs, “watch carefully: maybe we can
see his soul escaping. But we do not see any soul escaping.” If you don’t have a jar
that big, then just beat the life out of the person and see if a soul departs at the
moment of death; or weigh someone before and after killing him to see if anything
has escaped. Or if you’re feeling sadistic and curious in equal measure, you can peel
the person layer by layer, to see if a soul is exposed at the core.6
All of this is proposed in a dialogue with Kāsý apa, supposedly a companion of the
Buddha. Of course Kāsý apa can hardly insist that the soul is detectable through
Payāsi’s gruesome experiments. But he denies the relevance of this, arguing that
thrashing a person’s body to see its soul is like thrashing a trumpet to get at the
music it used to make. Like the trumpet that is not being played by a musician, the
body without soul is inert. Without “life, heat and consciousness,” it is incapable of
motion, sense-perception, and thought. Of course as a Buddhist, Kāsý apa has no
interest in defending the idea of the self as an enduring, simple entity. His objection
is rather a methodological one: whatever doctrine of the self we adopt, we should
not suppose that the mental can be investigated using the same approach we take in
studying the natural world.
The figure of Payāsi (here “Paesi”) is also known from Jaina literature, which again
makes him an interlocutor in a dialogue about the soul, in this case with a man
named Kesi.7 Paesi puts it to Kesi that an ant and an elephant should have souls of
the same size. Why, then, are the activities performed by an elephant so more
impressive than those of the ant? Kesi responds with a metaphor. Imagine a hall in a
building with no doors or windows that would let light out. A lamp is then lit in the
middle of the hall. It would illuminate the entire hall, but nothing further outside. If
one then covers the lamp with a bushel, then only the much smaller space inside of
the bushel is illuminated. “In just the same way,” says Kesi, “the soul too is reborn in
such a body as it is bound to by the karma of its previous existence. It animates it, be
it small or big, by innumerous soul units. Therefore, Paesi, you should believe that
the soul and the body are different and not identical.”
The story of Payāsi demonstrates that naturalism was a strong undercurrent in
Indian philosophy from the very beginning. Like its rival schools of thought, it was a
“philosophy of path and purpose,” but one that recommended living for the here
and now rather than in search of transcendental ideals. Ajita and Payāsi dismissed
the pretensions of Vedic ritual as a means to satisfying desire and rejected the idea
that God exists and can intervene on earth. Their skepticism regarding the soul was
thus part and parcel of a more general philosophy, one that could offer a serious
challenge to the Vedic tradition, and also to Buddhism and Jainism, once the
materialist position was systematized as a proper school of thought. As so often,
that meant producing a canonical text in sūtra form, hence the Ca ̄rva ̄ka-sūtra ascribed
to Bṛhaspati.
We saw already that Bṛhaspati, and Cārvāka more generally, carried on the early
naturalist project with an epistemology that privileged sense-perception over inference and testimony. But at least as much emphasis was placed on the materialist
account of mind. Indeed this topic seems to have featured at the very beginning of
the Car̄ va ̄ka-sūtra. The latest reconstruction of the text has it starting more or less as
follows (.–):
Next then we will examine the nature of the reals.
Earth, fire, air and water are the reals.
Their combination is called the “body,” “senses,” and “objects.”
Consciousness (caitanya) [is formed] out of these [elements].
As the power to intoxicate [is formed] out of fermenting ingredients.
A human being (puruṣa) is a body qualified by consciousness.
[Thinking is] from the body alone.
Because of its presence when there is a body.
This is a stunningly forthright affirmation of naturalism or physicalism. Everything
that exists, states Bṛhaspati, is identical to the elements or to some combination of
them. Lest we wonder how our complex surroundings could have arisen from such
simple ingredients, he adds two further aphorisms (.–):
The world is varied due to variations in origin (janma).
As the eye in the peacock’s tail.
Today’s philosophers might instead speak of the “causal history” of different things.
Yes, things are complicated, but this is because they arose from a complex process
of combination and interaction between simple materials.
As stated in those opening lines, Bṛhaspati’s account applies also, or even
especially, to the human mind. Tellingly he does not speak of “self (a ̄tman)” but
only of the generation of the “human being” or “person” (puruṣa). He doesn’t do his
opponents the favor of assuming that there is any such thing as a self that could be
independent of body. Instead the whole person, including the power of thought, is
made from the four elements. A certain combination of those elements generates
mental life. Bṛhaspati compares the emergence of consciousness from matter to the
way that the capacity to intoxicate arises from the mixture of the ingredients in an
alcoholic beverage. This analogy strongly suggests that the mind that arises from
matter would have its own causal powers, as modern-day emergentism requires.
Earth or water cannot think on their own, just as hops, barley, and water cannot
make you drunk on their own. The trick, as any brewer can tell you, is all in what
Bṛhaspati calls the “combination,” from which arises a new power to intoxicate.
Unfortunately, what we find here in the Car̄ vak̄ a-sūtra leaves some doubt as to the
exact relationship between the mind and its material basis. The problem centers on
the use of the noun bhūtebhyaḥ , which means “elements” and apparently is in the
ablative case.8 As in Latin, the ablative case in Sanskrit can mean several different
things. Bṛhaspati might be saying that the mind is made from the elements, that
thinking is because of the elements, or that thought is produced out of them. This, along
with the typically concise and compressed mode of expression in the whole string
of aphorisms, left commentators with room to offer several different interpretations. One idea was to say that mind is only the manifestation of processes going
on at the physical level, with those physical processes carrying all the explanatory
weight. On this reading Bṛhaspati was actually identifying the mind with a combination of elements in the body. Our mental life would simply be the way that we
register the physical processes caused by the combination of elemental bodies.
While this may seem a disappointingly reductive view of the mind, it would
resonate well with some modern-day ideas. In the late nineteenth century
T.H. Huxley proposed that mental phenomena could be just a kind of by-product
of physical phenomena. He compared the mind to the steam whistle of a locomotive, which has no role in the running of the train, or to the bell of a clock that
doesn’t help it to keep time.9 In the same way, the interpretation we have just been
discussing makes Bṛhaspati’s mind causally inert. Mental life doesn’t do anything in
its own right, but is just a side effect of the elemental combination. Yet we have
already seen good reasons to doubt this reading. Consider again the comparison of
mind to the intoxicating beverage: the whole point of that analogy would seem to
be that the mind does do something distinctive of its own. Other Cārvākas duly held
that the mind is a distinct power which emerges from the combination of material
elements, without being identical to it.
There is textual evidence of this disagreement among the Cārvākas. Prabhācandra,
a Jaina philosopher from the eleventh century, discusses their views with unprecedented detail, explaining what they meant when they claimed that the mind is a
“manifestation” of the underlying bodily composition. He says that a manifestation
“puts together well” or “refines” and “perfects” (saṃ skar̄ aka) what is already there,
rather than bringing into being something that was not there before. As such, the
manifestation is not a separate thing, over and above the four elements, not a
“distinct reality” (tattvan̄ tara) in its own right. Prabhācandra also provides an illuminating discussion of various options open to philosophers who want to explain mind
in terms of the body. The most radical proposal is the one we have just considered,
namely that the mind or self simply is the body: there is an identity (svabha ̄va)
between the two. But the physicalist need not go this far. She might say that the
mind is one of the body’s qualities or states. For this idea of “quality” Prabhācandra
uses the term guṇa, familiar to us from Sāṃ khya. This would align with the idea that
mind is like the train whistle, a mere by-product. Finally, and for our money the
most plausible as an interpretation of the Ca ̄rva ̄ka-sūtra, Prabhācandra mentions the
option of saying that the self is an effect (ka ̄rya) of the body. This would be well
captured by the aforementioned idea of mind emerging from the elements like a
spark which gives rise to flame.
Another insightful opponent of the Cārvāka position was the ninth-century
Nyāya philosopher Jayanta, who explained the theory in order to refute it.10 He
confirms Prabhācandra’s observation that for Cārvāka, the self is not a separate
entity. Befitting a Nyāya thinker, Jayanta focuses on Cārvāka’s epistemological
arguments against an independent self. We saw in the last chapter that the Cārvākas
grounded all human knowledge in perception. In keeping with this they reprised
Payāsi’s point that our external senses do not give us access to any self distinct from
the body. When was the last time you saw or heard a self? Nor can introspection
give us access to the self, since this kind of “internal perception” is always a
perception of something like a particular pain or pleasure, rather than of a subject
of consciousness. This sounds a bit more controversial but is actually rather
convincing given the views Cārvāka is criticizing. Remember how Nyāya carefully
distinguished the internal perception enjoyed by the interior mental organ from the
role played by the self (see Chapter ).
If the self cannot be perceived directly, perhaps we could infer or deduce that it
exists? Again, we’ve already seen that Cārvāka doubted the possibility of inferences
concerning things beyond the realm of the senses, and Jayanta confirms that here.
He also says that Cārvāka rejected arguments that inferred a separate self from its
apparent function in our mental lives. We need posit no self in order to explain
things like memory or comparing multiple sensory experiences. These are all things
the body can do. No better, from the Cārvāka point of view, would be trying to
establish the existence of the self by citing authoritative testimony, such as is
provided by the ancient scriptures. Of course Cārvāka gives such arguments from
authority no credence in any case. But they also point out, according to Jayanta, that
one can just as well use the scriptures to support a naturalist view of the mind. They
cite a passage stating that the self is “a single mass of cognition (vijña ̄na-ghana),”
which has “risen up out of these elements and is dissolved into them.”11
With such arguments Cārvāka carried on the early naturalism of Ajita Kesakambala and Payāsi, challenging the core commitment of the Vedic schools to an
autonomous mind or self that can outlive the body. It might be tempting to
associate them with the Buddhists, whose famous “no-self” theory posed a similar
challenge to the Brahmanical tradition. But we should not conflate the two movements. Admittedly Bṛhaspati does avoid using the term “self.” But the Cārvākas are
not, like the Buddhists, questioning the idea that the human mind persists over time.
They are fully committed to the reality of such an enduring mind; it’s just that they
believe it emerges from and depends on the body. So we might say that Cārvāka
could agree with the other sūtra traditions that we have persisting minds, while
disagreeing with them by explaining such mental subjects in a “bottom up” way
rather than a “top down” way. Cārvāka is like a mirror image of Vedānta, where the
mental arises out of the material world rather than the other way around. Yet this
language is slightly misleading (even if “bottoms up” would go nicely with the
analogy to alcoholic beverages). If it is right to see Bṛhaspati as an early forerunner
of emergentism, then in a sense he does make room for “top down” causation. Once
the mind is produced out of material composition, it can exert its own causal
influence. Thoughts are not inert, but play a role in our explanations of the world.
The point is rather that the thinking subject is not a fundamental explanatory
principle, as so many Vedic philosophers would have insisted. It is merely an effect
of the body.
It’s a real shame the Cārvāka theory of mind is not better preserved, that the
works of the school are lost and known only indirectly through hostile reports.
Bṛhaspati proposed that human beings are physical bodies which can be conscious,
that consciousness is something that emerges out of the organization of physical
matter, and disappears again when the organization that sustains it is destroyed. His
position is thus one that resonates powerfully with those taken by most philosophers of mind nowadays, who likewise tend to see an intimate relationship
between mind and body, with the physical somehow giving rise to the mental.
But we should not underestimate our first motivation for doing the history of
philosophy. If Indian theories of the mind and knowledge often resonate with the
theories of today, they can also be interesting because they are so different. We’ll see
illustrations on both sides of that contrast in the next section of this book, as we
turn to the Buddhists and Jainas.
PART III
BUDDHISTS AND JAINAS
34
WE BEG TO DIFFER
THE BUDDHISTS AND JAINAS
W
e have now seen how a variety of different philosophical systems arose in
ancient India, each having a core text comprised of a collection of aphoristic
verses or sūtras. The great plurality of doctrinal opinions in India is its strength, but
also a philosophical problem in its own right. For it is obvious that, even as these
systems emerged out of the same Vedic culture, they adopted contradictory positions
on pretty well every key issue in philosophy: self, mind, and world, human aspiration
and human ability. In this section of the book we will explore two more traditions
that offer a response to this problem of philosophical diversity, that is, to the
availability of different and opposing standpoints or systems. One response is that
of the skeptic, who claims that our inability to reach agreement on philosophical
questions shows that no one answer is justified. The other response is that of the
syncretist: every position contains at least a grain of truth, so we should accept all
philosophical positions, but only in a conditional manner. In India, the first approach
was advanced by a school of Buddhism, and most notably by Nāgārjuna, while the
second was the preferred option of philosophers within the Jaina tradition. We will
see that both ways of rejecting dogmatism led to innovations in epistemology and
logic, as our protagonists sought to avoid falling into self-refutation.
Nāgārjuna lived in the second century AD, at a critical time for the development of
both Buddhism and Jainism. It was in this period that thinkers of both traditions
began writing in Sanskrit, having previously stuck with Pāli in the case of Buddhism
and Prakrit in the case of the Jainas. This allowed the s ́ramaṇa movements to meet
Vedic opponents on their own linguistic ground, even as the Buddhists and Jainas
also engaged in debate with one another. Often the story of Buddhist philosophy is
described as if it emerged in an intellectual vacuum. But just as we’ve seen that the
Brahmanical schools refined their ideas in response to Buddhist critique, so we need
to factor in the broader intellectual context if we want to understand Buddhist or
Jaina thought. With our survey of the systems behind us, we are in an especially
good position to do this.1
We can pick up the story starting after the death of Aśoka, the emperor who
worked so hard to promote Buddhist thought. He reigned in the third century BC,
approximately at the time that Buddhism underwent the first of its several
divisions into rival intellectual theories called vad̄ as. They set forth systematic
accounts of what they took to be Buddhist doctrine, in seven canonical texts
each of which is called an abhidharma. For a sense of how things developed, let’s
consider the central Buddhist tenet that there is no eternal, unchanging self or
soul. Though we readily associate the phrase “no-self” with Buddhism, mental
reality was in some sense affirmed. This is why, as we just saw, the Buddhists
reacted critically to the frank materialism of the Cārvāka forerunner Payāsi. The
truth about the self is somewhere in between. We are neither identical to our
bodies, as Cārvāka would have it, nor are we souls that lack connection to
anything else, a view which is rather similar to the Jaina theory of the self. (Here
it seems the Buddha was at least as interested in positioning himself relative to
other dissident groups in ancient India, as he was in critiquing the Brahmanical
hegemony.) To express his own view, the Buddha offered similes: a person is not
like the thread running through a necklace of pearls, but like the flowing of a river
or the flickering of a candle flame. In keeping with this last comparison, liberation
from bodily existence is described as nibban̄ a or nirvan̄ ̣a, meaning the blowing out
of a flame. Pressing the metaphor a little further, there is a certain sort of fuel
which keeps the flame burning, and in the case of a human being that fuel is
craving, attachment, and false desire.
The Buddha’s ideas about the self were avidly explored in subsequent generations,
as we can see from one of the earliest works of philosophical Buddhism. It’s one we
have mentioned before: a work written in Palı ̄ that describes an encounter between
the Buddhist monk Nāgasena and King Menander (here called “Milinda”). At one
stage Menander asks, “he who is reborn, Nāgasena, is he the same person or
another?” Nāgasena replies, “neither the same nor another.” Menander asks for an
illustration, and Nāgasena offers this: “in the case of a pot of milk which turns to
curds, then to butter, then to ghee, it would not be right to say that the ghee, butter
and curds were the same as the milk but they have come from that. So neither
would it be right to say that they are something else.”2 The rival vad̄ as tried to work
out the philosophical theory behind such metaphors. We have already made brief
mention of one of these groups, the Puggalavāda (see Chapter ). They were
distinguished by their willingness to admit that there is in some sense an enduring
person or self that changes over time. Another group, the Sarvāstivāda, rejected this
proposal but were themselves reluctant to admit that nothing is real apart from
fleeting, momentary dharmas that make up an aggregate thing. In part to explain
how there can be karmic effects from previous deeds, the Sarvāstivādins proposed
that past and future things are real or existent.
In the Abhidharma writings that put forth such interpretations, we see the
Buddhists adopting strategies different from those of the Brahmanical schools.
Buddhists did not write sūtra texts, the compressed and difficult works that stood
in obvious need of explanatory commentary. Somewhat confusingly the early
Buddhists actually do use the term sūtra, or rather its Pāli equivalent sutta, but with
a quite different meaning: here it refers to the recorded sayings of the Buddha
himself as set down in the Nika ̄yas. The various Buddhist schools tried to get
under the surface of these explicit teachings, in order to reveal the deep unity of
the philosophical truth within. One standard exegetical move was to draw a
distinction between those utterances of the Buddha which do express this deep
truth, and those whose meaning is in need of “drawing out (neya ̄rtha)” in one way or
another. This will be a running theme also in later Buddhism. Especially the
Mahāyāna Buddhists deploy the notion of “skillful means (upa ̄ya-kaus ́alya),” which
includes the notion that as an ideal teacher, the Buddha often said things that are not
strictly true in order to help his listeners move along the path to liberation.
The Abhidharma teachings had disparate afterlives. While Sarvāstivāda Buddhism
became dominant in northern India and central Asia, Theravāda Buddhism developed on the island of Ceylon or Sri Lanka.3 The most remarkable ancient representative of Theravāda lived in the fifth century AD: Buddhaghosa, author of a definitive
unified commentary on both the Nikāyas and the canonical Abhidharma treatises
(see Chapter ). His work the Visuddhimagga (Path of Purification) continues to exercise
great influence today in Sri Lanka, Burma, and Thailand, where the Theravāda school
is still alive and well. The Sarvāstivāda branch of Abhidharma enjoyed even wider
influence. Its key philosopher was Vasubandhu, who lived around AD . He wrote
a pivotal digest of Abhidharma theory, called the Abhidharma-kos ́a, and also an
important analysis of the “five factors (pañca-skandha)” which according to the
Buddha constitute the psychophysical river that is a human being.
Vasubandhu also features in the next chapter of this history: the spread of
Mahāyāna (“Great Vehicle”) Buddhism, so called because its proponents wished to
distinguish it from what they considered to be less complete or advanced accounts
of the Buddha’s teaching.4 Thus they applied the condescending term Hı ̄nayāna
(“Lesser Vehicle”) to rival Buddhist groups including Theravāda. After starting out as
a proponent of Sarvāstivāda, Vasubandhu was apparently persuaded by his brother
_ to switch to the Mahāyāna school (see Chapter ). Vasubandhu went on to
Asanga
write some of its fundamental texts, and even to write a self-commentary on his
own, Abhidharma-kos ́a, now from the Mahāyāna perspective. That was enough to
annoy another Ā bhidharmika named Saṃ ghabhadra. He was provoked into writing
a rival commentary, which defends Vasubandhu’s old view against his new one!
Among Vasubandhu’s new Mahāyāna works, his Twenty Verses and his Thirty Verses
are works of immense philosophical accomplishment.
Mahāyāna Buddhism had in fact already emerged well before the time of Vasubandhu, sometime around the last century BC or first century AD. Its self-styled
superiority to other Buddhist groups turned on its claim to be pursuing a higher
ethical goal. Where others might be content to become enlightened and so achieve
the status of an arahat, the Mahāyānas emphasized the more exalted role of the
bodhisattva—indeed their school was originally also called the Bodhisattva-yāna.
A bodhisattva is more than an arahat or even a buddha, because he goes beyond perfect
liberation and wisdom by seeking to bring others to this same state. Thus the
Mahāyānas put “other regarding” ethics at the center of their conception of Buddhism.5
They recognize that great sacrifice and patience will be required to reach the level of a
bodhisattva; they speak of needing millions of world cycles in order to achieve this.
Mahāyāna is also distinguished from other Buddhist schools in terms of the texts it
recognizes as authoritative. It considers a number of new sūtra texts to be genuine
records of things said by the Buddha, despite having become available only centuries
after his death. These had been hidden in the meantime, or were posthumously
divulged by the Buddha in dreams. More generally Mahāyāna tends to think of
“buddha” less as an individual person and more as a functional role. They tell us that
the Buddha teaches at all times and adopts many guises to do so, and assert that there
has been more than one buddha, indeed “as many as the grains of sand in the Ganges.”6
Buddhist history would thus seem to be less a single flowing river than a set of
branching tributaries. This continues with Mahāyāna Buddhism, which itself subdivided into two main sub-schools. One is Madhyamaka, the philosophy of the
“Middle Way,” founded by the aforementioned Nāgārjuna (see Chapters –).
Nāgārjuna’s philosophy was destined to go on to great things in Tibet, China, and
Japan, and is in fact the ultimate source of Zen Buddhism.7 It can be tempting to
think of Buddhism as having a first, Indian phase and a later phase where it gradually
disappeared from India, even as Buddhist ideas were disseminated throughout the
rest of Asia. But actually the waters are a bit muddier than that. We’ve already seen
that Sri Lanka was the home of Theravāda Buddhism from early on, and some of
our earliest sources for the various strands of Buddhism, including Madhyamaka,
are in Chinese. We have valuable information about Indian Buddhism from two
Chinese travelers, Fa-Hsien in the fifth century and Hsüan-Tsang in the seventh
century,8 and also cases where Buddhist works were written in Chinese and translated into Sanskrit.
Nāgārjuna lived around AD to , making him a contemporary of Gautama,
the author or compiler of the Nya ̄ya-sūtra. His two most famous works are the Mūlamadhyamaka-kar̄ ika ̄ (Verses on the Middle Way), and the Vigraha-vyav̄ artanı ̄ (Dispeller of
Disputes), in which he tries to undermine the Nyāya theory of knowledge and
answers Nyāya criticisms of his own work. His central thesis—though as we’ll see
calling it a “thesis” is to some extent problematic—is that all human conceptual
schemes and all philosophical systems are “empty” or “null” (s ́ūnya). His teaching is
therefore also known as the philosophy of emptiness. He is a severe critic of the
prama ̄ṇa method for conducting rational inquiry, and instead urges the use of reason
to expose inconsistencies within the fabric of one’s own conceptions (to say nothing
of the conceptions of rival philosophers). This all sounds pretty radical. So why does
Nāgārjuna call his brand of Buddhism “Madhyamaka,” or “Middle Way”? Because it
neither embraces the permanence of things, nor does it deny that anything is real.
Much as Nāgasena told King Menander that things are neither the same nor different
over time, so Nāgārjuna says that things are not simply independently existent or
non-existent. Rather, they are real insofar as they depend on other things. To be is to
be relative. Don’t worry if this sounds mysterious, because we’re going to get into it
more deeply in the next few chapters (after which it may still sound fairly mysterious, but a Buddhist would advise you not to worry about that either).
The other school of Mahāyāna is Yogācāra, which was first set out by the two
_ and Vasubandhu. It is not so much opposed to Madhyamaka as
brothers Asanga
complementary to it, focusing especially on psychological and spiritual issues.
Obviously it is not to be confused with the Yoga branch of Brahmanical thought,
though Yogācāra is in fact so named because it places emphasis on spiritual
practices (yoga) like meditation. Around AD , so about a century after Vasubandhu, Yogācāra found its most brilliant exponent in the person of Dignāga. We’ll
be looking at his ideas in logic and epistemology, as well as the criticism
and revision of Dignāga’s thought at the hands of Dharmakı ̄rti, who wrote about
one further century on, at about AD (see Chapters –). That’s about as far as
we’ll be going in this book, but it should be mentioned that these figures set the
agenda for subsequent Buddhist philosophy. Later authors tend to write either
commentaries on Dharmakı ̄rti, as in Dharmottara’s Nya ̄yabinduṭı ̄ka ̄ (Gloss on the
Drop of Logic), or manuals presenting the main elements of his thought in a more
manageable form, as in Mokṣākaragupta’s Tarkabha ̄ṣa ̄ (The Language of Logic), written
in the eleventh century.
The fairly bewildering multiplication of schools and textual traditions within
Buddhism may recall the scholasticism of later Islamic or Latin medieval thought.
All the more so given that the social and institutional context for all these
developments was not entirely dissimilar. Just as the Latin Christian Church and
secular princes of Europe facilitated the rise of the universities, and the madrasa
system was put in place by Muslim rulers and their viziers, so Buddhism received
intermittent but often substantial support from various Indian rulers. Generous
laypersons too were willing to do more than just put food in the begging bowls of
monks. The lavish gifts of both groups made it possible to build spectacular stūpas,
or Buddhist shrines; to carve out and decorate whole complexes of caves for
monastic life and study; and to found such establishments as the great center of
learning at Nālandā, a huge monastery that is frequently described as playing the
role of a “university.” Before we took you along the forking paths of the history of
ancient Buddhism, you might have wondered how Buddhist scholars could have
spent decades studying at such a place, given the relative simplicity of the Buddha’s
original teaching. But when you consider the mass of writings produced by all these
different groups and the fact that a competent Buddhist philosopher would furthermore need detailed understanding of the Brahmanical schools for the sake of
refuting them, you begin to believe that one or two reincarnations might be needed
to explain a truly accomplished thinker like Vasubandhu or Dharmakı ̄rti.
Things are a bit more straightforward with the Jainas. As we have mentioned
already (Chapter ), Jainism too split into two branches, the Śvetāmbara and
Digambara, or “white clad” and “sky clad.” But fortunately we can ignore this,
because the philosophers we’ll be discussing would be read and accepted by both
sides. The three founding figures of Jaina philosophy are Kundakunda, Umāsvati,
and Siddhasena Divākara. They may have lived in the third, fourth, and fifth
centuries respectively, but their dates are not known with much accuracy. No less
than the Buddhists, the Jainas were deeply knowledgeable about other systems of
Indian philosophy. Their descriptions of these other systems tend to be faithful,
which can make them a useful source for otherwise lost ideas. They are also
sophisticated doxographers. The eighth-century Haribhadra Sūri composed a very
useful book called Compendium of the Six Systems. This does not refer to the six
Brahmanical schools we considered earlier, but rather Buddhism and Jainism plus
four Hindu systems. The only thing Haribhadra really regards as beyond the pale is
Cārvāka naturalism.9
There is a good reason for the Jainas’ interest in the ideas of other intellectual
traditions, and in this case it was not just a matter of knowing one’s enemy. Actually
Jainas don’t really have enemies. Their philosophy is justly celebrated for its inclusivism, codified in a theory of the “non-onesidedness” (aneka ̄ntavad̄ a) of reality and in
the idea that truth is always approached from a specific point of view (naya).10 The
pluralism of Jaina metaphysics is summed up by Kundakunda in the following
rather dense remark: “all substances are nondifferent from the substantial viewpoint,
but again they are different from the modificational viewpoint, because of the
individual modification pervading it for the time being. According to some modification or other it is stated that a substance exists, does not exist, is indescribable,
is both or otherwise.”11 We will explain the various elements in this statement
below, in particular the idea that there are different metaphysical standpoints (see
Chapter ).
Whereas Kundakunda wrote exclusively in Prakrit, Umāsvati was the first Jaina
philosopher to compose philosophical works in Sanskrit. He even calls his great
treatise a sūtra: the Tattva ̄rtha-sūtra (Sūtra on What There Is). Almost every Jaina
philosopher of any significance would, in the course of the subsequent centuries,
write a commentary on this book, using the opportunity to defend their own views
and attack those of their foes. So maybe Jainas do have enemies after all? Certainly
they were willing to defend their own perspectivalism against its critics. We should
bear this in mind as we consider the relation of Jaina epistemology to the other
teachings of their tradition. It’s often assumed that this epistemology is a kind of
intellectual version of aḥimsa ̄: just as the Jaina observes strict non-violence in
practical matters, so in theoretical matters the Jaina embraces principles of tolerance
and harmony. While this interpretation may not be entirely wrongheaded, it seems
at least too simple. For the Jainas were just as ready as the Brahmanical thinkers
and the Buddhists to engage in that quintessential ancient Indian philosophical
practice: debate.
35
IT ALL DEPENDS
NĀ GĀ RJUNA ON EMPTINESS
U
nless you count the Beatles’ White Album, the Rolling Stones’ song “Paint it
Black” is rock music’s greatest tribute to monochrome. With the opening lyric
Mick Jagger means to tell us something about his mental state. But he also tells us
something about the way things outside us relate to our mental states. He would like
the door to be black, either because that would match his mood or because he was
hoping to visit the prime minister. Yet it stubbornly insists on being a jolly red. We
might say that the door and its properties are independent of us, of our desires and
attitudes, and indeed independent of anything else. The door is red in itself, just as it
is in itself a door, and our perception and knowledge of the door needs to be true to
those independent and intrinsic facts. Well, we might say that, but Nāgārjuna would
not. He challenges the assumption that there are such independent, free-standing
things and properties. Instead, all things are marked by “dependent origination
(pratı ̄tya-samutpad̄ a),” which means that they are “empty.”
This is the core teaching of the Madhyamaka or “Middle Way” Buddhist philosophy. As Nāgārjuna puts it his Verses on the Middle Way, “whatever is dependently coarisen, that is explained to be emptiness. That, being a dependent designation, is
itself the middle way” (MK .).1 Nāgārjuna’s teaching on emptiness is one of the
most intriguing, but also most controversial, developments in ancient Indian
thought. It has been seen as mystical and skeptical, as metaphysical and antimetaphysical, as admirably consistent and deliberately contradictory; it has provoked comparisons to philosophers ranging from the ancient skeptics to Kant,
Heidegger, and Wittgenstein. Its historical influence has also been enormous, with
Madhyamaka enjoying only limited success in India but flourishing elsewhere in
Asia, especially Tibet, where Nāgārjuna is revered as “the second Buddha.” His
writings are powerfully opposed to the theories of the Vedic schools we have
been looking at for much of this book. He argues vociferously with the Nyāya,
the Vaiśeṣika, and to some extent the other “systems” we have considered. Apparently he was a contemporary of Gautama, given that there are passages in the latter’s
̄ ̄
Nya ̄ya-sūtra that look as if they have Nāgārjuna in mind, and conversely, passages
where Nāgārjuna seems to be attacking Gautama.2 Yet Nāgārjuna’s principal philosophical opponents are arguably other Buddhists, mainly the Abhidharma school.
In fact, one way of thinking about Nāgārjuna’s project is that he takes earlier
Buddhist skeptical tendencies further than other Buddhists had been willing to go—
indeed about as far as anyone could imagine going. As we know, it was standard fare
in Buddhist philosophy to reject the reality of certain entities, especially “selves” but
also wholes, the classic example being the chariot that is nothing more than its
parts. The Buddha sometimes seemed to admit the existence of such things, as with
remarks suggesting that the self can survive into another life and reap the karmic
fruits of its actions. But most Buddhists saw this as a concession to conventional
modes of thinking, made for the sake of teaching those who have not yet understood the deeper truths of Buddhism. According to that deeper teaching, the
doctrine of rebirth requires no enduring self.3 Nāgārjuna’s philosophy makes no
such concession. It instead convicts all apparent reality of being “empty (s ́ūnya).” We
had better be careful to get this idea right, given the warning issued by Nāgārjuna
himself: “emptiness wrongly conceived can ruin a slow-witted person. It would be
like a mis-held snake or a poorly executed incantation” (MK .).
It seems clear that with his notion of emptiness Nāgārjuna is making a contribution to metaphysics. To say that an object is “empty” means denying that it has what
he calls svabha ̄va, or “self-nature” (VV .).4 And this in turn means for it to be
independent of other things. Consider Mick Jagger standing before the red door. As
we said, it would seem that the redness is “intrinsic” to the door. Jagger’s viewing the
door does not make it red, nor does anything else. It is just red in itself. By contrast,
the door has other properties that arise only through a relation, such as the door’s
being six feet away from a depressed rock star. In his Verses on the Middle Way,
however, Nāgārjuna works to undermine this contrast between the intrinsic and
relative properties of things. He considers a wide range of phenomena—whole and
part, cause and effect, sensation and what is sensed, motion and what is moved—
and shows that in every case, what may seem to have a fixed essence of its own is in
fact relative. When Mick Jagger sees the red door, he depends on the door in order to
be someone who sees, and the red door depends on him to be seen as red, or as a
door. Sensation is like a child born of two parents (MK .).
This constitutes Nāgārjuna’s interpretation of the Buddha’s famous teaching that
everything in the world is “interdependent.” He would see rival Buddhist schools as
insufficiently committed to this teaching, as insufficiently careful to avoid essentialism. His view can be contrasted to Abhidharma Buddhist theories that invoked socalled dharmas, which analyzed all experience as being made up of fleeting, individual
̄ ̄
processes.5 Where an Ā bhidharmika might say that a dharma such as a moment of
conscious awareness (citta) has the property of “arising,” Nāgārjuna would say that
this makes no sense. “Arising” cannot have any instrinsic reality, which would allow
it to ground the occurrence of the moment of consciousness. The “arising” of that
moment of consciousness would itself have to “arise,” or be produced, and this would
lead to a regress (MK .).6 More generally, insofar as some Abhidharma Buddhists
described dharmas as having an independent “self-nature,” their theory will fall prey to
Nāgārjuna’s battery of skeptical arguments.7 Of course, these same arguments will
also destroy a system like that put forward by Vaiśeṣika, which envisions that an
independently existing substance (dravya) can have intrinsic properties.
What does this theory of emptiness leave standing? Some think the answer is
obvious: nothing. A few modern-day scholars and many ancient thinkers have
associated Nāgārjuna with “nihilism,” the view that nothing is real. But this seems
more like a polemical criticism of his teaching than a plausible interpretation. This
philosophy styles itself as a “Middle Way,” and as Nāgārjuna expert Jan Westerhoff
has rightly pointed out, it’s hard to imagine a more extreme and less moderate view
than nihilism.8 Instead, Nāgārjuna charts a course between two more extreme
positions, eternalism and annihilationism, which were prevalent in Nāgārjuna’s
own day and perhaps more so in the days of the Buddha. The eternalist is an
essentialist, and claims that each object exists independently of any others by having
an immutable essence. The annihilationist claims that objects do not exist at all.
Nāgārjuna’s middle position is that objects do indeed exist, but not by subsisting in
themselves. Instead, the nature and subsistence of each thing is determined by that
thing’s relations to other objects. Thus redness is “empty” not because there is no
such thing as red, but because redness always depends on other things—the door
that has the red color, for instance.
Here it’s worth mentioning that the Sanskrit word for “empty,” s ́ūnya, has another
technical sense in Sanskrit. It was used by the early Indian mathematicians as the
name for zero. The point of introducing “zero” in their counting system was to
provide a place-marker: in the number , the zero in the middle indicates that the
tens’ place is “empty.” It seems unlikely that there is an actual historical connection
between this mathematical use of s ́ūnya and Nāgārjuna’s philosophical use. Yet there
is an analogy between the two. As Bimal Matilal has remarked, in Madhyamaka
“objects are like zeroes, having a value (a claim to reality) only in relation to
something else or to the position it occupies in a complex, and consequently no
absolute value.”9
One might object that redness cannot be like zero. It needs to have some kind of
intrinsic essence to secure the meaning of the word. We would refer to this essence
̄ ̄
every time we use the word “red,” whether we apply it to the door or Mick Jagger’s
gloriously full lips. But Nāgārjuna insists that our words, and also our concepts and
philosophical theories, have no independent meaning, any more than objects have
independent “metaphysical” properties. The word “redness” does play a role in our
language, but there is no discrete thing out in the world to which it refers. To
unmask the emptiness of words and concepts, Nāgārjuna uses a style of argument
called prasan_ ga. Basically this means showing that a given concept would imply a
contradiction if it had independent reality or essence. It’s obvious how this would
work in the case of something like a round square. Suppose I say “this round square
is round.” That obviously involves a contradiction, namely that a square is round.
But neither can I deny that a round square is round—if a round square is anything,
then it is surely round. The upshot is that the “round circle” is not anything after all.
The phrase has no referent and no real meaning, since allowing the reality of a
round square would land us in absurdities.
Nāgārjuna is a master at applying this form of argument to apparently innocuous
cases, and showing that they too are “empty.” A nice example is his treatment of
causation (MK ; see also MK ).10 Nāgārjuna begins by distinguishing between a
cause as such (hetu) and a mere causal condition (pratyaya). A cause as such is that
from which something originates, while a causal condition is that whose occurrence
is necessary for its existence. This idea of a causal condition has an impeccable
Buddhist pedigree, since it appears in the formulation of the Four Noble Truths:
there is suffering, suffering has a cause, the removal of the causes of suffering
will result in the cessation of suffering, and there is an eightfold Path for removing
the causes of suffering. Here the cause of suffering, namely attachment, is what
Nāgārjuna calls a “condition,” something whose continuing presence is necessary
for the continuing existence of its effect. So long as you continue to be attached to
things, you will continue to suffer.
This gives us another way to express the meaning of “emptiness.” When
Nāgārjuna says that all things are empty, he is saying that all things have causal
conditions on which they depend. Again, the existence of each thing depends on
something else, and nothing is self-sufficient. An opponent might reply that this is
obviously false. Once a potter makes a pot, the pot is self-sufficient. In general, the
opponent will infer, we can say that many things “originate” from their causes and
then have independent existence. Nāgārjuna opens his Verses on the Middle Way with a
prasan_ ga attack on this way of thinking, which shows that the notion of “origination”
leads to contradictions. He lays out four options for how such origination
might come about (MK .). First, a thing might originate spontaneously, so that it
is self-caused. But this cannot be right, because the thing would have to exist first in
̄ ̄
order to bring itself into existence, which is absurd. So let’s consider a second
possibility: each thing is entirely originated by something else, like when a potter
makes a pot. But upon reflection we see that the pot’s continued existence does not
depend on the potter; the potter can die without the pot’s vanishing. So something
else—for instance the clay from which the pot is made—must be explaining how
the pot is continuing to persist.
Fine then, the opponent may say. How about a third option? The thing’s existence
might be caused by both itself and something else. To this option, too, Nāgārjuna
says “no” (he is much better at saying “no” than he is at saying “yes”). If this were the
case, then one part of the thing would depend on itself while another part of it
would depend on something else. Having made this distinction, we can just apply
the previous arguments against self-causation and other-causation to these two
parts. Now rather exasperated, the opponent may resort to saying that things
originate neither out of themselves nor out of others. In an entirely predictable
move, Nāgārjuna says “no.” This would be tantamount to admitting that the thing is
permanent or eternal, rather than being originated, which would be to give up on
the whole notion that it was caused in the first place. The upshot is that there is no
option according to which the notion of causal origination makes sense. As a
concept it fares no better than the round square.
Now, it doesn’t necessarily follow from this that Nāgārjuna wants to ban all talk
of origination. Though it has been said that he “attempts to shatter any set of
concepts designed to give an intelligible account of the everyday world,”11 he may
be happy for us to continue using our concepts in that everyday world.
A predominant line of interpretation of Nāgārjuna, beginning with his sixth-century
commentator Candrakı ̄rti and carrying on in the later Tibetan tradition, claims that
he is trying to show that our concepts are conventional, fit for communication and
other practical purposes.12 It is only when these concepts are deployed in philosophical theories, theories about how things “really are in themselves,” that the
Madhyamaka critique begins to bite. This is why Nāgārjuna is sometimes compared
to figures like Wittgenstein. So long as one is using language as it is meant to be
used, there is no problem saying that the potter makes the pot. It is only when this
making is taken as an aspect of “ultimate reality” or a theory of causation that we run
into problems, because we have moved away from the conventional use of the
words. This would explain why Nāgārjuna, and the Madhyamaka school of Buddhism in general, put so much weight on a distinction between “two truths.”
There is the truth as it seems in the conventional world of everyday transaction
(samvṛtti-sat), and there is truth as things are in reality (paramārtha-sat), how things
really are in themselves, quite apart from their utility to us. Again, this distinction
̄ ̄
could be rooted in early interpretations designed to dispel apparent contradictions
within the Buddha’s own teaching. Here it would be turned to a more ambitious
philosophical—or better, anti-philosophical—purpose.
According to the conventionalist reading, Nāgārjuna thinks that we cannot get at
things in themselves, either because the very notion of an ultimate reality is
incoherent or simply because we do not have the cognitive resources to get at
things as they truly are. But a rival interpretation—the one we suggested above—
would happily admit that Nāgārjuna has a metaphysical view about ultimate reality.
He is saying that reality is always relative. His point then would be that “conventional” concepts and language misrepresent things by treating them as if they were
independent and had intrinsic properties; the theory of emptiness would allow us to
see things aright by exposing their interdependence. To this we can add yet a third
possible way of understanding Nāgārjuna. Perhaps he is just a thoroughgoing
skeptic, like his near contemporary Sextus Empiricus. On this reading, Nāgārjuna’s
arguments are neither negative nor positive but simply dialectical and reactive. His
sole aim would be to undermine the concepts and theories of other philosophers,
without ever putting forward any philosophical position or theory of his own. This
interpretation is supported by Nāgārjuna’s famous remark that his teaching involves
the “abandonment of all views (dṛṣṭi)” (MK ., the concluding verse of the book).13
A good way of testing these interpretations, and of testing Nāgārjuna as a
philosopher, is to ask whether his Madhyamaka teaching collapses into selfrefutation. If his position is that all statements are empty of content or reference,
then it seems to undermine itself. For if the statement that all statements are empty
is itself empty, then it can safely be dismissed. If on the other hand the Middle Way
philosophy is not empty, then it is a counterexample to what it itself claims, namely
that all philosophical formulations are empty! Nāgārjuna’s critics must have pressed
this point upon him during his own life, whether Gautama the Naiyāyika or the
Abhidharma Buddhists he so vigorously attacked. To answer them Nāgārjuna wrote
a second book, winningly entitled Dispeller of Disputes, in which he tried to defuse the
allegation that Middle Way philosophy is self-defeating. To the accusation that his
arguments can achieve nothing if they are “empty,” he responds that the chariot too
is empty, but it can still carry wood.14
What, then, would it mean to say that the emptiness thesis is itself empty?
Nāgārjuna’s answer seems to be that he in fact has no thesis, no philosophical
theory, at least not of the same type as his rival philosophical systems. To explain
this he offers two analogies, both meant to show the difference between his “empty”
statements and the statements that constitute a philosophical system. First, there is
what we might call the silence analogy (VV .–). Nāgārjuna imagines his
̄ ̄
opponent saying that the doctrine of emptiness is like someone who shouts the
command “silence!” In so doing, he only succeeds in making a noise, thus defeating
his own purpose. But Nāgārjuna turns the analogy to his own advantage. If there is
indeed silence, we cannot announce that there is. The fact that there is silence cannot
be said out loud. In the same way, if all the concepts we habitually use to make the
world around us intelligible are devoid of meaning and significance, then this is
something that cannot itself be announced using those same empty concepts. But
although it cannot be announced, this does not mean it isn’t true, just as there can be
silence even though no one can observe that there is silence without falsifying this
very observation.
A second analogy invokes the idea of an “artificial person” (VV , ). The Middle
Way philosophy is like the action of one artificial person preventing the actions of
another, or of a magician doing magic to counter another magician’s spell. The
point of this analogy is perhaps just that, even though the statement that all theses
are empty is itself empty and so cannot state anything, it can still show or reveal that
this is the true state of affairs. Nāgārjuna fights empty statements with more empty
statements. Certainly these statements do not urge us to make emptiness itself into a
kind of metaphysical reality. To claim that the redness of the door is empty is not to
say that there is emptiness there instead of redness. It is to correct a mistake about
the redness of the door, namely the error of believing that redness has independent
existence.15 Nāgārjuna’s Middle Way is not, then, self-refuting. His words imply
something that cannot be stated: that the very words he is using are without
foundation. This is not just another move in the game of language, but an ironic
intervention within it.16
36
MOTION DENIED
̄ AR̄ JUNA ON CHANGE
NAG
I
t has been helpful in writing this book together that we agree about most things.
In particular, we both believe that Indian philosophy is fascinating. We part ways,
however, when it comes to the relative merits of giraffes and crocodiles. Jonardon is
unfailingly polite on the subject of giraffes, whereas Peter is somewhat more
grudging in his admiration of crocodiles. But we each have a clear preference. To
settle the matter we recently agreed to organize a race between Gena and Hiawatha.
Gena being a crocodile, his legs are on the short side, so we allowed his a head start.
Jonardon was confident that despite her fleetness of hoof, Hiawatha could not
possibly overtake Gena. Peter assumed that Jonardon must have been reading
Zeno of Elea, the ancient Greek thinker who invented a series of paradoxes to
challenge the possibility of motion. According to Zeno, Gena’s lead cannot be
overcome, because Hiawatha would always first need to arrive at the point recently
occupied by Gena, by which time Gena would have made further forward progress.
It turned out, though, that Jonardon was not thinking of Zeno at all. He’d actually
been reading Nāgārjuna.
Nāgārjuna was not the first Indian thinker to deny the possibility of motion. In his
great commentary on Pāṇini, the grammarian Patañjali refers to a teaching that
motion is not an objectively real thing. It is a mere conceptual construct, used to
explain the fact that things arrive at a given place.1 This same idea is maintained by
Nāgārjuna in the second chapter of his Verses on the Middle Way. He applies his
prasan_ ga dialectical method to two questions about motion, arguing that they are
unanswerable: where are movements located and when do they begin? His aim, as
usual, is to show us that our concept of motion is an empty one. And as usual,
scholars disagree about the purpose of his arguments. Is Nāgārjuna saying that
human cognition is simply not up to the job of conceiving the world correctly, and
that we should stop trying? Or that our conventional idea of motion needs to be
replaced with some more refined philosophical theory, which avoids postulating
intrinsic essences in things? Some help in interpreting him is offered by the
̄ ̄
Madhyamaka commentator Candrakı ̄rti, who does much to elaborate Nāgārjuna’s
discussion. So we will also refer to him, while bearing in mind that his reading is
only one possible interpretation of Nāgārjuna’s verses.
Our first question is, where are movements located? We can approach this
question with the help of those same Sanskrit grammarians.2 They tell us that
verbal roots may refer to either actions, or events, and that actions and events
may be “located” either where the agent is, or where the object of the verb is. Thus a
verb like “enter” could refer to the event of Jonardon’s walking into a racetrack to
watch a contest between a giraffe and a crocodile. The event of his entering is
located where he is located, namely at the gate. By contrast a verb like “hit” would
refer to an action which is located in the thing being hit, such as the gong that Peter
strikes to signal the start of the race. Presupposing these grammatical notions,
Nāgārjuna says that if we imagine someone traveling, we can say that “the traveler
travels [the place that] is being traveled.” The verb “travel” marks an event, namely
the event of traveling, which is located in the place where the traveling happens,
perhaps a spot on a road. In fact, Nāgārjuna proposes, there are two things going on
here. The place of traveling is being traveled, and the traveler is traveling (MK .).
So far, so common sense. But this is Nāgārjuna, who likes to use common sense
as a jumping off point for prasan_ ga refutations. If we take the path of a motion, such
as Gena’s rather slow progress along a -meter track, then we can divide it into
three portions: the part already traversed, the part yet to be traversed, and the part
currently being traversed. Which of these portions is the location of the event that is
Gena’s motion? Obviously not the first or the second, since the place currently being
traversed cannot be the place that he has already managed to traverse, or the place
he has not yet reached. So the motion must be occurring in the place that is just now
being moved across. But this too is impossible, thinks Nāgārjuna. Candrakı ̄rti
explains the reasoning as follows.3 Every point on the path of motion is either a
point not yet traversed, or a point yet to be traversed, and there is no portion of the
path left over to accommodate the current motion. This is reminiscent of a skeptical
argument about time we have seen before, in Gautama’s Nya ̄ya-sūtra: past and future
do not currently exist, while the present has no duration, being merely the dividing
line between past and future (see Chapter ).
If you don’t find that convincing, here is another argument (MK .–). Consider
again the sentences “the place of traveling is being traveled” and “the place of
movement is being traversed.” Nāgārjuna points out that such sentences are redundant. It is like announcing, “I am where I am” (which, coincidentally, is what Popeye
would say if he were a GPS navigation device) or like replying to the question “where
was the race held?” by saying “it happened where the race took place.” Such
̄ ̄
statements make no substantive claim at all, any more than does someone who
claims to have solved a crime by saying that it was committed by whoever
perpetrated the crime. Similar considerations can be brought to bear against “the
mover moves.” This statement is what philosophers call a tautology. It is guaranteed
to be true but at the price of being uninformative, like “the bachelor is unmarried.” It
is useless to point to Hiawatha as she sprints along a racetrack and remark, “the
running Hiawatha is running.” On the other hand, if Hiawatha is not running, then it
is false to point to her and say that she is running (MK .).4 It seems, then, that there
is no way to say truly and informatively that she is running.
A way around this might be to suggest that there is some further motion (MK .).
The thought here seems to be that we can explain Hiawatha’s running by positing a
second motion that makes her to be running. But if there are two motions, surely
there should be two things moving and not only one. Or perhaps not. Mightn’t the
one giraffe Hiawatha be the subject of numerous actions and motions, as when she
simultaneously runs, hears the cheering crowds, and narrows her eyes as she glares
ahead at her opponent Gena? Candrakı ̄rti’s answer to this objection trades on a
subtlety of Sanskrit grammatical theory.5 We can say numerous things about an axe,
such as “the axe is made of metal,” “she sees the axe,” and “she cuts the tree with the
axe.” In these three statements one and the same object, the axe, is playing different
grammatical roles in relation to a verb. First it is the agent, then the direct object,
then the instrument. So these various statements refer to the axe only insofar as it
adopts these different roles. To speak of cutting a tree with an axe is to refer to the
axe-as-instrument, not the axe-as-object-of-vision.
Likewise, running-Hiawatha is not identical to hearing-Hiawatha or seeingHiawatha. Only running-Hiawatha is Hiawatha insofar as she exercises the capacity
to run. The same observation can be applied to the place where Hiawatha is
running. Insofar as Hiawatha is traversing that place, it is not just a patch of ground
but a spot-being-traveled-over. This is an illuminating explanation of Nāgārjuna’s
compressed argument. The problem is not simply that it is trivial and uninformative
to say that the place being traveled over is being traveled over, and that the mover
moves. It is also that this uninformative explanation is actually the only way to
describe what is happening. For it is only the thing insofar as it is moving that
moves, only the running Hiawatha who runs.
Notice that this whole line of argument can easily be applied to phenomena other
than motion. If Mick Jagger sees a red door and wants it painted black, then he sees
the door insofar as it is seen, and wants it painted black only insofar as it is the object
of his desire. When Nāgārjuna tackles the subject of motion here toward the
beginning of his Verses on the Middle Way, he is giving us a first taste of his idea of
̄ ̄
dependent origination. The motion of running is dependent on, or cannot exist
without, running-Hiawatha, and vice versa. The same style of argument is later used
to show that an object of vision is “co-originated” with an act of seeing, and the
object of desire “co-originated” with a desire. Jan Westerhoff has thus written that
the chapter on movement “was not meant to be a specific investigation of the
problem of motion and the various structural properties of time and space. Rather it
uses the discussion of motion as an example to illustrate an argumentative template
which can be used in a variety of different contexts.”6
Assuming that we have reconstructed Nāgārjuna’s argument correctly, we can
now ask whether there is any way to escape it. It may seem that the answer is
obviously “yes.” All we need to do is distinguish between, on the one hand, the
various roles that Hiawatha can perform and, on the other hand, Hiawatha herself.
The fact that Hiawatha plays different grammatical functions in different statements
does not show what Candrakı ̄rti seems to think it does, namely that it is impossible
for us to form a notion of Hiawatha in herself. Nor need we deny that one and the
same patch of ground on a racetrack could first be the place occupied by Gena and
then a few seconds later the place occupied by Hiawatha. But of course this reply
presupposes the very idea that Nāgārjuna’s Madhyamaka philosophy is devoted
to undermining. It presupposes that there are in fact things in themselves, like
the substances recognized by Vaiśeṣika, which can take on and then lose various
properties and relations. As we saw last time, Nāgārjuna offers a powerful challenge
to this way of thinking, namely that any way of describing a supposed “substance”
will need to invoke some property with which the substance as so described is
mutually interdependent. And Sanskrit grammar would seem to agree with him. If
you cannot frame a sentence about Hiawatha or a patch of ground without
associating it somehow with a certain verb, then you cannot refer to these
things without treating them as playing a certain role that is marked by the grammar
of a sentence.
A second line of argument offered by Nāgārjuna seems to be more specifically
concerned with the nature of motion itself, rather than being just one example
of a more general strategy. Here he turns to the other question we mentioned at
the outset: “when do motions begin?” Nāgārjuna of course wants to show that any
answer to this question is bound to be incoherent (MK .–). Let’s consider the
very start of the race, when Gena starts to run (well, waddle). As before, we may
make a threefold division. There is a period of time at which Gena’s waddling has
not yet occurred, another period of time when her waddling is taking place, and a
third period of time at which she has already finished waddling. In which of these
three does her motion begin? Obviously not in the time before she begins her
̄ ̄
ponderous journey, since at that point she is still waiting to hear the starter’s gong.
Just as obviously she does not begin moving in the time after she has already moved.
But neither does she begin to waddle while she is moving, since once she is underway, she must already have started. The implication is that she does not begin to
move at all, which means that Hiawatha should have a good chance of catching
her—if only she could begin moving herself.
Here we can see why many scholars have sought to compare Nāgārjuna with
Zeno.7 His paradoxes of motion included the argument that an arrow in flight can
never reach its target, since at each moment the arrow is as Zeno put it, “against
something equal.” He probably meant that in a durationless instant of time, the
arrow occupies a spatial extension identical in size to the arrow’s own size. During a
single instant the arrow cannot get from one spatial region to the next. But if this is
true at every instant, then it cannot move at all. Thus, as Tom Stoppard observed,
Saint Sebastian died of fright.8 Nāgārjuna’s argument is indeed reminiscent of
Zeno’s. It would license the similar conclusion that all the warriors slain by Arjuna’s
bow in the Maha ̄bha ̄rata likewise died of fright, and it turns on the same problem
about the relation between motion and an unextended part of time. Yet Nāgārjuna is
not making quite the same point. He is asking about the time at which motion
begins, and not just any instant at which motion supposedly occurs. Indeed, a closer
comparison from Greek philosophy may be Aristotle’s worries about whether
changes may be said to have a first or last instant.9
Furthermore, if we step back and consider the whole battery of arguments offered
by Nāgārjuna—especially if we follow the interpretation of Candrakı ̄rti—we see that
they are unlike Zeno’s in that they are inspired by grammar. We might say that
Nāgārjuna focuses not so much on the question whether motion is a coherent
concept, as on the question whether language can consistently and informatively
describe motion. Sentences about motion appear to have the same logical form as
sentences describing actions and events. He takes this to mean that the motion, like
any action or event, is located at a place and at a time. But motion is precisely a
displacement during a passage of time, so the attempt to fix just one location or moment
for any motion is doomed to failure. We might introduce an artificial way of
speaking in order to evade the contradiction, as when physicists designate points
of space and time using a coordinate system. Yet this would just be to concede his
point that natural languages have no adequate resources for describing motion.
As we’ve said, Nāgārjuna uses the same style of argument to unmask the emptiness of things other than motion. A comparable discussion concerns cognition,
which is a particularly central issue since it is the bone of contention between him
and his Nyāya critics. Nāgārjuna again exploits the rules of Sanskrit grammar, which
̄ ̄
force us to treat verbs of thinking and knowing as acts that “happen to” an agent,
just like motion does. In the Dispeller of Disputes, Nāgārjuna attempts to undermine
the concept of knowledge by attacking the notion of giving a proof (VV –). As
you might recall, according to Gautama’s Nyāya epistemology we are justified in
reaching our beliefs on the basis of a “means of knowing” or praman̄ ̣a, such as
sensation or the faculty of reason. The thing known by such a legitimate means is
called a prameya. So here we have the “instrument” and “direct object” that go with a
verb of knowing. Just as Jonardon restrains Gena by using the instrument of a leash
in order that she doesn’t bite Hiawatha in anger after losing the race, so Jonardon
knows that Gena is dark green by using the instrument of his eyesight. Here
Jonardon is the knower, Gena the object known or prameya, and Jonardon’s vision
is the prama ̄ṇa, the means by which knowledge is achieved.
Now, like an angered crocodile, Nāgārjuna strikes. We have just said that everything we know is known through some instrument by which knowledge is
achieved. But how do we reach knowledge concerning these instruments, in particular the knowledge that they are reliable? If Jonardon is to know that Gena is
green by using his eyesight, surely he also needs to know that his eyesight can be
trusted. If he appeals to some further instrument of knowing, by which he reassures
himself that his vision is indeed functioning properly, then he might still worry
about that further instrument. Thus we have an infinite regress, with each praman̄ ̣a
standing in need of confirmation by a further praman̄ ̣a. That at least is Nāgārjuna’s
basic idea, as we have mentioned previously when looking at strategies of skeptical
argumentation (see Chapter ). But let’s look more carefully at the way he mounts
his challenge, since it is such a good illustration of his argumentative technique.
As usual Nāgārjuna begins by classifying all possible responses to his own
question, which in this case is the question how a prama ̄ṇa can be established as
reliable. One option is that a source of knowledge may be validated “intrinsically,”
that is, without any reference to things that are known. There are three ways this
might happen. First, a source of knowledge might be validated by another source of
knowledge; this is where Nāgārjuna invokes the infinite regress. Second, we might
simply insist that sources of knowledge do not require validation. This is, one could
argue, the whole point of distinguishing between a prameya and a prama ̄ṇa. The object
needs to be established, but the source or means of knowledge does not. Nāgārjuna
rules this out, though, on the basis of our starting assumption that whatever is
known must be known through some means. After all, if things can simply be
known without assurance from a means of knowledge, why do we need the praman̄ ̣a
in the first place? Furthermore, what is the basis for distinguishing between the
prama ̄ṇa that supposedly needs no verification, and the prameya that does? Any
̄ ̄
prama ̄ṇa, such as vision, can become a prameya. When I am asked to read the
optician’s chart, this is a test that seeks to establish whether or not my eyesight is
functioning well. So there is no general difference in kind between means of
knowledge and objects of knowledge.
The final option is that each means of knowledge is self-validating. It establishes
itself along with the other objects of knowledge that it makes known. Thus eyesight
would have to guarantee its own reliability, even as it makes known visible objects.
It would be like a fire that illuminates both itself and other things. To this Nāgārjuna
retorts that it is meaningless to say that “fire is illuminated.” Fire is the source of
light, whereas what is illuminated is what receives light from such a source. To
suppose that a prama ̄ṇa can make itself known the way it makes other things known
is like saying that an axe cuts itself. Again, the argument invokes a grammatical
point. If the source of knowledge plays the role of instrument for the action of
knowing, then it cannot also play the role of the object for that action.
So much for the idea that sources of knowledge are validated intrinsically. Might
they instead be justified “extrinsically (parataḥ ),” that is, in relation to the objects of
knowledge? This time there are only two alternatives to consider. First, we might
suppose that the source of knowledge is actually validated by its own objects. This
may sound a bit bizarre, but the idea is actually quite straightforward. He simply
means that vision, for example, is validated so long as it represents visible objects
the way that they really are. We might say that the source of knowledge is
corroborated by its “correspondence” to the things it makes known. But this, says
Nāgārjuna, is to assume the very thing at issue, namely that the objects of knowledge are established. But that was precisely the job of the praman̄ ̣a, so it cannot be
assumed as a basis for confirming the prama ̄ṇa itself. The opponent would be
committing the logical fallacy called siddha-sa ̄dhana, “proving what is already
proven.” This leaves only one further option for the opponent, but it is entirely
unpromising. We might suppose that the sources of knowledge and the objects
known are mutually interdependent. Actually this sounds pretty congenial to
Madhyamaka, but as Nāgārjuna points out it is hopeless as a theory of justification
that his opponent would want to adopt, since it is obviously circular.
The result of all this is, apparently, to let us know that nothing can be known.
Obviously, this looks like another case where Nāgārjuna may be refuting himself.
How can I know that knowledge is impossible? And how can a complex set of logical
arguments be given for the conclusion that no conclusion can ever be established by
reason, or by any other means? Nāgārjuna might respond that he is simply using the
methods of his opponents against them. If the whole exercise is an internal critique
of the justificatory system put forth by philosophers like Gautama, then it can
̄ ̄
establish the incoherence of that system without implying any commitment to the
system on Nāgārjuna’s part. This is actually a rather familiar phenomenon. Consider
an anti-democratic political movement trying to come to power through a democratic election, a poem about the impossibility of writing poetry, or even phrases
like “I can’t recommend Buster Keaton silent films highly enough,” which one
might say precisely to get across with sufficient emphasis how strongly the films
are being recommended. It seems then that Nāgārjuna can avoid being bitten by his
own snake.
37
NO FOUR WAYS ABOUT IT
̄ AR̄ JUNA’S TETRALEMMA
NAG
L
ife is full of yes–no questions. Will you marry me? Is that new movie worth
seeing? Do you want fries with that? But sometimes things are more complicated. If you are asked whether the Godfather movies are worth seeing, you shouldn’t
just say “yes” or “no,” but “yes and no,” because the first two are essential viewing,
the third one a disappointment. In other cases, the answer is “neither yes nor no.” If
you are asked whether the fourth Godfather movie is worth seeing, the right answer
would be to challenge the question itself: no such film has so far been made.
The same is true in philosophy. Frequently philosophers straightforwardly argue
for a positive or negative answer to a given question: yes, we do have free will; no,
God doesn’t exist. But perhaps just as often, they argue for a more nuanced
conclusion. We see this in a work of medieval scholastic philosophy like Thomas
Aquinas’ Summa theologiae, where questions are posed and then resolved by means of
distinctions: depending on how the question is construed, it is susceptible of
different answers. As for saying neither yes nor no, a standard bit of philosophical
repertoire nowadays is the identification of “category mistakes.” If you’re asked
whether the soul is located in the brain, you might reply by saying that the very
way the question is posed is mistaken, because the soul is immaterial and has no
spatial location at all.1
Despite the fact that these are standard philosophical moves, the philosophical
study of logic has usually contented itself with studying the simpler “yes or no”
situation. Indeed a fundamental rule of classical logic, beginning with Aristotle, is
the law of the excluded middle. It states that, for any given proposition, either it is
true or its negation is.2 Either The Godfather is worth seeing or it is not; there is no
third option. You might wonder how Aristotle could have overlooked the two more
complex possibilities “yes and no,” and “neither yes nor no.” After all, Aristotle was
himself fond of the “yes and no” answer, and in fact helped inspire Aquinas’ use of
that tactic. But he could defend the law of the excluded middle by saying that it only
applies to meaningful propositions with clearly defined terms. It will hold only so
̄ ̄ ’
long as we are not making a category mistake, like assuming the soul has spatial
location, or speaking too imprecisely, as when we ask about the quality of all
Godfather movies collectively instead of taking them one by one. This solution
involves limiting the range of statements to which our logic is applied. But there
is another possibility: we could expand our logic to take in the more nuanced
possibilities. This is what we find in Buddhism, and in particular in Nāgārjuna.
In the past couple of chapters we’ve already seen him using the prasan_ ga technique
to undermine the pretensions of dogmatic philosophical systems. His strategy is to
set out an exhaustive and exclusive list of all the logically possible positions
concerning some topic, and then to show that each position is untenable. Typically
his list of options has four, not two, possibilities. This is his doctrine of the “four
alternatives (catuṣkoṭi),” usually translated as “tetralemma.” Nāgārjuna takes it to be
definitive of Buddhist philosophy. He writes, “everything is such as it is, not such as
it is, both such as it is and not such as it is, and neither such as it is nor not such as it
is. That is the Buddha’s teaching” (MK .). As Nāgārjuna says here, the tetralemma
is not original with him—it appears in earlier reports on the Buddha’s teachings—
but he does deploy it with unprecedented rigor and relentlessness.
In the formulation we just quoted, Nāgārjuna simply lays out the four options.
That isn’t the whole method, though. Typically what he does is to give us the
options and then refute all four. One can easily imagine Aristotle or Aquinas raising a
quizzical eyebrow at this. It’s one thing to say that a philosophical question can
receive no clear “yes or no” answer, because it is insufficiently precise. It’s another to
rule out “yes,” “no,” “both,” and “neither.” We find a good example of this in the very
opening of the Verses on the Middle Way, as if Nāgārjuna is modeling for us how he
will be arguing in the entire work. Beginning as he means to go on, Nāgārjuna says,
“at nowhere and at no time can entities ever exist by originating out of themselves,
from others, from both [themselves and others], or from the lack of causes” (MK .;
discussed in Chapter ). Later he applies the tetralemma to his own doctrine of
emptiness, writing, “nothing could be asserted to be empty, not empty, both empty
and not empty, and neither empty nor not empty. They are asserted only for the
purpose of provisional understanding (prajñapti)” (MK .). He seeks here to avoid
self-refutation by refusing to endorse any philosophical thesis that would be on a
par with all other philosophical doctrines.
Because the tetralemma is so central to Nāgārjuna’s style of philosophy, and
because it seems to flout the rules of logic as we know them, many scholars have
tried to understand it. In this chapter we will, appropriately enough, discuss four
such attempts. The great Polish Indologist Stanisław Schayer was the first to
appreciate that the tetralemma presents a worthwhile logical problem.3 He was a
̄ ̄ ’
student of Łukasiewicz, the Polish logician who breathed new life into medieval
Aristotelian syllogistic logic with the use of modern formal methods. It seems that
Schayer wanted to do something similar for Nāgārjuna. He thought the tetralemma
could be understood within the framework of classical propositional logic. Thus he
took Nāgārjuna’s options to be that a given disputed statement is either true, not
true, both true and not true, or neither true nor not true:
p
not-p
p and not-p
not-p and not-not-p
But this interpretation is unsatisfactory, and for two reasons. For one thing the third
option, that a given proposition is “both true and not true,” is a straightforward
contradiction. It doesn’t represent a genuine alternative at all, so Nāgārjuna would
be displaying considerable confusion by bothering to refute this as if it were a
meaningful option. (Imagine someone taking trouble to refute the claim that there
both is and is not a fourth Godfather movie.)
For another thing, on Schayer’s reading the fourth option is equivalent to the
third. That’s because two negations cancel out, something exploited in the first
Godfather movie by Sonny Corleone when he says that the FBI “don’t respect
nothing.” Thus, to use another example from that film, the admittedly rather strange
assertion “Luca Brasi both sleeps with the fishes and does not sleep with the fishes”
would be equivalent to “Luca Brasi does not sleep with the fishes and does not not
sleep with the fishes.” Some scholars have nevertheless embraced this reading of
Nāgārjuna, and triumphantly declared that Nāgārjuna rejects the law of noncontradiction, sometimes going on to add that this is what distinguishes Eastern
philosophy from Western philosophy, adding for good measure that it also proves
that Eastern philosophy is essentially mystical in orientation.4 But this extravagant
line of interpretation falls at the first hurdle, given that Nāgārjuna endorses the law
of non-contradiction quite explicitly. In the midst of one of his refutations, he says
that nobody can “perform an action that is both existent and non-existent, for they
are contradictory. Where can existence and non-existence co-exist?” (MK .).
Fortunately there are more plausible ways of understanding what Nāgārjuna is up
to. One has been suggested by Richard Robinson.5 He proposed that the tetralemma
is not about whether propositions are true or false, but about whether a certain
property belongs to a certain class of objects. This would bring the project closer to
Aristotle’s logic, since he was especially concerned with statements like “all humans
̄ ̄ ’
are rational”: that is, the property of rationality belongs to every member of the class
of humans. As evidence Robinson could point to those lines that supposedly
summarize the Buddha’s teaching: “everything is such as it is, not such as it is,” and
so on (MK .). Likewise in the other case we mentioned, where Nāgārjuna says that
everything is self-caused, or everything is caused by another, and so on.
The advantage of this reading is that the third option will no longer be contradictory. Let’s see why by using a simple example: having a color. On Robinson’s
reading, the tetralemma here would go as follows. First, maybe everything is blue.
Seems unlikely, but it does make sense. Second, maybe nothing is blue. This too is
comprehensible, though it would thwart the traditional advice given to brides about
what to wear on their wedding day. Third, everything is blue and not blue. This may
still sound contradictory, but it needn’t be. It could mean simply that some things
are blue and some not. When Billie Holiday asked “Am I Blue?” she was wondering
which category she fell into. Fourth and finally, everything is both blue and not blue.
This looks more problematic: yet again, it sounds like a straightforward contradiction. But Robinson thinks this too could be a meaningful option. The idea would be
that if anything at all existed, it would be both blue and not blue. But we know it is
impossible to be both blue and not blue; so on this option we could infer that
nothing exists.
Unfortunately this reading does not fit the text very well. Nāgārjuna gives us no
warning that the subject of the third statement, the “everything” in “everything is
blue and not blue,” needs to be split up, and understood as a claim about some
things that are blue and some other things that are not blue. Also, the whole basis of
Robinson’s reading is that the tetralemma deals solely with classes of things, and not
individuals. But if that is right, then Nāgārjuna would be unable to apply his favorite
argumentative tool to counter one-off claims about particular objects. If I said “Billie
Holiday really is blue, just listen to her sing,” he would have to shrug his shoulders
and agree.
More promising is the interpretation given by K.N. Jayatilleke, a Sri Lankan expert
in early Buddhist logic and epistemology.6 This turns on two insights. First, the
oppositions considered by Nāgārjuna might have to do with opposite properties
rather than sheer negations, for instance black and white, rather than black and notblack. Second, Nāgārjuna might be exploiting the idea that a part of something can
have a property that the whole thing lacks. Jayatilleke gives the following example
of a tetralemma: A is east of B, or A is west of B, or A is both east and west of B, or
A is neither east nor west of B. Here again the third possibility, “A is both east and
west of B,” looks contradictory at first glance, but it isn’t. Perhaps B is a point and
A is an east–west running line that goes through that point (so A could be a line of
̄ ̄ ’
latitude, and B a city it runs through). Then part of line A would indeed be east of B,
and another part west of B—no contradiction arises at all. What about the “neither”
alternative? Again, A could be a line and B a point, but this time the whole line is
north of the point—as the line of latitude running through Boston is north of New
York. That line of latitude is neither east, nor west, of New York.
Very clever, you might say, but isn’t Jayatilleke cheating by using these unusual
properties of east and west? Not really. We can also apply it in something simpler
like the case of color. First, some things are wholly white, like a piece of chalk.
Second, other things are wholly non-white, that is to say a wholly different color,
like a lump of coal that is wholly black. Third, however much it might frustrate Mick
Jagger, not everything is just painted black: some things are white and non-white,
like a zebra. Finally, certain things are neither white nor non-white. Why? For a
reason we mentioned at the outset of this chapter: it could just be a category mistake
to apply the concept of color at all. The line of latitude running through Boston, for
instance, is neither white, nor black, nor any other color.
Jayatilleke’s reading seems promising, especially since it makes the tetralemma
obviously applicable in philosophical contexts. When, at the beginning of his Verses
on the Middle Way, Nāgārjuna raises the various options about whether things are
self-caused or not, his reasoning would go as follows. First, perhaps every object is
wholly self-caused and spontaneous (some theologians have thought this about
God, for instance). Second, perhaps every object is caused by something else (like a
movie which was made by the director, the actors, the crew, and so on). Third,
things may be caused both by themselves and by others (like an animal, which is
generated by its parents but can then make its own limbs move). Finally, things may
be neither self-caused nor caused by another, because causation may just not apply
to them (the number four might be like this). All of these are respectable philosophical positions concerning causation. So to show that the concept of “causation”
is empty, each of them needs to be refuted, which is exactly what Nāgārjuna does.
But we’re not out of the woods yet. Having made sense of the tetralemma itself,
we now need to ask how Nāgārjuna could sensibly formulate an exhaustive list of
four logical options, and then deny all of them. Imagine someone denying that a
movie is good, denying that it is bad, denying that parts of it are good and other
parts bad, and finally denying that it is a movie for which questions of good and bad
fail to arise in any normal sense (perhaps a cult film that is “so bad that it’s good”).
Bizarre though this may seem, it is exactly what Nāgārjuna does with his prasan_ ga
method, listing all logical possibilities and then rejecting them, even the negative
ones. What is Nāgārjuna playing at here? It seems obvious that when he rejects all
four options of a tetralemma, the “rejection” involved must be a rather special one.
̄ ̄ ’
For help we can turn to a fourth interpretation of Nāgārjuna, which has been put
forward by Bimal Matilal and defended subsequently by Jan Westerhoff.7 They
allude to an ancient Indian distinction, originally made in grammatical contexts,
between two kinds of negation, called paryuda ̄sa and prasajya. The first turns one
noun into another noun, like adding “in-” to “vertebrate” to get “invertebrate.” The
second is like the “not” in “I do not say I will come to your house.” An important
difference is that the negation of a noun still involves a positive assertion, as when
I say “the snail is an invertebrate.” This is not so when I negate the verb. If I tell you, “I
do not say I will come to your house,” then perhaps I will come after all—I might
just be unwilling to commit myself until I know what movie you’ll be showing.
The distinction was used elsewhere in ancient Indian philosophy, notably in the
Mı ̄māṃ sā theory of ritual. How, they wondered, should we interpret a prohibition
on performing a certain ritual act? “Don’t slaughter a goat” might mean that you
should slaughter a non-goat. Here the noun (“goat”) is negated: you should indeed
slaughter something, perhaps a cow or a chicken, just not a goat. Or the verb
(“slaughter”) might be negated: the instruction would tell you to refrain from any
sacrificial act at all.
The idea of prasajya negation, where you negate the verb, works nicely with the
aforementioned phenomenon of category errors. When a dualist says “the mind is
not the brain,” she is not asserting that it is some other organ in the body (like the
heart which is “not the brain”). The mind is no organ at all. Hence it is not the noun
“brain” being negated, but the verb “is.” And there are other cases that call for prasajya
negation, without involving category errors. Consider the famous leading question
“have you stopped beating your wife?” If a lawyer put this to a married man in a trial,
the man would presumably want to challenge the presupposition behind the
question. Yet the question is not a category mistake: as a husband he is indeed
someone who could engage in domestic abuse, as unfortunately happens all the
time. We might take Nāgārjuna to be engaging in this sort of noncommittal
negation when he rejects all four options in a tetralemma. Since failing to assert a
proposition is different from asserting the opposite, Nāgārjuna can withhold assent
from all of the four alternatives. He wants to show that each alternative involves a
concept with no purchase on reality.
As he would want us to point out, this has a precedent in the Buddha’s own
practice. We’ve mentioned before that the Buddha sometimes fell silent when
questions were pressed upon him. Asked whether the world is eternal, he did not
answer; nor would he speak when asked if the world is not eternal. Likewise when
asked whether the self is identical to the body, or not identical. In one text he is even
silent when a series of four questions is posed, questions that have the structure of a
̄ ̄ ’
tetralemma: he was asked whether an enlightened being survives mortal death, does
not survive death, both survives and does not survive, or neither survives nor does
not survive. The Buddha’s silence in the face of such demands surely does not
indicate uncertainty, but a rejection of the very line of questioning. Nāgārjuna’s
rejection of the four alternatives in a tetralemma likewise wants to dispel our belief
in the reality of the thing being talked about in all four options. Consider one last
time the opening of the Verses on the Middle Way. The first three alternatives laid out
there claim that objects have some sort of cause, internal or external or mixed, while
the fourth alternative denies that this is so. In refusing to agree to any of these
possibilities, Nāgārjuna suggests that the word “cause” does not refer to anything at
all. It has no independent reality, no svabha ̄va. When the dogmatic philosopher gives
us a choice between self-causation and other-causation, he is making us an offer we
can and should refuse.
38
TAKING PERSPECTIVE
THE JAINA THEORY OF STANDPOINTS
nce there was a merchant’s wife who sought a means for restoring the
affections of her husband, who had deserted her for another woman. She
obtained a spell that was guaranteed to put her husband in such a state that she
could lead him about with a string. When she applied the spell, she discovered that
this was a literal promise, not a figurative one, as her husband was transformed into
a bull. She led him to a pasture to graze . . . and there overheard Śiva saying that in
the shade of that very tree was an herb that would restore her husband to his human
form. The woman gathered every plant she could find growing beneath the tree, and
forced the bull to eat them all, with the result that he was restored to his human
form.”1 This story was supposedly told by the Śvetāmbara Jaina thinker Hemacandra, who lived in the twelfth century. As John Cort explains, the point of the tale is
that if we want to attain salvation, we should not embrace only one teaching or
tradition. We should embrace them all.
The Jainas are the great syncretists of ancient Indian thought. Rather than defending a
single point of view concerning the metaphysics of the soul and its liberation, as the
various Vedic schools did, and rather than rejecting all such theories as incoherent, as
Buddhists like Nāgārjuna did, the Jainas accept all the available points of view. Hemacandra’s tale may suggest that the purpose of this is to spread out our bets. Since we
cannot know for sure which teaching is the right one we should adopt all teachings at
once, trusting that the correct viewpoint is among them. But in fact the Jainas’ approach
is more sophisticated than that, and amounts to a profound epistemological theory in
its own right. The theory is named “the teaching of non-onesidedness (anekāntavāda)”;
we may also call it the “theory of standpoints.” As the name suggests, the Jainas are
unwilling to accept particular, or “one-sided (ekānta),” answers to philosophical questions. Such an answer merely expresses a limited point of view and will be incapable of
grasping the “manifold” nature of things as they really are.
Indeed, to grasp the world aright would be to grasp it from an unlimited number of
perspectives. This has been achieved only by the omniscient figures acknowledged in
“O
Jainism, especially Mahāvı ̄ra, the last of the so-called “ford-makers,” saviors who have
shown us the way to liberation. The job of the Jaina philosopher is to come as close as
possible to such omniscience by understanding the contribution made by various
intellectual traditions, while also realizing that these traditions offer only partial
truths. The origins of the theory of standpoints can be traced back to Mahāvı ̄ra
himself, and his reaction to early Buddhist doctrine. Early Buddhist tradition mentions ten “unanswered (avya ̄kṛta)” questions, questions the Buddha refused to resolve.2
They are:
()
()
()
()
()
()
()
()
()
()
Is the world eternal?
Is the world not eternal?
Is the world finite?
Is the world not finite?
Is the soul identical with the body?
Is the soul different from the body?
Does the Tathāgata (Buddha) exist after death?
Does he not exist after death?
Does he both exist and not exist after death?
Does he neither exist nor not exist after death?3
The Buddha was unwilling to answer these questions on the ground that they were
like asking, “where does a flame go after it is extinguished?” For the Buddhist the
right response to a question is often to point out that the presuppositions behind
the question are faulty.
Mahāvı ̄ra responded to these questions very differently. Confronted with the
third and fourth of the Buddhists’ questions, whether or not the world is finite or
not, he did not remain silent, nor did he choose between the two possibilities.
Instead he embraced both. The world is finite in size, but infinite in time because it
will never end. It is also infinite in properties, because the world has “limitless
properties of colour, smell, taste, and touch.” Likewise, when asked whether the soul
is eternal, he said that in a sense it is and in a sense it is not. It is eternal because, like
the world, it never ends. But it is non-eternal because it takes on different forms in
the cycle of reincarnation, first living as an animal, then as a human, then as a god.4
This is a central illustration for the Jaina approach to philosophy. Confronted with
Buddhists who say that there is no enduring self at all, and Vedic thinkers who make
the self eternal and unchanging, the Jainas argue that both sides are partially right,
and thus partially wrong too. The Buddhists are wrong because the self or soul does
persist over time, whereas Vedic thinkers are wrong to make it unchanging.
Much as Madhyamaka offered a systematic expansion of themes found in the
Buddhist scriptures, so the Jaina theory of standpoints was a generalization of these
and other reports about Mahāvı ̄ra. It has sometimes been proposed that Jainism
underwent a period of commentary on the scriptural texts known as a ̄gamas, with a
more philosophical or “logical” approach emerging thereafter. But in fact things are
messier. The two genres overlapped chronologically, and issues of exegesis animated Jaina philosophical literature, much as we saw in the Brahmanical schools.5
As usual, questions of chronology are also bedeviled by the uncertainty about the
dates of key figures, notably Umāsvati, whose Sūtra on What Is (Tattva ̄rtha ̄dhigamasūtra)
was the first to set out Jaina thought in the Sanskrit language.6 He probably wrote in
the late fourth century, but this is uncertain.7 Other important early Jaina philosophers include Kundakunda, who probably lived before Umāsvati, and Siddhasena
Divākara, around AD .
It was above all these three thinkers who developed the theory of standpoints as
an expression of Mahāvı ̄ra’s method. Or perhaps we should say that Mahāvı ̄ra
himself did not have so much a special philosophical method as a special kind of
insight. The Jainas observe a fundamental distinction between “indirect” and “direct”
ways of knowing, using here the standard term for a means of knowledge, praman̄ ̣a
(§.).8 Most of us have to make do with the “indirect” access provided by perception
and the scriptural tradition, whereas Mahāvı ̄ra enjoyed “direct” omniscience. This is
why he was able to see things from all points of view, whereas normal humans can
grasp things only from a limited number of perspectives. Worse still is to have a
limited perspective without realizing that it is limited. This is the situation of the
Jainas’ rivals from other traditions, both Vedic and Buddhist, who fetishize a single
standpoint as the only valid view on things.
Though there are in fact an infinity of ways to look at anything, Umāsvati breaks
the possible perspectives down into seven types of standpoint, or naya (§.–).
These are as follows: () the non-distinguished (naigama), () the general (saṃ graha),
() the practical (vyavahāra), () the “straight-thread” (ṛjusūtra), () the verbal (s ́abda), ()
the subtle (samabhirūḍha), and () the “thus-happened” (evambhūta). Standardly the
first three were said to involve affirming substance (dravyas̄ tika), while the remaining
have to do with the modifications or predicates of substance (parya ̄ya ̄stika). Here we
can already detect an echo of Mahāvı ̄ra’s remarks on the soul, which first took the
perspective that the soul endures as a substance does, then the perspective that it
changes over time. That contrast between the substance point of view and the
modification point of view is fundamental to Jainism (§.–).9 Kundakunda
already affirms that substance (dravya), both sentient (jı ̄va) and non-sentient (ajı ̄va),
is that which undergoes and endures through all change. Substance can thus be seen
from two perspectives, depending on whether we want to emphasize the endurance
or the change. If we contrast, on the one hand, Vedic approaches to metaphysics—
especially Advaita Vedānta which makes the single, unchanging brahman the only true
reality—and, on the other hand, the Buddhist rejection of the very notion of an
enduring, independent substance as incoherent, we may begin to see the Jaina point
of view. Which is precisely to convict those other schools of being nothing but points
of view, “one-sided” because they manage only a partial perspective on things.
Clearly though, Umāsvati has something more complicated in mind. He gives us
seven different kinds of standpoint, not only two that emphasize substance and
modification. So let’s work through them, beginning with the three that involve a
commitment to enduring substances.10 First, the “non-distinguished.” It gets us off
to a tricky start, since this is the least clear of the seven nayas, and was even omitted
in the overview of the theory given by Siddhasena. It seems almost to be the
standpoint of refusing to take any particular standpoint, for instance by thinking
of a thing without bothering to distinguish whether it is a substance or a property. It
may seem strange to call this a particular “perspective” on things. But it could
reflect the approach of someone who is concerned merely to catalogue what
there is, without worrying about what different kinds of thing there are. Somewhat
puzzling, too, is that the Jainas ascribe this approach to the Nyāya-Vaiśeṣika
philosophers. Presumably their thinking is that these two schools depicted properties as if they were objects in their own right, hence failing to distinguish between
substance and property. The Jainas do not exactly say that this is illegitimate. To the
contrary, all the viewpoints are legitimate; it is just that no one of them has a
monopoly on validity.
The second of Umāsvati’s standpoints is “the general.”11 This standpoint involves
attending only to the broadest commonalities between things, and ignoring the
specific properties which distinguish one thing from another. We might for
example note that everything shares the property of being an existent. When
adopted dogmatically, and not as just one possible standpoint, this attitude leads
to monism in metaphysics: Advaita Vedānta is unsurprisingly fingered as the
leading culprit. The third standpoint is “the practical,” and is the complement of
the previous one. Here we instead stress the special distinguishing features of things,
and the way they can be classified under a variety of headings. It is from this point of
view that a philosopher would say that every existent is either a substance or a
property. Some Jainas like to place the Cārvāka “materialists” into this camp,
probably because they classify both the material body and the spiritual self as
substances rather than properties, and thus come to assume that they are the
same kind of entity.
Fourth up is the standpoint of the “straight-thread,” an approach that pays
attention only to what is presently perceived, like the pleasure or pain one is feeling
right now. Those who take this to be the uniquely correct standpoint wind up
reducing enduring substances and persons to the ephemeral deliverances of the
senses. Of course it is the Buddhists, or at least some of them, who are accused of
making this mistake. Notice that in explaining these first four standpoints, the Jaina
writers supply us with a kind of survey of Indian metaphysics. This is why (as
mentioned in Chapter ) the Jainas are often useful as a source of information
about non-Jaina thinkers. Hence we were able to turn to the Jaina thinker Prabhācandra for information about the otherwise obscure tradition of Cārvāka
philosophy.
Notice also that these other schools are not just being named—they are also
being shamed, exposed as one-sided. It is sometimes thought that the theory of
standpoints is a kind of abstract embodiment of the Jaina commitment to nonviolence (ahiṃ sa)̄ .12 The thought here would be that disagreeing with people is a
form of conflict, a kind of intellectual “violence.” To avoid such aggression, the
Jainas find a way of agreeing with everyone by adopting their theory of nononesidedness. But this is to overlook that the Jainas do not simply congratulate
the other schools on being partially right. If anything, they stress that the other
schools are partially wrong. The Jainas, no less than their rivals, emphasize that
knowledge leads to liberation. But their understanding of knowledge requires the
liberated person to see things from a variety of viewpoints, whereas a Brahmanical
or Buddhist thinker manages to adopt just one standpoint. The Jainas have
no hesitation in asserting that such one-sided philosophical theories are “false,”
precisely insofar as they are one-sided. Nor do they seem to think that engaging in
disagreement or debate with such benighted philosophers would violate their vow
of non-violence. Hence the story of a Jaina who held forth in a public dispute against
a Buddhist at such great length that his opponent finally died from exhaustion.13
But let’s get back to our sevenfold list of standpoints. The three we have not yet
discussed show the Jainas joining in that most typical of ancient Indian philosophical pursuits: analyzing language. This is already clear from the name of the fifth
standpoint, the “verbal.” Here we take grammar as a guide to reality, for example by
inferring from the use of past, present, and future verbs that the subjects of these
verbs are different from one another. According to this standpoint, if you say “the
mountain existed” and then “the mountain will exist,” you are referring to two
different mountains. This may seem rather odd, but it’s a kind of “perspective” we
saw very recently, in Madhyamika philosophy. Nāgārjuna, at least according to his
commentator Candrakı ̄rti, thought that we should be able to distinguish the axe that
is seen from the axe that is used for chopping, with this distinction being marked by
grammatical case: one axe is the object of an action, the second an instrument. Here
again, the Jainas seem to be right in thinking that it’s a perspective that could be
useful so long as it is not applied indiscriminately, in a one-sided way. It’s quite
plausible to say that the grammatical contrast between subject and predicate may
often correspond to a real metaphysical contrast between a thing and its property.
But it would not do to infer real distinctions wherever we have grammatical distinctions. A German who did this would be led by the grammatical gender of German
nouns to think that doors are female, houses neuter, and tables masculine.
The next item in the group of linguistic standpoints is “the subtle.” Which is
slightly alarming, since what has come so far is already pretty subtle, but in fact the
point made here is quite straightforward. From this perspective we distinguish
different words that refer to the same thing, words that have different etymologies.
The example given is the lord of the gods. He is called both “Indra,” which comes
from the verb “to rain,” and “Śakra,” derived from the verb “to be able.” Though both
names pick out the same god, they differ in meaning because of their derivation.
This is a striking point, because—leaving aside the focus on etymology—it anticipates the contrast between sense and reference made by the German logician
Gottlob Frege. His illustration was that “morning star” and “evening star” both
refer to Venus but are different in meaning, as is clear from the fact that someone
might not know that the last heavenly body seen in the morning is in fact the same
object as the first one seen at night.
The final standpoint is called the “thus-happened.” Here we note that many words
have “functional” senses: they refer to objects on the basis of a capacity or function
which the object can perform, like “cook” or “swimmer.” From this perspective, we
should use such terms only when the object is actually performing its function, and
not at other times. If we name objects after the capacities and powers they possess,
we refer to them only insofar as they are actually exercising the capacity. Thus we
would call someone a swimmer only when she is actually swimming. This standpoint seems to be a linguistic version of the earlier “straight-thread” standpoint,
which reduces everything to what is currently present to us. Adopting the “thushappened” standpoint dogmatically would lead to the fallacy of refusing to admit
that the swimmer is a swimmer when she is sleeping. Again, we saw an idea like this
in Nāgārjuna and Candrakı ̄rti, who argued that the “running giraffe” is distinct from
the “seeing giraffe” because of the different actions they are performing.
Let’s conclude by seeing how these standpoints were used in practice. A nice
example is found in Siddhasena, who uses them to deal with the aforementioned
problem of substance.14 Leaving aside the first, “non-determined” standpoint, he
begins with the “general” perspective that sees all substance as one; as we said, this
would be the approach of Advaita monism. The “practical” standpoint distinguishes
substance into different types, which is the attitude of the pluralists among other
Vedic schools. Since the “straight-thread” standpoint ignores everything but present
reality, it yields a theory of constant flux such as we find in Buddhists. Grammarians
cannot see past the “verbal” perspective (here one might think of Bhartṛhari) while
other language enthusiasts use the “subtle” standpoint to classify substances
through the etymology of the names of those substances. And we’ve just seen
how the “thus-happened” standpoint would involve reducing the substance to its
currently performed action. Broadly speaking, only the “general” and “practical”
standpoints can do justice to the stability and independence of substances, while the
remaining ones capture something about the modifications undergone by substances. Again, to adopt a one-sided standpoint is to get things partially right; but
to adopt it narrowly and exclusively is to get things wrong.
It seems clear from all this that the Jainas must have a rather idiosyncratic view of
truth. They are not skeptics, who insist that truth is inaccessible or simply suspend
judgment about whether we ever have it. Rather, they seem to be relativists, in the
special sense of thinking that truth is always relative to a point of view or a context
in which the truth is uttered or believed. Unlike most modern-day relativists,
though, they think that ultimate truth is possible: this is the truth attained by
embracing an infinity of valid viewpoints all at once. The Jaina philosophers realized
that they were not going to be able to make this theory work within the logical
system of the Nyāya school, and of course Nāgārjuna’s destructive use of the
tetralemma would hardly suit their non-onesided aims. Instead, the Jainas developed
a remarkable logical theory with seven kinds of predication.
39
WELL QUALIFIED
THE JAINAS ON TRUTH
W
hen you’re evaluating a philosophical theory, there are a few tests you
should always carry out. Does the theory preserve our intuitions? If not,
does it give us sufficient reason to prefer this new theory to our previously held
beliefs? Does the theory fall prey to counterexamples or leave unexplained exceptions? And here is one more test that should never be omitted: can the theory
survive being applied to itself? We saw that Nāgārjuna had to deal with this
problem. His work Dispeller of Disputes tries to respond to the criticism that the
arguments in favor of his emptiness theory can safely be dismissed, since Nāgārjuna
himself must admit that those very arguments are empty. It might seem that the
Jaina theory of standpoints we have just examined is also vulnerable to this line of
attack. They say that various philosophical theories are true only from a certain
perspective. But is this assertion itself only the expression of a certain standpoint?
The Jainas can readily answer this objection. Take as an example their approach
to the metaphysics of universals. Adopting their theory of nayas or standpoints, they
say that there is a perspective on things that affirms their sharing a universal
character, and another perspective on things that emphasizes the reality of individual particulars. From the first standpoint, a realist about universals argues that all
pots share pot-ness in common. From the second viewpoint, a skeptic about
universals will say that only each individual pot is real. Now the Jaina says that
both standpoints are, in a sense, correct, because both capture something about
reality. In doing so, the Jaina is adopting a third standpoint: the one from which
both the universal and the particular way of looking at things have contributed
something to our understanding.1 Though this third standpoint may likewise be
somehow partial, there is also the prospect of a most comprehensive, “omniscient”
point of view that incorporates all standpoints. This is the point of view of someone
like the “ford-maker” Mahāvı ̄ra. It is the only adequate standpoint, because of
the complexity of things in the world. As Siddhasena puts it, “since a thing has a
manifold character, it is [fully] comprehended [only] by the omniscient. But a thing
becomes the subject matter of a naya, when it is conceived from one particular
standpoint.”2 We normal humans are not omniscient, yet we can make progress by
understanding how each philosophical theory contributes a merely partial truth.
Unfortunately there is another, even simpler test that the Jainas are in danger of
failing. Does their theory not involve self-contradiction? Again, we saw this threat
looming in the case of Nāgārjuna, whose tetralemma argument form has seemed to
some to involve entertaining contradictory propositions. We resisted that interpretation when looking at Nāgārjuna (Chapter ), and want to resist it again in the case
of the Jainas. Admittedly, you can see why they might be accused of contradicting
themselves. As philosophical pluralists, the Jainas reply to pairs of questions like “is
the world infinite?” and “is the world finite?” with a qualified “yes” in both cases:
both express a partial truth about the world. Many commentators on the Jaina
_
system, both past (Śankara,
Śāntarakṣita) and present,3 have felt that the Jaina
attempt to reconcile opposite philosophical positions does involve a challenge to
the notion of contradiction, that it “tolerates” inconsistency. How else could they
reach agreement with philosophical schools whose theories are antithetical, finding
something true in both the Buddhist no-self theory and the Advaita theory that all
things are really a single self, namely brahman?
No less than Nāgārjuna, the Jainas are alive to the threat, and seek to show how
they can strive for impartiality or “non-onesideness” without lapsing into selfcontradiction. Their answer centers on a single Sanskrit word, sya ̄t. It is derived
from an optative form of the verb “to be,” and means “perhaps” or “possibly.” In this
context its meaning is better expressed as “in a sense,” “conditionally,” or even
“arguably.” We can use the term syat̄ to capture the Jaina refusal to make categorical
assertions, and instead to answer philosophical questions from one or another
perspective or within the framework of a certain metaphysical stance (naya). Thus,
rather than asserting without qualification that the world is eternal, they say only
“conditionally, the world is infinite,” which means “from a certain standpoint, the
universe is infinite.” We could compare this to the use of words like “possibly” and
“necessarily,” which modern-day philosophers and logicians call “modal operators”
because these words indicate the way in which a statement is true. If I say, “possibly,
the universe is infinite,” I am indicating that something might be true, whereas if
I preface the same remark with “necessarily,” I am indicating something that must be
true. In either case, I am modifying the assertion that the universe is infinite.
To this the Jainas add a list of seven types of statement or modes of predication
_ ̄), each of which is to be qualified by the word sya ̄t. This is comparable
(the saptabhangı
to Nāgārjuna’s tetralemma, though the Jainas go three better than him by offering
seven alternatives where he had only four. Just as we traced the tetralemma back to
the Buddha’s refusal to answer questions, so we can discover the origins of this
remarkable and unprecedented theory in reports about Mahāvı ̄ra. Rather than
falling silent when confronted with philosophical questions like “is the world
infinite?” and “is the world finite?” Mahāvı ̄ra said yes to both, but with a conditional
“yes” and not an absolute “yes.” Furthermore he was asked whether a question might
have no expressible answer at all. Here is where the Buddha might finally have said
“yes,” given that his silence was a rebuke to the question as it had been posed.
Mahāvı ̄ra likewise admits that the right answer may be inexpressible, but even this
admission is conditional, an expression of a certain standpoint.
One Jaina philosopher, the eleventh-century Vādi Devasūri, explains the theory
with particular clarity:
The sevenfold predicate theory consists in the use of seven modes of assertion, each
preceded by “conditionally” (sya ̄t), [all] concerning a single object and its particular
properties, composed of attributions and denials, either simultaneously or successively, and without contradiction. They are as follows:
() Conditionally, [some object] exists (sya ̄d asty eva). The first predicate pertains to an
attribution.
() Conditionally, it does not exist (sya ̄n na ̄sty eva). The second predicate pertains to a
denial.
() Conditionally, it exists; conditionally, it doesn’t exist (sya ̄d asty eva sya ̄n na ̄sty eva). The
third predicate pertains to successive attribution and denial.
() Conditionally, it is “non-assertible” (sya ̄d avakyavyam eva). The fourth predicate
pertains to a simultaneous attribution and denial.
() Conditionally, it exists; conditionally it is non-assertible (sya ̄d asty eva sya ̄d avaktavyam
eva). The fifth predicate pertains to an attribution and a simultaneous attribution
and denial.
() Conditionally, it doesn’t exist; conditionally it is non-assertible (sya ̄n na ̄sty eva sya ̄d
avaktavyam eva). The sixth predicate pertains to a denial and a simultaneous
attribution and denial.
() Conditionally, it exists; conditionally it doesn’t exist; conditionally it is nonassertible (sya ̄d asty eva sya ̄n na ̄sty eva sya ̄d avaktavyam eva). The seventh predicate
pertains to a successive attribution and denial and a simultaneous attribution and
denial.4
Nāgārjuna’s tetralemma distinguished four possibilites: yes, no, both, and neither.
We had a difficult time figuring out how he could get away with this, and are going
to have to work even harder now to get our heads around the Jaina sevenfold theory
of predication.
One difference is that for Jainas, there are three basic answers, not just “yes” and
“no,” but also a third option that they label as the “non-assertible” or “inexpressible”
(avaktavya). We’ll say something shortly about what this means, but for the moment
let’s just focus on how it gets us up to seven options. Obviously we have three
simple modes: () something is the case, () something is not the case, () something
is inexpressible. The example given is that something exists, for instance () “there is
a pot,” () “there is no pot,” () “it is inexpressible whether there is a pot.” But one
could extend the theory to handle statements about things other than existence, like
() “the pot is blue,” () “the pot is not blue,” () “it is inexpressible whether the pot is
blue.”5 Next, the Jainas combine these three simple cases to form new, more
complex options. The statement “a pot exists” could be () both true and false, ()
true yet inexpressible, () false yet inexpressible, or finally all three, () true, false, and
inexpressible. This gets us up to seven options all told, three simple cases and four
compound cases.
Remember, though, that all seven cases are prefaced by sya ̄t, “conditionally.” So
even the simple option, where something is said to be the case, isn’t so simple after
all. We can say “conditionally, there is a pot” or “conditionally, the universe is
infinite,” just in case there is a standpoint according to which these things are the
case. This is compatible with the same things being false from another point of view.
As we saw in the last chapter, insofar as the universe has no temporal ending it is
infinite, yet it is not infinite in size so that there is also a standpoint from which it is
finite. Similarly, from the point of view that focuses on stable, enduring substances,
there is a pot. Yet from the perspective that focuses only on momentary sensory
experiences, there is no pot, only ephemeral experiences of color, shape, and
hardness. This contrast can also be brought out with more banal examples. If the
pot is in Munich but not in New York, then from the point of view of someone in
Munich it is true to say “there is a pot” (meaning “there is a pot present here”) but not
from the point of view of someone in New York.
This is relatively straightforward. But things get trickier when we contemplate the
option of saying () that something is both true and false. This sounds dangerously
close to being a standpoint adopted by people who are happy to contradict
themselves. Yet Vādi Devasūri prefaced the entire account by saying that the
seven options do not involve self-contradiction.6 We can see why this might be if
we notice another feature of Vādi Devasūri’s explanation. He says the mixed
predicate “true-and-false” involves the successive attribution and denial of a property.
So this would just be the standpoint of someone—like a Jaina philosopher—who
first notes a perspective from which a claim is true, and then adds that there is
another perspective from which the same claim is false. This is quite sensible and
could be illustrated by the Jaina’s saying something like, “our Vaiśeṣika colleagues
believe the pot exists, but the Buddhists deny it, and both have a point.” The
sevenfold list of predications is intended to explain how the theory of standpoints
works, but really we need to invoke that theory to explain why the sevenfold list
does not involve intentional inconsistency.
We’re not out of the woods yet. We still need to consider the most puzzling of the
three basic options, where the answer is neither “yes” nor “no,” but () “inexpressible.” Here Vādi Devasūri does seem to court contradiction, because he says that
“inexpressible” means the simultaneous attribution and denial of a property. The
natural way to read this is that there is a standpoint from which both a statement
and its denial can be endorsed at the same time. So we are back after all to the
standpoint of those who contradict themselves or indulge in paradox.7 Then again,
as we already pointed out, Vādi Devasūri promises that the sevenfold predications
involve no contradiction. So he was under the impression that one can assert a
statement to be inexpressible without falling into inconsistency. What is going
on here?
Several explanations have been given. One rather simple explanation is that we
cannot say both “yes” and “no” to a question at the same time, because no one can
assert two contradictory ideas at once. Hence the key Jaina insight that both answers
are right, but from different points of view, is “inexpressible” simply because of the
limitations of normal language.8 This fits well with the way that Vādi Devasūri
explains the inexpressible, namely that it has to do with “simultaneous attribution and
denial.” But we find a different understanding in the tenth-century Jaina philosopher
Prabhācandra. We’ve met him before as a source for Cārvāka thought, but he is a
brilliant philosopher in his own right, born in (the same year as Avicenna, and
similarly full of brilliant observations and arguments, including a thought experiment very similar to Avicenna’s “flying man”). He wrestles with the problem of what
makes the seven alternatives in the Jaina catalogue of predication actually distinct
from one another, while also comprehensive in the sense that no option is left out.
When he comes to explain what it means to say that an answer to a question is
“inexpressible,” he does not say that it involves simultaneous assertion and denial,
but instead ties it to the idea of neutrality. It means that from the standpoint one
occupies, one cannot endorse a certain claim, nor can one deny it.9 The point
could be a very simple one. There are standpoints from which one can make
neither an affirmation nor a denial simply because of a lack of information. If I am
in New York and haven’t been in Munich recently, I might just shrug when asked
whether there is a pot in Munich. Or, here’s a more interesting possibility. Let’s
step back for a moment and think again about what it means to assert something
from a certain standpoint. It means adopting a perspective from which certain
claims are ratified and others undermined. Consider an example the Jainas could
not have contemplated, namely modern physics. From the standpoint of today’s
physicist, claims about the existence of subatomic particles are affirmed, while
claims about the existence of the four elements from ancient Greek philosophy
are denied. But regarding some propositions, a standpoint may be simply neutral
or indifferent. Physics neither grounds nor undermines claims about morality. We
can’t work out whether it is wrong to steal, or solve the moral dilemmas which
so perplexed the protagonists of the Mahab̄ har̄ ata, by studying modern physics. We
might thus say that such propositions are neither affirmed nor denied from inside
that standpoint; it could be in this sense that the answer is “inexpressible.”
Notice that if this is right, it is different from the Buddhist idea that one should
sometimes refuse to answer questions. A Buddhist would vehemently resist the
notion that Buddhism is nothing but one more standpoint, which may not provide
the resources to answer a given question, the way that physics lacks the resources to
answer questions about morality. The Buddhist standpoint claims to be the whole
truth and nothing but the truth, so if it fails to provide an answer to a question, then
the question is to blame. It must be somehow ill-formed or proceed on the basis of
faulty assumptions, like the reality of wholes or enduring selves. This explains why
Nāgārjuna’s strategy was to expose the incoherence in other philosophical views,
whereas the Jaina strategy is to expose their dogmatic insistence on being the only
truth, when in fact there is more to truth than the other schools claim. Thus the
Jainas hold that there are indeed ways to answer the questions the Buddha was
asked, and point to scriptures in which Mahāvı ̄ra did answer them. It is just that the
right answer requires us to take up a standpoint other than the Buddhist one, indeed
several different complementary standpoints.
We have been insisting on the coherence of Jaina epistemology and on its
commitment to the possibility of attaining a true standpoint on things. This isn’t
just because it annoys us when people deny the principle of non-contradiction
(actually, it kind of annoys us and kind of doesn’t). It’s also because we want to do
justice to the fact that Jainism, like its rivals, is a philosophy in aid of a soteriology.
No less than other ancient Indian thinkers, the Jainas hold out the prospect of
liberation and claim that liberation is achieved through knowledge. This is also why
they are ready and willing to say that other schools have got things wrong. The
partial perspective of a Buddhist or a Vedic thinker is not genuinely liberating,
because it captures only a fragment of the holistic and comprehensive grasp of
things that is nothing other than omniscience.
40
CHANGE OF MIND
̄ AR̄ A BUDDHISM
VASUBANDHU AND YOGAC
O
ne of the many inspired details in George Orwell’s novel is a sinister
repurposing of the phrase “big brother.” The totalitarian rulers of that dystopian
society are playing on the fact that big brothers are objects of both love and admiration.
If you have a big brother yourself, you know what we mean: even if you fought with
him occasionally, you probably also looked up to your older brother, hoping to benefit
from his protection, as well as his greater experience and know-how. Perhaps this
explains something about the intellectual career of Vasubandhu, a Buddhist thinker
who lived around AD . According to legend he was converted to the Mahāyāna
_
branch of Buddhism through the good offices of his own older half-brother, Asanga.
Prior to that Vasubandhu had been a controversialist within the Abhidharma branch of
Buddhism, attacking rival Ā bhidharmikas for their views about past and future reality.
Once brought around to the Mahāyāna way of seeing things, Vasubandhu joined
_ as a co-founder of one branch within Mahāyāna, which is known as Yogācāra.1
Asanga
It is often seen as offering a kind of “idealist” version of Buddhism, rejecting even the
minimal concessions to extramental reality made by the Abhidharma Buddhists.
Thus the career of this one man Vasubandhu ties together numerous strands of
the ancient Buddhist tradition. The welter of schools and sub-schools can be
confusing, especially since some of them have more than one name. Yogācāra is
also known as Vijñānavāda, or “the teaching of consciousness,” for reasons that will
become clear below. We did explain the various branches in Chapter , but it might
be helpful to go over them again now to set the stage for the emergence of Yogācāra.
And it might be even more helpful if we concentrate on one central philosophical
question that was debated between the schools: how do we account for the apparent
continuity of things in the world, whether these are inanimate objects, animate
beings, or our own selves? Everyday common sense would give a straightforward
answer. These things seem to be continuously real because they are real. Suppose
you see your brother reading a book. The book in your brother’s hand, your
̄ ̄
brother, and you yourself, are all substances that persist through time. We can also
interact with one another, like when you look over your brother’s shoulder to see
what he’s reading and ask why he hasn’t chosen a book about something more
interesting, like the history of philosophy. Such causal interactions can also take
place across time, as when you remember the next day what he was reading.
The Buddhists, of course, reject this commonsensical view. Belief in the enduring
self is indelibly linked to suffering, so we must give it up if we are to achieve
liberation. More generally, according to an Abhidharma teaching, continuous substances have only apparent reality. What is really real are atomic qualities that exist
only momentarily, the so-called dharmas.2 When we seem to see a book or a brother
stably existing from one moment to another, we are putting together fleeting
elements into a whole, one that has only conventional reality, like the famous
chariot that is no more than the sum of its parts. Yet we still need to explain the
causal relations between apparent things. This is especially problematic in the case
of causation across time. When your only conventionally real brother tosses his
conventionally real book onto the conventionally real table and it makes a loud
noise, how do the elemental features that you register as his body and its throwing
motion produce the noise one second later?
In his early career, Vasubandhu is out to refute a group of Buddhists who gave a
surprising answer to that question. To ensure maximum confusion this school also
goes by two names; we’ll refer to it as Sarvāstivāda, but they are also known as
Vaibhāṣika. Like other Ā bhidharmikas, the Sarvāstivādins deny the persistent reality
of objects, which are nothing but fictitious combinations of momentary dharmas.
However, for them all the dharmas are indeed real—whether they are past, present,
or future. This ensures that causation across time is possible: if it were non-existent
and unreal, a dharma that is now past could not give rise to a present dharma. And
here is where we come to the early phase of Vasubandhu’s career. He studied
Sarvāstivāda and wrote a treatise explaining its doctrines in a set of verses. But
then he subjected these same teachings to a thorough critique, in the form of a
commentary on these very verses (the Abhidharmakos ́abha ̄ṣya).3
Vasubandhu calls his own version of the Abhidharma theory “Sautrāntika,”
meaning that it follows the Buddhist sūtras.4 Like modern-day philosophers who
give themselves the more self-explanatory title of “presentists,” Vasubandhu wants
to insist that only present things are real. That may seem a refreshing concession to
common sense in the midst of this intra-Buddhist debate. But Vasubandhu is not
merely relying on common sense; he has arguments on his side. From his point of
view the Sarvāstivāda theory sounds, ironically, like a form of eternalism. After all,
for them past, present, and future things are all permanently real—hardly a suitable
̄ ̄
doctrine for Buddhists. Besides, if all these things are real, then why are only some of
them present to us, and currently “active”? Unless we can explain this, we can’t
account for the fact that you can only read this book about the history of philosophy that is presently in your hands, and not a book that still lies in the future or has
itself been lost to history.
The Sarvāstivādin may repeat that past things do have an effect presently. There
are memories of previous events, and the conventionally real book tossed aside a
second ago makes a sound only now when it lands on the apparent table. But
Vasubandhu is able to explain how past things can continue having their effects
even once they stop existing (which, since they are all instantaneous, they always do
immediately). There is a causal continuum from one dharma to the next, so that the
motion of throwing the book causes further motion of the book through the air, the
chain culminating with a bang when the book lands. Or to take a case that interests
him more, past actions may cause present karmic fruits indirectly, through an
unbroken chain of momentary dharmas. Vasubandhu compares this to the way
that a seed that no longer exists has given rise to a sprout, then a mature plant,
and finally the flower we see presently.5 The same analysis applies to the apparent
“self” that initiated the previous action and now reaps its karmic reward or punishment. The elements we falsely take to constitute the self are part of a chain of causal
influence passing from one second to the next, like a flame being passed from one
candle to another.
So to sum up, according to the traditional story Vasubandhu wrote this defense of
Sautrāntika Abhidharma Buddhism, attacking Sarvāstivāda Abhidharma Buddhism,
before he came over to Māhāyana Buddhism under the influence of his brother
_
Asanga.
(If you’re still having trouble keeping up, don’t worry: all these people and
_ to
schools were merely conventional realities anyway.) Once convinced by Asanga
convert, Vasubandhu wrote a series of powerfully argumentative works attacking
the Abhidharma approach as a whole.6 Now, this is not our first contact with
Māhāyana. That branch of Buddhist thought includes the Madhyamaka philosophy
_ and Vasuso ably, if perplexingly, represented by Nāgārjuna. And in fact, Asanga
bandhu may have seen themselves as defending something like Nāgārjuna’s position, to the extent that he had a position.7 The brothers’ approach is prefigured in a
text called the Sūtra of Profound Secrets (Saṃ dhinirmocana-sūtra), which offers what it
calls a “third turning” of the wheel of Buddhist doctrine.8 It claims to bring together
the teachings of the first two wheels, namely Abhidharma and Mahāyāna.
On the other hand, this latest version of Vasubandhu shares with Nāgārjuna a
frankly critical approach to the dharma theory of Abhidharma. He does to these
dharmas what Abhidharma had done to everyday objects. Just as they rejected books
̄ ̄
and brothers as figments of the mind, now Vasubandhu suggests that even the
momentary, elemental dharmas are mental constructions. This may seem a radical
shift from his earlier, Sautrāntika position. But it actually retains something of that
doctrine. Before, Vasubandhu was insisting that past and future things are unreal.
Only the present phenomena of the world outside us and of mental life exist. Now
he realizes that he can do without the external phenomena, while retaining the
internal or mental phenomena. Things outside us are merely apparent, comparable
to the hair-like images seen by somebody who has an eye disease (). Since
everything is a construction of the mind, mental reality is the only reality there is.
How does Vasubandhu justify this breathtaking move? We might see him as
applying a principle of philosophical economy, one that had been used already by
other Buddhists. If we can explain our experiences without recognizing something
as real, then we should eliminate it from our metaphysics. The Ā bhidharmikas had
already eliminated chariots, books, and brothers; the early Vasubandhu had shown
that we can do without past and future reality; now the later Vasubandhu contends
that we don’t need present external reality either. So he feels able to argue for his
own position mostly by responding to possible objections, which try to force him
to accept that something is externally existent. His hypothetical opponent complains that if external things were unreal, they could have no effect on us. To this
Vasubandhu rejoins that people are affected by unreal things in dreams and hallucinations, or images they see in the afterlife when in hell ().
The point of this is not that “life is but a dream.” Dreaming is in fact a distinctive
mental state, as is being in a faint (). So Vasubandhu does not need to appeal to
the idea that we cannot tell whether or not we are awake. Rather his point is to show
that our mental experiences can arise without any real external stimulus. His
approach is not skeptical, but reductionist: he wants to show that mental events
are caused, and in fact can only be caused, by other mental events (–). An
external dharma could never be the thing I am perceiving right now, because the
dharma is only momentary, and would have to cease existing by the time I have
registered my awareness of it (). Instead there is a stream of mental experience,
which Vasubandhu calls citta, manas, or vijñan̄ a, more or less interchangeable words
that refer to the mind or consciousness (, ). Hence the alternative name for
Yogācāra mentioned earlier: his va ̄da or teaching is the vijñan̄ ava ̄da, “the teaching of
consciousness,” or the doctrine of “mind-only” or “consciousness-only” (cittamātra).
Vasubandhu still holds on to his earlier idea of a chain of causality, though now
the chain consists only of mental events. Everything about our current mental life is
the result of previous mental events. A past event may take time to make itself felt in
current awareness. Using another botanical metaphor, and a rather beautiful one, he
̄ ̄
compares this to the way that dye may be absorbed through the stem of a growing
flower and eventually color the petals as they unfold (). At a more technical level,
he invokes the so-called “storehouse consciousness (a ̄laya-vijña ̄na)” (, , , ),
something that had already been proposed in the Sūtra of Profound Secrets. The idea
here is that mental events are like currents coming to the surface of a stream ()
or—again the gardening metaphor—like seeds planted earlier that are coming
finally to fruit. These metaphors represent the way we can direct our attention
to impressions received in past moments of awareness. Consider a childhood
memory, like the time your big brother defended you from a bully in the school
playground. Though this heroic act has not been continuously remembered over
the years since it first occurred, the memory of it remains “in storage” and
available as possible content for consciousness. Vasubandhu is sensitive to the
fact that this idea of a storehouse consciousness is not found in Buddhist
scriptures. He shrugs this off: plenty of what was written about the Buddha has
been lost and perhaps some of what has gone missing included a reference to this
doctrine ().
Any doubts about Vasubandhu’s Buddhist motivation should in any case be
dispelled by his frequent references to liberation from suffering. The reductionist
metaphysics of Buddhism had always aimed at the elimination of suffering. Suffering comes from attachment, and if we can forsake belief in the reality of things, we
should be able to wean ourselves off of attachment to them, though that change in
perspective will also require extensive spiritual training and not just the ability to
follow Buddhist arguments to their conclusion. These features of Buddhism are alive
and well in Yogācāra, whose name in fact comes from its emphasis on spiritual
practices (yoga) of meditation and mindfulness (). Vasubandhu puts a name to
the attitude that gives rise to attachment: “duality” (). We suffer because we
contrast ourselves as subjects to the objects of perception and desire. In reality
this contrast is an illusion. Common sense is wrong to suppose that there is a world
of persisting objects outside us, and Abhidharma Buddhism does not go far enough
in dispelling this mistake, since it still accepts that there are external objects of
awareness, namely the dharmas. Yogācāra takes a further step, or rather, two further
steps. First, for Vasubandhu the objects of the mind are internal to the mind—they
are themselves part of mental life. Then comes the still more challenging step of
giving up on even a mental version of the contrast between subject and object. The
correct, “non-dual” attitude is one in which the mind no longer treats anything as an
object of its awareness. It’s such a fundamental undermining of everything we take
ourselves to know about reality that Vasubandhu calls his teaching of non-duality a
“revolution at the basis” ().
̄ ̄
Thus the revolution of this third wheel of Buddhist teaching has, appropriately
enough, three stages. Vasubandhu explains them as follows:
What is it that appears?
A construction of the non-existent.
How is it that it appears?
Through dualities.
What is its non-existence?
A state of non-duality.9
He refers here to his teaching concerning three kinds of “independent nature,” or
svabhav̄ a (see also ).10 The first kind of independent nature is entirely fictive: it is
“fabricated” or “constructed” (paraikalpita) by the mind. These would be the natures
of the apparent things in our external environment. Vasubandhu compares them to
an elephant conjured out of wooden props by a magician’s sleight of hand ().
The second type of nature is called “interdependent (paratantra)”: the subject and
object of awareness that depend upon one another, for example an act of sight and
that which is seen. Third and finally, there is awareness that has given up duality and
become “perfected” or “fulfilled” (pariniṣpanna): even the mind is not an object for
itself (). At this stage one is finally liberated from suffering by being liberated
from illusion.
It’s significant that Vasubandhu’s three stages are set out using the familiar word
svabhav̄ a, which we just translated as “independent nature.” We saw this word in
Nāgārjuna, who targeted the very notion in his own critique. This brings us back to
the question of where Yogācāra sits in the history of Buddhism. It is grouped
together with Nāgārjuna’s “Middle Way” or Madhyamaka school, under the broader
heading of Māhāyana Buddhism. And Yogācāra seems to have much in common
with Madhyamaka.11 Yogācāra, too, styles itself as a “middle way,” and for the same
reason mentioned by Nāgārjuna: it tries to steer between the extremes of nihilism
and eternalism (or reification), of banning all things as non-existent, on the one
hand, and taking all things to have stable and independent reality, on the other hand.
Furthermore, both Māhāyana traditions express their middle way as an acknowledgement of the “emptiness” of things. This was the upshot of Nāgārjuna’s skeptical
attack on such notions as substance, motion, and perception. It is also the upshot of
_ puts it,
the Yogācāra critique of subject–object duality in consciousness. As Asanga
“the non-existence of duality is indeed the existence of non-existence; this is the
definition of emptiness.”12
Nonetheless, the subsequent tradition would see disagreement and even harsh
polemic developing between the two schools. A sixth-century Madhyamaka
̄ ̄
thinker, Bhāviveka, argues that Yogācāra manages to fall into both extremes on
either side of the correct middle way. Whereas Madhyamaka recognizes the legitimacy of conventional attitudes toward reality, Yogācāra rejects conventional belief
entirely, which according to Bhāviveka is a form of nihilism. Yet Yogācāra is also
reificationist, because it accepts the genuine reality of some phenomena, namely
those that occur in the mind. Like a sharpened pencil or a soccer team that has just
managed a hard-earned draw, Bhāviveka has a good point. Vasubandhu certainly
does aim to expose the fictionality of everyday objects, so that conventional reality
would seem to be completely undermined in his Yogācāra philosophy. And even if
the “mental forms” of Yogācāra are empty, they do constitute a reality that is mental.
Nāgārjuna would presumably not hesitate to attack this mental version of reality as
itself empty.
Let’s conclude with a few words on yet another name that has been given to
Yogācāra, in this case by modern scholars: “idealism.” Vasubandhu makes reality
exclusively mental, constituted by nothing but presently occurrent mental events
that are caused by earlier mental events. In this light Yogācāra certainly seems to
merit the name of “idealism.” We might even take it to be one of the earliest forms
of idealism to appear in the whole history of philosophy. But in a sense calling
Vasubandhu an idealist may underestimate his radicalism. Remember that the third,
“perfected” nature in his system is not just one in which we realize that all the
objects of our mental activity are themselves mental. It is one in which there
is no duality between the mind and its objects at all. It is not easy, perhaps
not even possible, to say what lies beyond mental activity that is structured
“dualistically.” But whatever this reality might be, it does not seem to consist of
ideas. If Vasubandhu is an idealist, then his idealism is only the last step but one on
the path to enlightenment.13
41
WHO’S PULLING YOUR STRINGS?
BUDDHAGHOSA ON NO-SELF
AND AUTONOMY
N
obody likes to be pushed around. We like to think that when we do things, it’s
because we chose to do them, and that we could have chosen otherwise. If I speed
up while walking, it’s because I’ve decided to go faster; if I look down as I go it’s because
I want to watch my step. And if, without moving at all, I consciously think about a
problem or task—even one I’d prefer not to be thinking about—isn’t this, too,
something that I am doing myself? It seems natural, even inevitable, to think of this
in terms of control. It’s like a flying drone whose movements are controlled from the
ground by a pilot, except that here the thing doing the controlling and the thing being
controlled are both inside one person. Self-control is just a more intimate version of the
causal relationship involved in remote control. For the Buddhist philosopher Buddhaghosa, however, this would be a huge mistake. He thinks that the whole point of the
Buddha’s refusal to acknowledge the self, to allow that there is anything that can be
called “I,” is precisely a denial of the “controller self.” This is a new perspective within
the tradition. Earlier Buddhists had understood the theory of “no-self” to say that the
person is just a stream or heap of individual experiences and feelings. Buddhaghosa
instead insists that the doctrine of “no-self ” has to do with our capacity for agency.
Although he was born in fifth-century India, and by all accounts had a thorough
education in the various Indian philosophical systems, Buddhaghosa decided that
the true Buddhist teachings were best preserved in the island of Sri Lanka.1 There the
teachings were still recorded and studied in the actual language of the Buddha, Pāli,
rather than the language of elite discourse, Sanskrit. So Buddhaghosa traveled to the
great monastic university of Anurādhapūra, and there embarked on an enormously
thorough study of the various parts of the Buddhist canon, both the Nika ̄ya and
Abhidharma treatises. He studied all the various commentaries that had been
written over centuries by a series of talented Sinhala philosophers. So impressed
were the monks that they charged Buddhaghosa with the task of writing definitive
explanations that would organize and order the teachings. With a team of assistants
-
and apprentices, he did just that, in a monumental project of textual production. For
good measure he also composed an independent treatise, called the Path of Purification (Visuddhimagga), which would both present the doctrine in a systematic fashion
and serve as a training manual for aspirants on the Buddhist path.2
It would seem then that Buddhaghosa was a pretty willful and motivated individual. Yet when it came to describing what it means to be willful and motivated, he
had no truck with the idea that each of us is or has a self, an origin of willed
directives. A deeply entrenched model of the self encourages us to think of it along
the lines of a charioteer who controls his horses from the chariot’s platform.
Buddhaghosa finds in this picture of human agency only metaphysical magic.
Time and again he rejects the idea that there is something inside which controls
each of our bodily movements or the psychological processes that go on within us.
“The self of the sectarians (titthiyan̄ aṃ atta)̄ ,” he likes to say, “just does not exist”
(Dispeller ).3 The best way to counter the hold a metaphor has on the imagination
is to replace it with another one. To combat the analogy of the charioteer, he
compares the human being to a mechanical doll whose limbs, torso, and head are
held together by strings: “Just as a mechanical doll (da ̄ru-yanta) is empty (suñña),
soulless (nijjiva), and undirected (nirı ̄haka), and while it walks and stands merely
through the combination of strings and wood, yet it seems as if it had direction
and occupation (savya ̄pa ̄ra); so too, this minded body (nam
̄ a-rūpa) is empty, soulless
and undirected, and while it walks and stands merely through the combination of
the two together, yet it seems as if it had direction and occupation” (Path §.).
Buddhaghosa is living dangerously here, deploying a metaphor that can easily
work against him. If we are just marionettes, surely there must be someone else
pulling our strings? Who could that “someone” be other than a god, a being with its
hands on the control units of each and every one of us? That is in fact exactly a
picture of human agency which was encouraged by Kṛṣṇa as depicted in the
Bhagavad-gı ̄ta.̄ “O Arjuna,” Kṛṣṇa states, “the Lord resides in the heart-area of all
beings, making every being revolve through His magical power [as if they were]
mounted on a machine (yantra ̄rūḍhāni)” (Gı ̄tā §.). The later commentator Madhūsudana Sarasvatı ̄ would identify the machine in question as our friend the marionette. What Kṛṣṇa meant to say, he explains, is that the Lord is “just like a magician
who causes completely non-independent wooden human forms to revolve, seated
on a machine, and so on, moved by a rope.”4
But it can’t possibly be Buddhaghosa’s view that human beings, or “minded
bodies” (na ̄ma-rūpa) as the Buddhists prefer to call us, are automata whose movements are controlled from the outside.5 Not just because he doesn’t believe in the
existence of a divine agency, though he certainly doesn’t. Nor only because in the
-
Nika ̄ya the Buddha himself is reported as saying that there is what he calls “selfdoing” (atta-kar̄ o) in the performance of the actions of stepping forward or back.6
More fundamentally, it is central to the Buddhist understanding of ethics that the
moral value of an action is constrained by the intention (cetana)̄ with which that
action is performed. If actions are merely the result of some divine puppet master,
then nobody should be praised or blamed on the basis of their intentions, as these
would have no causal role in what they do. So in introducing the risky metaphor of
the marionette, Buddhaghosa simply wants to push back against the insidious grip
of the alternative charioteer metaphor, which leads us into thinking that there must
be some inner controller. If Buddhaghosa lived today, perhaps he would be tempted
to compare humans to those self-driving cars that we are promised will soon
populate our streets. Like a self-driving car, the human being is a complex mechanism in which there are a variety of instruments. Some have the job of detecting
what is in the environment, some monitor the functioning of the mechanism itself,
still others search for objectives or destinations and calculate the best ways of
achieving them. But there is no driver in the car directing all these functions.
Buddhaghosa develops his alternative metaphor by arguing that all consciousness
is already active, that each and every conscious mental state is an expression of
agency. He does this by turning a more ancient Buddhist description of the mind on
its head. In that older description, the flow of mental life was compared to a rope
made out of many interwoven strands.7 One strand is the series of sensory encounters or perceptions one has had and is having; another strand is a series of feelings
and affective reactions; another strand is made up of habits and dispositions; still
another includes our concepts. All these are woven together with a final strand
made up of the physical states of the human body. Together they produce a human
being, a rope stretched across time. Within this complex there appear moments of
intention and choice, which provide the whole “rope” with agency and direction.
Since this picture was drawn by Buddhists it gives no place to a unitary inner self.
But it still suggests that control emanates from discrete elements within the person,
namely the volitions that are woven into that person.
Instead, Buddhaghosa insists that control and activity are built into every single
moment of conscious experience. Our awareness is built up out of many activities,
which together produce the mindedness that belongs to the human being. Buddhaghosa recalls the simile used in the Sa ̄ṃ khya-ka ̄rikā: an odd couple consisting of
someone who is blind but can walk, and a sighted but lame person sitting on that
first person’s shoulders (see Chapter ). His point is that each deliberate action,
such as moving in a certain direction, is the joint product of several capacities
working together. Conscious awareness itself is no passive response to the
-
environment, but the activity of the mind’s “bending” itself onto the world. There is
an interplay between mind and body, and between minded body and worldly
environment. Buddhaghosa identifies a number of different kinds of activities that
make up human experience (Path §.). There is awareness, which brings us “into
touch” with our environment, in a way we are not when we are asleep. We are also
able to “reach out” or direct attention to specific objects, which is what gives
thought an object, a goal, or an orientation. Once something comes to our specific
attention, we can evaluate it, either by judging it as worth pursuing or avoiding, or by
classifying it under a certain category. For Buddhaghosa being minded is being
attentive, as we direct ourselves toward certain things and not others. Attention is
like a window frame: it sets a boundary to what we see, though we can also focus on
certain features of the things perceived through that frame. So experience is not a
matter of passively being affected, but of engaging with the environment. Nor is this
active engagement the job of just one part or power of the mind, the one that is “in
charge.” We need no self to serve as a source of motivation, intention, evaluation, or
awareness, controlling things from the top down. All these features were already
present in the various components of mental activity, built into it from the ground up.8
As so often in philosophy, Buddhaghosa’s account seems to work better for some
examples than for others. What he is saying sounds pretty convincing if you think
about reading a book. You decide to read up on Buddhism, go to the library, find a
relevant volume, sit down and attend to a given sentence on a given page. You are
living the life of the mind, and it is a life full of activity. But aren’t there other cases
where our mental life seems to be passive, at the mercy of the world outside? A loud
noise may force itself upon your attention, as when a car backfires just outside the
library, making you look up from your engrossing book. Pain would be another
example. Perhaps you are on a meditative walk through the forest, and then step on
a thorn. If active attention is involved here, it would seem to come in only
secondarily. It certainly seems as though you involuntarily become aware of noise
or pain, and only then actively direct your attention toward it, thinking “what was
that noise?” or “boy, that hurt!”
But Buddhaghosa denies this. He thinks that the mind already must be actively
involved if we are to become aware of the distracting noise or stabbing pain. In
support of this he offers three vivid analogies.9 In the first, we are asked to imagine a
man asleep under a mango tree, who is woken up by the sound of a falling mango.
The man grabs the mango, gives it a squeeze, smells it, and finally eats it. The second
analogy is to a king contentedly sitting inside his palace. There is a knock at the
palace gate: a villager has come bearing a gift. The doorkeeper is deaf and doesn’t
hear the knock, but the king’s attendant does and instructs the doorkeeper to open
-
the gate, thereby permitting the gift to reach the king. The third analogy likens the
unperturbed mind to a spider happily nestled in the center of its web. An insect
comes into contact with the web, sending vibrations through to the center. On
detecting these vibrations the spider shoots off toward its prey, ready to suck out the
insect’s juices.
What each of these similes is meant to illustrate is that there is quite a lot of
mental activity going on “backstage,” as it were, with various functions cooperating
to bring something to our attention. The man sees the mango, then touches, smells,
and tastes it, but only because he heard it first. This represents the fact that
awareness often requires coordination between the different senses. Similarly the
villager could not just walk into the palace, because an instruction needs to be sent
to open the gates, which can happen only once the king’s attendant has heard the
knocking and instructed the doors to be opened. In this analogy, consciousness is
compared with the king’s receiving and enjoying the gift, and sophisticated mental
activity has unfolded in the background of conscious awareness. In the third simile,
it looks as if the web is exploited twice: first to transmit the quiver from the insect’s
impact along the web to the spider, and again to transport the spider out to where
the insect is. What this case suggests, then, is that a single sense modality can do
double duty, first to sound a subliminal alert that a certain stimulus is present, and
second to reach out to that stimulus in conscious awareness.
All this helps Buddhaghosa to a major revision of ancient Buddhist theory. In
both Vedic and Buddhist thought it was frequently held that there are six sense
faculties, not five. As well as the familiar senses of sight, taste, touch, smell, and
hearing, there is the “mind,” or perhaps better “inner sense,” whose job is to perceive
cognitive activity. Now, every sense faculty has its own special domain of objects, as
sight for instance is tasked with seeing colors. So if the mind is a sixth faculty, there
must be inner “mental objects” (dhammar̄ ammaṇa) for it to grasp. Earlier Buddhists
also thought that each distinct sense faculty has its own physical basis, like the eye in
the case of vision. Extending this also to the mind, they assumed that there must be a
physical basis for the sixth sense, called the “heart-base” (hadaya-vatthu).10 It’s a
memorable term, evoking as it does the headquarters of a group of militant
cardiologists, but Buddhaghosa is nonetheless going to offer a wholesale revision
of the theory.
In keeping with his sophisticated and nuanced approach to mental activity, he
argues that the word “mind” cannot be reduced to an additional sense faculty.11
Rather, it refers to a range of different kinds of function associated with sensory
perception, in fact four types in all. The first role of mind is like that of the king’s
attendant in the story about the gift from the villager. Mental activity is required to
-
get the senses to orient themselves toward something, as when you turn back from
a loud noise to focus on your book again, which is analogous to the attendant’s
command that the palace doors be opened. Such orientation need not be connected
only to vision, of course. You could stop watching television to listen to what your
spouse is saying, for example (we do not recommend the reverse procedure). Or,
you could notice the sound of a falling mango. When it plays this role the mind is
not a distinct, sixth kind of perception but spans across all five senses, being
embedded in their normal functioning. The same goes for the remaining functions
Buddhaghosa assigns to the mind, which are three stages in the sequence of sensory
perception. First, there is the basic receiving of a sensory stimulus into perception,
which as yet involves no attempts to classify or, if you will, “describe” what is being
sensed. (Here we may be reminded of Dignāga’s idea of perceptions (see Chapter )
that have not yet received the constructions placed on them at the level of concepts.)
Second, there is the stage of classification: this thing I am seeing is a mango. And
there’s one further role for mind to play. Buddhaghosa’s third stage of perception
looks rather like the modern psychologist’s notion of working memory. The mind
can, as he says, “run across ( javana)” the processed perceptions from the various
senses, putting them in order so that we can have a unified awareness in consciousness. In this last capacity, Buddhaghosa’s mind is more like a “workspace” than an
inner sixth sense.
This is a formidably sophisticated account concerning the workings of the mind.
Given the proliferation of distinctions, the compelling analogies and examples, and
the fierce critique of rival views, you might get the impression that Buddhaghosa
wouldn’t be out of place in a modern-day analytic philosophy department. Indeed,
he would no doubt hold his own just fine in such an environment. Yet as so often in
the Indian tradition, his technical theories were advanced with an eye on questions
about how to live, and how to be liberated. We mentioned at the outset that some
account of motivation was needed in order to preserve our intuitions concerning
moral praise and blame. And there is a further important ethical implication of
Buddhaghosa’s philosophy of mind. His account could have emerged through
reflection on the workings of his own mind, but we can direct our notice to other
people, just as well as library books or mangos. For Buddhaghosa those other
people have no selves, of course, but that does not make them unworthy of our
attention. To the contrary. Each human is a unique complex of mental and bodily
activities, with its own internal interactions and characteristics. According to Buddhaghosa, coming to understand this should lead to the development of empathy,
where one conscious creature focuses its attention on another and becomes aware
of that other’s particular traits and states of mind. This is something we do suggest
-
trying at home, and in fact in society at large. What is a flourishing community apart
from humans empathizing with one another, quite literally keeping each other “in
mind” as they symbiotically interact with a common environment? This aspect of
Buddhaghosa’s thought, along with his philosophy as a whole, was dispersed widely
throughout the world of Theravāda Buddhism, not just in Sri Lanka but across
much of South and Southeast Asia. His views have thus helped to shape ideas about
human nature and human community in a vast sector of the global population.
42
UNDER CONSTRUCTION
̄ A ON PERCEPTION
DIGNAG
AND LANGUAGE
J
ack and Jill went up the hill. Their original plan was to fetch a pail of water, but these
were idle and lazy children, so instead they wound up lying on their backs, looking
up at the clouds. They fell to arguing about one particular cloud, which in Jill’s opinion
looked like a crocodile, whereas Jack felt it was a dead ringer for a giraffe. A third child
named Liza wandered past, having more conscientiously fetched some water. She
resolved the dispute by pointing out that the cloud was simply a cloud. The animals
that Jack and Jill were seeing were the work of their imaginations. Or as it was phrased
by Liza, the giraffe and crocodile were being “superimposed” on the cloud. Actually,
she added, even the concept of “cloud” is something we superimpose on our perception. “So what is it that we are perceiving?” asked Jill. “Only something fluffy and
white?” “No,” replied Liza, “actually the object of our perception is ineffable, and such
general concepts as fluffiness and whiteness are themselves mental constructions.”
With that she departed. A smiling Jack said, watching her go, “dear Liza has been
reading Dignāga, I guess. And there’s a hole in her bucket.”
Liza’s enthusiasm for Dignāga was well-placed. One of the most original thinkers in
the whole history of Indian philosophy, he put forward ideas that transformed
Buddhist thought. Philosophers who came after him grappled with his ideas and
with the reworking of those ideas achieved by his great follower Dharmakı ̄rti. Even
their opponents subtly changed their systems so as to incorporate within them the
approaches and distinctions they introduced. Dignāga’s greatest work is the Collected
Verses on the Sources of Knowledge (Pramāṇa-samuccaya), for which he wrote an accompanying prose explanation, probably at the same time.1 He wrote two short treatises as
well, the Study of the Wheel of Reasons (Hetucakraḍamaru), a novel and innovative analysis
of fallacious argumentation, and the Investigation of the Percept (Al̄ ambana-parı ̄kṣa),2 a
work of just eight verses that offers a radical rethink of Buddhist ideas about perception. We’ll start our look at Dignāga by telling you about this little treatise.
̄
Common sense would tell you that we use perception to grasp ordinary objects
in our environment, like clouds, giraffes, and crocodiles. Philosophers are rarely
willing to leave common sense alone, though. At the very least they want to come
up with a fancy name. So they call this straightforward understanding of perception
“direct realism.” In the Indian tradition direct realism was upheld by the Nyāya
school (see Chapter ). Admittedly, they were led to making some strange claims
too—that we can also perceive universals and absences—but in general their point
was that common sense is right. We do perceive whole objects and not only, for
example, the nearest surface of an object, or mere flashes of color, wafting scents,
and momentary noises. Other philosophers prefer to revise common sense.
Dignāga was one of them, which is hardly surprising given that he was a Buddhist.
But he goes so far as to criticize earlier Buddhist theories as insufficiently skeptical.
Here he’s following in the footsteps of Vasubandhu, who may have been his
teacher,3 and further developing the Yogācāra approach to perception.
In his Investigation of the Percept, Dignāga argues with great force that the immediate
objects of perception cannot be “external” things, not even the fleeting dharmas
recognized in Abhidharma Buddhism. His argument goes like this. Suppose we are
perceiving some object out there—the Buddhists call it the “foundation,” “ground,”
or “objective support” (a ̄lambana) of the perceptual experience. Dignāga says that this
supposed “foundation” would have to be the cause of the experience. For me to see a
giraffe, the giraffe must cause my visual perception. But this clearly isn’t enough. If a
mad scientist causes me to have a visual perception of a giraffe, then the mad
scientist is the cause of the perception but I am not seeing the scientist. In addition,
my perception must match up with the thing being perceived. As Dignāga puts it,
my experience should have the same “form (a ̄ka ̄ra)” as that thing. After all, how
could I be perceiving a giraffe if the thing I claim to be perceiving has the shape of a
crocodile?
Unlike Liza’s bucket, this seems to be pretty watertight as an account of what is
needed for perception to occur. Dignāga is going to draw a surprising result from it,
though, by showing that external things cannot satisfy his two demands.4 Sautrāntika Buddhists held that clouds, giraffes, and crocodiles are made of atoms, and
atoms do seem to be the sort of thing that can cause perception, so they would tick
the first box: the atoms that make up a cloud do cause me to see the cloud. Yet I am
not seeing the atoms. Atoms are not perceptible, and even if they can be observed
under special conditions, it is not atoms I see when my gaze falls upon a cloud; what
I see is a cloud. So here the second requirement is not satisfied. The atoms, the
objects that cause the perception, do not match the perception in form. Perhaps
someone will say that we don’t see individual atoms, but rather a conglomerate of
̄
them, like the collection of atoms that makes up a crocodile. That should fix the
problem, because the conglomeration does have the form that matches the perception of a crocodile. Sadly, the conglomeration is nothing over and above the atoms,
so it cannot be a distinct cause of my perception, and the first condition is not
satisfied. An analogous case would be your perception of a forest. From a distance
you see just the conglomerate, the wood and not the trees. Yet we know that it is the
trees that cause your perception, because in reality there are only trees to do the
causing.
Dignāga considers a third way that external things could cause perception.
Perhaps it is not the atoms themselves, or a conglomerate of them, but some
power or “shape” in the atoms. By virtue of this power they can make you perceive,
as it might be, a crocodile or a cloud. To stay with the meteorological theme,
consider what happens when you see a rainbow. There is no real arc of color
there. Rather, the rainbow is composed of droplets of water, each of which is
helping produce in you a vision of a rainbow. This is a rather promising idea, but
Dignāga gives it short shrift. He points out that if the feature that causes the
perception belongs to the atoms intrinsically, then the same atoms should still
cause the same perception when rearranged. But when the airborne particles shift
you no longer see a rainbow. Which is to say nothing of the more radical recombination of atoms that ensues when a crocodile eats and digests a giraffe, with the
giraffe’s atoms going to make up the crocodile’s body. It’s not as if crocodiles who
feast on giraffe meat start to look more and more like giraffes. Dignāga concludes
from all this that what we take to be ordinary objects of perception are really only
the products of the human mind. What we in fact perceive are “knowable interior
forms.” These internal forms both cause our experience and provide it with content,
something nothing outside us can do.
For a more elaborate and somewhat different account of perception we can turn
to Dignāga’s mature treatise, the Collected Verses on the Sources of Knowledge. He opens
the first chapter by distinguishing between two ways of apprehending the world,
which he labels “perception (pratyakṣa)” and “inference (anuman̄ a)”; an alternative
translation might be “experience” and “reasoning.” This by the way is not original
_
with him. Already Vasubandhu’s brother Asanga
had defined three sources of
knowledge, namely perception, inference, and testimony,5 so Dignāga is just taking
over this list and dropping the third item (for more on this, see Chapter ). The two
remaining kinds of cognition, perception and inference, correspond respectively to
the individual and the general, or as philosophers would say with their fancy names,
̄ a ̄nya-lakṣaṇa).” Again, this may at
to “particulars (sva-lakṣaṇa)”6 and universals “(sam
first sound like common sense. There is, on the one hand, the particular white cloud;
̄
on the other, the general or universal feature of whiteness that appears in this cloud,
in that cloud, in an alarming number of the hairs on your head, and so on.
Dignāga, however, insists that universals do not exist in nature, but only in our
minds. They are mere concepts, and everything real is a singular or individual item.
Indeed, he takes it to be a straightforward contradiction that one universal could be in
multiple instances, like the single whiteness in many clouds.7 So certainly we cannot
perceive universals. As for what we can perceive, you might expect this to be for
example one individual cloud, or perhaps the individual white color of a given cloud.
But even to say this is to deploy the very universal concepts that are mere fantasies of
the human mind, like “white” and “cloud.” Instead, Dignāga claims, the objects of
perception are “inexpressible” or “ineffable” (avyapades ́a). Perhaps the closest we could
come to imagining what he has in mind would be something like a perceived flash of
color, or better, an entirely unclassified flash of visual awareness—although, bearing
in mind the critique of external objects we just discussed, such a flash of awareness is
indeed something in the mind, and not an external object. It is a particular, indefinable, and momentary object of experience within our mental life.
So that’s perception. What about inference? Even though the universals are
mental constructs—or perhaps we should say, precisely because they are mental
constructs—we are able to think about the relationship between concepts like color,
whiteness, cloud, and giraffe. Thus we could think that white things are colored, that
some clouds look like giraffes, that giraffes are not white, and so on. This kind of
thinking enables us to organize concepts into hierarchies, like genera and species in
the logic of Aristotle. The concept of giraffe falls under that of animal, the concept of
white under that of color, and so on.8 As we’ll see shortly this is going to play an
important role in Dignāga’s theory of language. For now, though, we’ve learned that
human thought is largely a matter of exploring the relationship between mentally
constructed concepts. What lies under these constructions is not external objects,
whether atoms or everyday things, but particular perceptions. Notice that Dignāga
is not a radical skeptic who disavows all possibility of knowledge. To the contrary,
he thinks we have immediate knowledge through perception, a direct and undistorted sensory acquaintance not contaminated by the fantasies of human imagination. To ensure this he even stipulates that perception can never be in error, and
therefore complains about the Nyāya definition of perception as “cognition that
arises from sense objects and is unerring and inexpressible.” The definition is not so
much wrong as redundant: all true cognition is perception, and it is always unerring
and inexpressible.9
Of course this fits nicely with Dignāga’s argument that what we see is internal, not
external. It is only when you are perceiving an external thing that the possibility of
̄
error arises, like when you see a rope and think it is a snake. For it is in these cases
that there can be a mismatch between the object and the way it is perceived.
Mistakes occur when concepts, which are necessarily general, are superimposed
onto the data of perceptual experience, which is necessarily particular and unique. It
follows that pure, unconceptualized perception is invariably error-free. Of course
Dignāga also thinks that if we were to see a rope and correctly classify it under the
concept “rope,” that too would involve mental construction and not just immediate
perception. This is not to say, though, that Dignāga is denying the reality of the rope,
or the reality of something or other out in the world. Instead he simply brackets the
question of whether there are any external things. As we saw, they cannot be the
objects of perception, in the sense of both causing the perception and matching it in
form. So the knowledge we have through perception neither vindicates the existence of external things nor indicates that they do not exist.10 Perception is entirely
internal to the perceiver.
On both these points, Dignāga’s great follower Dharmakı ̄rti is going to offer a
different opinion. He does reject the reality of external things, adopting an explicitly
idealist theory where Dignāga’s might more accurately be called “phenomenalist,” if
we wanted to give it another fancy name. As for error, Dharmakı ̄rti makes a subtle
but crucial change by insisting that accurate perception must be not merely “free
from conceptual structure” but also free from illusion. Remember that for Dignāga,
all perceptual experience is free from illusion. Dharmakı ̄rti instead thinks that there
can be unconceptualized but still erroneous perceptual experience. He mentions
three examples. If I suffer from jaundice, he claims, I see objects with a yellow color
that they do not actually have. The yellowness is a product of a defect in my vision
and has nothing to do with the object. But this is not a case of conceptual
construction, since defects of vision can affect even those who lack concepts, like
small children and animals. Similarly, when I watch someone whirling a torch on
the end of a piece of rope, all I see is a continuous circle of light. That too, thinks
Dharmakı ̄rti, is a case of perceptual error that does not involve the misapplication of
concepts. It is simply because human vision cannot distinguish the torch at each
place on its circular trajectory.
Dharmakı ̄rti’s third case is one we have all experienced, when the vehicle we are
in begins to move but it looks to us as if we are stationary and the world around is
moving. Dharmakı ̄rti’s example involves a boat, but the modern reader may more
readily think of sitting in a train when there is another train on the adjacent
platform. When your train moves off, it looks as if the other train has started to
move in the opposite direction. Again, Dharmakı ̄rti claims, this sort of perceptual
error cannot be assimilated to any conceptual mishap; it’s purely visual. So
̄
Dharmakı ̄rti revises Dignāga’s concept of perception with the extra clause. Unfortunately this means that he can no longer locate all error at the conceptual level. The
elegance and explanatory power of Dignāga’s theory has been compromised, albeit
in the quest for truth.
The sort of nominalism espoused by Dignāga is confronted with an obvious
objection. Language is full of references to universals, so if there are no universals,
then how does language latch on to the world? He takes up this challenge with his
customary brilliance. Before Dignāga, philosophers had given extensive thought to
the meaning of words. Take that most Indian of examples, the word “cow.” None of
us has difficulty understanding its meaning, despite the various ways it can be used.
In a sentence like “the cow is standing” or “bring me the cow,” it appears to stand for
a particular object, an individual cow. But in a sentence like “a cow is an animal” or
“a cow is shorter than a giraffe,” it seems to stand for something else, perhaps a
generic cow or the class of all particular cows. Again, in statements like “he is
playing with cows” (said of a child playing with toys) or “this is a cow” (said while
pointing to a picture), it seems to stand for anything which has the shape or
structure (ak̄ ṛti) of a cow. The great Nyāya thinker Gautama concluded from such
examples that the meaning of the term “cow” is a composite of all three stand-ins. It
takes within its significance the individual cow, the cow-shape, and the universal
cow-hood. Commenting on Gautama, Vātsyāyana seems to interpret him as meaning that “cow” is systematically ambiguous: the word takes different meanings in
different uses. It seems odd, though, to say that a word as simple as “cow” is
systematically ambiguous in its various uses, and, moreover, there is clearly something common to the different uses. The later Naiyāyikas Uddyotakara and Jayanta
give the sūtra a different and more compelling reading, therefore. They try to find
something that can serve as the common meaning in each and every use of the
word. Their idea is that an utterance of “cow” refers to an individual cow only
insofar as it is a possessor of the feature cow-hood. In other words the word “cow”
has a deep logical form, meaning something like “that thing, being a cow,” a
complex comprising a demonstrative indicating a particular (“that thing”) and a
predicate attributing a property (“being a cow”). So a sentence like “the cow is white”
is true so long as the thing being picked out by the sentence is both a cow and is
white, while “a cow is an animal” means something like “whatever thing is picked
out as possessing cow-hood is a thing that possesses animality.”
Dignāga replaces this complicated story with a simple and powerful analysis of
words.11 His theory of the meaning of terms, given in the fifth chapter of his Collected
Verses, draws on the hierarchical account of concepts we looked at earlier. Concepts
are organized by relations of containment and exclusion. Thus the concept color
̄
“contains” the concept white, because anything that is white is also colored, while the
concept white “excludes” the concept blue, meaning that nothing is both white and
blue. What does this tell us about the meaning of words like “white” and “color”? The
old answer was that the conceptual hierarchy corresponds to the hierarchy of things
in nature. The world itself is organized in a certain way and our conceptual classifications are not invented but reflect that organization. As for individual words, they
refer to things on the basis of the universals instantiated by those things. That thing
up there is a cloud because it is an instance of cloud-ness, not cow-ness.
Dignāga has a different idea altogether. In what has come to be called the theory
of exclusion (apoha), he proposes that words do not need to correspond to anything
external; their meaning is determined merely by their location in the conceptual
hierarchy. It’s a bit like the way groups of people form identity by excluding
outsiders. Someone might struggle to say what exactly it means to be British or
American, while being all too ready to exclude other people from being “properly”
British or American because they have the wrong religion, skin color, or accent. For
Dignāga this same sort of mechanism explains the meaning of everyday words.
What exactly is a cloud? It is, if you’ll pardon the expression, a rather nebulous idea,
difficult to define in positive terms. There are many different shapes and colors of
cloud, clouds can be made up of either water or other vaporized substances, and so
on. Dignāga would simply say that “cloud” gets its meaning from its relation to
other terms. The concept of cloud “excludes” concepts such as giraffe, because even
if there are giraffe-shaped clouds, no cloud is really a giraffe. Exclusion can also be
used to explain compound expressions like “white cloud.” The difference between
saying “white cloud” and merely saying “cloud” is that the first excludes more things
than the second: the phrase “white cloud” excludes both things that are not clouds
and things that are not white, whereas the word “cloud” excludes only things that
are not clouds.
A major advantage of Dignāga’s apoha theory is that it shows how he can do
without real universals.12 When we apply the term “cow” we are not saying that it
instantiates some general feature found in the world. We are just discriminating a
thing from what is dissimilar to it, in this case, from whatever is not a cow.
Universals are, in short, concealed double-negations. To say that something is a
cow is to say that it is not a non-cow. This is how language works, positioning
concepts relative to one another. You might object that language doesn’t always
work that way. What about proper names, like “Bessie,” “Gena,” and “Hiawatha”?
Here Dignāga’s answer would be that we never apply such names to individual
objects of perception. As we’ve seen, he thinks those cannot be expressed in
language at all. The proper name of a certain cow, crocodile, or giraffe actually
̄
refers to a combination of many individual perceptions. So the name “Bessie” or
concept of Bessie is just as much a conceptual construction as a universal like “cow.”
And this exemplifies another advantage of Dignāga’s theory of language: it meshes
beautifully with his account of perception. His idea is that we never get a concept so
fine-grained that it excludes everything except a single particular. Particulars are
inexpressible in words and can only be directly perceived, while concepts and the
words that express them (even proper names) always work at the level of mental
construction. We move internally within that conceptual world when we observe
that whatever is a cow is not a giraffe, even though both are animals, or that if
something is a white cloud then it is a cloud. It is these movements that constitute
the work of inference and reason.
43
FOLLOW THE EVIDENCE
̄ A’S LOGIC
DIGNAG
H
ave you ever been asked to serve on a jury? It’s an unusually high stakes case of
applied epistemology, where you must decide whether to let yourself be
persuaded by evidence. Often that evidence takes the form of testimony. Perhaps
someone has been accused of arson and a witness claims to have seen them set the
fire. If the witness is being truthful, then she knows that the defendant is guilty: she
watched him set the fire with her own eyes. Can she now transfer that knowledge to
you through a convincing account of what she saw? The philosophers of the Nyāya
school would have said yes. For them, testimony (s ́abda) is one of the fundamental
sources of knowledge, and is thus designated as a prama ̄ṇa (see Chapter ). But as a
juror, you may be in doubt about the witness’ credibility. And as a philosopher, you
may doubt whether testimony is really a source of knowledge. If so, you might call
as your own witness Dignāga.
We mentioned in Chapter that he acknowledges only two means of acquiring
knowledge, namely perception and inference. He refuses to dignify “testimony
(s ́abda),” the assertions of authoritative persons, with the title of praman̄ ̣a.1 This is
not because he thinks that testimony never gives us knowledge, but because when it
does do so, an inference is required. To get knowledge from that witness in the arson
case, you would have to combine her testimony about the setting of the fire with the
knowledge that she is reliable. From these two pieces of information you may infer
that the defendant is guilty. This might sound like pedantic bookkeeping, a way of
getting the number of prama ̄ṇas down from three to two. But it is actually a case of a
Buddhist not wanting to keep the books venerated in the Brahmanical tradition.
Prosecuting the case against the vaunted testimony of Vedic texts, Dignāga insists
that they can provide no independent source of knowledge.
Though his position here responds most directly to the Nyāya school, it also
makes a vivid contrast with the epistemology of Mı ̄māṃ sā. Testimony is not
innocent until proven guilty, as they claimed, but needs to be evaluated on each
occasion as to its reliability. Dignāga is to this extent a “rationalist,” in the sense that
̄ ’
he thinks every claim to knowledge must be based on evidence directly available to
the individual knower. Knowledge by testimony is no counterexample to this rule,
because it is up to each of us to judge the credibility of the testimony and, only if it
passes muster, to infer that the claims set out in the testimony are true. But this is
not the only kind of inference Dignāga recognizes. As we’ve seen, he thinks we use
direct perception to grasp unique particulars. Reflection at the general or universal
level—such as the judgment that smoke billows from houses that have been set on
fire—is imposed onto such perceptual experience, an act of human construction. It
is at this level that we have inferences. “Ah,” you might think, “this house is
billowing with smoke. When houses do that, that means they are on fire. So this
house is evidently on fire. Good thing it isn’t mine.”
Dignāga calls this kind of reflection “inferring to oneself (svar̄ than̄ uma ̄na),” which is
thus basically his term for reasoning. He contrasts it to “inferring for others (para ̄rtha ̄numa ̄na),” which is what you do when you are trying to convince someone else
of something as opposed to deciding whether to be convinced yourself.2 If inferring
to oneself is reasoning, then inferring for others is demonstration: producing an
explicit argument, as I might do if I calmly explained to you that your house is on
fire, because there is smoke billowing out of it (calmly, because it’s your house, not
mine). Here we have one of Dignāga’s signal achievements as a philosopher. He is
the first Indian thinker to distinguish the rules of reasoning, which effectively means
determining which arguments are formally valid, from the rules of debate, which
have to do with persuading other people of things.
Another fundamental achievement is that in his Collected Verses on the Sources of
Knowledge, Dignāga explains to us the difference between good and bad inferences—
whether these are involved in inferring to oneself, that is, the distinction between
reasoning well or badly, or for others, the difference between debating fairly or
unfairly. Thus far Dignāga’s Yogācāra Buddhism has been an obvious background to
his epistemology. We just mentioned the critique of Vedic tradition implied by his
demotion of knowledge by testimony to a form of inference, and his claim that
general concepts are human constructions gives him a place in the Buddhists’ own
tradition of philosophical skepticism. It would seem, though, that when he comes to
offer a theory of inference, he is trying to remain neutral. Philosophers of various
schools might adopt his account, and in fact this is exactly what happened. Dignāga’s analysis was assimilated by a wide range of later thinkers, including even the
Nyāya school from Uddyotakara onwards.
In honor of this one instance where the Naiyāyikas and Buddhists got on with one
another like a house on fire, let’s shift from the arson case to the classic Nyāya
example of smoke that reveals the presence of fire on a mountain. According to
̄ ’
Dignāga, any inference can be rendered in a form like the following: “this mountain
has fire, because it has smoke.” First a proposition is stated—the mountain has
fire—then a reason is given, in this case smoke. Note that this is the reverse of the
deductive pattern we often find in European logicians, starting with Aristotle, where
one or more premises are given and then a conclusion is drawn: “the mountain has
smoke; therefore, it has fire.” In another contrast with Aristotle, in Dignāga the
reason that is given is not really explanatory. Instead, the smoke reveals the presence
of fire, or allows us to predict that the mountain has fire, but there is no talk of
answering the question of why there is a fire. Still, Dignāga would agree with
Aristotle that the proposition to be proved is something we do not yet know, and
that it is not something that can be immediately determined by perception. Aristotle
gives the memorable example that if you were standing on the moon, you could just
see the cause of an eclipse and would not need to seek an explanation for it.3
The inference patterns Dignāga studies all have the same structure. There is
always an object which is the “locus” or “basis” (pakṣa) of the inference, which in
our example is the mountain. Our inference will seek to show that the locus
possesses a certain property (sa ̄dhya), such as the property of having fire. We
establish this by citing a hetu, meaning another property possessed by the locus,
that is, evidence or a reason for inferring the property we are interested in, so in this
case the property of having smoke. Thus every inference has the form, “the locus has
an inferred property because it has an evidential property,” or if you prefer that in
Sanskrit, “the pakṣa (the mountain) has a hetu (smoke) so it must have the sad̄ hya
(fire).” Now, there are many inferences which do have this form but are not good
inferences. You shouldn’t infer that the mountain is covered in grass because it is
green, since there are many green things other than grass. The mountain might be
covered with moss, green paint, or be the site of a St Patrick’s Day parade. So being
green cannot serve as good evidence for the presence of grass. The evidential
property (being green) and the inferred property (being covered in grass) are not
connected in the right way.
Dignāga’s goal in his theory of inference is to say what this “right way” is, to define
the relation between pakṣa, sa ̄dhya, and hetu. This is just to ask, when is evidence
sufficient to convince us that one property always comes together with another?4
Dignāga’s answer is that the evidence must satisfy a certain set of three conditions.
This is his celebrated trairūpya theory, the theory of the triple-conditioned sign.5 The
first condition is that the evidential property must indeed occur in the locus of the
inference. This is basically obvious. I cannot use smoke as my evidence that a
mountain is on fire unless there is indeed smoke on the mountain. The other two
conditions are less obvious and involve a bit more terminology. Dignāga introduces
̄ ’
the notions of a “homologue (sapakṣa)” and a “heterologue (vipakṣa),” or we might say
in plainer English, a “similar case” and a “dissimilar case.” Dignāga defines them as
follows. A “similar case” is any other object, apart from the locus, that has the
inferred property. In our example this would be something else that is on fire.
A “dissimilar case” is some other object which lacks the inferred property, that is,
something that is not on fire.
Dignāga is effectively describing a method of investigation here. If you want to
know whether a given thing has a given property, then notice some second property
it has and look to see whether other things with that second property have the first
property you’re interested in. In our example the second property is the smoke, so
let’s consider something similar: a smoky kitchen. Lo and behold, there is fire there
too. Smoke is looking like good evidence for fire. Next let’s consider something
dissimilar, something that lacks the second property. No arsonist has been round to
your house, so happily it lacks smoke, and the absence of smoke billowing from
your house coincides with your house’s not being on fire. This confirms that smoke
really does correlate with fire, so that the presence of smoke on the mountain would
seem to be a convincing sign of fire there.
All this is summed up in Dignāga’s second and third conditions. The second
condition is that the evidential property must come together with the inferred
property in at least one similar case, like the smoky kitchen where fire is also
found. The third condition is that in every known dissimilar case where the
evidential property is absent, so is the inferred property, like your smoke-free
house that is not on fire. We might call these the “positive example” condition
and the “no counterexample” condition. Taking them together, we can conclude
that whatever has the evidential property must have the inferred property. If every
locus of smoke is also a locus of fire, then we can soundly infer from the presence of
smoke in a particular place to the presence of fire there. Notice that Dignāga is being
true to his promise that inferences always operate at a general level, involving
universal concepts. Good inferences are the ones where some general rule or law
connects the evidential and inferred properties, so that we can say “whatever is like
this is like that,” or “whatever is X is Y.” Dignāga calls such a connection a relation of
“pervasion (vya ̄pti),” something that will be a topic of huge importance in later
_ a in the fourteenth century will review more than a dozen
centuries. Gangeś
accounts of pervasion that emerged in the generations after Dignāga.
We said earlier that inference as Dignāga analyzes it does not have the form of a
deduction, with premises leading to a conclusion. That might seem to be a superficial point, a mere matter of presentation. After all, couldn’t we rephrase what he is
saying as a pure deduction? We could begin with the premise “the mountain has
̄ ’
smoke,” add the further premise, “whatever has smoke has fire,” and then conclude,
“therefore the mountain has fire.” Well, not quite. For one thing Dignāga is primarily
interested in inference as a means of acquiring knowledge. He tries to articulate the
conditions under which the result of an inference is a “rationally acceptable” or
justified belief. So he is not interested only in the form of the argument, like a logician
who simply wants to point out the validity of the argument pattern “this is an X,
every X is a Y, therefore this is a Y.” Dignāga is more demanding than that. He thinks
that a good inference is not only valid, but also sound: it must have true premises. In
fact he goes further still. Not only must the argument pattern be valid and have true
premises, but the premises must be known to be true. Only if this is so can we say
that the reasoner knows the conclusion to be true, so only then do we have an
inference that meets Dignāga’s specifications.
And in keeping with this focus on what the reasoner actually knows, Dignāga
actually doesn’t quite lay down a condition of the form “every X is Y.” In this respect
his demand is weaker: the reasoner must satisfy herself that “every known X is
known to be Y.” She doesn’t need to be able to say that all smoky things, past,
present, and future have been, are, and will be on fire. If she can state confidently
that every time she has experienced something to be smoky, it has been on fire, then
by Dignāga’s lights she is in a position to infer fire from smoke when she sees it on
the mountain. The lack of exceptions proves the rule. This shows again that Dignāga
is not really interested in pure deductions. What he is describing comes closer to the
notion of induction, where we look to our previous experience to justify the
inferences we make about the present and future.
To that extent Dignāga’s trairūpya may seem familiar and even rather straightforward. But there are a couple of details in his formulation that may give us pause.
One is the relationship between the second condition, about finding a similar case,
and the third, about excluding counterexamples. The worry is that these two may be
redundant.6 Saying that anything that has smoke has fire would seem to be
equivalent to saying that anything that lacks smoke lacks fire. So why does Dignāga
give these as two distinct criteria, rather than as one criterion that can be formulated
either positively or negatively? Perhaps it is because the second criterion requires us
to find at least one actual similar case. All the third criterion tells us to do is verify
that where smoke is absent fire is absent too. This wouldn’t guarantee that there are
really any cases apart from the locus we started from—namely the mountain—that
have both smoke and fire. What the second criterion adds, then, is a positive basis
for induction.
Another, more subtle, problem is that Dignāga always tells us to look at things
other than the locus when we are checking similar and dissimilar cases. That makes
̄ ’
perfect sense with a one-off topic of inquiry like the smoke billowing from this
particular mountain or that particular house. We just need to look at other things
that are and are not smoky. But consider the inference “odd numbers are divisible by
two, because they are integers.” If we exclude the class of odd numbers from our
search because it is the locus, then we will have to look at other integers to test the
inference. And every remaining integer is indeed divisible by two; but that obviously
doesn’t make the inference a good one. (Here being an integer is the “evidential
property” and being divisible by two is the “inferred property.”) So this would count
as a good piece of inference according to Dignāga’s conditions. This unwelcome
result was pointed out by Jaina philosophers, who criticized him for it and tried to
repair the problem.
Criticism and modification of the theory also emerged within the Buddhist
tradition. By far the most influential figure here was his commentator Dharmakı ̄rti,
so influential in fact that his writings seem to have replaced Dignāga’s among
readers of Sanskrit. For this reason Dignāga’s Collected Verses and the comments he
added to it until very recently had to be read in Tibetan translation, until evidence of
the Sanskrit original was uncovered. Dharmakı ̄rti’s own works (principally the
Prama ̄ṇa-va ̄rttika, the Nyaȳ a-bindu, and the Hetu-bindu),7 became the basis for later
Buddhist epistemology, which tended to come in the form of commentaries on
Dharmakı ̄rti (such as Dharmottara’s Nyaȳ a-bindu-ṭı ̄kā) or manuals presenting the
main elements of Dharmakı ̄rti’s thought in a more manageable form. Dharmakı ̄rti
had two main complaints about Dignāga’s discussion of inference: an imprecision in
the formulation of the triple-condition, and Dignāga’s failure properly to address the
problem of induction.
The first complaint goes back to what we were just saying about cases where the
locus we are interested in is a class rather than a single item. When Dignāga says in
his first condition that the evidential property must be present, this is ambiguous.
Suppose a policeman, while testifying in a trial, were to say that arsonists love
candles. This could mean that all arsonists, in his experience, love candles, or merely
that they tend to love them, or even just that the policeman has come across candleloving arsonists now and again. Hence Dharmakı ̄rti’s complaint. If our locus is a
class then stating that the evidential property is present in the locus could mean that
it belongs to every member of the class or only to some members. Dignāga’s
formulation of the second and third conditions is similarly ambiguous. Do I have
to examine all potentially similar and dissimilar cases to see if the evidential property
really does pervade the inferred property, or only find a few examples? This bears on
the question we mentioned earlier, as to whether the second and third conditions
are equivalent. If it is sufficient to find just one similar case, but we have to conduct
̄ ’
an exhaustive search for counterexamples, then the two conditions are clearly not
the same. But if the examination of both similar and dissimilar cases is to be
exhaustive, then they amount to one and the same investigation. After all, making
sure that every time smoke appears, fire is present, means verifying that when
smoke does not appear fire is not present.
Dharmakı ̄rti solved these problems by reformulating the three conditions.8 He
introduces a Sanskrit restrictive particle, eva, which means “only,” “exactly,” or
“really.” His new conditions are now as follows. The first, called the “locus condition
(pakṣa-dharmata ̄),” now states that the evidential property is observed to be present
exactly in the locus (pakṣe sattvam eva nis ́citam). The second and third, which he calls the
“agreement” and “disagreement” conditions (anvaya and vyatireka), say that this
evidential property is observed only in similar cases (sapakṣe eva sattvam nis ́citam)
and is really absent from dissimilar cases (vipakṣe asattvam eva nis ́citam). The restrictive
particle clears up the ambiguity in each case. It indicates that the evidential property
is present in the whole locus, that it is present in some similar cases though not
necessarily all of them, and that it is absent from all dissimilar cases. On this updated
version of the theory it is really the last condition that does the work. “Pervasion” of
one property by another means that the evidential property is absent from whatever
lacks the inferred property, for instance that smoke is absent from whatever lacks
fire. This is much stronger than the second condition, which simply tells us to find at
least one similar case, like the smoky kitchen where fire is also present.
As for Dharmarkı ̄rti’s second worry, it strikes at the heart of inductive reasoning.
The problem arises whether we try to justify an inference positively by finding
similar cases (things with both smoke and fire), or negatively, by finding cases where
both properties are lacking (what is not smoking has no fire). How can we support
a universal generalization having seen only a limited number of examples? The
ninety-nine smoky things I have seen thus far involved fire, but what about
the hundredth, or thousandth, or millionth? Dharmakı ̄rti’s solution is to go beyond
the mere observation of properties that always come together, or “pervade” one
another, and demand a link that explains why the properties come together. To do
this he identifies different kinds of reason that could link properties. The first type is
a reason that links cause and effect (kārya-hetu). This is the kind of case we’ve been
talking about the whole time: because smoke is an effect of fire, it never appears
without fire also being present. Or two properties might both be effects of a shared
cause. The generalization “night follows day” is true, not because day causes night,
but because day and night are both caused by the rotation of the earth. An example
cited by some Buddhists is the inference of lemon color from lemon taste, when
both are products of the same cause, the lemon itself.
̄ ’
A second kind of link is what Dharmakı ̄rti calls a “natural reason (svabha ̄va-hetu).”
To illustrate, he says that being a s ́iṃ s ́apa ̄ tree is a reason for being a tree. Obviously,
being a s ́iṃ s ́apa ̄ tree, or for that matter a lemon tree, is not a cause for being a tree; but
neither is the relation between these two properties accidental. In the term svabha ̄vahetu you’ll recognize the word svabhav̄ a, meaning the essence or nature of a thing,
which was the target of Nagārjuna’s critical philosophy. So what Dharmakı ̄rti is
saying is that the nature of s ́iṃ s ́apa ̄ tree includes or implies the nature of tree.
Puzzlingly he says that such inferences are based on the relation of identity (tad̄ a ̄tmya), as opposed to causality (tadutpatti). He might mean that the s ́iṃ s ́apa ̄ tree and the
tree are the same thing, whereas cause and effect are always distinct. Or maybe he
means that the tree actually has only one property, which is being described in a
more and a less precise way, as we might say that someone has the property of
“being tall” and of “being six foot three inches,” where these two properties are really
identical.
Finally, there is the “reason based on non-observation (anupalabdhi-hetu),” which
we came across earlier when looking at the Nyāya claim that we can perceive
absences (see Chapter ). It is the pattern of reasoning exemplified by such inferences as “there is no pot here, because it is not observed.” Such inferences rest on the
truth of a counterfactual claim: if there were a pot here it would be observed, assuming
normal lighting conditions, properly working sense faculties, and so on. As with the
first two kinds of reason, this third kind of reason based on non-observation shows
not just that two properties do in fact come together in our experience, but that they
must come together. A good inference requires some real link or tie between the
properties. Nothing has the taste of lemon without the scent of lemon, because both
are caused by lemons; nothing can be a lemon tree without being a tree; when you
don’t find that life has given you lemons, you can’t make lemonade. This is
Dharmakı ̄rti’s solution to the problem of induction. A genuine link between properties explains why we have always seen the properties together, and gives us a
guarantee that they will continue to come together in the future.
44
DOORS OF PERCEPTION
̄ A ON CONSCIOUSNESS
DIGNAG
L
et’s get back to Mick Jagger, who is still where we left him (in Chapter ): seeing
a red door. It’s still not painted black, as he wanted, but that should be no
surprise to Mick since he has told us himself that you can’t always get what you
want. Now here’s a question about the experience he is having. In addition to seeing
the red door, is Mick Jagger aware that he is seeing a red door? You might think that
we can’t tell for sure. Obviously we are sometimes aware that we are having a given
experience, as when reflecting on how much we are enjoying a piece of music. It
may seem, though, that some experiences come without self-awareness of that kind.
Indeed, it may even seem that if you enjoy a piece of music enough, you may
become so immersed in it that you are no longer aware of yourself listening to it. Or
at the other end of the spectrum, you may be hearing music playing in the
background—as at a loud coffee shop—without being aware of hearing it. Someone
might need to bring it to your attention, at which point you may realize in
retrospect that a Rolling Stones song has been playing since you sat down.
Plausible though these examples may seem, Dignāga would reject the lesson we
just drew from them. For him there is no perception without self-awareness. And
when he speaks of “self-awareness” (svasaṃ vitti or svasaṃ vedana), he has in mind an
awareness that is built into the very perception itself. It is just part of seeing a red
door to be aware of seeing a red door, and under no circumstances can you be
oblivious of seeing it while seeing it. With these controversial claims, Dignāga was
rejecting a leading theory of how self-awareness works, which we find in the Nyāya
school. For Nyāya one reason to postulate a faculty of “mind (manas)” in the first
place is to explain the phenomenon of self-awareness. Mick Jagger’s vision would do
nothing more than to perceive the red door, and his mind would need to get
involved in order to give him awareness of this perception.
This is an example of what we might call a “reflective” theory of self-awareness,
because according to Nyāya the perceiver has to reflect mentally on their perception
to become aware of it. The mind is thereby performing a specific function, called
̄
“inner apperception (anuvyavasa ̄ya).” It is up to Mick Jagger’s mind to perceive that he
is seeing, much as his seeing perceives the door. On this view, awareness is what
philosophers call a “second order” phenomenon, like a belief about a belief (as when
I believe that Mick’s belief that the door is red is a correct judgment on his part) or a
desire about a desire (as when Mick wishes he could stop wanting everything to be
painted black). Dignāga does not think that awareness is like that. As we’ll see
shortly, he certainly thinks that we can engage in second order reflection on our
perceptions. But this is not what awareness is, for him. He instead adopts what we
might call a “reflexive” view, according to which awareness of perceiving is built into
the perception itself, already at the first order level.1
Whether you think that awareness is reflective or reflexive—or as the Indian
philosophers put it, whether it involves “other-illumination (paraprakās ́a)” or “selfillumination (svaprakas̄ ́a)”—you can still think that some perceptions occur without
awareness. This seems especially likely on the reflective view. If I need to engage in
second order reflection on my perceptions to be aware of them, then it stands to
reason that I only do that some of the time. The Nyāya could say that the person in
the coffee shop is prompted to such an act of reflection when they are made aware
that they have already been hearing the Rolling Stones without noticing it. Even on
the reflexive view, though, one could imagine that we sometimes have perceptions
with built-in awareness, and sometimes have perceptions that lack awareness. Thus
the person in the coffee shop might first have perception of music without awareness, then an aware perception once it is called to their attention.
Dignāga, however, insists that awareness is reflexive and that it is always present.
Why? It has something to do with his theory of perception. As we’ve seen, Dignāga
is a phenomenalist (Chapter ). He does not think that we immediately perceive
external objects in the world around us, but at best grasp them indirectly by means
of what he calls “knowable interior forms,” representations that are internal to the
perceiver. His idea then is that awareness of such a representation is part of what it is
to perceive. As he states in his Collected Verses on the Means of Knowing (§.–), every
thought or experience has two aspects, “objective” and “subjective.” It’s easy to
understand why cognition needs an objective aspect: it is just in the nature of
thought that it is directed toward some object or other. Even dreams and imaginings
have some object or “content,” as a dream of a red door is of the door and not
anything else. We should remember, though, that for Dignāga, this content is not
going to be an external object, like a real red door. A thought or perception is directed
to an internal representation and he seems to leave it open whether there is some
thing outside in the world to which that representation corresponds.
̄
It’s not so easy to say what the “subjective” aspect of cognition might be. It may be
helpful to think about it as the way that the content, like the red door, presents itself
to us. An analogy here could be photographs and paintings. A photograph of a face
has the face as its “object” but it also has its own qualities, like brightness, sharpness,
and contrast, factors that depend on the way the photograph was taken. When you
look at a photograph and say that it is overexposed or underdeveloped, you’re
paying attention to features of the photograph itself, and may be ignoring what the
photograph shows. The same is true of paintings: there are many different frescoes
of the Buddha, and what makes one “serene,” another “typically Burmese,” and so
on, are the subjective qualities of the individual paintings.
To prove that perception does have such a built-in, subjective aspect, Dignāga
points to the very phenomenon that Nyāya made responsible for awareness: second
order reflection. When I think that I am enjoying a piece of music, or for that matter
tell myself in a dream that I am only dreaming, I am attending to an experience of
which I must already have been aware. If the first order perception had only its
objective content, this would be impossible. Consider again Mick Jagger seeing the
red door. If this perception contains nothing but its object, namely the door, then
when Mick reflected on it he could only be reflecting on the door. But in fact Mick
can reflect on the fact that he is seeing the door, attending to his own subjective role
in the perception. This could include reflection on the way that the door looks: if
he’s in London and it’s foggy, he might think to himself that he’s seeing the door but
only through a haze, or that in such poor lighting conditions the door almost looks
orange. The analogy to paintings and photographs is again helpful here. A painting
of a painting is not the same as a duplicate of the original, and taking a photograph
of a photograph is not the same as ordering a second set of prints. The second order
images record the way the first images represented their objects: if the first photo
was an overexposed image of a face, then the object of the second photo is an
overexposed photograph, and not just the face.
You might think that someone who believes that all cognition has built-in
awareness could simply invite his readers to introspect and see that he’s right.
After all, if you are always aware of having perceptions when you have them,
then you ought to know about it. Dignāga does not, however, rest his case on our
everyday experience, perhaps because the awareness he is speaking of may often be
tacit, in the sense that it rarely comes to our active attention. Consider that you
spend your waking day being conscious without explicitly thinking about the fact
that you are conscious. Perhaps Dignāga’s self-awareness is like that. So to make his
case, Dignāga offers a complex argument (Collected Verses §.–), which like other
̄
aspects of his work would be taken up and further developed by later Buddhists
from Dharmakı ̄rti onwards.
He points to the phenomenon of memory. Suppose Mick Jagger goes home and
cheers up, now thinking that the door’s red shade was actually quite lovely. When he
looks back on his earlier experience he does not, Dignāga suggests, simply remember a red door. He remembers perceiving the red door while standing in front of it.
Again this is very plausible. You will remember that the Buddhist king, Aśoka,
erected inscriptions around his empire with ethical teachings on them, but unless
you are remarkably old you won’t remember actually seeing the inscriptions
erected. Dignāga’s double aspect theory of cognition explains this. When you
“remember” an event you didn’t experience yourself, you are recalling only objective
content: you have a belief that the event did occur. When you remember experiencing an event, you are recalling the subjective awareness you had of that event.
Compelling though this is, it may seem to cut no ice against Dignāga’s opponent,
who thinks that awareness arises through a second order reflection on cognition.
This opponent might simply say that when we remember an event, we are remembering two things, the content of an original experience alongside a second order
reflection directed toward that experience. Thus Mick Jagger would remember the
red door, and furthermore remember reflecting on the fact that he was seeing a red
door. Against this, Dignāga offers a regress argument.2 How will Mick Jagger
remember reflecting on the experience he was having? He will need to have been
aware of this very reflective act, too, if he is to remember it. But Dignāga’s opponent
doesn’t think that cognitions have built-in awareness. So when Mick thinks to
himself, “ah, here I am, seeing a door,” his second order thought will need a further,
third order thought if it is to come to his attention, along the lines of, “ah, here I am,
noticing that I am seeing a door.” Obviously the same argument can be applied at
this stage and then again, indefinitely. Since, according to the opponent, a cognition
is determined entirely by its objective content and not by subjective awareness, the
higher order thoughts will never get awareness into the picture. We might say that
they will never include a first-person perspective. We will have only seeing a red
door, thinking of seeing a red door, thinking of thinking about seeing a red door,
and so on.
This is a fairly powerful argument, but it may achieve less than Dignāga needs it
to. Remember, he needs to show us not just that some cognitions include subjective
awareness, but that they all do. And his regress argument simply doesn’t show this.
The opponent who believes in reflective awareness could stop the regress at any
stage by saying that we have reached a cognition that is, unlike simple perception,
self-aware.3 Imagine being in a coffee shop, unaware that you are hearing music, and
̄
then having the music brought to your attention. Isn’t it reasonable to suppose that
in the very act of reflecting on your previously oblivious perception, you are aware
that you are reflecting on it? “Ah yes,” you might think, “isn’t that ‘Sympathy for the
Devil’ I hear, and hasn’t it been playing for several minutes already?” We might say
that your own mental life has been brought to your attention. And this is what you
would remember if you look back on this event in the future. In short, the opponent
could plausibly say that awareness is built into the second order reflection, but not
into the first order perception.
The same problem seems to apply to Dharmakı ̄rti’s presentation of the argument.4 He adds a new idea to what we find in Dignāga, namely that the original
perception itself is somehow in doubt. The perceiver cannot be reassured that the
perception is really grasping a given object without being aware that this is so. As
Dharmakı ̄rti puts it, awareness would “establish” the perception. If we now add a
second order reflection, like Mick Jagger’s thinking, “here I am seeing a door,” then
this second order reflection seems to stand in need of similar ratification. As Birgit
Kellner has pointed out, Dharmakı ̄rti may here be depending on the assumption
that one thing cannot make another thing known unless it is itself known. Which is
all well and good, but it invites the same response we just made to Dignāga. Perhaps
the second order reflection includes awareness and is in that sense “self-ratifying,”
even though first order perception is not.
In defense of Dignāga and Dharmakı ̄rti, we should note that this response
involves making a significant concession to them, namely that at least some cognitions are reflexively self-aware. If the regress argument is aimed at someone who
insists that cognition never has a subjective aspect and so always requires higher
order reflection if it is to be noticed, then the regress argument works just fine. One
might add that to make this response, we should really explain why some cognitions have self-awareness while others do not. Why is Mick not actively aware of
seeing the door, but then aware when he reflects that he sees the door? Dignāga’s
view has no such problem, since it makes awareness just a part of what it is to be
perceiving or cognizing something. As Dharmakı ̄rti puts it, “Someone who does not
perceive the awareness of something is not aware of anything at all.”
One reason Dignāga’s discussion of awareness was so influential is that it could be
accepted within several different strands of Buddhism. Dharmakı ̄rti takes the theory
in an idealist direction by denying that there are any external objects at all. As we’ve
said, Dignāga seems to have been saying merely that the immediate objects of our
perceptions are representations internal to our minds, and that we are always aware
of the perceptions we have of these internal representations. Awareness, we might
say, is what gives us access to the internal objects of perception.5 This is compatible
̄
with saying that the mental representations do represent things out there in the
world. Dharmakı ̄rti, though, seems to have felt that if we are only aware of internal
representations, then there remains no role for the external objects to play. This
yields the full flowering of Yogācāra Buddhist idealism, which was to be so influential in Tibet.6 Yet the basic principle established by Dignāga could also be accepted
by the Sautrāntika tradition, which does accept the reality of external things.7 This
principle is that we only grasp things as we are representing them, from a firstperson perspective. Whether or not we grasp real objects, our grasp is never
“objective” in the sense that we are always grasping things in a certain way, as a
photographic portrait only presents one particular view of a face.
However one frames Dignāga’s theory, it may seem strange that it should have
developed within Buddhism, of all traditions. Buddhists reject the real existence of
the self, so why would they want to put so much emphasis on self-awareness? Isn’t
the “person” involved in having a “first-person” perspective precisely the self?8 This
is what Nyāya philosophers like Uddyotakara thought: that the phenomenon of
introspective self-awareness establishes the reality of the self. Proponents of the self
would also have been quick to point to memory, precisely the phenomenon at the
center of Dignāga’s proof, as confirmation of their own position that the self must
remain identical over time. Indeed, some non-Buddhist philosophers who came
after Dignāga borrowed his idea of a reflexive understanding of the conscious mind
and transformed it into a theory of self, claiming that the self just consists in
reflexive self-consciousness.
But of course, in denying the self the Buddhists never meant to deny that we have
a mental life. There are no selves, but there are flowing streams of reflexively selfaware moments of consciousness. Such a flowing stream may include memories of
past moments and anticipations of future moments. The mistake is to allow
ourselves thoughts of the form “I am happy” or “I am in pain,” implying that we
can draw a firm boundary around just one stream of subjectivity, saying that this
and this alone is “me.” It’s like trying to keep track of individual waves in the sea,
thinking that there is a good answer to the question “is this another wave or the
same wave as before?”—a nice example of the sort of question that would have been
greeted with silence by the Buddha.
PART IV
BEYOND ANCIENT INDIA
45
IN GOOD TASTE
THE AESTHETICS OF RASA
H
orror movies are a rather puzzling form of entertainment. Lots of people don’t
enjoy them at all, and those who do enjoy them might be hard pressed to
explain why. After all, in everyday life you wouldn’t thrill to the sight of innocent
teenagers being chased by an axe-wielding psychopath. Why, then, do horror movie
fans like watching it happen on a screen? You might respond that they know it isn’t
real. But this only makes it more puzzling. Why should unreal danger provoke any
emotional response at all? The same questions could be raised about other genres,
such as the romantic comedy. We know that Jennifer Aniston and that handsome
actor whose name escapes us at the moment aren’t really falling in love, yet we are
swept away by their flirtation and growing intimacy. How do fictional representations manage to solicit such emotions in us, like fear and romantic yearning, yet
without generating exactly the same emotional responses we would have if we were
really being pursued by an axe-wielding psychopath, or by Jennifer Aniston?
These questions were central to ancient Indian writings devoted to aesthetics. The
key text of this tradition is entitled Na ̄ṭya-s ́a ̄stra (Treatise on Drama), and ascribed to an
author named Bharata.1 Probably compiled in the early centuries AD, the Na ̄ṭya-s ́as̄ tra
is a very lengthy work. It offers detailed instructions on theatrical performance,
covering everything from the construction of the theater space to the gestures of the
actors and the metrical features of the texts they recite. Because dramatic performances involved poetry and also music, Bharata has much to say about these arts. So
later theorists on the aesthetics of literature and music draw from him; for music
there was another early work called the Dattilam, roughly contemporaneous with
the Nat̄ ̣ya-s ́a ̄stra.2
Unlike the modern-day horror movie, ancient Indian dramas were not out to
surprise you with their plot twists. The audience would typically have been familiar
with the plots of the stories they were going to see. While there was some variation
from performance to performance, the real theatrical art lay in the effective, and
affecting, presentation of those stories. The key idea in Bharata’s explanation of the
desired result is rasa, an aesthetic response elicited by the drama.3 Though rasa is
intimately associated with emotion, it is not just the same thing as an emotion.
Rather, it derives from emotion (). Originally, an emotion or feeling (bha ̄va) was felt
by the poet who authored the piece. It is then represented (bha ̄vayan) by actors
through good dramatic technique; thus erotic love, for instance, is conveyed by
sidelong glances and gestures that the skilled actor must learn to master ().
The poet may play with a wide range of emotions, provoking some of them only
in passing to create briefer aesthetic effects. But the most important are the eight
“emotional dispositions (sthaȳ ibha ̄vas)” around which a whole drama can be built,
reactions we are apt to feel when stimulated in the right way. Bharata says that mere
“transitory” emotional effects (vyabhica ̄ra) serve to heighten these eight emotions, like
attendants surrounding a monarch (). Corresponding to the dispositions are eight
kinds of rasa:
Emotional dispositions
Erotic love (rasi)
Mirth (hāsya)
Sorrow (s ́oka)
Anger (krodha)
Energy (utsa ̄ha)
Fear (bhaya)
Disgust ( jugupsa ̄)
Astonishment (vismaya)
Rasas
_ r̄ a)
Erotic (s ́rnga
The comic (ha ̄sya)
The pathetic (karuṇa)
The furious (raudra)
The heroic (vı ̄ra)
The terrible (bhaya ̄naka)
The odious (bı ̄bhatsa)
The marvelous (adbhuta).4
Bharata compares these rasas to the overall “taste” of a mixed beverage (–),
alluding to the basic meaning of rasa which is the “savor” or “nutritive juice” in
food. We encounter it with that meaning in ancient Indian medical works, in fact.
To see how this may work, consider a horror movie like Alfred Hitchcock’s
Psycho. Bharata’s analysis would be that all the aspects of the film, from the
disturbing music to the smallest details of Anthony Perkins’ uncanny performance
as the motel owner, are designed to evoke a continuous feeling of dread or fear in
the viewer. Moments evoking disgust or surprise (like the famous reveal of the motel
owner’s mother) would only serve to build up that core feeling so as to achieve the
rasa of “the terrible,” which is the goal of the entire piece. Hitchcock would have this
in mind in his construction of even more innocuous scenes, not only in the more
famous moments of violence in the film—even if these are indeed, in every sense of
the word, well executed. Of course ancient Indian dramas did not center on
murderous motel owners. Even when aiming to provoke the rasa of the terrible,
they sought to impart moral instruction, and thus played a social function not
usually associated with Hollywood horror films.5
It is a matter of consummate artistry to produce rasa. In light of the word’s literal
meaning, we might compare it to the skilled chef who uses just the right balance of
ingredients to get the right overall savor for the dish. As the later aesthetician
Kuntaka puts it, “only when its natural charm is imparted by the beauty coruscating
with the innate artistry of the poet and enlivened by the full complement of
aesthetic elements can even a fully proper rasa convey its deepest beauty to the
reader, who is transported by the play of the fantastic and whose heart then
overflows with rasa the way a moonstone is liquefied by moonbeams” (). But
even when the dramatic conception and acting are top notch, the rasa will result
only for an audience member who is equally proficient. Extending the analogy
between rasa and the savor of food and drink, Bharata says that the skilled audience
member is like the connoisseur, with a fine appreciation of drama that is, so to
speak, in the best possible taste (). His commentators say that the goal of the
audience is to achieve “sympathy of the heart” with the actors on stage, so as fully to
experience the emotion that can give rise to rasa.
The commentators do not, however, agree as to whether this is the only legitimate
goal of drama, or of poetry more generally.6 Some authors suggest that rasa could be
a mere “ornament” of a literary performance, as in a poem whose main purpose is
flattery (). The ninth-century Kashmiri literary theorist Ā nandavardhana uses this
idea to explain why a piece might evoke two rival emotions, for instance sadness and
erotic longing, which would seem to impede the production of a single overall rasa.
Only when a single rasa predominates is it the ultimate aim of the poem as a whole.
Others argue that rasa can never be a mere ornament (), and that all poetry worthy
of the name must have rasa as its main purpose and ultimate result.
Attention is also given to the various factors that may impede the successful
production of rasa. There is a long discussion of this in another aesthetician, a critic
of Ā nandavardhana named Mahimabhaṭtạ .7 He complains, for instance, about poets
who use redundant expressions, giving the example “[he who] cuts the necks of his
evil enemies with the extremely fierce blow of the front end of the drawn, sharpened
sword held in [his] hand.” As Mahimabhaṭtạ remarks, why not just say “[he who]
cuts the necks of enemies with a sword”? Another potential flaw is the use of puns
that don’t quite work. The pun, or perhaps better “double-meaning,” was almost as
important an element in Sanskrit literature as in this book series. This device, called
s ́leṣa, could exploit ambiguous meanings of words or even of whole sentences, and
might be used to reveal the complexity of a literary character.8 So it wasn’t a matter
of getting cheap laughs, like our play on the word “executed” a few paragraphs ago.
The idea of rasa appears not only in commentaries on the Nat̄ ̣ya-s ́as̄ tra and works
on Indian poetics, but also in treatises on music.9 The ancient music theorists don’t
discuss specific compositions, such as you could write down in sheet music, but
focus instead on melody types called jat̄ is, which were associated with certain moods
_
gives us a nice example of the
and emotions.10 One early theorist, named Matanga,
way that ideas from literary theorists penetrated into discussions of music. He
borrowed the poetic concept of “suggestion (dhvani),” the idea that an aesthetic
performance could evoke or express something without alluding to it explicitly.
And if you think about this, it makes a lot of sense. If you are trying to make the
audience appreciate sadness, it is downright counterproductive to have a character
say something like “I’m sad now.” Or just think of how you may be taken out of the
story of a movie if the director selects a song for the soundtrack whose lyrics too
obviously refer to the desired emotional effect.
The Indian literary aestheticians were aware of this. It was especially the aforementioned Ā nandavardhana who devloped the idea of “suggestion” to explain how
rasa can be evoked by poetry.11 In so doing, he appropriated a term found in the
grammatical tradition: Bhartṛhari had said that uttered sounds are dhvani and make
manifest linguistic meaning (sphoṭa). Taking inspiration from this idea, Ā nandavardhana argues that dhvani is a special function performed by poetic language. The
poet’s art avoids explicit reference to the emotion he wants to produce, and instead
implicitly “suggests” that emotion to the listener, thus eliciting the desired rasa. He
gives the following example: “wander confidently, monk; the dog [that frightened
you] has been killed by a lion.” His point may be this: the literal meaning is that the
frightening dog is gone. And this literal meaning still stands, even when we correctly
see the point of the verse, which is that the monk should be more frightened than
ever—now it is a lion and not a dog that is on the loose. That is the “suggestion” or
unstated meaning.12 Another example would be saying that a village is on the River
Ganges, which conveys its full significance only to someone who knows that this
makes the village a holy place.
For Ā nandavardhana suggestion is distinct from the function played by words
when they have their straightforward meaning, and neither is it an example of
metaphorical language. After all, he argues, poetic language can retain its normal
meaning while evoking rasa, whereas the normal meaning has to be given up when
we turn to metaphorical or other kinds of nonliteral interpretation. His example is
that when we do say that a village is on the River Ganges, we don’t imagine a floating
village. Instead we transfer the meaning of the word “on,” and understand that the
village is arrayed on the bank of the river rather than the river itself. By contrast,
poetic suggestion leaves meaning straightforwardly intact. It is something additional
that is conveyed by the language only implicitly, which as Ā nandavardhana says
“shines above the parts [of the poem] like a woman’s charm.”13 It is crucial that the
poet can express himself in this indirect way, since as we just said it would ruin the
effect if the poet tried to convey rasa directly.
Ā nandavardhana adds that the meaning conveyed by the poem, at least for the
skilled audience member (sahṛdaya), is the same as the one originally experienced by
the poet. He recalls a story about a poet by the name of Vālmı ̄ki, the supposed
author of the great epic Rāma ̄yaṇa (). While bathing, he witnessed a hunter killing
one of a pair of birds and heard the mate’s plaintive cry. Vālmı ̄ki himself cried out in
a spontaneous verse (s ́loka), which came from divine inspiration. This fits with older
ideas about the poet as a kind of religious intermediary, like the so-called “seers”
who passed down the Vedas. It was thought that poets benefitted from a special,
unbidden inspiration or illumination (pratibha ̄), and that they are distinguished from
others who enjoy visions simply because the poets actually set down the visions in
words.14 In an echo of such religious associations, Ā nandavardhana explains that
the poet may choose any primary meaning he likes in his quest to evoke rasa by
means of suggestion. “In the boundless world of literature,” he says, “the author is
sole creator god: the whole universe takes on whatever form he wills” (). The
resulting poem becomes a means of conveying to the listener the rasa originally felt
by the poet in his moment of inspiration—to taste what he tasted, as it were.
According to Ā nandavardhana rasa is really an effect of language, like the meaning of the words (thus it is called an artha, or “meaning”). But for one of his most
important commentators, the tenth-century author Abhinavagupta, the rasa experienced and conveyed by the poet is an emotion that is universal in character.15 He
would say that in the story of Vālmı ̄ki, the dead bird and its mourning mate are
simply the occasion that inspires the poet to experience the generalized feeling of
sorrow.16 Likewise, the audience member who experiences rasa is not having the
relevant emotion in its everyday sense. As we said before, you are not yourself in
love with the characters in a romantic comedy, nor are you afraid for your own
safety while watching Psycho. You experience feelings of romance and of fear, yet
these feelings are not directed at any particular object.
This may remind us of ideas about detachment and liberation we’ve seen elsewhere in Indian philosophy. And it seems to have reminded Abhinavagupta of the
same thing. By this period, the eight canonical types of rasa found in Bharata have
been joined by a ninth one, called “tranquillity (s ́an̄ ta).” For Ā nandavardhana this is
the rasa intended by no less a work than the Mahab̄ ha ̄rata, which like any good poem
has as its sole aim and motif the production of an emotional response or rasa.
Abhinavagupta links the rasa of tranquillity to philosophical notions of liberation:
“this enjoyment [of rasa] is like the bliss that comes from realizing [one’s identity]
with the highest brahman, for it consists of repose in the bliss which is the true nature
of one’s own self.”17
What about the emotional involvement and experience of the performers who
actually portray characters in a theatrical drama? This was a much discussed issue in
Indian aesthetics, and for good reason. Consider again Anthony Perkins in Psycho.
We know that he is not really a murderer, only an actor playing one, yet we
emotionally respond to his performance with fear and revulsion. How does Perkins
provoke this response without actually having murder in his heart? Bharata already
mentioned that the actor’s role is somehow to express a particular psychological
state without actually being in the very same state as the character being portrayed
(). Later commentators tried to understand the phenomenon in greater depth.
One idea was that the actor simply imitates the character at the surface level, by
means of gesture and so on, which invites the audience to make an “inference” about
the intended emotion. The actor’s sidelong glance signifies that he is in love, and we
as skilled viewers can interpret it as such, even though we are aware that he is just
acting. As one text rather nicely puts it, we as the audience think that the actor is the
character, but not that the actor is really the character ().
But this attempt to explain dramatic portrayal as a kind of imitation met with
opposition.18 One complaint was that the inference being made would in fact be
fallacious. Consider yet again the example of inferring from smoke that there is fire
on the mountain. The inference is a bad one if it is not really smoke that we see but
something that merely looks like smoke, such as low-hanging mist (). Likewise, if
the sidelong glance is only an empty imitation of how a lover would look then it
would be mistaken to infer that a feeling of love is present. Besides, the actor is not
merely an empty vessel, who is quite literally going through the motions. He has his
own psychological states which must somehow be connected to the aesthetic effect.
Some authors thus took the contrary approach, saying that the actor identifies
himself completely with the character being portrayed (–). Thus the emotion felt
by the character would be recreated on stage. But this idea, too, met with skepticism.
How would the actor be able to continue performing while in the throes of the
powerful emotions he is representing?
In the eleventh century, the aforementioned Mahimabhaṭtạ made a rather convincing proposal that avoids such problems (–). Referring us back to Bharata’s
statement in the Na ̄ṭya-s ́a ̄stra that rasa is “manifested” because of the “aesthetic
features” of a theatrical performance, he pointed out that such aesthetic features
simply do not exist in everyday life. You see an actor on stage as a representation of the
character, and not as the character who is truly undergoing the events in the drama.
As Mahimabhaṭtạ puts it, “since aesthetic elements are factitious, whereas cause and
effect are real, the former pertaining to literature and the others to the world, the
former differ from the latter in both their natures and their objects.” When we see a
terrorized victim in a horror movie, we do not make an erroneous inference from
this “fake” representation to a real feeling of fear, like someone inferring real fire
from fake smoke. Rather, we experience it as a properly aesthetic representation,
and the inference we make is to a properly aesthetic emotion, which is precisely the
“savoring of rasa.”19
We ourselves can infer something from this whole debate: that the ideas of the
philosophical schools were not confined only to those schools. The wider intelligentsia of Indian society were aware of them, and found ways to apply them in new
and surprising contexts. Much as the terminology and conceptual apparatus of the
Sanskrit grammarians was appropriated by the philosophers, these literary thinkers
and aestheticians appropriated philosophical terms and concepts. Discussion of rasa
took its initial cue from Bharata, and was sustained for an extraordinarily long time;
we have followed the story for the better part of a millennium, and could have gone
further still. As that discussion developed, it became increasingly sophisticated in
philosophical terms. The later authors continued to take the Nāṭya-s ́a ̄stra as their
touchstone text, but connected it to ideals of detachment and liberation, and
notions originally explored within philosophy of language. Whatever we make of
their judgments concerning aesthetics, these literary scholars were right about one
thing: the richness and fruitfulness of the theories put forth by the Vedic schools.20
46
LEARN BY DOING
TANTRA
I
n this book we’ve had the chance to dispel quite a few misconceptions about
ancient Indian culture: that it offered only mysticism or religion but no philosophy; that Yoga is just a kind of gymnastic exercise; that the physical world is real (if
you ask Advaita Vedāntins) or alternatively, that anything but the physical world is
real (if you ask the Cārvākas). But the word from ancient India most apt to provoke
inaccurate associations is “Tantra.” In Western countries the first, and probably last,
idea people have about Tantra is that it has something to do with sex. In India itself,
Tantra is nowadays often equated with black magic. Nor has more detailed historical
knowledge about Tantric rituals and beliefs prevented it from being the object of
disdain and mockery. A pioneering Indian scholar of classical Tantra in the twentieth century explained the rationale for studying it as follows: “someone should
take up the study comprising the diagnosis, aetiology, pathology and prognosis of
the disease so that more capable men may take up its treatment and eradication in
the future.”1
It would, however, be more helpful to think of Tantra as a tradition akin to Yoga,
in which philosophical ideas were put into practice. A wide range of rituals could
enable the Tantric practitioner to achieve liberation from suffering and oneness with
the absolute, not to mention performing such feats as seeing objects that are buried
underground, flying, and turning invisible. Again, the connection to magic may
remind us of Yoga. And like Yoga, Tantra has appeared in many guises in different
periods.2 Its literature spans the divides between the Hindu, Buddhist, and Jaina
traditions, and there were numerous varieties and schools even just of Hindu Tantra
in the classical period. We’re going to focus especially on Tantra in the context of
Buddhism and on the religious tradition called Śaivism, that is, the worship of the
god Śiva. Within that tradition we’ll especially be discussing the “non-dual” strand
of Śaivite Tantra represented by Abhinavagupta, who lived around the year .
(He just figured prominently in our look at the Indian aesthetic theory of rasa in
Chapter .)
The more central aspects of Tantra are shared by both of these schools and other
groups besides. At the risk of disappointing you, we must report that a fascination
with ritualistic, spiritualized sex is not really one of them. We do have writings on
this topic, including by Abhinava. But sexual practices were not the primary focus of
classical Tantra. As we’ll see below, even when such practices are discussed there is
more (or from a prurient point of view, less) going on than meets the eye. To quote a
leading French scholar of Tantra, André Padoux, Abhinavagupta is “not to be
confused with the Marquis de Sade.”3 Instead, Tantra is characterized especially by
its openness to participants of all classes, often both men and women, and by a
range of concrete ritual practices. These include meditation, breath control, repetitive chants called mantras, the use of maṇḍalas, and the initiation (dı ̄kṣa)̄ of the
practitioner by a guru who will serve as a spiritual guide.4 If none of that sounds
particularly philosophical, this is because it is only a list of the external practices that
manifest and assist in the practitioner’s attempt to achieve wisdom and liberation.
Chronologically speaking, Tantric practices go back deep into the ancient past.
The Upaniṣads already discuss the ritual formulas called mantras, including the
central example of oṃ .5 Thus the Cha ̄ndogya Upaniṣad instructs us, “one should
venerate the high chant as this syllable, for one begins the high chant with oṃ . . . a
man who utters this syllable with that knowledge enters this very syllable, the sound
that is immortal and free from fear. As the gods become immortal by entering it, so
will he” (§.). The same Upaniṣad also describes initiation with a guru (§.), and
you will remember from our look at these early texts how much stress they placed
on the notion of breath. However, the first texts that one can classify as Tantric in
the full sense emerge around the fifth to seventh centuries AD, and especially within a
strand of Hindu belief that worshipped Śiva. It would seem that the various Tantric
practices, like the recitation of mantras, were then borrowed from Śaivism by
Buddhists.
The Buddhist Tantric texts are rather sensitive on this point and propose an
alternative history, ascribing to the Buddha the premonition that the rituals he
originally prescribed would later be adopted by other schools.6 Meanwhile, a legend
circulated among Brahmanical authors that Śaivism was the result of a curse
designed to punish those who stopped learning the Vedas properly.7 Clearly, Tantra
was being diagnosed as a kind of illness long before the twentieth century. Even as
its rituals were adopted across the spectrum of Indian belief systems, writers from
across that spectrum dismissed the same rituals as preposterous. No less a thinker
than Vasubandhu, whom we saw initiating Yogācāra Buddhism, held that mantras
are meaningless gibberish. And when you look at the mantras you may feel that he
had a point. Some of them do indeed consist of apparent nonsense syllables, each of
which is called a “seed (bı ̄ja).” In other cases one repeats a meaningful yet mysterious
phrase over and over, like haṃ saḥ so ’haṃ meaning “I am that divine haṃ sa bird.”8
Typical of this mantra is that it is a (near) palindrome, a common structure in the
many formulas that circulated in Tantra—tradition had it that there are million
of them. One standard practice was to begin and end a mantra with oṃ or some other
utterance, effectively “enveloping” the rest of the formula. Breath itself is said to be a
kind of mantra, as one breathes in and out thousands of times over a single day.
The symmetrical structure of these mantras, the way they mimic the outward and
inward movement of breath, is a clue to their underlying philosophical rationale, the
theory that underlies this particular ritual form and is considered the key to its
success. We are told that recitation of mantras without knowledge is like casting seed
(bı ̄ja) upon barren stone.9 That is why initiation with a guru is needed: he shares the
mantra with the practitioner and reveals its meaning.10 We are not gurus and this
book is no substitute for an initiation rite, but we can still tell you something about
the meaning of mantras in general terms. As suggested by the palindromic structure,
mantras evoke the cyclical production of things, in the first instance the outgoing and
subsequent return of the entire universe (here we might think back to our discussion
of world cycles in Chapter ). Robert Yelle has thus written, “the belief in the
efficacy of mantras is reinforced by their imitation of the natural order.”11 They
should be seen not as gibberish, like baby talk or birdsong, but rather as poetic
language that symbolizes the world and even the very origin of the world.
A culmination of this way of thinking about mantra comes with Kashmir Śaivism
and especially the work of Abhinavagupta. As so often an important further source
would be a commentary on his work, in this case by the thirteenth-century exegete
Jayaratha. Though their extensive writings do not seem to have had much impact on
actual religious practice in Kashmir,12 they do offer something of a high-water mark
for philosophical reflection about Tantra. Among other things, Abhinavagupta sets
out a sophisticated theory about the production of language in which the generation of words represents or is even identical with the generation of the entire
universe. To understand his views on this we will need first to say something about
his cosmology and the principles from which his universe is generated.
Or we should rather say “principle,” in the singular. Śaivism had long before
Abhinavagupta had monotheistic tendencies, indeed among the first Indian belief
systems whose elite practitioners envision a single divine principle.13 The principle
or god was of course Śiva, who is identified as a pure, ineffable consciousness which
experiences permanent bliss. Abhinavagupta says that attempting to grasp it is like
trying to step on the shadow of your own hat while wearing it.14 Thus far the theory
sounds a bit like Advaita Vedānta, and this strand of Śaivism is likewise called “non
dual” in distinction from the Siddhānta variety. The Siddhānta Śaivites acknowledged the reality of the physical world but regretted it deeply, seeing their religious
rites as a means for escaping the suffering of this world. For Abhinavagupta and
other non-dual Śaivites, the point is instead to free ourselves of the ignorance that
makes us think we are distinct from the divinity that is Śiva, who can also be called
spirit (cit), consciousness (caitanya), self (ātman), and so on.15
While it would not be inaccurate to label this as a kind of monism, it is a kind of
monism that is compatible with a complex cosmology. According to Abhinavagupta, the universe as we experience it arises because of a “vibration” of selfawareness (vimars ́a), which expresses itself in a threefold way as consciousness,
will or desire, and cognition. This can occur only because Śiva, a male god, is one
with the female god Śakti who represents energy. As the punning motto of the nondual Śaivites has it, “without Śakti, Śiva would be a corpse (s ́ava).” Thanks to the
self-directed activity brought by Śakti, consciousness does not remain inert but goes
forth to show itself as our multifarious empirical world. Yet all the things we see in
this world are in truth one with the divine. The goal of the more intellectually
minded Tantric practitioner is to realize his or her own identity with God by
engaging in rituals that represent, or again in some sense are just identical with,
the process of the unfolding of all things from Śiva-Śakti.
Which brings us back to our mantras and the question of language. Śiva is also
called the “supreme word,” a source of all language but as yet without articulation or
expression. This supreme word begins to manifest itself as the aforementioned
initial “vibration” of creative energy and self-awareness. As Jayaratha puts it in his
commentary on Abhinavagupta, when the supreme word “wishes to appear externally, yet without producing the multiplicity associated with the process of what
expresses and what is expressed, since the light of pure consciousness still prevails
there, she is called the Seeing or the Visionary and she is a form of the subject who
sees.”16 We might think of this as a moment when a thought is entertained mentally
all at once without yet spelling it out in words, and in fact Abhinavagupta compares
it to the “flash of understanding” posited by the grammarian Bhartṛhari, in which a
sentence’s meaning is grasped in a single moment (see Chapter ). At a further stage
articulated language is rehearsed mentally before being spoken aloud and thus fully
expressed. Following Bhartṛhari, Abhinavagupta claims that there must be such a
stage in the production of language, since otherwise children would never be able to
learn to speak, nor would mutes be able to comprehend the words of others.17
Language is given forth from the human speaker in stages, emerging slowly from
the body through its centers of energy, the famous cakras. Within each person the
origin is at the base of the spine, where power is “coiled” like a snake. “Coiled”
translates the name of the goddess Kuṇḍalinı ̄, who is also responsible for the
evolution of the phonemes from the simpler, unspoken primordial word at the
level of self-awareness. One text says that Kuṇḍalinı ̄ “is made of will, cognition, and
action, effulgent, endowed with the properties of created things . . . she creates the
garland of letters divided into forty-two, ranging from a to sa, and divides into fifty
the garland of the fifty phonemes, and with these phonemes she brings forth in
succession [the gods] and the other [things].”18 This alludes to a frequent yogic
practice of breath control, the recitation of a chain of letters whose sequence
expresses the unfolding of the cosmos.
So what we have here is a rich fusion of cosmology with philosophy of mind
and language. It is important that, as we keep hinting, the production of the
world is not merely symbolized by the production of language but actually is
linguistic, the universe being “pervaded (vya ̄pta) by sound.”19 So cosmic evolution
can be mapped on to the Sanskrit alphabet which constitutes words. Those three
initial moments in Śiva’s emergence into self-awareness—consciousness, will, and
cognition—are connected to the three short vowels a, i, and u. Vowels are associated
with Śiva as the male principle while consonants are the female analogue, an idea
that is sometimes set forth even more concretely: vowels are like the male seed,
consonants like the womb. Thus we can think of a single syllable like oṃ , or really
any combination of vowel and consonant, as representing the two aspects of the
first principle, the mating and hence unity of Śiva and Śakti. Perhaps this would have
been Abhinava’s explanation of another passage in the ancient Cha ̄ndogya Upaniṣad:
“as the leaves of a book are bored through by a pin, so all words are bored through
by oṃ ” (§.).20
This gets us finally to the theme of sexual union and reproduction. As we’ve said
this theme plays a far more minor role in Tantric literature than you might have
expected. Sexual rituals are in fact only one aspect of a more general strand within
Tantra called “Kaula,” in which a variety of shocking practices were endorsed. These
ranged from sexual activities like adultery, incest, and group sex, to the consumption of oft-forbidden things like wine and meat and even the drinking and eating of
urine and excrement. In a passage that conveys Kaula Tantricism’s apparent goal of
being as scandalous as possible, we read the following advice about liberation:
“inserting his organ into his mother’s womb, pressing his sister’s breasts, placing
his foot upon his guru’s head, [the practitioner] will be reborn no more.”21 It did not
take long for some Tantric authors to insist that such advice is to be glossed as
symbolic and allegorical. In this case incest with the mother may mean the mind’s
awareness of the base of the body, the pressing of the sister’s breasts a focus on the
heart and throat, and the foot upon the guru’s head meditation on the brain.
Such allegorical explanations notwithstanding, it is unsurprisingly a muchdiscussed question to what extent the shocking “left-handed” practices were actually
carried out. No doubt it varied widely. Some presumably took the advice literally
and others symbolically, while still others thought that both levels of meaning were
relevant.22 Bearing out the possibility of merely symbolic interpretation, some
works spell out the true meaning of “coded” terminology, sometimes called “twilight language (saṃ dhya-̄ bhas̄ ̣a ̄).”23 Either way there is general agreement across
Tantra that we can achieve spiritual aims through the body, correcting what
might have been seen as an unwarranted asceticism within both Hinduism and
the s ́ramana traditions. One sign of this is that Tantra did not demand renunciation.
Unlike a Buddhist or Jaina monk, a Tantric practitioner could remain a “householder.” Another sign is that many Tantric texts display the frank ambition to
achieve worldly advantages, hence the talk of performing magical feats like invisibility, of using Tantra to gain victory in battle, or even to do alchemy.24
Then, too, even when sex and other rituals were practiced concretely, just as one
would genuinely recite mantras thousands of times and not just talk idly about doing
it, the aims were not crassly material ones. Thus the sexual act would be a way of
realizing one’s identity with the union between male and female in the principle of
Śiva-Śakti, and would involve practiced control and often the avoidance of climax.
As one scholar has written, the sublimation and focus on self-mastery mean that
“What is occurring psychologically and physiologically in those practices bears very
little resemblance to sex as we generally understand it, since Buddhist Tantric
assumptions and aims are virtually indistinguishable from those of traditions
more readily recognized as ‘ascetic’.”25 It may seem paradoxical that such lofty
spiritual aims should be pursued through a focus on bodily powers and experiences.
But as Abhinavagupta says, “the body should be seen as full of all the paths . . .
composed of all the divinities, and thus must be made an object of contemplation,
of adoration, and of the rites of fulfillment.”26
This is perhaps the key philosophical idea of Tantra. Especially in its non-dual
́Saivite version, Tantra privileges pure consciousness as a first principle of all things,
taking the empirical and bodily realm to be the outward manifestation of that
principle. We are told to focus on and engage in worldly activities that are structurally identical to the workings of self-directed consciousness and its production of
all things, notably the production of language in the form of mantras. Thereby we
can remove the otherwise impermeable veil that screens us from realizing our
identity with the absolute. It is no wonder that in due course, when Islam came to
India, Tantra was seen as congenial to Sufism. We might draw a further parallel to
mysticism in medieval Christianity or Kabbalah within Judaism. The latter offers
particularly strong resonances in the form of an alphabetical cosmology, with the
ten letters or sefirot structuring a derivation of all things from an ineffable divine
principle, the deployment of erotic language, and in “prophetic” Kabbalah even the
chanting of apparently meaningless syllables.27
In none of these cases are we dealing with an “irrationalism” that competes with
rational philosophical thought, but rather with attempts to show how philosophical
ideas could be put into practice. It has been said that “While the master logicians like
Dignāga or Dharmakı ̄rti were devising hair-splitting arguments to interpret the
world as a void entity, Tantric ideas captured the heart of Buddhism through the
backdoor.”28 In fact, though, the Tantric authors, both Buddhist and Hindu, had
their own philosophical theories and hair-splitting distinctions. It’s just that this was
not enough, in their view. We must marry abstract understanding to practical
action, recognizing that everyday things, even supposedly vulgar and despised
things, reflect and instantiate the structures of primordial reality. Sometimes, you
need to learn by doing.29
47
LOOKING EAST
INDIAN INFLUENCE ON
GREEK THOUGHT
I
f you make it a habit to give public lectures on ancient philosophy, you are almost
guaranteed to be asked at some point whether Greek thought was influenced by
ancient Indian culture. In fact this might be the single most common question posed by
general audiences who are confronted with ideas from ancient Greece or ancient India.
Which is perfectly understandable. What could be more intriguing than the possibility
that Plato, Aristotle, or Plotinus might have been influenced by ideas found in the
Upaniṣads, in early Buddhism, or in Vedānta? Taking the possibility seriously threatens
to undermine the very contrast between “Eastern” and “Western” philosophy, which is
fine by us since it’s a contrast that deserves to be questioned for other reasons anyway.
More problematic is the usually unspoken suggestion that, if Indian thought really
did influence Greek thought, that would secure India a rightful place in the history of
philosophy. If this book has been even halfway successful, you should by now be
convinced that Indian thought amply deserves such a place in its own right. A similar
problem arises with philosophy in the Islamic world. Thinkers like Avicenna and
Averroes have often attracted attention primarily because they influenced Latin
Christendom, rather than being treated as worthy objects of study in their own
right. Meanwhile the vast number of Muslim philosophers who lived after the twelfth
century have been omitted from most histories of philosophy because they came too
late for the Arabic–Latin translation movement and were thus unknown in Europe.1
So as we delve into the question of influence let’s bear in mind that the real
importance of Indian philosophy is its intrinsic fascination, not the impact it may
or may not have had on another culture. We might add that even if we were going to
justify an interest in Indian philosophy on the basis of its influence on other cultures,
we’d do better to stress its massive importance for the history of philosophy in China
and other parts of Asia, which on any reckoning dwarfs the impact it may have had
on ancient or even modern European thought.
Now that we’ve gotten that off our chests, let’s turn to the obvious first question.
Was there any contact and cultural exchange between the ancient Greek and ancient
Indian cultures at all? To which the answer can only be a resounding “yes.” Trade
routes between Europe and India were open well before the emergence of Presocratic philosophy, and already in classical antiquity there are scattered literary
testimonies to that trade: the Hippocratic corpus refers to pepper, Sophocles to
Indian gold, Xenophon to Indian hunting dogs.2 During this period the Persian
Empire would have offered a meeting place for Greek and Indian culture. Apparently the army Xerxes led against the Greeks included Indian soldiers, and Greek and
Indian scholars would also have met at the Persian court. Nonetheless, during
classical antiquity, the time of the Presocratics, Plato, and Aristotle, knowledge of
India would have been rather limited and indirect. The most valuable information
was contained in ethnographic writings about India that are now unfortunately lost,
notably by the fabulously named Skylax who in the sixth century BC participated in a
military expedition to India led by the Persian king Darius. Herodotus also mentions
that expedition and draws information about India from another ethnographer
named Hecataeus.
But in our story the key moment comes right around the time of Aristotle, with
the conquests of Alexander the Great. When he reached Bactria and India in about
BC he brought Greek culture with him, founding Hellenistic cities and creating
the conditions for a more profound engagement with Indian society. That engagement is most palpable in the work of Megasthenes, an ambassador to the Mauryan
court from Seleukos, the Hellenistic king who succeeded Alexander in the eastern
lands that had been conquered. He dealt with the mighty Indian emperor Candragupta and may have visited the great city of Pātạ liputra. He was thus able to describe
Indian culture as a direct witness, even if he did so using the tropes of Greek
ethnography and made some perplexingly basic errors, as when he denied the
existence of slavery in ancient India. Sadly Megasthenes’ work is also lost except
in the form of quotations found in later authors, notably the historian Strabo.
Thanks to him we know that Megasthenes was aware of the s ́ramaṇa ascetic
movements in India. He even contrasted two kinds of renouncers, those who stayed
in the city to work as healers and those who withdrew to the forest.
All this makes it eminently plausible to suppose that Indian philosophical ideas
could have reached Greek intellectuals, and anyone who reads around a bit in both
traditions will come upon plenty of striking parallels. Someone who has done more
than just a bit of reading around is Thomas McEvilly, whose massive book The Shape
of Ancient Greek Thought detects echoes of Indian ideas in pretty much every ancient
Greek philosopher, from the Presocratics down to the late ancient Neoplatonists.3
To give you just a sample: he points out that there are matching lists of fundamental
elements (air, earth, fire, and water) in both cultures. He finds both Heraclitus
and the Viṣṇu Pura ̄ṇa saying that divine forces are at play like a child. He notes that
the Ṛ g-veda (at .) makes ocean the source of all things, as Thales made water his
primary principle, while the Upaniṣads identify air as primary in agreement with
Anaximenes. As many others have done he points out that the Pythagorean
doctrines of vegetarianism and reincarnation sound rather Indian, and that the
monist trend in Brahmanical thought that culminates in Advaita Vedānta has an
echo in Parmenides. The Cha ̄ndogya Upaniṣad, too, sounds rather like Parmenides
when it denies that anything can come to be from nothing. As for later ancient
philosophy, McEvilly remarks that it is “hard to identify any significant difference
between either the methods or the stated purposes of Pyrrhonist and Madhyamika
dialectic,” thus suggesting a strong parallel between ancient skepticism and Buddhism.4 He also compares the philosophically motivated rituals of Tantra to theurgy
in Neoplatonists like Iamblichus.
McEvilly is largely content to make us aware of such echoes without wedding
himself to any one explanation for them. He admits that, alongside more or less
direct influence from India, there are two other possibilities. One is of course
coincidence. We have here two massive bodies of philosophical writing. Imagine
that we went through the many thousands of pages of ancient Pāli and Sanksrit
philosophy and found no passages at all that reminded us of anything in the equally
voluminous remains of Greek philosophy. That would be truly extraordinary,
especially since philosophical reflection is presumably bound to give rise to certain
fundamental ideas like atomism in physics, skepticism in epistemology, or monism
in metaphysics. So a skeptic could see McEvilly’s impressive resume of resonances as
nothing more than a collection of similar ideas that were reached independently.
A further possibility, which McEvilly seems to find attractive, is that there are
deeper roots to both Greek and Indian philosophy. There are shared mythic
tendencies also found in Near Eastern and Egyptian religion and philosophy,
which suggests cultural connections from before historical records began. That
might explain such parallels as the urge to trace all things back to one physical
element, like water or air. Of course, this is unsatisfyingly vague and not really
sufficient to account for more exact parallels, resonances so strong that one almost
can’t help suspecting a direct textual appropriation. It has to be said that McEvilly
does not offer many parallels of that sort. One of them, which he considers to be
something close to genuine “proof ” of real cultural exchange, is a testimony of
Heraclitus in which he is said to have explained night and day in light of two
“exhalations,” one bright and one dark.5 This same idea is found in the Cha ̄ndogya
Upaniṣad and Great Forest Upaniṣad. Even in cases that are not quite so striking and
specific, McEvilly finds it hard to believe that we just have two traditions independently reaching the same conclusions. Realizing that some readers may think the list
of basic elements found in both Greece and India is somehow obvious, he points
out that in China they had a different list, namely water, fire, wood, metal, and earth.
(We might add that in s disco culture, they got the list down to three: Earth,
Wind, and Fire.)
To make up our mind whether there really was significant historical influence, it
may help to think a bit harder about how the influence could have occurred. Despite
the context of cultural exchange sketched above there were formidable obstacles in
the way of a serious engagement between Greek and Indian intellectuals. Most
obviously, the two civilizations were separated by thousands of miles. It is not so
obvious that complex philosophical ideas could travel all that way along with
pepper and other luxury goods. To this we can add the problem of linguistic
barriers. If we consider cases of profound cultural exchange in the history of
philosophy, we see that they have typically involved a deliberate effort to translate
writing from one language into another, as when rich Muslims commissioned
Arabic versions of Greek science in the eighth and ninth centuries AD, or when
the Latin Christians translated from Arabic and Greek in the twelfth century.
Nothing like that happened here. There was no Sanskrit–Greek translation movement, indeed not a single case of a philosophical work from India being
translated into Greek or Latin in antiquity. Furthermore, we should bear in mind
that the ancient Indian elite excluded almost all other Indians from their intellectual activities, never mind foreigners, who were frequently regarded with deep
distrust. It may be more plausible to imagine that the less exclusivist s ́ramaṇa
philosophers, like Buddhists, Jainas, and Ā jı ̄vikas, were open to sharing their ideas
with outsiders. If ideas did manage to fight their way past all these obstacles, it’s
easy to imagine that they would have been greatly oversimplified and perhaps
distorted in the process of transmission.
So if skeptical, or just cautious, historians are going to be persuaded that there
was profound and direct engagement between any Greek philosopher and Indian
thought, they will probably want to hear of an intrepid traveler, which in practice
means a Greek who finds his way to India since it seems that no Indian thinker went
to Europe.6 They will need to be shown not just evocative parallels, but historical
evidence that the thinker in question was genuinely inspired by Indian ideas. And
given the points just made about exclusivity, they should perhaps expect that the
relevant ideas on the Indian side would not be Brahmanical but would more likely
stem from a s ́ramaṇa group.
Step forward Pyrrho of Elis. He was the putative founder of Hellenistic Skepticism
and the namesake of the radical Pyrrhonian form of Skepticism adopted by the
second century AD author Sextus Empiricus.7 Excitingly, we are told in a detailed
account of his life from antiquity, written by Diogenes Laertius, that Pyrrho accompanied Alexander’s military expedition to India.8 There he met with “naked sophists,” presumably meaning ascetic philosophers. Such figures are said elsewhere to
have been encountered by Alexander’s entourage near Taxila. Diogenes tells us that
it was a direct result of this meeting with the Indian sages that Pyrrho adopted his
signature policy of “suspending judgment” because our beliefs are only a matter of
custom, whereas in themselves things are no more one thing than another. On the
strength of this evidence, scholars like Everard Flintoff and more recently Christopher Beckwith have argued that Pyrrho’s introduction of skepticism to Greek
philosophy was a more or less direct borrowing from early Indian skepticism.9
Whereas Flintoff is happy to leave open the question of which ascetic, skeptically
inclined movement Pyrrho may have encountered, Beckwith has written an entire
book arguing that the stories about Pyrrho constitute a crucial piece of evidence for
the nature of early Buddhism. This hypothesis is particularly attractive because
Pyrrho is renowned for having achieved what the Greeks called ataraxia, freedom
from disturbance. He was impervious to physical and mental pain, just as the
liberated Buddhist is free from all suffering. Moreover, Pyrrho reached the state of
ataraxia precisely by adopting the skeptical attitude of suspending judgment about
all things. He and his followers used an array of arguments and techniques to
puncture the pretensions of “dogmatists” who had positive philosophical doctrines.
Among them was an argument form that looks strikingly like the tetralemma, the
fourfold menu of options used so effectively by Nāgārjuna. The argument form is
found in early reports about the Buddha himself, and then also in a testimony about
Pyrrho and in numerous passages in the works of Sextus. That’s pretty striking, even
if arguments of the same form are found already in Plato and Aristotle.10
There is one small problem here, though: Buddhists are very far from being
Pyrrhonian skeptics. As we know, the Buddha certainly dealt with some philosophical questions by refusing to answer them, but this was typically because the
questions made presuppositions or used concepts that he considered misleading,
for example by assuming the existence of the self. Indeed, that most signature
commitment of Buddhism—the doctrine of no-self—would be regarded as a negative dogmatic belief by any self-respecting (or no-self-respecting) Pyrrhonian
skeptic, who would suspend judgment about whether or not there is a self. Likewise
each of the famous Four Noble Truths is a straightforward assertion, and a Pyrrhonian skeptic would demur from endorsing any of them.11 Beckwith rather cheats by
trying to persuade us that the Buddha adopted a universally skeptical posture like
that of Pyrrho. For instance, he suggests that when Pyrrho said that all things are
adiaphora, meaning “undifferentiated” or “not distinct,” he meant the same thing
expressed by the Buddha with the word anatta, which indicates a lack of self or
independent reality.12 In fact the two notions are very different. Pyrrho was suggesting that we can never judge that anything is more one thing than another, for
instance that an action is more good than bad, whereas the Buddha was rejecting a
specific metaphysical thesis. So far from suspending judgment about the reality of
the a ̄tman, he was forthrightly denying it. Whatever skeptical consequences followed
from that, they were not supposed to undermine key positive doctrines of Buddhism, notably the Four Noble Truths.
If we jump ahead to consider the contemporary followers of Pyrrho and the
Buddha, namely Sextus and Nāgārjuna, both of whom lived in the second century
AD, we can reach a similar conclusion. Nāgārjuna’s dialectical subtlety and skill in
undermining the arguments of rivals is certainly comparable to that of Sextus. But
Sextus would unhesitatingly classify Nāgārjuna as a dogmatist, not a true skeptic,
because Nāgārjuna was committed to the principle that all things are empty and
“dependently arising.” As we saw, it is a matter of great dispute what he meant by
that, but whatever he meant we can be sure that Sextus would want to suspend
judgment about whether all things are empty. There are, he would no doubt say,
good arguments on both sides of the debate between the upholders of svabha ̄va and
the adherents of emptiness. The upshot of all this is not, of course, that we can rule
out influence from Buddhism on Pyrrho. A likelier conclusion is one that will satisfy
neither the skeptic nor the enthusiast concerning Indian influence on Greek
thought. Pyrrho may have encountered and been inspired by Indian philosophers
while on campaign with Alexander’s army. But unsurprisingly, given the cultural
and linguistic barriers involved, he failed to understand what those philosophers
were saying, or at best borrowed from them very selectively.
Let’s now move several centuries ahead to another, even more influential Greek
thinker who has often been associated with Indian thought: Plotinus, the third
century AD founder of Neoplatonism.13 As with Pyrrho we have good evidence
for his interest in Indian thought and of travel to the east. Plotinus’ student, editor,
and biographer Porphyry tells us that in AD , Plotinus joined the military
expedition of the emperor Gordian III precisely in hopes of learning something
about the philosophy of the Persians and Indians. Unfortunately this expedition was
an abortive one, so it can’t really be used as evidence that Plotinus had the sort of
encounter he was apparently hoping for. As for internal textual evidence from
Plotinus’ own writings, he never mentions India or its intellectual traditions, but
Porphyry does. His work on vegetarianism has a reasonably well-informed section
on Indian cultural practices. Augustine tells us that in another work, which is now
lost, Porphyry set out to compare Neoplatonic philosophy with the “practices and
teachings of the Indians.”14
Apparently, then, Plotinus had both the motive and the means for accessing
Indian ideas, even if in only a rather indirect way. Are there signs of its influence in
his thought? Positive answers to this question have drawn comparisons between his
Neoplatonism and Vedānta, especially of the Advaita variety. This is problematic
_
chronologically speaking, given that Śankara
lived about a half millennium later
than Plotinus did. Still, we might suppose that Plotinus was picking up on some of
the same Indian ideas that would later inspire the emergence of Advaita Vedānta,
notably the concept of brahman in the Upaniṣads. In apparent agreement with that
strand of the tradition, Plotinus identifies the paradigmatic source of being as a
single universal mind, and encourages us to realize our unity with that source. He
makes the physical universe nothing but an image or outward manifestation of
intellect, which is the seat of knowledge and, we might venture to say, consciousness or selfhood. In addition, Plotinus carries forward some of the themes from
earlier Greek thought that may remind us of India, such as a belief in reincarnation.
The main argument against Indian inspiration is that Plotinus could, and to be
honest quite evidently did, develop all of these ideas through an engagement with
earlier Platonism.15 His universal mind is also the realm of Platonic Forms and is not
really a new idea so much as a modification of theories that had been put forward in
“Middle” Platonism, the tradition of reflection on Plato’s dialogues that unfolded
in the generations prior to Plotinus. Indeed some of Plotinus’ contemporaries
accused him of simply stealing his entire system from a Middle Platonist named
Numenius—surely an exaggeration but one with a grain of truth. There’s a methodological conundrum here. Should we only accept claims of intercultural influence
when developments in a given tradition cannot be explained as a development
within that tradition?16 That may seem unduly demanding. In the present instance,
there is nothing to prevent us from supposing that Plotinus was inspired both by his
own Platonist predecessors and by Indian ideas, especially if he saw them as reaching
agreement.
The comparison between Plotinus and Vedānta, or the Upaniṣadic idea of brahman, is complicated by the fact that Plotinus posits a higher principle above the
universal mind, which is explicitly not a mind but a pure unity that does not think
about anything, even itself. Besides which, if we wanted to locate a “self ” or “seat of
consciousness” in Plotinus, we might more plausibly associate it with the individual
soul than the universal mind.17 As with Pyrrho, it would seem that initially striking
parallels start to look less exact when we consider the details of the philosophical
views in question. Then again, that is perhaps just what we should expect. In a
situation where access to Indian thought was bound to be very imperfect, why
expect perfect parallels? In this spirit, even scholars who are open to the relevance of
Indian philosophy for Plotinus have reached somewhat half-hearted conclusions.
Thus McEvilly writes that though it was “virtually certain” that Plotinus had some
contact with Indian ideas, that contact probably didn’t amount to much, and that
the similarities may be due to the longer-standing presence of Indian themes in
Greek thought.18 Another recent assessment remarks more generally that “if we
gather together all Greco-Roman views on Indian philosophers, we may think that
more information (if not sources) was available to them, though probably in a very
general and distorted way.”19
Such moderate conclusions are salutary given that this question of Indian influence on Greek thought often evokes such strong feelings. Many would like to
believe that such influence was not just real, but deeply significant. Others, not
least scholars of Greek philosophy who would rather not be required to go learn all
about Indian philosophy, are equally determined to exclude the possibility entirely.
In fact, we should almost certainly admit that ideas did filter into the ancient
European world from ancient Indian culture. But in stark contrast to the tremendous and determinative impact of Greek ideas on the Islamic world and of works
from the Islamic world on Latin Christendom, the Indian contribution to ancient
Greek thought was intermittent and rather incidental. Rarely, if ever, did it take the
form of a detailed and well-informed engagement with Indian philosophy on the
part of Greek or Roman intellectuals. For that sort of engagement, we will need to
wait for later moments of cultural exchange.
48
THE BUDDHA AND I
INDIAN INFLUENCE ON ISLAMIC
AND EUROPEAN THOUGHT
T
his business of noticing parallels between ancient Indian thought and ancient
Greek thought is not a distinctively modern development. It was already
a feature of an ambitious intellectual project launched by the medieval scientist
al-Bı ̄rūnı ̄. His treatise on India, completed in the year , was aimed at an Arabicspeaking readership who would thereby be equipped for encounters with Indian
culture.1 Al-Bı ̄rūnı ’̄ s approach is a comparative one. As promised at the outset of the
work (), he systematically juxtaposes the ideas of the Indians to those of Greek
philosophy and science. In some cases he even points to the same parallels between
Indian and Greek philosophy noted by contemporary historians, such as the
transmigration of souls (). Indeed al-Bı ̄rūnı ̄ identifies a belief in reincarnation as
the distinctive “characteristic of the Indian creed (ʿalam al-niḥlat al-hindiyya)” (), like
the Trinity in Christianity or the observance of the Sabbath among Jews.
The reason al-Bı ̄rūnı ̄ could presume familiarity with Greek ideas on the part of his
readers is that a prodigious Greek–Arabic translation movement had made those
ideas available before his time, back in the eighth to tenth centuries AD.2 At around
the same time some Indian texts were also translated, with efforts focusing on
scientific works. There were Arabic versions of medical works like the Sus ́ruta, and in
the middle of the eighth century an astronomical handbook called in Arabic Sindhind
was produced at the behest of the caliph al-Manṣūr. In general, Indian astronomy
and astrology were an important source for these disciplines in the Islamic world.3
Beyond the sciences there was also the Kalı ̄la wa-Dimna, a literary work based on a
Persian translation of an Indian book of fables about animals, called the Pañcatantra.
Readers of Arabic could especially thank one family for making Indian culture
available to them: the Barmakids. Several of this clan were influential in the caliphate
of the late eighth century, and they hailed from Tokharistan in Bactria, the only area
that had fallen under Arab rule where Buddhism and Sanskrit literature were still
actively studied. With this background, the wealthy and powerful Barmakids took
an active interest in the science of India. We are told that they “summoned Indian
medical scientists and philosophers” and dispatched a fact-finding mission to India
itself. A document on Indian culture written for one of the Barmakids is lost, but the
tenth-century bibliophile Ibn al-Nadı ̄m claims to have seen a copy written out by no
less a personage than al-Kindı ̄, the first Muslim thinker to make explicit use of Greek
philosophical sources.4 The same Ibn al-Nadı ̄m knows of the Buddhists in Transoxiana. He calls them the shamaniyya, a term that goes back to the Indian word for
the renouncer movements, s ́ramaṇa, and appears elsewhere in Arabic literature.
Particularly intriguing are reports about a debate between the early eighth-century
theologian Jahm Ibn Ṣafwān and a group of Buddhists (here samaniyya), who argued
that his belief in the God of Islam could not be substantiated on the basis of
empirical evidence.5 So at a very early stage—a full century before al-Kindı ̄, who
is usually recognized as initiating philosophy in the Islamic world—there was at
least fleeting awareness of Indian ideas about the sources of knowledge (praman̄ ̣as).
Thus al-Bı ̄rūnı ̄ was not the first Muslim intellectual to engage with India. Still, he
went far beyond what had been achieved up to his time. This was possible because
he was attached to the court of Maḥmūd of Ghazna, a warlord who made destructive incursions into India; al-Bı ̄rūnı ̄ is frank about the enmity that Indians bore
towards Muslims as a result (). He was able to work together with scholars who
were, presumably under considerable duress, brought to the court of Maḥmūd. The
result was a kind of small-scale translation movement between Sanskrit and Arabic.
With the help of his Indian advisors al-Bı ̄rūnı ̄ prepared translations of Patañjali’s
Yoga-sūtra6 and the Sa ̄ṃ khya-kar̄ ika ̄. He was also aware of and used Gauḍapāda’s
commentary on the latter text. In addition al-Bı ̄rūnı ̄ had access to an Arabic version
of the Bhagavad-gı ̄ta ̄, which to judge by his quotations often diverged from the
version known to us. Furthermore al-Bı ̄rūnı ̄ and his collaborators translated in the
other direction from Arabic into Sanskrit, producing versions of works by Euclid,
Ptolemy, and al-Bı ̄rūnı ̄ himself. Sadly these are now lost.
The upshot is that his treatise on India is a remarkably well-informed document,
which includes extensive quotation from Sanskrit sources. Al-Bı ̄rūnı ̄ relates these
sources not just to elements of Greek thought, but also to Christianity, Judaism, and
Manicheanism. Islam is implicitly given a special status by being exempted from this
comparative project, but he does point out the affinity between Indian philosophy
and Sufism. What al-Bı ̄rūnı ̄ does not do so well is to convey any sense of the
diversity of Indian thought. He sees the ideas of the Indian elite as being a single
body of doctrine, which he frequently contrasts to vulgar popular beliefs in India,
about which he is openly disdainful. But at least he’s an equal opportunity elitist.
When explaining that the Indian elite worship God alone whereas Indian
commoners often indulge in idolatry (), he adds that ancient Greeks were also
idolators () and that the everyday Muslim would no doubt venerate images of the
Prophet or Mecca if given half a chance.
As that passage indicates al-Bı ̄rūnı ̄ is impressed by the tendencies towards monotheism in Indian philosophy. The first thing he tells us about the religion of the
Indians sounds pretty much like a statement of Islamic monotheism: for them God
is eternal, free, omnipotent, and resembled by none of His creatures ().7 Apparently taking Patañjali as a key for understanding the other Sanskrit sources on which
he draws, he presents Indian thought as a single, harmonious teaching intended to
liberate the soul from ignorance and from attachment to matter, so as to attain
union with God (, ). This may remind us of Vedānta, yet that is a tradition that
goes unmentioned by al-Bı ̄rūnı ̄. He does discuss monism as a point of similarity
between Indian and Greek thought (–), but his focus is on the soul’s relationship to
a single, all powerful God, something we achieve by detaching our actions from desire
as instructed in the Bhagavad-gı ̄tā (). Al-Bı ̄rūnı ’̄ s tendency to lump all these ideas
together into a single system, and to see them as echoing the ideas of other cultures,
sets the tone for subsequent engagements with Indian thought.
In the Islamic world it would be a while before there was another engagement
along these lines. In the twelfth century the theologian and philosopher al-Shahrastānı ̄
wrote an important survey of religious doctrines and did discuss India, but his
treatment is disappointingly sketchy and does not seem to draw on al-Bı ̄rūnı ̄. Better
informed is the historian Rashı ̄d al-Dı ̄n, who wrote around and had the
advantage of new information supplied by a Buddhist scholar.8 Just a bit earlier, the
twelfth-century Illuminationist philosopher Suhrawardı ̄ insisted that his own teachings were in accordance with the sages of India. There was also some interest in the
mystical traditions of India. Knowledge of Yogic meditation practices was disseminated through translations of a work called The Pool of Nectar (Amṛtakunda). A study
of the Islamic reception of this work has, however, concluded that it provided only “a
very narrow window onto the world of Indian religions, and one that to many readers
was hardly distinguishable from the standard occult and mystical practices found in
Islamicate society.”9 It would really be the Islamic invasions of India that created the
conditions for renewing al-Bı ̄rūnı ’̄ s project. His observation that Sufism seems a good
match for Indian religious belief was borne out by the success of Islamic mysticism in the
subcontinent. This syncretic trend would come to a climax in the work of Dārā Shikūh,
a prince who lived in the seventeenth century during the time of Islamic domination
in India.10 He translated some of the Upaniṣads into Persian and wrote a treatise
called Confluence of the Oceans, the title a reference to the agreement between Indian and
Islamic culture, with the latter understood primarily in terms of philosophical Sufism.
By this time information about Indian culture and philosophy was finding its way
to Europe as well. The results were not always edifying.11 Dārā Shikūh’s younger
contemporary John Locke mocked the conception of a mysterious underlying
substance put forward by some of “our European philosophers” by comparing it
to the fanciful proposal of a “poor Indian philosopher who imagined that the earth
wanted some thing to bear it up,” and suggested that the earth rests upon an
elephant which is further supported by a tortoise. Another great name of European
thought rose to the defense of India, though. Gottfried Wilhelm Leibniz chastised
Locke, writing that “this [Indian] conception of substance, for all its apparent
thinness, is less empty and sterile than it is thought to be. Several consequences
arise from it; these are of the greatest importance to philosophy, to which they can
give an entirely new face.”12
Obviously these remarks do not suggest a deep knowledge of Indian intellectual
history, but increasingly there were opportunities to learn more. Alison Gopnik has
raised the intriguing possibility that David Hume may have been acquainted with
Buddhist philosophy.13 When he was writing the first and most significant statement of his philosophy, the Treatise of Human Nature, Hume was in residence at the
Jesuit academy La Flèche. Here he could have encountered a much older man named
Charles Dolu, who had been on a trip to Siam in the s. Dolu was in turn
acquainted with Ippolito Desideri, who had done missionary work in Tibet. Both
Desideri and Dolu were well informed about Buddhism, with Desideri even writing
a treatise about what he called a “false and peculiar religion observed in Tibet.”
Sounding a bit like al-Bı ̄rūnı ̄, he stated that people should know more about this
religion in order to “contest” it, and highlighted what he called its “Pythagoreanism,”
presumably meaning its commitment to reincarnation. Gopnik summarizes her
findings better than we could: “in Hume, apparently rusticating in the peace of a
small town in France, was only one remove away from the ideas of philosophers
thousands of miles and a cultural gulf away in Siam and Tibet.”14
Perhaps, then, it is no coincidence that some of Hume’s proposals, including his
empiricism and skepticism about the self, are strikingly reminiscent of Buddhism.
To this we can add that Hume’s Treatise was most certainly influenced by Nicolas
Malebranche and Pierre Bayle, who in turn knew something of Chinese philosophy.
Malebranche even wrote a work in called Conversation between a Christian
Philosopher and Chinese Philosopher, while Bayle’s Historical and Critical Dictionary, published five years earlier, offers a description of “Chinese” philosophy that consists
basically in a presentation of the Buddha’s life and thought. Again, a skeptical
attitude toward the soul comes to the fore here, giving us another conduit for the
Buddhist doctrine of no-self into European culture.
Yet another source for Indian ideas was the well-traveled François Bernier, who
had been to India and served as court physician for none other than the aforementioned Mughal prince Dārā Shikūh. Bernier tells of how he exchanged ideas with one
of the court intellectuals who helped Dārā Shikūh translate the Upaniṣads. Writing
from the Persian city of Shı ̄rāz in , Bernier said, “Do not be surprised if without
knowledge of Sanskrit I am going to tell you many things taken from books in that
language,” for he had benefitted from a three-year collaboration with this “paṇḍit.”
The two had philosophical debates facilitated by Bernier’s own translations of
Gassendi and Descartes into Persian.15 Again, we can forge a link to Hume here.
Bernier made known the Indian metaphor comparing God to a spider who extends
“filaments” out from itself and then withdraws them: in the same way the divine
creation will ultimately be undone as all things collapse back into God. In his
Dialogues Concerning Natural Religion, Hume refers to this analogy and ascribes it to
“brahmins.” He is, however, dismissive of the idea, saying that it is a “species of
cosmogony, which appears to us ridiculous; because a spider is a little contemptible
animal, whose operations we are never likely to take for a model of the whole
universe.”16
As we move forward into the nineteenth century, we finally see Europeans
catching up with al-Bı ̄rūnı ̄ by making Indology a serious intellectual enterprise.
A key figure here was Henry T. Colebrooke, who translated mathematical and
philosophical works from India into English. There’s another tantalizing connection
here, this time between Colebrooke and the philosopher John Stuart Mill. You’d
expect Mill to know quite a lot about India, given that his father James Mill was an
administrator in the East India Company and author of the colonial manifesto A
History of British India. Yet the younger Mill’s philosophical works fail to make any
explicit use of Indian philosophy. He would, however, probably have known about
a lecture given by Colebrooke in , which explained the materialist theory of
mind put forward by the Cārvāka school. As we proposed in Chapter , this theory
is comparable to emergentism in the philosophy of mind, a theory that is sometimes traced back to Mill. He sounds rather like a follower of Bṛhaspati, founder of
the Cārvāka system, when he writes in his System of Logic that “All organised bodies
are composed of parts, similar to those composing inorganic nature, and which
have even themselves existed in an inorganic state . . . the phenomena of life result
from the juxtaposition of those parts in a certain manner.”17
Meanwhile, Indology was also emerging in Germany, especially with the Schlegel
brothers.18 Friedrich Schlegel learned both Persian and Sanskrit and published a
work called On the Language and Wisdom of the Indians, while his brother August
Wilhelm Schlegel took up the first German chair of Indology in Bonn in . We
can trace the impact of the Indologists in a figure such as G.W.F. Hegel, who was
aware of Colebrook’s essays on Indian thought, published in the Transactions of the
Royal Asiatic Society in , and who also reviewed August Wilhelm Schlegel’s work
on the Bhagavad-gı ̄ta ̄. This put Hegel in a position to evaluate the philosophical
contribution of India—or at least it gave Hegel the impression that he was in such a
position. For him the Indians had reached only a rather primitive stage in the
development of “spirit (Geist).” They had a completely abstract notion of substance
as a single, underlying principle, which they identified with an equally abstract and
empty subject-hood. Again we see Indian philosophy being reduced to a monolithic
teaching, with all emphasis being placed upon the monist strand within Brahmanical
thought. Hegel’s overall assessment manages to combine extravagant praise with
casual dismissal: “In the formation of the Oriental world, we do find philosophizing
too, indeed the most profound philosophizing . . . but insofar as it remains the
most profound, it remains also abstract . . . For us the real philosophy begins only
in Greece.”19
A more positive assessment of the Indian tradition can be found in Arthur
Schopenhauer, who on occasion went so far as to describe himself as a Buddhist.20
He was also tremendously impressed by material from the Upaniṣads, which he read
in an Latin translation based on the Persian translation of (you guessed it) Dārā
Shikūh. Schopenhauer said of this text, “it is the most profitable and sublime reading
that is possible in the world; it has been the consolation of my life and will be that of
my death.”21 It’s not so easy to say whether Schopenhauer’s admiration for Indian
thought went together with actual influence on his own thought. He was quite
explicit in claiming agreement with Buddhism, along with the medieval mystical
author Meister Eckhart.22 In a passage not entirely free of Hegel’s mixture of praise
and condescension, he wrote, “the Buddha, Eckhart and I all teach essentially the
same, Eckhart within the bounds of his Christian mythology. In Buddhism, these
ideas are not encumbered by any such mythology, and are thus simple and clear, to
the extent that a religion can be clear. Complete clarity lies with me.”23 However,
Schopenhauer also insisted that when he began his great work The World as Will and
Representation, he was as yet unacquainted with Buddhist philosophy, or at least with
those aspects of it that resonated with his own system.
It’s telling that, his appreciative mindset notwithstanding, Schopenhauer was still
prone to lump Indian traditions together as if they all converged on a single
philosophical doctrine. Our own tour through those traditions has revealed the
stark opposition between, say, the Vedānta monism of consciousness and Buddhist
skepticism regarding the self. But Schopenhauer saw little if any difference between
union with the Upaniṣadic brahman and the Buddhists’ state of liberation, achieved
through abandonment of desire and “will.” For Schopenhauer brahman was simply
the “will” of his own philosophy, a self or subject that can see things “as a whole” sub
specie aeternitatis, or “from an eternal point of view.” It’s an idea that would later be
taken over by Wittgenstein, who writes in his Tractatus logico-philosophicus (§.),
“The view of the world sub specie aeternitatis is the view of it as a—limited—whole.
The feeling of the world as a limited whole is the mystical feeling.”
In our view, this does not really do justice to the Indian sources on which
Schopenhauer was drawing. As you may recall from our presentation of the
Upaniṣads, we take its exploration of brahman to concern the phenomenology of
consciousness. It is the underlying subject of thought and perception, not a principle of agency or willing.24 This is not atypical of the European reception of Indian
thought. By the time of Schopenhauer vastly more was known about Indian
philosophy than the Greeks could have known in antiquity. The translations from
Sanskrit that we were missing in Hellenic culture were now available, and scholars
like Colebrooke and the Schlegel brothers were making India the object of sustained
and careful philological attention. Yet with such figures as Hume, Hegel, and
Schopenhauer, we still see Europeans being influenced as much by what they
assumed Indian philosophy should be saying, as by what it really said.
There would, of course, be much more to say about the engagement between
Europe and ancient India. Here we have only touched on a few of the more famous
names, and we have not taken our story into the twentieth century, when two
holders of the Spalding Professorship at Oxford, Sarvepalli Radhakrishnan and
Bimal Krishna Matilal, worked hard at convincing British philosophers to pay
attention to the riches of India. Radhakrishnan’s attempt to display India’s rich
tradition of philosophical idealism was unfortunately mistimed. By then the
short-lived school of British Idealism had already begun to fall into disregard. Matilal
had greater success in introducing his Oxford colleagues to a rich vein of Indian
epistemology. Peter Strawson, Derek Parfit, and Michael Dummett have all paid
tribute both to Matilal’s own philosophical brilliance and to the importance of the
Indian ideas he brought to their attention (in the case of Parfit, the Buddhist analysis
of persons, and for Strawson, the descriptive metaphysics of Nyāya and Vaiśeṣika).
Now, in the twenty-first century, there is really no excuse for philosophers to
imagine along with Hegel that “real philosophy” began only with the Greeks.
49
WHAT HAPPENED NEXT
INDIAN PHILOSOPHY AFTER
̄ A
DIGNAG
I
n this book our goal has been a modest one: to introduce you to what is a vast
philosophical tradition of antiquity. Thus we have had to skip over many barely
known figures and movements, and even with the ones we have managed to include,
we can hardly claim to have done them full justice. We began with texts older than the
Presocratics of ancient Greek thought and worked our way forward as far as Dignāga
and his contemporaries around AD . Initially, philosophy appeared above all as a
reflection on the way one lives one’s life. Doing philosophy was the way to reach some
final desirable end state, mokṣa or nirvāṇa, a release from all-too-human suffering. These
“philosophies of path and purpose” included the ancient wisdom of the Vedas and the
Upaniṣads, poetic visions of the unity of humanity, ritual, and cosmos. Under this
heading we also considered the original teachings of the Buddha and Mahāvı ̄ra. We
counted the vast epic, the Mahābhārata, which contains within it the Bhagavad-gı ̄tā, as
another thread woven into the rope of thought through time that was early Indian
philosophy. Sticking with the weaving theme, we then turned our attention to what we
called the “Age of the Sūtra” (remember, sūtra actually means “thread”). The philosophical texts from this period were highly compressed and aphoristic in nature, hence
extremely hard to figure out without the aid of an interpretive gloss. Thus we also met
the great commentators who are really responsible for bringing systematicity into the
Indian debate, and for the evolution of the “schools” of Nyāya, Vaiśeṣika, Sāṃ khya,
Yoga, Mı ̄māṃ sā, Vedānta, and Cārvāka.
Buddhist and Jaina philosophers were not to be left out. Their switch to Sanskrit
fundamentally transformed philosophy in India until the end of the first millennium. One of the keenest and most fascinating Buddhist philosophers in this period
was Nāgārjuna, whose formidable assault on the metaphysical notion of svabhav̄ a or
“self-nature” inspired the formation of a branch of Buddhist philosophy known as
Madhyamaka, the “Middle Way” philosophy. Another was Vasubandhu, who both
standardized Abhidharma in Sanskrit and laid the foundations for another new
̄
school of Buddhism, Yogācāra. We looked also at the early philosophers of Jainism,
including Umāsvati, and their perspectival approach to epistemology. After picking
our way through all this early history of Indian philosophy, we finally got on to
Dignāga, a philosophical genius of the highest order, who should make it onto even
the most selective list of greatest philosophers in history. His work was decisive in
shaping the next period of Indian philosophy, a cosmopolitan “age of dialogue” in
Sanskrit that lasted until the collapse of Buddhism in India.
We are not alone in seeing Dignāga as the inaugural figure in an entirely new
epoch in Indian philosophy, although scholars have different opinions as to the
reasons for his extraordinary influence. Of course we have put the emphasis on his
theoretical innovations and his invention of new philosophical methods, including
new ways of defining terms and new formalizations of sound argumentation. But
others have noted that he also invented a new way of writing philosophy. Lawrence
McCrea says that Dignāga “initiated a sudden, widespread and radical transformation in the reading, citational, and discursive practices of Sanskrit philosophers, a
transformation perhaps even more dramatic in its effects than Dignāga’s specifically
philosophical contributions . . . He makes the systematic investigation of and
response to the texts of rival philosophical traditions a basic organizing principle
of his own work.”1 These new ways of arguing and writing about philosophy were
immediately taken up by a large sector of the philosophical community and rapidly
became the hallmark of philosophical activity in a broad Sanskrit cosmopolis that
was to endure for centuries and whose geographical borders spread well beyond the
subcontinent.
We have occasionally glimpsed further ahead, for instance when discussing the
ideas of Abhinavagupta who lived into the eleventh century (he appeared in our
discussions of aesthetics and Tantra in Chapter ). Furthermore we have picked out
topics and themes for particular attention, such as non-violence, the role women
played in the early history of Indian philosophy, animals, karma, and time. In effect
we have covered the first millennium and a half of Indian philosophy, which isn’t
too bad for single volume. If anything, things really picked up speed in the next
millennium and a half, between Dignāga and the present day. A huge amount of
philosophy happened on the Indian subcontinent in that time. Perhaps we will
return to treat it properly in a future installment of this book series. For now, we will
round off this book with the briefest of hints as to the history of philosophy in India
from Dignāga onwards.
It is something of an irony that, despite his enormous impact, the works of
Dignāga in Sanskrit were lost for a long time. The reason for this is that he was
blessed, or possibly cursed, in having an extremely brilliant successor, Dharmakı ̄rti.
̄
As we’ve seen, it was Dharmakı ̄rti’s work that provided the canon for later authors,
widely disseminated, commented on, and attacked even as Dignāga’s own writings
faded into the background. For at least three centuries, most serious philosophy in
India took Dharmakı ̄rti as its principal point of reference in one way or another. As
the various schools developed, with him as their foil, they achieved great progress in
articulating their core beliefs and providing them with arguments of a higher caliber
than had been necessary before. Many important figures come from Kashmir,
including Śaiva thinkers like Utpaladeva and the aforementioned Abhinavagupta,
as well as the major Nyāya philosopher Jayanta Bhaṭtạ .
We saw that skepticism played an important role in Indian thought from an early
period—it may even have helped to trigger ancient Greek skepticism—and that
continued to be the case in later times. In the ninth century Jayarāsí described
himself as a lion who had come to upturn every philosophical cart, but matters
really came to a head with a revolutionary critique of the fundamentals of praman̄ ̣a
epistemology provided by Śrı ̄harṣa. His twelfth-century philosophical classic,
Amassed Morsels of Refutation (Khaṇḍanakhaṇḍakha ̄dya), is a brilliant destructive analysis
of the definition-mongering philosophical activities of past generations of thinkers.
Śrı ̄harṣa attempted to demonstrate that a philosophical method based on the
search for definitions is misguided, indeed incoherent. He developed a rival
method, a method of refutation, to expose as vacuous the way of doing philosophy pursued so influentially by Dignāga. This new method required Śrı ̄harṣa to
reconstruct the best possible version of any definition, not merely the best one
anyone had actually formulated. His ability to articulate philosophical positions
with greater insight, accuracy, and acuity than their own proponents is nothing
short of astonishing.
Various other sorts of philosophical critique also gathered momentum. One
came from new developments in Mı ̄māṃ sa philosophical theory about the nature
of inquiry, still pursued within the traditional framework of defending the legitimacy and authority of Vedic knowledge. To suppose that the Vedas are authoritative
is to accept as unquestionable the truth of the beliefs we take from them; if the
Veda teaches something then there is no need to engage in verification. This led
Brahmanical thinkers to reflect on methodology and the nature of knowledge, as
they contested the notion that truth must be the outcome of discovery and
confirmation. Another sort of critique came in the form of a growing challenge to
the metaphysics of commonsense. A series of increasingly sophisticated Advaita
philosophers sought to undermine the assumption that appearance is trustworthy,
and in particular that there is a world populated by everyday objects that are grasped
by many distinct knowers.
̄
In the fourteenth century, and in response to all these different pressures, we
would highlight another philosopher who transformed his philosophical landscape:
_ a. He wrote only a single book, one that styles itself as the “jewel that fulfills
Gangeś
the wish for truth” (Tattvacintāmaṇi). His new conceptual methodologies, his
response to the general skepticism of Śrı ̄harṣa and the more specific challenges to
inquiry from Mı ̄māṃ sā and Advaita, rapidly gained currency throughout the Sanskrit world. Indeed, use of this new method, which was called Navya-Nyāya (“the
New Nyāya”), spread to all intellectual disciplines. It was to prove especially influ_ a’s new method was a
ential in the field of jurisprudence. The heart of Gangeś
meticulous technique for the disambiguation of terms and assertions, so that an
opponent’s thesis could be carefully separated into a variety of possible readings,
each of which could then be individually refuted.
The sixteenth and seventeenth centuries were an extraordinary period for philosophy in India. This was partly, but only partly, the result of new encounters with
Persian culture. Exposure to new paradigms of thinking led Sanskrit philosophers to
innovate self-consciously, to think with the old structures but not defer to them. An
astonishingly large number of works in Sanskrit exists from this period. In the
writings of those philosophers who followed the revolutionary Navya-Nyāya
thinker Raghunātha Śiromaṇi, from about the middle of the sixteenth century
until the middle of the eighteenth, there is a metamorphosis in epistemology,
metaphysics, semantics, and philosophical logic. The works of these philosophers,
many of whom lived in Raghunātha’s hometown of Navadvı ̄pa in Bengal, are full of
phrases indicative of a newly open and exploratory attitude, phrases like “this
should be considered further,” or “this needs to be reflected on.” It was not new
exegesis of the ancient texts that drove this work but inquiry into the problems
themselves, along with a sense of engaging in an ongoing project. A second group
of philosophers, this time based in Vārāṇası ̄ (Benares), and again profoundly
influenced by Raghunātha, sought to use his work in reinterpretations of ancient
metaphysics, sometimes with the support of the Islamic rulers of Mughal India. At
the same time, and in opposition to Raghunātha’s band of new reasoners while
also co-opting his methods, the works of thinkers like Madhusūdana Sarasvatı ̄,
Appayya Dı ̄kṣita and Nı ̄lakaṇtḥ a Caturdhara brought a distinctive renewal to
Advaita Vedānta.
In tandem with these developments in Sanskrit literature, Muslim philosophers
were producing important and innovative philosophy in parallel centers of Islamic
learning. Three important Islamic trends in India emerge during the seventeenth and
eighteenth centuries. As we mentioned in the last chapter, there was the bilingual
project of Dārā Shikūh and others who translated philosophy from Sanskrit into
̄
Persian. Then there was the Sufi philosophy of Muḥibballāh Ilāhābādı ̄, a prolific
author in Persian and Arabic and defender of the Andalusian mystic Ibn ʿArabı ̄.
Finally there was debate between Avicennan thinkers, such as the influential
philosopher Maḥmūd Jawnpūrı ̄, and Illuminationists. Meanwhile, Muḥibballāh
al-Bihārı ̄’s Sullam al-ʿulūm is a milestone seventeenth-century Indian textbook
in Arabo-Islamic logic.2 Unfortunately, we still have only the most rudimentary
understanding of the nature of intersections between Sanskrit, Persian, and Arabic
philosophical scholarship in early modern India. Nor at present do we have much
insight into the dynamics of philosophical activity in Indian vernacular languages in
the period.
We next move to the era of British colonial occupation which, for all its
depredations, was not quite the total disaster for indigenous philosophy in India
that one might expect. One effect it did have was to foreground new philosophical
priorities, especially the need to respond to an incompatibility at the heart of the
colonial project. On the one hand were the pretensions of European claims concerning the values of liberty, tolerance, equality, and secularism. On the other hand
were the multiple and manifest illiberalities, intolerances, and inequalities of colonial rule, which began first during a period of exploitative governance by the East
India Company from the Battle of Plassey in until the failed Independence War
in , and then under direct colonial rule by the British Crown until independence
was finally won in . Brilliant Indian thinkers like Gandhi, Nehru, Ambedkar, and
Tagore, now often writing in English, made political and social philosophy the
center of philosophical activity in India, whereas in earlier times it had been mind,
language, epistemology, and metaphysics. Meanwhile, other philosophers reflected
deeply on the nature of the subject, its freedom, agency, and identity, in a concerted
effort to formulate the philosophical grounds of an intellectual decolonization. In
the struggle for freedom from political and intellectual servitude the whole of India’s
philosophical past became an immense resource. In particular its perceived spirit of
negotiated pluralism and non-coercive cosmopolitanism were made central to the
design of a post-independence nation.
Philosophy has continued to progress in India from the s to the present day.
Though sometimes struggling to find a voice inside universities first established in
the Victorian era, and understandably taking a backseat to the more urgent task of
rebuilding the Indian economy after the ravages of extractive colonial governance,
there are positive signs that as India enters a new period of economic prosperity,
philosophy will again assume its traditional place at the very heart of Indian society
and culture. And thanks both to new perspectives from the South Asian diaspora, as
well as to a new generation of philosophers in the West who have a more global and
̄
cosmopolitan view of the discipline than their predecessors, the study of Indian
philosophy in universities around the world is enjoying a period of unprecedented
growth. Should this make us expect that insights from Indian thought will be
brought into philosophy as it is taught and researched outside India? Of course
our hope is that this book and other efforts to familiarize a broad audience with this
tradition will give philosophers a push in that direction.
In that spirit, we’ll conclude by noting a few areas where the Indian contribution
seems both distinctive and promising from a contemporary point of view. Let’s
begin with the famous Indian ethic of non-violence toward animals.3 As you may
recall from Chapter , the rationale given against harming animals was very
different from what we usually hear today from partisans of animal welfare,
including philosophers who concern themselves with this issue. If you consider
a prominent figure in today’s philosophical discussion like Peter Singer, you
find utilitarian principles being used to argue for better treatment of animals. It is
because animals can suffer and get something positive out of life that we should
avoid harming them. Other animal ethicists take a rights-based approach, arguing
that animals have just as much claim to liberty and welfare as we do. Taken
sufficiently seriously, a position like this could justify complete animal “liberation,”
not in the Buddhist or Jaina sense of that term, but meaning the abolition of all use
of animals for human purposes.
By contrast the ancient Indian commitment to non-violence was a holistic way of
life, with avoidance of animal suffering as only one of its many consequences or
aspects. To live in accordance with ahiṃ sa ̄ is to take a certain attitude toward all
living things, including plants, to oneself, and even toward inanimate objects.
Kicking a stone in anger could be a violation of this ethic, even though the stone
has no rights or ability to suffer. As the Mahab̄ har̄ ata puts it, “ahiṃ sa ̄ is the dharma. It is
the highest purification. It is also the highest truth from which all dharma proceeds”
(§.). It would be interesting to see whether a modern-day philosopher could
revive this Indian teaching, putting the avoidance of violence at the center of an
ethical theory rather than trying to extract non-violence out of some other core
notion like the evil of suffering or the acknowledgement of rights. The relatively
recent revival of Aristotelian ethics, which has a similar holism and commitment
to virtue as a way of life, could perhaps offer a framework or at least an analogy
for this project.
In metaphysics we’ve seen a number of theories that are fascinating and important for a global history of philosophy, but not so likely to appeal to the average
philosopher of today. The prospects for a comeback of Sāṃ khya category theory
with its lists of different types of entities, or of Vedānta monism, seem rather
̄
remote. But the metaphysical theory (if it is right to call it a “theory”) of another
author might be a more plausible source of inspiration. The author we have in mind
is Nāgārjuna. His patterns of reasoning have already been compared to non-classical
logic, and his ideas about emptiness and dependent origination might also be worth
revisiting. Let’s assume for the sake of argument that we were right in our interpretation of him (after all, it’s our book): we argued that to say things are “empty” is
to claim that they have no fixed intrinsic essence or nature. Rather, the being of
things would be purely relational. This, it seems, could be an exciting idea for a
modern-day metaphysician. Rather than thinking of the world as being made up
of discrete objects that then bear relations to one another, what if we took the
relations as the fundamental building blocks? At the very least some philosophers
today are ready to admit that relations are “ineliminable” from our view of
the world, in other words that we cannot just translate all talk of relations into
non-relational properties. And some would say that a relational view of things
may fit with modern physics better than a view based around intrinsic natures.4
Nāgārjuna could be a formidable ally to philosophers who are already inclined to
think that way.
Then there’s epistemology, which as we’ve seen was one of the most abiding
concerns of the ancient Indian philosophers. Here we have seen both constructive
contributions to the theory of knowledge, in the form of developments of the
theory of prama ̄ṇas, and also rich skeptical traditions. We referred to Śrı ̄harṣa earlier,
and his critique of epistemology seems indeed to be attracting the attention of
contemporary epistemologists. Something similar is true of Sanskrit work in the
philosophy of language, especially its highly developed accounts of metaphor and
literary significance. Yet perhaps the area where there has been most activity in
the direction of a cross-cultural philosophy has been in the philosophy of
mind. Indian theories of mind have fed into contemporary progress in the
area of cognitive science and in new philosophical understandings of consciousness, attention, and self-representation. The celebrated Oxford philosopher
Michael Dummett thought that philosophy of mind was the area in philosophy
which would profit most from collaboration between philosophers working in
divergent traditions.
We conclude on an emphatic note by saying that classical Indian thought has
everything a historian of philosophy could want. It is a tradition rich with interpretive challenges, full of subtle texts that respond to one another and are often
intriguing in their literary form. It has been historically influential, to some extent on
European ideas but above all in cultures across Asia. It addressed core questions in
every area of philosophy, advancing novel ideas in many if not all of these areas,
̄
including ideas that could be taken up by contemporary thinkers. This may not
mean that everyone with a serious interest in philosophy has an obligation to learn
something about Indian philosophy, but it does mean that any philosopher can
benefit greatly from doing so. There is no better illustration of the rewards to be had
from pursuing the history of philosophy without any gaps.
NOTES
Preface
. African oral traditions will be covered in a future volume of this book series, now being
written in collaboration with Chike Jeffers.
. For the question of just how independent the two traditions were, see Chapters and
in this volume.
. For other introductory overviews of Indian thought, see the first part of the “further
reading” section offered at the end of this book. That reading list also provides a short
bibliography for each general topic covered in the volume. For primary texts in translation and secondary literature dealing with more specific issues, please see the notes to
each chapter.
Chapter
. P. Olivelle (trans.), Upaniṣads (Oxford: ), §...
. Our thanks to Chike Jeffers for suggesting this way of putting the contrast.
. This section is translated in D. Sarma, Classical Indian Philosophy: A Reader (New York: ),
–.
. See P. Hadot, What is Ancient Philosophy? (Cambridge, MA: ).
. Book , Part , Chapters –. James Fitzgerald (trans.), The Maha ̄bha ̄rata, Volume
(Chicago: ), –.
. Fitzgerald, The Maha ̄bha ̄rata, .
Chapter
. For the challenges of offering such a division, see E. Franco (ed.), Periodization and
Historiography of Indian Philosophy (Vienna: ).
. We here pass over the complicated question of the relation between modern-day Hinduism and these classical sources. See on this R. Thapar, “Imagined Religious Communities?
Ancient History and the Modern Search for a Hindu Identity,” Modern Asian Studies
(), –.
. H. Bechert (ed.), The Dating of the Historical Buddha (Göttingen: ).
. For subsequent developments not covered in detail in the present volume, see Chapter .
. For instance R. King, Indian Philosophy: An Introduction to Hindu and Buddhist Thought
(Washington, DC: ), .
. Admittedly the term dars ́ana was used by the eighth-century Jaina doxographer Haribhadra, and others following him, to refer to a perspective or doctrine. See also on this
̄kṣikı ̄, Philosophy,” in his India and Europe: An Essay
terminology W. Halbfass, “Dars ́ana, Anvı
in Understanding (Albany: ), –.
. For an English translation, see P. Olivelle, King, Governance and Law in Ancient India: Kauṭilya’s
Arthas ́astra (Oxford: ). The relevance of the passage has also been noted in J. Ganeri’s
introduction to the Oxford Handbook of Indian Philosophy (Oxford: ), –.
Chapter
. For a summary of the current thinking, see G. Flood, An Introduction to Hinduism
(Cambridge: ), –. See also E. Bryant, The Quest for the Origins of Vedic Culture: The
Indo-Aryan Migration Debate (Oxford: ).
. R. Thapar, The Penguin History of Early India from the Origins to (London: ), .
. S. Jamison and J. Brereton (trans.), The Rigveda: The Earliest Religious Poetry of India (Oxford:
), §..
. All translations of the Upaniṣads are taken from P. Olivelle (trans.), Upaniṣads (Oxford: ).
. ., Jamison and Brereton (trans.).
. See also Maha ̄bha ̄rata §., Great Forest Upaniṣad §..
. Thapar, Penguin History, .
Chapter
. See further L. Patton, “Veda and Upaniṣad,” in S. Mittal and G. Thursby (eds), The Hindu
World (London: ), –. All translations are drawn from P. Olivelle (trans.), Upaniṣads
(Oxford: ).
. On dating the various texts, see H. Nakamura, A History of Early Veda ̄nta Philosophy (Delhi:
), part , –.
. On the idea of secrecy, see B. Black, “The Rhetoric of Secrecy in the Upaniṣads,” in
S. Lindquist (ed.), Essays in Honor of Patrick Olivelle (Florence: ), –.
. J. Brereton, “The Upaniṣads,” in W.T. de Bary and I. Bloom (eds), Approaches to the Asian
Classics (New York: ), –, at .
. Wittgenstein’s remark that “the spirit of the snake, of the lion, is your spirit. For it is only
from yourself that you are acquainted with spirit at all” (Notebooks – (New York:
), trans. G.E.M. Anscombe, e) has been claimed by some to reveal an echo of this
Upaniṣadic thought.
. On the models of God as potter, magician, and spider, see B.K. Matilal, Logical and Ethical
Issues: An Essay on Indian Philosophy of Religion (Calcutta: ), –. For more on Hume
and Indian thought, see this volume, Chapter .
Chapter
. On this, see J. Frazier, “Natural Theology in Eastern Religions,” in R. Manning (ed.), The
Oxford Handbook of Natural Theology (Oxford: ), –.
. B.K. Matilal, Ethics and Epics (Delhi: ; reprinted ), .
. For an overview, see S. Jamison and J. Brereton (trans.), The Rigveda: The Earliest Religious
Poetry of India (Oxford: ), –.
. Cf. Kena Upaniṣad .: “By whom impelled, by whom compelled, does the mind soar forth?
By whom enjoined does the breath, march on as the first? By whom is this speech
impelled, with which people speak? And who is the god that joins the sight and hearing?”
. This chapter is based in part on the discussion of the Upaniṣads in J. Ganeri, The Concealed Art
of the Soul: Theories of Self and Practices of Truth in Indian Ethics and Epistemology (Oxford: ).
Chapter
. See J. Bronkhorst, Karma (Hawaii: ), –.
̄vikism and Jainism (London: ).
. See further P. Balcerowicz, Early Asceticism in India: Ajı
. For the former view, see H.W. Tull, The Vedic Origins of Karma: Cosmos as Man in Ancient
Indian Myth and Ritual (Albany: ), and for the latter, J. Bronkhorst, Greater Magadha:
Studies in the Culture of Early India (Leiden: ), summarized briefly in Bronkhorst, Karma,
ch. .
. W. Doniger O’Flaherty (ed.), Karma and Rebirth in Classical Indian Traditions (Berkeley: ),
xvi–xvii.
. The Long Discourses of the Buddha, M. Walshe trans. (Somerville, MA: ), . This is also
the source for the following quote concerning the Cārvākas ().
. Matilal, Ethics and Epics, .
. See further Chapter in this volume and C. Framarin, “Good and Bad Desires: Implications of the Dialogue between Kṛsn
̣ ̣a and Arjuna,” International Journal of Hindu Studies
(), –. For the work, see J.A.B. van Buitenen, The Bhagavadgı ̄ta ̄ in the Maha ̄bha ̄rata:
Text and Translation (Chicago: ) or R.C. Zaehner, The Bhagavadgı ̄ta ̄, with a Commentary
Based on the Original Sources (Oxford: ). Translations are from the Zaehner edition.
. This chapter is based in part on the discussion of karma in J. Ganeri, The Concealed Art of the
Soul: Theories of Self and Practices of Truth in Indian Ethics and Epistemology (Oxford: ).
Chapter
. F. Staal, “Ritual, Grammar and the Origins of Science in India,” Journal of Indian Philosophy
(), –, at .
. For a summary, see R.N. Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, vol. : Introduction to the Aṣtạ ̄dhya ̄yı ̄
as a Grammatical Device (New Delhi: ), –.
. Cited in F. Staal, “The Concept of Metalanguage and its Indian Background,” Journal of
Indian Philosophy (), –, at .
. For Buddhists too, religious concerns play a background role in the investigation of
language, which is seen as necessary for liberation and yet as an obstacle to achieving it.
See R. Tzohar, A Yoga ̄ca ̄ra Buddhist Theory of Metaphor (Oxford: ).
. Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, .
. On the importance of action in his grammar, see G. Cardona, “Pāṇini’s Ka ̄rakas: Agency,
Animation and Identity,” Journal of Indian Philosophy (), –, and for the
absence of grammatical subject.
. Quoted at Cardona, “Pāṇini’s Ka ̄rakas,” .
. B.K. Matilal, “The ka ̄raka Theory,” in his The Word and the World: India’s Contribution to the
Study of Language (Delhi: ), ch. .
. Staal, “Ritual, Grammar,” .
. Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, .
. For the following, see Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, –; Cardona, “Pāṇini’s Ka ̄rakas,”
–.
. For this, see P. Kiparsky, Some Theoretical Problems in Pa ̄ṇini’s Grammar (Poona: ), –,
criticized by Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, –.
. Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, .
. Sharma, The Aṣtạ ̄dhya ̄yı ̄ of Pa ̄ṇini, .
. Staal, “The Concept of Metalanguage,” .
. Or at least these have been credited to him: see Staal, “Ritual, Grammar,” –.
. Our thanks to Malgorzata Wielinska-Soltwedel for advice on this chapter.
Chapter
. For a summary of the biographical material, see the first part of H.H. Penner, Rediscovering
the Buddha: Legends of the Buddha and Their Interpretation (Oxford: ).
. This material is presented in P.E. Karetzky, The Life of the Buddha: Ancient Scriptural and
Pictorial Traditions (Lanham: ). It should be noted that in this and the next chapter, we
are really describing Buddha as he appears in these various sources and not necessarily
making claims about the historical Buddha himself.
. For a discussion of the vocabulary of desire in early Buddhist thought, see D. Webster,
The Philosophy of Desire in the Buddhist Pa ̄li Canon (London: ), ch. .
. B. Bodhi (trans.), The Connected Discourses of the Buddha (Somerville, MA: ), .
. Bodhi, Connected Discourses, .
. See the discussion at Webster, The Philosophy of Desire, –.
. B. Matthews, Craving and Salvation: A Study in Buddhist Soteriology (Ontario: ), , cited at
Webster, The Philosophy of Desire, .
. B. Ñāṇamoli and B. Bodhi (trans.), The Middle Length Discourses of the Buddha (Somerville,
MA: ), –.
. For an English version, see I.B. Horner (trans.), Milinda’s Questions (Oxford: ). The
passage in question, which is at §., is discussed by A.D. Carpenter, Indian Buddhist
Philosophy (Durham: ), –.
. Buddhaghosa, The Path of Purification, B. Ñāṇamoli (trans.) (Kandy: ), . On this
passage, see S. Radhakrishnan and C.A. Moore, A Sourcebook in Indian Philosophy (Princeton: ), .
. The example is not casually chosen: in ancient Greek elements were called stoicheia,
which also means “letters.” For a text exploiting the example, see Plato’s Theaetetus a–
b. Plato also gives the example of a wagon made up of parts (a), which is highly
reminscent of Nāgasena’s chariot.
. Ñāṇamoli and Bodhi, Middle Length Discourses, .
. Connected Discourses, –. See further J.P. McDermott, “Karma and Rebirth in Early
Buddhism,” in W. Doniger O’Flaherty (ed.), Karma and Rebirth in Classical Indian Traditions
(Berkeley: ), –; the dog analogy is cited at .
. Buddhaghosa, The Path to Purification, . He says here explicitly that causation replaces
identity.
. On this view, see L. Priestly, Pudgalava ̄da Buddhism: The Reality of the Indeterminate Self
(Toronto: ).
. M. Walshe (trans.), The Long Discourses of the Buddha (Boston: ), .
. Ñāṇamoli and Bodhi, Middle Length Discourses, .
Chapter
. B. Ñāṇamoli and B. Bodhi (trans.), The Middle Length Discourses of the Buddha (Somerville,
MA: ), –.
. Ñāṇamoli and Bodhi, Middle Length Discourses, .
. K.N. Jayatilleke, Early Buddhist Theory of Knowledge (London: ), .
. Quoted from B. Watson (trans.), The Lotus Sūtra (New York: ), .
. See also J. Schroeder, “Truth, Deception, and Skillful Means in the Lotus Sūtra,” Journal of
Indian Philosophy . (), –.
. A. von Staël-Holstein (ed.), The Ka ̄s ́yapa-parivarta: A Maha ̄ya ̄nasūtra of the Ratnakūtạ Class
(Peking: ), –.
. Ñāṇamoli and Bodhi, Middle Length Discourses, .
. I.B. Horner (trans.), Milinda’s Questions (Oxford: ), .
. On the ethical dimension of Buddhism, see D. Keown, The Nature of Buddhist Ethics
(Basingstoke: ); P. Harvey, An Introduction to Buddhist Ethics: Foundations, Values, and
Issues (Cambridge: ).
. As suggested by Harvey, An Introduction to Buddhist Ethics, .
. This chapter is based partially on the discussion of the nature of the Buddha’s teaching in
J. Ganeri, The Concealed Art of the Soul: Theories of Self and Practices of Truth in Indian Ethics and
Epistemology (Oxford: ).
Chapter
. For an English translation, see P. Olivelle, King, Governance and Law in Ancient India:
Kauṭilya’s Arthas ́astra (Oxford: ). Cited in the main text by section number.
. J.S. Strong, The Legend of King As ́oka (Princeton: ), , quoting Weber’s The Religion of
India, trans. H.H. Gerth and D. Martindale (New York: ), . On Indian political
thought, see, however, H. Scharfe, The State in Indian Tradition (Leiden: ).
. Olivelle, King, Governance and Law, .
. See the introduction to Olivelle, King, Governance and Law, and on the questions of dating
and authenticity also A.A. Vigasin and A.M. Samozvantsev, Society, State and Law in Ancient
India (New Delhi: ), – and R. Choudhary, Kautilya’s Political Ideas and Institutions
(Varanasi: ), –.
. Vigasin and Samozvantsev, Society, State and Law, .
. Translated by P. Olivelle, Manu’s Code of Law (Oxford: ). For further texts, see
P. Olivelle, Dharmasūtras: The Law Codes of Apastamba,
Gautama, Baudha ̄yana, and Vasiṣtḥ a
(Delhi: ). For a thorough exploration of this literature, see P. Olivelle and D. Davis Jr.
(eds), Hindu Law: A New History of Dharmas ́a ̄stra (Oxford: ). Note that works in the
Dharmas ́astra genre continue to be written for many centuries and are not only an ancient
phenomenon.
. On the topic in general, see K.M. Agrawai, Kauṭilya on Crime and Punishment (Almora:
).
. Choudhary, Kautilya’s Political Ideas, ; Vigasin and Samozvantsev, Society, State and Law,
–. On the Cārvāka school, see further Chapters – in this volume.
. M.V. Krishna Rao, Studies in Kautilya (Delhi: ) admits the superficial similarity, but
argues that Kauṭilya is more comparable to his near contemporary Aristotle.
. For this and the wider historical context, see R. Thapar, As ́oka and the Decline of the Mauryas
(Oxford: ), which also contains an English translation of As ́oka’s edicts (–). For
an alternative translation, see N.A. Nikam and R. McKeon (trans.), The Edicts of Asoka
(Chicago: ).
. Choudhary, Kautilya’s Political Ideas, and . On Megasthenes, see Chapter in this
volume.
. On these stories, especially the central text known as the As ́oka ̄vada ̄na, see J.S. Strong, The
Legend of King As ́oka (Princeton: ).
. Strong, The Legend of King As ́oka, .
. Strong, The Legend of King As ́oka, .
. Thapar, As ́oka and the Decline of the Mauryas, –.
. A point made by Thapar, As ́oka and the Decline of the Mauryas, .
Chapter
. On this, see S. Jamison, Sacrificed Wife, Sacrificer’s Wife: Women, Ritual, and Hospitality in
Ancient India (Oxford: ).
. Śatapatha Bra ̄hmaṇa .., translation from P. Olivelle. “Amṛtā: Women and Indian
Technologies of Immortality,” Journal of Indian Philosophy (), –, at ; see
also for the following idea of the son as a mirror image.
. W. Doniger O’Flaherty (ed.), Karma and Rebirth in Classical Indian Traditions (Berkeley:
), .
. Cited by B. Black, The Character of the Self in Ancient India: Priests, Kings, and Women in the Early
Upaniṣads (Albany: ), .
. For this, see Black, Priests, Kings and Women, –.
. As pointed out by J. Bronkhorst, Karma (Hawaii: ), –, who cites the Aitareya
Brahmana: “by means of a son have fathers always crossed over the deep darkness,
since he was born as their self from their self . . . Wish for a son, O Brahmins.”
. For the idea that women have a specific dharma, see J.L. Fitzgerald, “Dharma and its
Translation in the Mahābhārata,” Journal of Indian Philosophy (), –, at .
. P. Adamson, Philosophy in the Hellenistic and Roman Worlds (Oxford: ), ch. .
. See P.S. Jaini, Gender and Salvation: Jaina Debates on the Spiritual Liberation of Women (Berkeley:
); D.Y. Paul, Women in Buddhism: Images of the Feminine in the Maha ̄yana Tradition
(Berkeley: ).
. For all this, see K.R. Blackstone, Women in the Footsteps of the Buddha: Struggle for Liberation in
the Therı ̄ga ̄tha ̄ (Delhi: ), . We draw on this book in the following discussion of the
Therı ̄ga ̄tha ̄.
. Quoted at Blackstone, Women in the Footsteps, .
. C. Hallisey (trans.), Therı ̄ga ̄tha ̄: Poems of the First Buddhist Women (Cambridge, MA: ).
. Blackstone, Women in the Footsteps, –.
. On this episode, see E.B. Findly, “Gārgı ̄ at the King’s Court: Women and Philosophic
Innovation in Ancient India,” in Y.Y. Haddad and E.B. Findly (eds), Women, Religion and
Social Change (Albany: ), –; S.E. Lindquist, “Gender at Janaka’s Court: Women in
the Bṛhadāraṇyaka Upaniṣad Reconsidered,” Journal of Indian Philosophy (), –;
Black, Priests, Kings and Women, ch. .
. Also emphasized by Olivelle, “Amṛtā: Women and Indian Technologies,” .
. On her, see N. Falk, “Draupadı ̄ and the Dharma,” in R.M. Gross (ed.), Beyond Androcentrism:
New Essays on Women and Religion (Missoula: ); S.J.M. Sutherland, “Sı ̄tā and Draupadı ̄:
Aggressive Behavior and Female Role-Models in the Sanskrit Epics,” Journal of the
American Oriental Society (), –; B. Black, “Draupadı ̄ in the Maha ̄bha ̄rata,”
Religion Compass (), –.
. As argued by B. Black, “Eavesdropping on the Epic: Female Listeners in the Maha ̄bha ̄rata,”
in S. Brodbeck and B. Black (eds), Gender and Narrative in the Maha ̄bha ̄rata (London: ),
–.
. Translated in J. Fitzgerald, “Nun Befuddles King, Shows Karmayoga Does Not Work:
Sulabhā’s Refutation of King Janaka at MBh .,” Journal of Indian Philosophy
(), –. Cited by section number from this translation. See further R. Vanita,
“The Self is Not Gendered: Sulabha’s Debate with King Janaka,” NWSA Journal (),
–.
. Black, Priests, Kings and Women, .
. As pointed out by Lindquist, “Gender at Janaka’s Court,” .
Chapter
. For a consideration of the dilemma, comparing the Kantian treatment to that in the epic,
see B.K. Matilal, “Moral Dilemmas and Religious Dogmas,” and “Moral Dilemmas:
Insights from Indian Epics,” both in his Epics and Ethics (Oxford: ), – and –.
See further B.K. Matilal (ed.), Moral Dilemmas in the Maha ̄bha ̄rata (Delhi: ). We follow
Matilal by focusing on the issue of moral dilemmas in this chapter, which returns to
themes also discussed in J. Ganeri, The Concealed Art of the Soul: Theories of Self and Practices of
Truth in Indian Ethics and Epistemology (Oxford: ).
. For a partial English translation with summary of the untranslated sections, see J.D. Smith
(trans.), The Maha ̄bha ̄rata (London: ). Complete translations in multiple volumes are
in progress by J.A.B. van Buitenen et al. (trans.), The Maha ̄bha ̄rata (Chicago: –) and
P. Wilmot et al. (trans.), The Clay Sanskrit Library: Maha ̄bha ̄rata (–). We cite by book
and section number and quote from the Smith version.
. The multiple framing is emphasized by A. Hiltebeitel, “Not Without Subtales: Telling
Laws and Truths in the Sanskrit Epics,” Journal of Indian Philosophy (), –, at
, which is also the basis for the following observations.
. W. Halbfass, India and Europe: An Essay in Philosophical Understanding (Delhi: ), ;
compare our remarks in Chapter about using dars ́ana as an equivalent of “philosophy.”
On the early meaning of the term, see A. Hiltebeitel, Dharma: Its Early History in Law,
Religion, and Narrative (Oxford: ); A. Bowles, Dharma, Disorder and the Political in Ancient
India: The Apaddharmaparvan
of the Maha ̄bha ̄rata (Leiden: ); and Journal of Indian
Philosophy (), a special issue devoted to dharma, with further discussion in
P. Hacker, “Dharma in Hinduism,” Journal of Indian Philosophy (), –.
. Hacker, “Dharma in Hinduism,” .
. P. Horsch, trans. J.L. Whitaker, “From Creation Myth to World Law: The Early History of
Dharma,” Journal of Indian Philosophy (), –, at –.
. P. Olivelle, “The Semantic History of Dharma: The Middle and Late Vedic Periods,” Journal
of Indian Philosophy (), –, at –.
. This “empirical” approach is emphasized by Hacker, “Dharma in Hinduism,” but the
adequacy of this as a general account is questioned by A. Wezler, “Dharma in the Veda
and the Dharmas ́āstras,” Journal of Indian Philosophy (), –.
. Olivelle, “The Semantic History.”
. For the idea that an As ́okan ideal of dharma may be reflected in the Maha ̄bha ̄rata, and even
embodied by the character of Yudhiṣtḥ ira, see Bowles, Dharma, Disorder and the Political in
Ancient India, , with further references.
. Halbfass, India and Europe, .
. Apastamba
Dharmasūtra §., in P. Olivelle, Dharmasūtras: The Law Codes of Apastamba,
Gautama, Baudha ̄yana, and Vasiṣtḥ a (Delhi: ).
. On the difficulties of understanding this passage, see the discussion in Ganeri, The
Concealed Art of the Soul, –.
. D. Gitomer, “King Duryodhana: The Maha ̄bha ̄rata Discourse of Sinning and Virtue in Epic
and Drama,” Journal of the American Oriental Society (), –, at .
. Matilal, “Kṛsn
̣ ̣a: In Defence of a Devious Divinity,” Epics and Ethics, –, at .
. For this term, see J.L. Fitzgerald, “Dharma and its Translation in the Mahābhārata,” Journal
of Indian Philosophy (), –, at .
Chapter
. Reported by A. Chaudhuri, “Diary,” in London Review of Books, Dec. , .
. For the reception of the work, see C.A. Robinson, Interpretations of the Bhagavad-Gı ̄ta ̄ and
Images of the Hindu Tradition: The Song of the Lord (London: ), and for scholarly
approaches, A. Malinar, The Bhagavadgı ̄ta ̄: Doctrines and Contexts (Cambridge: ), ch. ,
with interpretations inspired by National Socialism discussed at .
. J.A.B. van Buitenen, The Bhagavadgı ̄ta ̄ in the Maha ̄bha ̄rata: Text and Translation (Chicago:
), from which we quote below. Citations are to chapter number followed by page
numbers from this translation.
. B.K. Matilal, “Moral Dilemmas and Religious Dogmas,” in his Epics and Ethics (Oxford:
), –, at . See also his “Kṛsn
̣ ̣a: In Defence of a Devious Divinity,” in A. Sharma (ed.),
Essays on the Maha ̄bha ̄rata (Leiden: ), –.
. See Malinar, The Bhagavadgı ̄ta ̄: Doctrines and Contexts, , for the idea that non-attachment
is already foreshadowed by the kṣatriya ethic of fighting regardless of outcome. For indepth discussions of agency in the Gı ̄ta ̄, see R.A. Berg, “Theories of Action in the
Bhagavad-Gı ̄ta ̄,” in A. Sharma (ed.), New Essays in the Bhagavadgı ̄ta ̄: Philosophical, Methodological and Cultural Approaches (New Delhi: ), –; S. Brodbeck, “Calling Kṛsn
̣ ̣a’s Bluff:
Non-Attached Action in the Bhagavadgı ̄ta ̄,” Journal of Indian Philosophy (), –; D.
C. Mathur, “The Concept of Action in the Bhagavadgı ̄ta ̄,” Philosophy and Phenomenological
Research (), –; G. Teschner, “Anxiety, Anger and the Concept of Agency and
Action in the Bhagavadgı ̄ta ̄,” Asian Philosophy (), –. For discussions of the implicit
normative ethics in the Gı ̄ta ̄, see C. Framarin, “Good and Bad Desires: Implications of the
Dialogue between Kṛsn
̣ ̣a and Arjuna,” International Journal of Hindu Studies (),
–; J. Anderson, “Sen and the Bhagavad Gı ̄ta ̄: Lessons for a Theory of Justice,” Asian
Philosophy (), –; S. Sreekumar, “An Analysis of Consequentialism and
Deontology in the Normative Ethics of the Bhagavadgı ̄ta ̄,” Journal of Indian Philosophy
(), –.
. For this parallel, see Malinar, The Bhagavadgı ̄ta ̄: Doctrines and Contexts, , and J.B. Long,
“Karma and Rebirth in the Dhamas ́āstras,” in W. Doniger O’Flaherty (ed.), Karma and
Rebirth in Classical Indian Traditions (Berkeley: ), –.
. P. Hill, Fate, Predestination and Human Action in the Maha ̄bha ̄rata: A Study in the History of Ideas
(New Delhi: ); J.F. Woods, Destiny and Human Initiative in the Maha ̄bha ̄rata (Albany:
).
. Brodbeck, “Calling Kṛsn
̣ ̣a’s Bluff,” .
. Indeed some have made precisely this suggestion. For references, see Malinar, The
Bhagavadgı ̄ta ̄: Doctrines and Contexts, .
. On this text and anticipations of its teaching in the Gı ̄ta ̄ and other earlier works, see
G.J. Larson, Classical Sa ̄ṃ khya: An Interpretation of its History and Meaning (Delhi: ).
. But, as with most aspects of the Gı ̄ta ̄, the extent of its opposition to Buddhism is
controversial. See K.N. Upadhyaya, Early Buddhism and the Bhagavadgı ̄ta ̄ (Delhi: ).
. Larson, Classical Sa ̄ṃ khya, –, who refers to the twelfth book especially.
. S. Pollock, “The Divine King of the Indian Epic,” Journal of the American Oriental Society
(), –.
. See D. Gitomer, “King Duryodhana: The Maha ̄bha ̄rata Dicourse of Sinning and Virtue in
Epic and Drama,” Journal of the American Oriental Society (), –, at .
Chapter
. For these exceptions, see Philosophy in the Hellenistic and Roman Worlds, ch. , and for
further exceptions in the Islamic world, P. Adamson, “The Ethical Treatment of Animals,” in R.C. Taylor and L.X. López-Farjeat (eds), Routledge Companion to Islamic Philosophy
(London: ), –. For a survey of philosophical attitudes from antiquity down to
the present day, see P. Adamson and G.F. Edwards (eds), Animals: A History (New York:
). The latter volume includes a chapter on animals in Indian philosophy by Amber
Carpenter.
. See, in general, C. Chapple (ed.), Nonviolence to Animals, Earth, and Self in Asian Traditions
(Albany: ); T. Sethia (ed.), Ahiṃ sa ̄, Aneka ̄nta and Jainism (Delhi: ); U. Tähtinen,
Ahiṃ sa ̄: Non-Violence in Indian Tradition (London: ).
. On this, see L. Alsdorf, Beiträge zur Geschichte von Vegetarismus und Rinderverehrung in Indien
(Wiesbaden: ); L. Schmithausen, “A Note on the Origin of Ahiṃ sa ̄,” in R. Tsuchida
and A. Wezler (eds), Hara ̄nandalaharı ̄: Volume in Honour of Professor Minoru Hara on his
Seventieth Birthday (Reinbek: ), –.
. As observed by Schmithausen, “A Note on the Origin of Ahiṃ sa ̄,” .
. Saṃ yuttanika ̄ya V.., quotation from Schmithausen, “A Note on the Origin of
Ahiṃ sa ̄,” . See also B. Bodhi (trans.), The Connected Discourses of the Buddha (Somerville,
MA: ), .
. I.M. Ghosh, Ahiṃ sa ̄: Buddhist and Gandhian (Delhi: ), ; Alsdorf, Beiträge zur Geschichte
von Vegetarismus, –.
. R.J. Zydenbos, “Jainism as the Religion of Non-Violence,” in J.E.M. Houben and
K.R. van Kooij (eds), Violence Denied: Violence, Non-Violence and the Rationalization of
Violence in South Asian Cultural History (Leiden: ), –; and for Jainism in general,
P.S. Jaini, The Jaina Path of Purification (New Delhi: ) and P. Dundas, The Jains
(London: ).
. T.G. Kaghatgi, “The Doctrine of Karma in Jaina Philosophy,” Philosophy East and West
(), –.
. Zydenbos, “Jainism as the Religion of Non-Violence,” .
. Recounted in P.S. Jaini, “Ahiṃ sā and ‘Just War’ in Jainism,” in T. Sethia (ed.), Ahiṃ sa ̄,
Aneka ̄nta and Jainism (Delhi: ), –, at . For an overview of Jaina ascetic practices,
see J.E. Cort, “Singing the Glory of Asceticism: Devotion of Asceticism in Jainism,” Journal
of the American Academy of Religion (), –.
. P.S. Jaini, “Fear of Food? Jaina Attitudes on Eating,” in R. Smet and K. Watanabe (eds), Jain
Studies in Honour of Jozef Deleu (Tokyo: ), –, at .
. Mentioned in, e.g., Dundas, The Jains, ; Zydenbos, “Jainism as the Religion of NonViolence,” .
. P. Dundas, “The Non-Violence of Violence: Jain Perspectives on Warfare, Asceticism and
Worship,” in J.R. Hinnells and R. King (eds), Religion and Violence in South Asia: Theory and
Practice (London: ), –. Dundas (at ) cites an apposite passage from the
Sūtrakṛta ̄nga Sūtra, concerning Jaina renouncers: “such heroes are free from passion,
they destroy anger and fear, they don’t kill creatures.” For the topic, see also Jaini,
“Ahiṃ sā and ‘Just War’ in Jainism.”
. Alsdorf, Beiträge zur Geschichte von Vegetarismus, –.
. K.E. Ulrich, “Food Fights: Buddhist, Hindu, and Jain Dietary Polemics in South India,”
History of Religions (), –, at .
. On this, see A. Malinar, The Bhagavadgı ̄ta ̄: Doctrines and Contexts (Cambridge: ), –.
. Ulrich, “Food Fights,” .
. Our thanks to Shalini Sinha and Peter Flugel for advice on this chapter.
Chapter
. A classic example being F.M. Müller, Six Systems of Indian Philosophy (London: ).
. For this issue, see D.N. Lorenzen, “Who Invented Hinduism?” Comparative Studies in Society
and History (), –; E. Bryant, The Indo-Aryan Controversy: Evidence and Inference in
Indian History (London: ); A. Nicholson, Unifying Hinduism: Philosophy and Identity in
Indian Intellectual History (New York: ). Thanks to Elisa Freschi’s advice on this and
other points raised in this chapter.
. A. Thaukur (ed.), Nya ̄ya-bha ̄ṣya (Delhi: ), (trans. Ganeri).
. For this comparison and more discussion of the nature and purpose of commentary in
the Indian tradition, see J. Ganeri, “Sanskrit Philosophical Commentary,” Journal of the
Indian Council of Philosophical Research (), –. On the idea of a cumulative
tradition that builds through commentary, see also E. Deutsch, “Knowledge and the
Tradition Text in Indian Philosophy,” in G.J. Larson and E. Deutsch (eds), Interpreting
Across Boundaries: New Essays in Comparative Philosophy (Princeton: ), –.
. R. Thapar, The Penguin History of Early India from the Origins to (London, ), .
. Trans. Kielhorn, cited by Thapar, The Penguin History, .
. J. Bronkhorst, Karma (Hawaii: ), .
. J. Bronkhorst, “The Peacock’s Egg: Bhartṛhari on Language and Reality,” Philosophy East
and West (), –, at .
. So conscientious are the authors that they sometimes “improve” their opponents’ views
so as to make them more difficult to refute, which can make it difficult to reconstruct
those views if they are otherwise lost. This is pointed out by R. Bhattacharya, Studies on
the Ca ̄rva ̄ka/Loka ̄yata (London: ), .
Chapter
. In the case of the Vais ́eṣika-sūtra we likewise read, “Now, then, we will explain dharma
(atha ̄to dharmaṃ vya ̄kha ̄sya ̄maḥ)”; note that here dharma means the real nature of things, and
is not a reference to duty, a usage we also encounter in Buddhist Abhidharma.
. E. Fauwallner (ed.), Materialen zur altesten Erkenntnislehre der Karmamı ̄ma ̄ṃ sa ̄ (Vienna: ),
–.
. K.S. Sastri (ed.), The Ślokava ̄rttika of Kuma ̄rila (Trivandrum: ), .
. For more on this connection, see A. Carpenter and J. Ganeri, “Can You Seek the Answer
to This Question? Meno in India,” Australasian Journal of Philosophy (), –, on
which the following paragraphs are based.
. N. Sastri and V. Sastri Pansikar (eds), The Brahmasūtrabha ̄ṣya (Bombay: ), –.
. Sastri and Pansikar, The Brahmasūtrabha ̄ṣya, .
. ..–. S. Jamison and J. Brereton (trans.), The Rigveda (Oxford: ), .
. .–. P. Olivelle (trans.), Upaniṣads (Oxford: ), .
. Maha ̄bha ̄rata §... A. Wynne (trans.), Maha ̄bha ̄rata, Book : Peace; Volume : The Book
of Liberation (New York: ), .
. M. Walshe (trans.), The Long Discourses of the Buddha (Somerville, MA: ), .
. K. Bhattacharya (trans.), The Dialectical Method of Na ̄ga ̄rjuna (Delhi: ), . Dispeller of
Disputes, Vigraha–vya ̄vartanı ̄ –.
. On him, see E. Franco, Perception, Knowledge and Disbelief: A Study of Jayara ̄s ́i’s Scepticism
(Delhi: ) and P. Balcerowicz, “Jayarās ́i Against the Philosophers,” in J. Ganeri (ed.),
The Oxford Handbook of Indian Philosophy (Oxford: ), –.
. The Lion Who Upsets the Systems, Tattvopaplasiṃ ha, ., E. Solomon (trans.), Jayara ̄s ́i Bhaṭtạ ’s
Tattvopaplavasiṃ ha (Delhi: ), (modified).
. Solomon, Jayara ̄s ́i Bhaṭtạ ’s Tattvopaplavasiṃ ha, .
. See J. Ganeri, Philosophy in Classical India, –, citing Śrı ̄harṣa, Khaṇḍana-khaṇḍa-kha ̄dya
(Amassed Morsels of Refutation), ..
. Appropriately enough, this isn’t in fact certain. For the debate as to whether the ancient
skeptic in fact lives “without belief,” see M.F. Burnyeat and M. Frede (eds), The Original
Sceptics (Indianapolis: ).
. A recent study of the skepticism in the three authors we have been discussing, emphasizing the idea that there is a skepticism about philosophy itself, is E. Mills, Three Pillars of
Skepticism in Classical India (Lanham: ).
Chapter
. As contrasted to the law books concerning dharma, like the Manu-smṛti; these were
collectively called smṛti, “what is remembered.”
. As argued in J. Ganeri, “The Ritual Roots of Moral Reason: Lessons from Mı ̄māṃ sā,” in
K. Schilbrack (ed.), Thinking Through Rituals: Philosophical Perspectives (London: ),
–; see also J. Ganeri, Identity as Reasoned Choice (London: ), ch. .
. See further N.S. Juhankar, “The Mı ̄māṃ sā Concept of Dharma,” Journal of Indian Philosophy
(), –.
. Sanskrit text in M. Nyayaratna (ed.), Mı ̄ma ̄ṃ sa ̄-sūtra with Śabara’s Bha ̄ṣya (Calcutta: –).
English versions: M.L. Sandal (trans.) The Mı ̄ma ̄ṃ sa ̄-sūtra of Jaimini (Allahabad: ); G. Jhā
(trans.), The Pūrva-Mı ̄ma ̄ṃ sa ̄ Sūtras of Jaimini (Delhi: ). We quote from Sandal’s translation, with modifications.
. For a defense of the claim that the two sūtras were originally intended to form a single,
united work, see A. Parpola, “On the Formation of the Mı ̄māṃ sā and the Problems
Concerning Jaimini,” Part I, Wiener Zeitschrift für die Kunde Südasiens (), – and
Part II, Wiener Zeitschrift für die Kunde Südasiens (), –. J. Bronkhorst,
“Mı ̄ma ̄ṃ sa ̄sūtra and Brahmasūtra,” Journal of Indian Philosophy (), –, argues
against the idea.
. J.-M. Verpoorten, Mı ̄ma ̄ṃ sa ̄ Literature (Wiesbaden: ), .
. L. McCrea, “The Transformations of Mı ̄māṃ sā in the Larger Context of Indian Philosophical Discourse,” in E. Franco (ed.), Periodization and Historiography of Indian Philosophy
(Vienna: ), –, argues that the innovations of Kumārila and Prabhākara are
driven by the need to respond to the Buddhist thinker Dignāga.
. With caution: F.X. Clooney, Thinking Ritually: Rediscovering the Pūrva Mı ̄ma ̄ṃ sa ̄ of Jaimini
(Vienna: ) accepts that Śabara’s interpretation is vital as an aid to understanding the
text, but warns against assuming that Śabara’s position is always the same as Jaimini’s.
. See E. Freschi, “Action, Desire and Subjectivity in Prābhākara Mı ̄māṃ sā,” in
I. Kuznetsova, J. Ganeri, and C. Ram-Prasad (eds), Hindu and Buddhist Ideas in Dialogue:
Self and No-Self, Dialogues in South Asian Traditions (Farnham: ), –, and “Did
.
.
.
.
.
Mı ̄māṃ sā Authors Formulate a Theory of Action?” in N. Mirnig, P.-D. Szántó, and
M. Williams (eds), Puṣpika ̄: Tracing Ancient India Through Texts and Traditions (Oxford: ),
–.
Actually, we recommend white wine, followed by broth, stirred slowly into the rice;
finish with freshly grated parmesan cheese. Buon appetito!
V. Das, “Language of Sacrifice,” Man (), –, at .
Clooney, Thinking Ritually, . See also F.X. Clooney, “Why the Veda Has No Author:
Language as Ritual in Early Mı ̄māṃ sā and Post-Modern Theology,” Journal of the American
Academy of Religion (), –, at .
As argued by Clooney, Thinking Ritually, –.
Our thanks to Elisa Freschi for advice on the chapters on Mı ̄māṃ sā.
Chapter
. See P. Adamson, Philosophy in the Islamic World: A History of Philosophy Without Any Gaps,
Volume (Oxford: ), ch. .
. We take this apt phrase from J. Taber, “What Did Kumārila Bhaṭtạ Mean by Svataḥ
Pra ̄ma ̄ṇya?” Journal of the American Oriental Society (), –, at .
. J.-M. Verpoorten, Mı ̄ma ̄ṃ sa ̄ Literature (Wiesbaden: ), .
. For this, see Taber, “What Did Kumārila Bhaṭtạ Mean by Svataḥ Pra ̄ma ̄ṇya?” The two
interpretations of Kumārila that follow are discussed by Taber, and go back to Umbekabhaṭtạ and Pārthasārathi.
. Quotation from Taber, “What Did Kumārila Bhaṭtạ Mean by Svataḥ Pra ̄ma ̄ṇya?” .
. On this, see F.X. Clooney, “Why the Veda Has No Author: Language as Ritual in Early
Mı ̄māṃ sā and Post-Modern Theology,” Journal of the American Academy of Religion (),
–.
. This complaint is made by Taber, “What Did Kumārila Bhaṭtạ Mean by Svataḥ Pra ̄ma ̄ṇya?”
.
. This is even recognized in Mı ̄māṃ sā as a distinct prama ̄ṇa, called abha ̄va: absence of
evidence is evidence of absence. Unsurprisingly, other schools did not agree with this
rather bold principle.
. J. Taber, “The Mı ̄māṃ sā Theory of Self-Recognition,” Philosophy East and West (),
–.
. You can tell a lot about a culture by the meaning it assigns to the syllable go: for ancient
Indians, it meant “cow”; in Japan, it means a board game of almost infinite complexity
and subtlety; for Americans, it’s where you start when you are trying to build a
monopoly.
. O. Gächter, Hermeneutics and Language in Pūrva Mı ̄ma ̄ṃ sa ̄ (Delhi: ), , and P.M. Scharf,
The Denotation of Generic Terms in Ancient Indian Philosophy: Grammar, Nya ̄ya and Mı ̄ma ̄ṃ sa ̄
(Philadelphia: ), , for the universality of words and Śabara’s use of the “cow”
example.
. This takes place through a process of “inclusion” and “exclusion,” as if children are
confirming hypotheses about what various words might mean. See H.S. Prasad, “The
Context Principle of Meaning in Prabhākara Mı ̄māṃ sā,” Philosophy East and West (),
–, at .
. For a detailed discussion of this, see L. McCrea, “The Hierarchical Organization of
Language in Mı ̄māṃ sā Interpretive Theory,” Journal of Indian Philosophy (),
–.
. On this, see M. Siderits, “The Prabhākara Mı ̄māṃ sā Theory of Related Designation,” in
B.K. Matilal and J.L. Shaw (eds), Analytic Philosophy in Comparative Perspective (Dordrecht:
), –; B.K. Matilal and P.K. Sen, “The Context Principle and Some Indian
Controversies over Meaning,” Mind (), –; J.A. Taber, “The Theory of the
Sentence in Pūrva Mı ̄māṃ sā and Western Philosophy,” Journal of Indian Philosophy
(), –; Prasad, “The Context Principle of Meaning.”
. Gächter, Hermeneutics and Language, .
. V. Das, “Language of Sacrifice,” Man (), –, at .
. See also F.X. Clooney, “Pragmatism and Anti-Essentialism in the Construction of Dharma
in Mı ̄ma ̄ṃ sa ̄ Sūtras ..–,” Journal of Indian Philosophy (), –, at , and Gächter,
Hermeneutics and Language, –; Scharf, The Denotation of Generic Terms, .
. See G.P. Bhatt, The Basic Ways of Knowing: An In-Depth Study of Kuma ̄rila’s Contribution to
Indian Epistemology (Delhi: ), –, –, .
Chapter
. For the historical evolution, see H. Nakamura, A History of Early Veda ̄nta Philosophy (Delhi:
), with the dating of the Veda ̄nta-sūtra given at –. For a translation, see
S. Radhakrishnan (trans.), The Brahma Sūtra (London: ) or G. Thibaut (trans.), The
_
Veda ̄nta Sūtras of Ba ̄dara ̄yaṇa with the Commentary by Śankara
(New York: ). We cite the
sūtra by section number.
. If you liked the many names of the Sūtra, you’ll love the various alternative explanations
for the name Vedānta, listed at Nakamura, A History of Early Veda ̄nta Philosophy, –.
. F.X. Clooney, “Binding the Text: Vedānta as Philosophy and Commentary,” in J.R. Timm
(ed.), Texts in Context: Traditional Hermeneutics in South Asia (Albany: ), –, at .
. Here we agree with Clooney, “Binding the Text,” who calls Vedānta “an exegesis of texts
and a philosophy responsive to texts” (), against the sort of reading expressed by e.g.
Nakamura, A History of Early Veda ̄nta Philosophy, : “the scriptures even had the power to
make people abandon philosophical thought.”
. As noted in Chapter , a study of the relation between the two texts can be found in
J. Bronkhorst, “Mı ̄ma ̄ṃ sa ̄sūtra and Brahmasūtra,” Journal of Indian Philosophy (), –.
See also A. Parpola, “On the Formation of the Mı ̄māṃ sā and the Problems Concerning
Jaimini,” Wiener Zeitschrift für die Kunde Südasiens (), –.
. Note that in later texts the author is also called (rather generically) Vyāsa.
. See Nakamura, A History of Early Veda ̄nta Philosophy, –. He sees Kās ́akṛtsna as
particularly close to the idea of “non-difference” that appears in Bādarāyaṇa and then
_
becomes fundamental for Śankara
().
Chapter
. Great Forest Upaniṣad §., Cha ̄ndogya Upaniṣad §., and Muṇḍaka Upaniṣad §., translations from P. Olivelle (trans.), The Early Upaniṣads (New York: ). All three passages are
_
cited in §.. of Śankara’s
commentary on the Veda ̄nta-sūtra, for which see V.H. Date
_
(trans.), Veda ̄nta Explained: Śamkara’s
Commentary on the Brahma-sūtras (Bombay: ).
Abbreviated in this chapter as Bha ̄ṣya.
. H. Nakamura, A History of Early Veda ̄nta Philosophy, part (Delhi: ), – discusses the
_
dating issue in depth and decides that Śankara
should be placed already in the first half of
the century.
. Cited from J. Lipner, “The Perils of Periodization, or How to Finesse History with
Reference to Vedānta,” in E. Franco (ed.), Periodization and Historiography of Indian Philosophy
(Vienna: ), –, at . For the commentary on the Gı ̄ta ̄, see S. Gambhirananda
_
(trans.), Bhagavadgı ̄ta ̄ with the Commentary of Śankara
̄ca ̄rya (Calcutta: ).
_
. S. Mayeda, Śankara’s
Upades ́asa ̄hasrı ̄ (Tokyo: ), translated in E. Deutsch and J.A.B. van
Buitenen, A Source Book of Advaita Veda ̄nta (Honolulu: ), –. Abbreviated in this
chapter as Upad. The authorship of this text is disputed, but not its reliability as a
synopsis of Advaita.
. B.N.K. Sharma, History of the Dvaita School of Veda ̄nta and its Literature (Delhi: ).
. On whom, see D.H.H. Ingalls, “Bhāskara the Vedāntin,” Philosophy East and West (),
–.
_
. For the importance of this, see D.H.H. Ingalls, “Samkara’s
Arguments against the
Buddhists,” Philosophy East and West (), –.
. T.M.P. Mahedavan, Gauḍapa ̄da: A Study in Early Advaita (Madras: ); Deutsch and van
Buitenen, Source Book, –.
. N. Isayeva, Shankara and Indian Philosophy (Albany: ), .
_
. For a discussion of the place of action and responsibility in Śankara,
see F.X. Clooney,
“Evil, Divine Omnipotence, and Human Freedom: Vedānta’s Theology of Karma,” Journal
of Religion (), –.
. For the history of this aspect of Advaita, see S. Timalsina, Consciousness in Indian Philosophy:
The Advaita Doctrine of Awareness Only (London: ).
. See W. Fasching, “On the Advaitic Identification of Self and Consciousness,” in
I. Kuznetsova, J. Ganeri, and C. Ram-Prasad (eds), Hindu and Buddhist Ideas in Dialogue:
Self and No-Self (London: ), –.
_
. For what follows, see Ingalls, “Samkara’s
Arguments against the Buddhists,” and
_
F. Whaling, “Śankara
and Buddhism,” Journal of Indian Philosophy (), –.
. Isayeva, Shankara and Indian Philosophy, .
_
. See further B. Carr, “Śankara
on Memory and the Continuity of the Self,” Religious Studies
(), –.
_
. Ingalls, “Samkara’s
Arguments against the Buddhists,” –.
. Nakamura, A History, .
_
. Whaling, “Śankara
and Buddhism,” .
Chapter
. All citations in the main text are section numbers from Bhartṛhari’s Va ̄kyapadı ̄ya, available
in English translation in multiple volumes by K.A.S. Iyer. For this claim about grammar,
see also J. Bronkhorst, “Studies on Bhartṛhari : Grammar as the Door to Liberation,”
Annals of the Bhandarkar Oriental Research Institute (), –.
. For the history of grammatical works, see H. Sharfe, A History of Indian Literature, vol. V.:
Grammatical Literature (Wiesbaden: ); J. Bronkhorst, “On the History of Pāṇinian
Grammar in the Early Centuries Following Patañjali,” Journal of Indian Philosophy
(), –; H.G. Coward and K.K. Raja (eds), Encyclopedia of Indian Philosophies,
Vol. V: The Philosophy of the Grammarians (Delhi: ).
. This is doubted by J. Bronkhorst, “Études sur Bhartṛhari : L’auteur et la date de la Vṛtti,”
Bulletin d’Études Indiennes (), –.
. Bronkhorst, “Grammar as the Door to Liberation,” .
. For his position relative to Vedānta, see J. Bronkhorst, “Studies on Bhartṛhari :
Bhartṛhari and his Vedic Tradition,” in M. Chaturvedi (ed.), Bhartṛhari: Language, Thought
and Reality (Delhi: ), –.
. N. Isayeva, From Early Veda ̄nta to Kashmir Shaivism (Albany: ), –.
. A. Akamatsu, “Pratibha ̄ and the Meaning of the Sentence in Bhartṛhari’s Va ̄kyapadı ̄ya,”
Asiatische Studien (), –.
. For discussion, see Isayeva, From Early Veda ̄nta, ; B.M. Matilal, Epistemology, Logic, and
Grammar in Indian Philosophical Analysis (New Delhi: ), –.
. As discussed at length in J. Bronkhorst, Language and Reality: On an Episode in Indian
Thought, trans. M.S. Allen and R. Raghunathan (Leiden: ).
. For the following two readings, see, respectively, R. Herzberger, Bhartṛhari and the
Buddhists: An Essay in the Development of Fifth and Sixth Century Indian Thought (Dordrecht:
) and J. Bronkhorst, “Studies on Bhartṛhari : Bhartṛhari on Sphoṭa and Universals,”
Asiatische Studien (), –.
. For this question, see A. Aklujkar, “The Word is the World: Nondualism in Indian
Philosophy of Language,” Philosophy East and West (), –, especially –.
Aklujar concludes that for Bhartṛhari, dualism does break down upon achieving liberation.
. J. Bronkhorst, “The Peacock’s Egg: Bhartṛhari on Language and Reality,” Philosophy East
and West (), –, and Isayeva, From Early Veda ̄nta, –.
. Isayeva, From Early Veda ̄nta, –.
. Bronkhorst, “Grammar as the Door to Liberation,” .
. Herzberger, Bhartṛhari and the Buddhists, .
Chapter
. For lists, see G.J. Larson and R.S. Bhattacharya (eds), Encyclopedia of Indian Philosophies, Vol.
IV: Sa ̄ṃ khya, a Dualist Tradition in Indian Philosophy (Delhi: ), , , and –.
. There are numerous translations available, for instance T.G. Mainkar (trans.), The
Sa ̄ṃ khyaka ̄rika ̄ of I s̄ ́varakṛsṇ ̣a with the Commentary of Gauḍapa ̄da (Poona: ); a full
translation is also included in S. Radhakrishnan and C.A. Moore, A Sourcebook in Indian
Philosophy (Princeton: ). Cited in the main text by section number.
. Citations from G.J. Larson, Classical Sa ̄ṃ khya: An Interpretation of its History and Meaning
(Delhi: ), , .
. A point made by D. Krishna, “Is Is̄ ́vara Kṛsn
̣ ̣a’s Sa ̄ṃ khya Ka ̄rika ̄ Really Sāṃ khya?” Philosophy East and West (), –.
. We take this phrase from K.B. Ramakrishna Rao, “The Guṇas of Prakṛti According to the
Sāṃ khya Philosophy,” Philosophy East and West (), –, at .
. As explored in J.A.B. van Buitenen, “Studies in Sāṃ khya (II),” Journal of the American
Oriental Society (), –.
. This double aspect of the guṇas is emphasized by Larson, Classical Sa ̄ṃ khya, –.
. Maha ̄bha ̄rata §.., cited from Larson, Classical Sa ̄ṃ khya, .
. For the possible pre-history of this concept, see J.A.B. van Buitenen, “Studies in Sāṃ khya
(III),” Journal of the American Oriental Society (), –.
. As noticed by Larson, Classical Sa ̄ṃ khya, .
. We here summarize the argument of J. Bronkhorst, “The Qualities of Sāṃ khya,” Wiener
Zeitschrift für die Kunde Südasiens (), –.
. For more on this issue, see R.J. Parrot, “The Problem of Sāṃ khya Tattvas,” Journal of Indian
Philosophy (), – and the critical response by M. Hulin, “Reinterpreting Ahaṃ ka ̄ra
as a Possible Way of Solving the Riddle of Sāṃ khya Metaphysics,” Asiatische Studien
(), –.
. Larson and Bhattacharya, Sa ̄ṃ khya, .
. B.D. Burke, “Transcendence in Classical Sāṃ khya,” Philosophy East and West (),
–, at .
Chapter
. On them, see J. Filliozat, The Classical Doctrine of Indian Medicine (Delhi: ), –.
. For passages in translation from both works, see Dominik Wujastyk, The Roots of
Ayurveda
(New Delhi: ). Cited in the main text by page number. A third ancient
treatise, the Bhela-saṃ hita ̄, is retained only in one, incomplete manuscript.
. Dagmar Wujastyk, Well-Mannered Medicine: Medical Ethics and Etiquette in Classical Ayurveda
(Oxford: ), .
. On this tension, see M.G. Weiss, “Caraka Saṃ hita ̄ on the Doctrine of Karma,” in
W. Doniger O’Flaherty (ed.), Karma and Rebirth in Classical Indian Traditions (Berkeley:
), –.
. See Weiss, “Caraka Saṃ hita ̄ on the Doctrine of Karma,” . For more on the combination of medical theory with traditional ideas like demons, see Filliozat, The Classical
Doctrine, .
. See Wujastyk, Well-Mannered Medicine, .
. H. Scharfe, “The Doctrine of the Three Humors in Traditional Indian Medicine and the
Alleged Antiquity of Tamil Siddha Medicine,” Journal of the American Oriental Society
(), –, at .
. K. Zysk, “The Science of Respiration and the Doctrine of the Bodily Winds in Ancient
India,” Journal of the American Oriental Society (), –.
. Thus Wujastyk, The Roots of Ayurveda,
–, talks of a “two plus one” humoral theory.
. For a detailed argument to this effect, see Scharfe, “The Doctrine of the Three Humors.”
See also G.J. Meulenbeld, “The Characteristics of a Doṣa,” Journal of the European Ayurvedic
Society (), –.
. See P. Adamson, Philosophy in the Hellenistic and Roman Worlds: A History of Philosophy
Without Any Gaps, Volume (Oxford: ), ch. .
. Wujastyk, Well-Mannered Medicine, .
. See Dominik Wujastyk, “Medicine and Dharma,” Journal of Indian Philosophy (),
–, at , and Wujastyk, Well-Mannered Medicine, –.
. Wujastyk, Well-Mannered Medicine, , .
. On this, see Filliozat, The Classical Doctrine, –.
. On the topic, see further K. Zysk, Religious Healing in the Veda (Philadelphia: ).
. This is the thesis of K. Zysk, Asceticism and Healing in Ancient India: Medicine in
the Buddhist Monastery (New York: ), whose argument we summarize in what
follows.
. Dominik Wujastyk, “The Path to Liberation through Yogic Mindfulness in Early
Ayurveda,”
in D.G. White (ed.), Yoga in Practice (Princeton: ), –, at . The passage
is also mentioned by Zysk, Asceticism and Healing, .
. Zysk, Asceticism and Healing, , quoting Dı ̄gha-nika ̄ya §.–.
. Zysk, Asceticism and Healing, and .
. The classic study of this question is Filliozat, The Classical Doctrine; see further this volume,
Chapter .
Chapter
. There are many translations into English. Some recent ones include G.J. Larson and
R.S. Bhattacharya, Yoga: India’s Philosophy of Meditation (Delhi: ); C. Chapple, Yoga and
the Luminous (Albany: ); E.F. Bryant, The Yoga Sūtras of Patañjali (New York: );
D. Raveh, Exploring the Yogasūtra: Philosophy and Translation (London: ). An older
translation is also reprinted in S. Radhakrishnan and C.A. Moore, A Sourcebook in Indian
Philosophy (Princeton: ). We cite the text by chapter and sūtra number.
. Another ancient tradition claims that “Caraka,” author of the medical text discussed in
the previous chapter, was also Patañjali. See J. Filliozat, The Classical Doctrine of Indian
Medicine (Delhi: ), .
. P.A. Maas (ed.), Sa ̄madhipa ̄da: The First Chapter of the Pa ̄tañjalayogas ́a ̄stra for the First Time
Critically Edited (Aachen: ). For earlier studies of the question, see T.S. Rukmani, “The
Problem of the Authorship of the Yogasūtrabha ̄ṣyavivaraṇa,” Journal of Indian Philosophy
(), –; J. Bronkhorst, “Patañjali and the Yoga Sūtras,” Studien zur Indologie und
Iranistik (), –. Maas’ conclusions shed doubt on earlier attempts to detect
doctrinal differences between the sūtra and bha ̄ṣya, for instance C.K. Chapple, “Reading
Patañjali without Vyāsa: A Critique of Four Yoga Sūtra Passages,” Journal of the American
Academy of Religion (), –.
. M. Burley, Classical Sa ̄ṃ khya and Yoga: An Indian Metaphysics of Experience (London: ), ,
criticizes interpreters who imply that this shared goal is somehow rationalist in Sāṃ khya
yet mystical in Yoga.
. On the concept, see D. Carpenter, “Practice Makes Perfect: The Role of Practice (abhya ̄sa)
in Pātañjala Yoga,” in I. Whicher and D. Carpenter (eds), Yoga: The Indian Tradition
(London: ), –, the title of which we borrowed for this chapter.
. This point is made well by Carpenter, “Practice Makes Perfect,” .
. As noted by G.J. Larson, “Classical Yoga as Neo-Sāṃ khya: A Chapter in the History of
Indian Philosophy,” Asiatische Studien (), –, at .
. Here we summarize the analysis given by C. Framarin, “Habit and Karmic Result in the
Yogas ́a ̄s ́tra,” in J. Ganeri (ed.), The Oxford Handbook of Indian Philosophy (Oxford: ),
–.
. I. Whicher, “Yoga and Freedom: A Reconsideration of Patañjali’s Classical Yoga,” Philosophy
East and West (), –; The Integrity of the Yoga Dars ́ana: A Reconsideration of Classical
Yoga (Delhi: ); and “The Integration of Spirit (Puruṣa) and Matter (Prakṛti) in the Yoga
Sūtra,” in I. Whicher and D. Carpenter (eds), Yoga: The Indian Tradition (London: ), –.
In the latter volume, the piece by L.W. Pflueger follows a more dualist reading.
. Whicher, “Classical Sāṃ khya, Yoga,” .
. M.S.A. Ferraz, “Some Remarks on the Yogasūtra,” Philosophy East and West (),
–, at .
. On this passage, see also Burley, Classical Sa ̄ṃ khya and Yoga, .
. This is of course Whicher’s interpretation: “Yoga and Freedom,” .
. T.S. Rukmani, “Dharmamegha-Sama ̄dhi in the Yogasūtras of Patañjali: A Critique,” Philosophy
East and West (), –.
Chapter
. Citations to Vātsyāyana and the Nya ̄ya-sūtra itself are to book, section, and chapter
numbers. See the translation in M. Gangopadhyaya, Gautama’s Nya ̄yasūtra with Va ̄tsya ̄yana’s
Commentary (Calcutta: ).
. For discussion, see S. Phillips, Epistemology in Classical India: The Knowledge Sources of the
Nya ̄ya School (London: ), ch. .
. Here we borrow the formulation of M. Dasti, “Parasitism and Disjunctivism in Nyāya
Epistemology,” Philosophy East and West (), –, at , and for the following
quotation from Uddyotakara.
. B.K. Matilal, A History of Indian Literature: Nya ̄ya-Vais ́eṣika (Wiesbaden: ), . Here he is
thinking of Dignāga, on whom see further in this volume, Chapters –.
. For this distinction as a response to the paradox of inquiry, see Chapter .
. On this, see V.A. Van Bijlert, Epistemology and Spiritual Authority: The Development of
Epistemology and Logic in the Old Nya ̄ya and the Buddhist School of Epistemology (Vienna:
), –.
. This example is formalized using the five-limbed syllogism by Van Bijlert, Epistemology
and Spiritual Authority, .
. On this, see S. Bagchi, Inductive Reasoning: A Study of Tarka and its Role in Indian Logic
(Calcultta: ); K.H. Potter, Encyclopedia of Indian Philosophies, vol. : Nya ̄ya-Vais ́eṣika (Delhi:
), –; V.K. Bharadwaja, “A Theory of Tarka Sentences,” Philosophy and Phenomenological Research (), –; and L. Davis, “Tarka in the Nyāya Theory of Inference,”
Journal of Indian Philosophy (), –.
. See Phillips, Epistemology in Classical India, .
. For discussion, see Davis, “Tarka in the Nyāya Theory,” –.
Chapter
. A. Thakur (ed.), Nya ̄yava ̄rttika (Delhi: ), –.
. See S. Phillips, Epistemology in Classical India: The Knowledge Sources of the Nya ̄ya School
(London: ), –. For a related issue in logic, see J.L. Shaw, “The Nyāya on Cognition
and Negation,” Journal of Indian Philosophy (), –.
. See also the discussion of this case in Vātsyāyana’s prologue to his commentary; the
relevant sūtra with commentary is translated at B.K. Matilal, A History of Indian Literature:
Nya ̄ya-Vas ́eṣika (Wiesbaden: ), –.
. For translation of relevant passages and discussion, see C.F. Oliver, “Perception in Early
Nyāya: Nya ̄yabha ̄ṣya and Nya ̄yava ̄rttika on Nya ̄yasūtra ,,,” Journal of Indian Philosophy
(), –, at –. For the mechanism of vision, see Nya ̄ya-sūtra ..–.
. On this, see Phillips, Epistemology in Classical India, –.
. See V.A. Van Bijlert, Epistemology and Spiritual Authority: The Development of Epistemology and
Logic in the Old Nya ̄ya and the Buddhist School of Epistemology (Vienna: ), .
. See B.K. Matilal, Perception (Oxford: ), –; B.K. Matilal, “A Realist View of Perception,” in Mind, Language and World (Delhi: ), –; A. Vaidya, “Nyāya Perceptual
Theory: Disjunctivism or Anti-Individualism?” Philosophy East and West (), –.
. Later commentators feel a tension within Gautama’s definition, so they reinterpret the
demand as referring to a distinct variety of “conception-loaded” or propositional perception, such as seeing something as a giraffe, as opposed to merely seeing it with no
concept imposed.
Chapter
. See also the summaries in V.A. Van Bijlert, Epistemology and Spiritual Authority: The
Development of Epistemology and Logic in the Old Nya ̄ya and the Buddhist School of Epistemology
.
.
.
.
(Vienna: ), –, and S. Phillips, Epistemology in Classical India: The Knowledge Sources of
the Nya ̄ya School (London: ), ch. .
For more on fallacies, see N. Bandopadhyay, The Concept of Logical Fallacies (Calcutta: );
A.B. Keith, Indian Logic and Atomism (New Delhi: ), –; P.P. Gokhale, Inference and
Fallacies Discussed in Ancient Indian Logic (Delhi: ).
Actually, before giving this good example of a problematic parallel, Vātsyāyana first cites
a tangible but eternal entity, namely an atom. Unfortunately, this looks logically irrelevant: how things are with tangible objects says nothing about how things are with the
intangibles. He may be thinking that if a property P (tangible) is compatible with
property Q (eternal), it cannot be that the property not-P (intangible) is a sure sign of
Q. But this rule would need further justification.
See P. Adamson, Philosophy in the Hellenistic and Roman Worlds: A History of Philosophy
Without Any Gaps, Volume (Oxford: ), ch. .
The fallacy known to the Latin West as petitio principii, the fault of “begging the question,”
where one takes as a premise the very fact one is trying to prove, is a special case of the
indecisive fallacy.
Chapter
. For Nyāya as a form of dualism, see K.K. Chakrabarti, Classical Indian Philosophy of Mind:
The Nya ̄ya Dualist Tradition (Albany: ).
. K.K. Chakrabarti and C. Chakrabarti, “Towards Dualism: The Nyāya-Vais ́eṣika Way,”
Philosophy East and West (), –, at . They also note that Uddyotakara gives an
“elimination” argument to show that mental qualities cannot reside in bodily elements,
in space, etc., and so must reside in a self since it is the only remaining candidate.
. J. Tuske, “Being in Two Minds: The Divided Mind in the Nyaya-sūtras,” Asian Philosophy
(), –, at . See also W. Halbfass, On Being and What There Is: Classical Vais ́eṣika
and the History of Indian Ontology (Albany: ), . For a strikingly similar argument, see
Plato, Theaetetus c–e.
. For privacy of mental events, see Chakrabarti and Chakrabarti, “Towards Dualism,” ;
K.H. Potter, Encyclopedia of Indian Philosophies, Vol. : Nya ̄ya-Vais ́eṣika (Delhi: ), . For
the denial of transparency, see Tuske, “Being in Two Minds,” .
. A classic study for this idea in contemporary psychology is D.E. Broadbent, Perception and
Communication (Oxford: ).
. Vātsyāyana uses a very similar line of reasoning against the Buddhist reduction of a
person to a stream of consciousness (Nya ̄ya-bha ̄ṣya ..).
Chapter
. P. Adamson, Al-Kindı ̄ (New York: ), .
. W. Halbfass, On Being and What There Is: Classical Vais ́eṣika and the History of Indian Ontology
(Delhi: ), .
. Halbfass, On Being, .
. A translation can be found in A. Thakur, Origin and Development of the Vais ́eṣika System
(Delhi: ). For another version, along with Pras ́astapāda’s Pada ̄rthadharmasaṃ graha, see
N. Sinha (trans.), The Vais ́eṣika Sūtras of Kaṇa ̄da (Allahabad: ).
. In fact precisely the same argument was given in Islamic theology, and refuted with this
same answer by Averroes (who ascribes to the atomist the example of an elephant and
an ant, rather than a mountain and a mustard seed). See I.Y. Najjar (trans.), Faith and
Reason in Islam: Averroes’ Exposition of Religious Arguments (Oxford: ), .
. On this, see P. Adamson, Classical Philosophy: A History of Philosophy Without Any Gaps,
Volume (Oxford: ), ch. .
. For Scotus’ view, see P. Adamson, Medieval Philosophy: A History of Philosophy Without Any
Gaps, Volume (Oxford: ), ch. .
. Halbfass, On Being, .
Chapter
. On this topic, see U. Mishra, The Conception of Matter According to Nya ̄ya-Vais ́eṣika (Allahabad:
); S. Bhaduri, Studies in Nya ̄ya-Vais ́eṣika Metaphysics (Poona: ), ch. ; K.H. Potter,
Encyclopedia of Indian Philosophies, Vol. : Nya ̄ya-Vais ́eṣika (Delhi: ), –; B.K. Matilal,
Epistemology, Logic, and Grammar in Indian Philosophical Analysis (Oxford: ), ch. .
. B. Russell, The Principles of Mathematics (Cambridge: ), Vol. , .
. J. Westerhoff, The Golden Age of Indian Buddhist Philosophy (Oxford: ), –, –.
. B.K. Matilal, Logic, Language and Reality (Delhi: ), .
. As noted by B.K. Matilal, “Causality in the Nyāya-Vais ́eṣika School,” Philosophy East and
West (), –, at .
. See on this, P.K. Sen, “The Nyāya-Vais ́eṣika Theory of Variegated Colour (citrarūpa): Some
Vexed Problems,” in Epistemology, Logic and Ontology after Matilal (Shimla: ), –.
. D. Lewis, On the Plurality of Worlds (Oxford: ), –.
Chapter
. See P. Adamson, Philosophy in the Hellenistic and Roman Worlds: A History of Philosophy
Without Any Gaps, Volume (Oxford: ), ch. .
. For all this, see D. Pingree, “Astronomy and Astrology in India and Iran,” Isis (),
–.
. Cited by D. Pingree, “The Purāṇas and Jyotiḥs ́āstra: Astronomy,” Journal of the American
Oriental Society (), –, at .
. L. González-Reimann, “Time in the Maha ̄bha ̄rata and the Time of the Maha ̄bha ̄rata,” in
S. Pollock (ed.), Epic and Argument in Sanskrit Literary History (New Delhi: ), ; for a
more detailed study, see his The Maha ̄bha ̄rata and the Yugas: India’s Great Epic Poem and the
Hindu System of World Ages (New York: ). A useful overview of the topic in general is
L. González-Reimann, “Cosmic Cycles, Cosmology, and Cosmography,” in K.A. Jacobsen,
H. Basu, and A. Malinar (eds), Brill’s Encyclopedia of Hinduism (Leiden: ), –.
. As J. Bronkhorst has emphasized in an unpublished paper, “Cyclical Time in India.”
. González-Reimann, “Cosmic Cycles,” .
. H. Coward, “Time (Ka ̄la) in Bhartṛhari’s Va ̄kypadı ̄ya,” Journal of Indian Philosophy (),
–, at . We also draw on this study for the following discussion of time in
Bhartṛhari.
. See further G. Cardona, “A Path Still Taken: Some Early Indian Arguments Concerning
Time,” Journal of the American Oriental Society (), – for discussions of time in
Sanskrit grammarians, including Bhartṛhari.
. For surveys of Indian philosophy of time, see S. Schayer, Contributions to the Problem of
Time in Indian Philosophy (Kraków: ); K.K. Mandal, A Comparative Study of the Concepts
.
.
.
.
.
of Space and Time in Indian Thought (Varanasi: ); A. Malinar, Time in India: Concepts and
Practices (New Delhi: ).
K.K. Klostermaier, “Time in Patañjali’s Yogasūtra,” Philosophy East and West (),
–; H.S. Prasad, “Time and Change in Sāṃ khya-Yoga,” Journal of Indian Philosophy
(), –.
See S. Bhaduri, Studies in Nya ̄ya-Vais ́eṣika Metaphysics (Poona: ), –.
His “arrow” paradox, discussed in P. Adamson, Classical Philosophy: A History of Philosophy
Without Any Gaps, Volume (Oxford: ), ch. .
S. Sen (), “The Impetus Theory of the Vais ́eṣika,” Indian Journal for the History of Science
, –; B. Subbarayappa, “An Estimate of the Vais ́eṣika Sūtra in the History of Science,”
Indian Journal for the History of Science (), –.
See P. Adamson, Philosophy in the Hellenistic and Roman Worlds: A History of Philosophy
Without Any Gaps, Volume (Oxford: ), ch. .
Chapter
. The sūtras, key remarks by commentators, and verses are cited from R. Bhattacharya,
“Cārvāka Fragments: A New Collection,” Journal of Indian Philosophy (), –,
reprinted in R. Bhattacharya, Studies on the Ca ̄rva ̄ka/Loka ̄yata (London: ).
. Quoted from H. Blochmann (ed.), The Aı ̄n-i Akbarı ̄ (Calcutta: –), Vol. , . By
sheer chance the same thought was put forward by the early s soul group the
Undisputed Truth, who sang, “you make your own heaven and hell right here on earth.”
. Bhattacharya, Studies on the Ca ̄rva ̄ka, , .
. Bhattacharya, Studies on the Ca ̄rva ̄ka, , and – for the following problem about the
reality of this world.
. Bhattacharya, Studies on the Ca ̄rva ̄ka, –.
. Bhattacharya, Studies on the Ca ̄rva ̄ka, .
. See P. Adamson, Philosophy in the Hellenistic and Roman Worlds: A History of Philosophy
Without Any Gaps, Volume (Oxford: ), ch. .
. This tension is pointed out by Bhattacharya, Studies on the Ca ̄rva ̄ka, , .
. J.M. Koller, “Skepticism in Early Indian Thought,” Philosophy East and West (),
–, at .
. Here we follow P. Gokhale, “The Cārvāka Theory of Prama ̄ṇas: A Restatement,” Philosophy
East and West (), –, whose view is consonant with that of Bhattacharya,
Studies on the Ca ̄rva ̄ka, , , ; R. Bhattacharya, “What the Cārvākas Originally Meant:
More on the Commentators on the Ca ̄rva ̄kasūtra,” Journal of Indian Philosophy (),
–.
. Bhattacharya, Studies on the Ca ̄rva ̄ka, .
. For this example, see Bhattacharya, Studies on the Ca ̄rva ̄ka, .
. It also appears in the Maha ̄bha ̄rata. For details and texts, see Bhattacharya, Studies on the
Ca ̄rva ̄ka, –.
. Translation taken from Bhattacharya, Studies on the Ca ̄rva ̄ka, .
. As noted by D. Chatterjee, “Skepticism and Indian Philosophy,” Philosophy East and West
(), –, at .
. For details, see Adamson, Philosophy in the Hellenistic and Roman Worlds, ch. .
. This point is made by Koller, “Skepticism,” .
Chapter
. P. Geach, Mental Acts: Their Content and their Objects (London: ), .
. This parallel is explored in J. Ganeri, “Emergentisms, Ancient and Modern,” Mind
(), –. On emergentism in modern-day philosophy, see e.g. P. Clayton and
P. Davies (eds), The Re-Emergence of Emergence (Oxford: ); M. Bedau and P. Humphreys
(eds), Emergence: Contemporary Readings in Philosophy and Science (Cambridge, MA: );
C. Macdonald and G. Macdonald (eds), Emergence in Mind (Oxford: ).
. See Ganeri, “Emergentisms,” – and .
. R. Bhattacharya, Studies on the Ca ̄rva ̄ka/Loka ̄yata (London: ), .
. See M.O. Walshe, The Long Discourses of the Buddha: A Translation of the Dı ̄gha Nika ̄ya
(Boston: ), –.
. Compare Cha ̄ndogya Upaniṣad §..–, with a much less alarming description of a
banyan fruit being dissected in search of its inner essence.
. Translated in W. Bollée, The Story of Paesi (Paesi-kaha ̄ṇayaṃ ): Soul and Body in Ancient India.
A Dialogue on Materialism (Wiesbaden: ), with the following exchange at .
. The same declension bhūtebhyaḥ can also stand for the dative case, in which case it would
mean something like “for the elements” instead of “from them.” This possibility was
exploited by the commentator Bhaṭtạ Udbhaṭtạ to give the sūtra an entirely different
meaning.
. T.H. Huxley, “On the Hypothesis that Animals are Automata, and its History,” The
Fortnightly Review (), –. We take the reference from William Robinson’s
article on “Epiphenomalism” in the online Stanford Encyclopedia of Philosophy.
. For more detailed discussion, see J. Ganeri, The Self (Oxford: ), –.
. Great Forest Upaniṣad §.., at Olivelle, Upaniṣads, .
Chapter
. For recent surveys of ancient Buddhist thought, see A. Carpenter, Indian Buddhist Philosophy (Durham: ); J. Westerhoff, The Golden Age of Indian Buddhist Philosophy (Oxford:
).
. B. Pesala, The Debate of King Milinda: An Abridgement of the Milinda Pañha (Delhi: ), §..
. On this group, see Y. Karunadasa, The Therava ̄da Abhidhamma: Its Inquiry Into the Nature of
Conditioned Reality (Hong Kong: ).
. For a useful overview of the emergence and doctrines of the Mahāyāna, see P. Harvey, An
Introduction to Buddhism: Teachings, History and Practices (Cambridge: ), chs –.
. Har Dayal, The Bodhisattva Doctrine in Buddhist Sanskrit Literature (London: ); D. Keown,
The Nature of Buddhist Ethics (London: ).
. E. Conze, Buddhism: A Short History (Oxford: ), ; Harvey, Introduction, .
_
. Madhyamaka itself is seen as later subdividing into the Prāsanga
and Svātantrika
branches, which roughly speaking are distinguished by whether or not they advance
theses of their own (Svātantrika) or produce only destructive arguments and accept a
_
conventional understanding of reality without further analysis (Prāsanga).
For the distinction, see M. Siderits, Studies in Buddhist Philosophy (Oxford: ), –.
. For the latter, see T. Watters, On Yuan Chwang’s Travels in India, vols (London: –).
_
. In addition to those just mentioned, important later Jaina philosophers include Akalanka
(eighth century), Vidyānandin (c.), Hemacandra (–), and Vādideva Sūri
(twelfth century).
. P. Balcerowicz (ed.), Jaina Epistemology in Historical and Comparative Perspective (Stuttgart:
).
. Pravacanasa ̄ra §.–. See J. Soni, “Dravya, guṇa and parya ̄ya in Jaina Thought,” Journal of
Indian Philosophy (), –, at .
Chapter
. This translation is taken from J.L. Garfield, “Dependent Arising and the Emptiness of
Emptiness: Why Did Nāgārjuna Start with Causation?” Philosophy East and West (),
–. Translations of the entire work include S. Katsura and M. Siderits, Na ̄ga ̄rjuna’s
Middle Way: Mūla-madhyamaka-ka ̄rika ̄ (Somerville, MA: ) and, from its Tibetan version,
J.L. Garfield, The Fundamental Wisdom of the Middle Way: Na ̄ga ̄rjuna’s Mūlamadhyamakaka ̄rika ̄
(New York: ). We also cite below from Dispeller of Disputes (Vigraha-vya ̄vartanı ̄); see
K. Bhattacharya, E.H. Johnston, and A. Kunst, The Dialectical Method of Na ̄ga ̄rjuna: Vigrahavya ̄vartanı ̄ (Delhi: ), and more recently, J. Westerhoff, The Dispeller of Disputes:
Na ̄ga ̄rjuna’s Vigrahavya ̄vartanı ̄ (Oxford: ). We refer to the two works by chapter and
verse number, with the abbreviations MK and VV.
. On the difficult issue of when and where he lived, see I. Mabbett, “The Problem of the
Historical Nāgārjuna Revisited,” Journal of the American Oriental Society (), –.
. For this as a source of the contrast between the real and the merely conventional, see
M. Siderits, Studies in Buddhist Philosophy (Oxford: ), .
. See J. Westerhoff, Na ̄ga ̄rjuna’s Madhyamaka: A Philosophical Introduction (Oxford: ), ;
J. Garfield, Engaging Buddhism: Why It Matters to Philosophy (Oxford: ), –.
. See P. Williams, “On the Abhidharma Ontology,” Journal of Indian Philosophy (),
–.
. R.H. Robinson, “Did Nāgārjuna Really Refute All Philosophical Views?” Philosophy East
and West (), –, at .
. Siderits, Studies in Buddhist Philosophy, , –. E. Chinn, “Nāgārjuna’s Fundamental
Doctrine of Pratı ̄tyasamutpāda,” Philosophy East and West (), –, at , sees a
particular target in Sarvāstivāda Buddhism, since this school gives the dharmas enduring,
unchanging essences. See also Westerhoff, Na ̄ga ̄rjuna’s Madhyamaka, .
. J. Westerhoff, “On the Nihilist Interpretation of Madhyamaka,” Journal of Indian Philosophy
(), –, at .
. B.K. Matilal, Epistemology, Logic and Grammar in Indian Philosophical Analysis (The Hague:
), . See also D.S. Ruegg, ‘Mathematical and Linguistic Models in Indian Thought:
The Case of Zero and Śūnyata ̄,” in D.S. Ruegg, The Buddhist Philosophy of the Middle: Essays on
Indian and Tibetan Madhyamaka (Boston: ).
. On this part of MK, see Garfield, “Dependent Arising,” and ch. . of Siderits, Studies in
Buddhist Philosophy.
. From the introduction to M. Sprung (trans.), Lucid Exposition of the Middle Way (Abingdon:
), .
. This line of interpretation is represented by J.L. Garfield, e.g. in the commentary on his
translation of MK, in Garfield, “Dependent Arising,” and in J.L. Garfield and G. Priest,
“Nāgārjuna and the Limits of Thought,” Philosophy East and West (), –, which
alludes to the precedent of Candrakı ̄rti’s conventionalist reading at .
. For a reading emphasizing this absence of doctrine, see G. Ferraro, “Grasping Snakes and
Touching Elephants: A Rejoinder to Garfield and Siderits,” Journal of Indian Philosophy
(), –.
. Westerhoff, “On the Nihilist Interpretation,” .
. Westerhoff, Na ̄ga ̄rjuna’s Madhyamaka, .
. Our thanks to Rafal Stepien for helpful comments on this and the following chapters.
Chapter
. Maha ̄bha ̄ṣya §..; see S. Bhaduri, Studies in Nya ̄ya-Vais ́eṣika Metaphysics (Poona: ),
; G. Cardona, “A Path Still Taken: Some Early Indian Arguments Concerning Time,”
Journal of the American Oriental Society (), –; D. Arnold, “The Deceptive
Simplicity of Nagarjuna’s Arguments against Motion: Another Look at
Mūlamadhyamakaka ̄rika ̄ Chapter ,” Journal of Indian Philosophy (), –.
. The grammatical basis of Nāgārjuna’s arguments has been examined in several studies by
K. Bhattacharya. See “Nāgārjuna’s Arguments against Motion: Their Grammatical Basis,”
in G. Bhattacharya et al. (eds), A Corpus of Indian Studies: Essays in Honour of Professor
Gaurinath Sastri (Calcutta: ), –; “The Grammatical Basis of Nāgārjuna’s Arguments: Some Further Considerations,” Indologica Taurinensia – (–), –.
. M. Sprung, Lucid Exposition of the Middle Way: The Essential Chapters from the Prasannapada ̄ of
Candrakı ̄rti (Boulder: ), .
. See also Candrakı ̄rti’s discussion at Sprung, Lucid Exposition, –.
. At Sprung, Lucid Exposition, . See on this J. Westerhoff, “Nāgārjuna’s Arguments on
Motion Revisited,” Journal of Indian Philosophy (), –, .
. Westerhoff, “Nāgārjuna’s Arguments on Motion,” .
. See M. Siderits and J.D. O’Brien, “Zeno and Nāgārjuna on Motion,” Philosophy East and
West (), –; I.W. Mabbett, “Nāgārjuna and Zeno on Motion,” Philosophy East
and West (), –; B. Galloway, “Notes on Nāgārjuna and Zeno on Motion,”
Journal of the International Association of Buddhist Studies (), –.
. A line from his play Jumpers.
. See R. Sorabji and N. Kretzmann, “Aristotle on the Instant of Change,” Proceedings of the
Aristotelian Society, Supplementary Volumes (), – and –.
Chapter
. Our example is chosen with a sense of irony, because the concept of the “category error”
or “type error” was advanced by Gilbert Ryle in his critique of Cartesian conceptions of
the mind, in The Concept of Mind (London: ).
. This should not be confused with the closely related principle of bivalence, which states
that every meaningful assertion is either true or false.
. S. Schayer, “Altindische Antizipationen der Aussagenlogik,” Bulletin de l’Académie Polonaise
– (), –.
. L. Stafford Betty, “Nāgārjuna’s Masterpiece: Logical, Mystical, Both, or Neither?” Philosophy East and West (), –.
. R. Robinson, “Some Logical Aspects of Nāgārjuna’s System,” Philosophy East and West
(), –.
. K.N. Jayatilleke, “The Logic of Four Alternatives,” Philosophy East and West (), –.
. B.K. Matilal, Perception (Oxford: ), –. J. Westerhoff, Na ̄ga ̄rjuna’s Madhyamaka:
A Philosophical Introduction (Oxford: ), ch. . For use of the same concepts to offer a
somewhat different interpretation, see B.K. Matilal, Epistemology, Logic, and Grammar in
Indian Philosophical Analysis (The Hague: ), –.
Chapter
. We borrow this telling of the story, lightly simplified, from J. Cort, “ ‘Intellectual Ahiṃ sa ̄’
Revisited: Jain Tolerance and Intolerance of Others,” Philosophy East and West (),
–, at .
. For these questions and the Buddha’s silence as background to Jainism, see B.K. Matilal,
The Central Philosophy of Jainism (Ahmedabad: ), .
. Notice that the last four questions fit the pattern of the tetralemma explained in the last
chapter.
. For these examples, see Matilal, Central Philosophy, –.
. For this, see A. Clavel, “Śvetāmbaras and Digambaras: A Differentiated Periodization?”
in E. Franco (ed.), Periodization and Historiography of Indian Philosophy (Vienna: ),
–.
. Translated in N. Tatia (trans.), Tattva ̄rtha Sūtra: That Which Is (London: ). Cited in the
rest of this chapter by section number.
. This is the date accepted by Piotr Balcerowicz, but see also S. Ohira, A Study of
Tattva ̄rthasūtra with Bha ̄ṣya (Ahmedabad: ), who prefers a somewhat later date.
. J. Soni, “Basic Jaina Epistemology,” Philosophy East and West (), –.
. See J. Soni, “Dravya, Guṇa and Parya ̄ya in Jaina Thought,” Journal of Indian Philosophy
(), –.
. For a useful analysis, see P. Balcerowicz, “The Logical Structure of the Naya Method of the
Jainas,” Journal of Indian Philosophy (), –.
. Unfortunately, considerations of dating make it unlikely that this is a tribute to Buster
Keaton’s greatest film.
. For instance Matilal, Central Philosophy, . The following critique of this idea follows Cort,
“ ‘Intellectual Ahiṃ sa ̄’ Revisited.”
. Cort, “ ‘Intellectual Ahiṃ sa ̄’ Revisited,” .
. See Matilal, Central Philosophy, –.
Chapter
. As pointed out in J. Ganeri, “Jaina Logic and the Philosophical Basis of Pluralism,” History
and Philosophy of Logic (), –, at .
. Quoted from J.M. Koller, “Syādvāda as the Epistemological Key to the Jaina Middle Way
Metaphysics of Anekāntavāda,” Philosophy East and West (), –, at .
. For instance, F. Bharucha and R.V. Kamat, “Syādvāda Theory of Jainism in Terms of
Deviant Logic,” Indian Philosophical Quarterly (), –, B.K. Matilal, “Aneka ̄nta: Both
Yes and No?” Journal of Indian Council of Philosophical Research (), –.
. Quoted from Ganeri, “Jaina Logic,” .
_ ̄ – the Jaina Theory of Sevenfold Predication:
. As pointed out by P. Jain, “Saptabhangı
A Logical Analysis,” Philosophy East and West (), –, at . Piotr Balcerowicz
argues that the sevenfold theory has predications in mind, so that the seven options are
possible answers to the question of whether a certain property belongs to a certain
subject. See his “Do Attempts to Formalise the Sya ̄d-va ̄da Make Sense?” in P. Flügel and
O. Qvarnström (eds), Jaina Scriptures and Philosophy (London: ), –.
. As Balcerowicz, “Do Attempts to Formalise,” notes, this insistence that no selfcontradiction is involved can be found in other Jainas as well, like Hemacandra.
. As noted by B.K. Matilal, The Character of Logic in India (Albany: ), .
. This is the interpretation of Balcerowicz, “Do Attempts to Formalise.” It is not to be
_ ̄,” who argues that there is actually a point
confused with the reading of Jain, “Saptabhangı
of view from which something both does and does not exist, though this standpoint
involves no contradiction: “the canceling of predicates leaves nothing to be said” ().
. Ganeri, “Jaina Logic,” and Balcerowicz, “Do Attempts to Formalise,” understand the key
sentence in different ways. On Balcerowicz’s interpretation the remark agrees with what
we have seen in Vādi Devasūri, namely that inexpressibility derives from the impossibility of asserting and denying simultaneously: “because it is completely impossible to
express these two when emphasised in such a way [sc. simultaneously], one wants to
demonstrate with this [fourth sentence] still another property, ‘inexpressibility’.” In what
follows we retain the basic interpretive line taken in Ganeri, “Jaina Logic.”
Chapter
. We here pass over the controversy, triggered by E. Frauwallner, On the Date of the Buddhist
Master of the Law Vasubandhu (Rome: ), as to whether the works ascribed to Vasubandhu may have been authored by multiple authors. For the single author view, see
P. Skilling, “Vasubandhu and the Vya ̄khya ̄yukti Literature,” Journal of the International
Association of Buddhist Studies (), –. See also P.S. Jaini, “On the Theory of
the Two Vasubandhus,” Bulletin of the School of Oriental and African Studies (), –.
. For further background, see A. Von Rospatt, The Buddhist Doctrine of Momentariness:
A Survey of the Origins and Early Phase of this Doctrine up to Vasubandhu (Stuttgart: ).
. For a detailed account of this polemic, see ch. of J.C. Gold, Paving the Great Way:
Vasubandhu’s Unifying Buddhist Philosophy (New York: ).
. See further R. Kritzer, “Sautrāntika in the Abhidharmakos ́abha ̄ṣya,” Journal of the International
Association of Buddhist Studies (), –.
. Gold, Paving the Great Way, , and for the following candle analogy.
. Several of these are translated in S. Anacker (trans.), Seven Works of Vasubandhu: The
Buddhist Psychological Doctor (Delhi: ), cited by page number in the main text of this
chapter.
. R. King, “Early Yogācāra and its Relationship with the Madhyamaka School,” Philosophy
East and West (), –.
. Translated in J. Powers (trans.), Wisdom of the Buddha: The Samdhinirmocana Maha ̄ya ̄na Sūtra
(Berkeley: ).
. Anacker, Seven Works, , translation slightly abbreviated.
. See F. Tola and C. Dragonetti, “The Trisvabha ̄vaka ̄rika ̄ of Vasubandhu,” Journal of Indian
Philosophy (), –.
. For this question, see J.L. Garfield and J. Westerhoff (eds), Madhyamaka and Yoga ̄ca ̄ra: Allies
or Rivals? (Oxford: ). The following draws on several papers in this collection,
especially Thakchöe’s contribution. See also G. Nagao, Madhyamaka and Yoga ̄ca ̄ra:
A Study of Ma ̄ha ̄yana Philosophies (Albany: ).
. Quoted from King, “Early Yogācāra,” .
. See Siderits in Garfield and Westerhoff, Madhyamaka and Yoga ̄ca ̄ra, .
Chapter
. For stories about his biography, see B.C. Law, The Life and Word of Buddhaghosa (Calcutta:
).
. B. Ñāṇamoli (trans.), The Path of Purification: Visuddhimagga by Bhadanta ̄cariya Buddhaghosa
(Kandy: ), cited in the main text as Path.
. B. Ñāṇamoli (trans.), The Dispeller of Delusion (Sammohavinodanı ̄), revised by L.S. Cousins
et al., vols (Oxford: ), cited in the main text as Dispeller.
. Swami Gambhirananda (trans.), Madhūsudana’s Gūdha ̄rtha-dı ̄pika ̄ (Calcutta: ), .
. See J. Ganeri, Attention, Not Self (Oxford: ), –.
. B. Bodhi, The Numerical Discourses of the Buddha (Somerville, MA: ), .
. See S. Collins, Selfless Persons (Cambridge: ); P. Harvey, The Selfless Mind: Personality,
Consciousness and Nirva ̄ṇa in Early Buddhism (London: ); M. Siderits, Personal Identity
and Buddhist Philosophy (London: ); J. Duerlinger, Indian Buddhist Theories of Persons
(London: ). For Buddhaghosa’s view, see M. Heim, The Forerunner of All Things:
Buddhaghosa on Mind, Intention, and Agency (New York: ); J. Ganeri, Attention, Not Self
(Oxford: ).
. For general discussion of Buddhist approaches to agency and intentionality, see the
essays in R. Repetti (ed.), Buddhist Perspectives on Free Will: Agentless Agency (London: ),
and J. Davis (ed.), A Mirror is for Reflection: Understanding Buddhist Ethics (Oxford: ).
. Atthasa ̄linı ̄ (The Fount of Meaning), ed. E. Muller (London: ), –, –.
. See Y. Karunadasa, The Therava ̄da Abhidhamma (Hong Kong: ), –.
. Atthasa ̄linı ̄, ed. E. Muller, –.
Chapter
. For partial translations, see M. Hattori, Digna ̄ga on Perception: Being the Pratyakṣapariccheda
of Digna ̄ga’s Prama ̄ṇasamuccaya from the Sanskrit Fragments and the Tibetan Versions
(Cambridge, MA: ) and R. Hayes, Digna ̄ga on the Interpretation of Signs (Dordrecht:
). For the simultaneous composition of the verses and commentary, see B. Kellner,
“Self-Awareness (svasaṃ vedana) in Dignāga’s Prama ̄ṇasamuccaya and -vṛtti: A Close Reading,”
Journal of Indian Philosophy (), –, at .
_ ̄ga with the Commentary of
. Translated in N.A. Shastri, Alambanaparı
̄kṣa ̄ and Vṛtti by Dinna
Dharmapa ̄la (Madras: ); F. Tola and C. Dragonetti, “Dignāga’s Alambanaparı
̄kṣa ̄,” Journal
of Indian Philosophy (), –. The Tibetan commentaries are also translated, along
with critical discussion by several authors, in D. Duckworth, M. Eckel, J. Garfield, and
S. Thakcho (eds), Digna ̄ga’s Investigation of the Percept: A Philosophical Legacy in India and Tibet
(Oxford: ).
. On this question, see Hattori, Digna ̄ga on Perception, .
. For other accounts of the argument, see R. Hayes, Digna ̄ga on the Interpretation of Signs
(Dordrecht: ), and following; J. Chu, “On Dignāga’s Theory of the Object of
Cognition as Presented in PS(V) ,” Journal of the International Association of Buddhist Studies
(/), –.
. R.K. Payne, “The Theory of Meaning in Buddhist Logicians: The Historical and Intellectual Context of Apoha,” Journal of Indian Philosophy (), –, at .
. On this terminology, see D. Arnold, “Candrakı ̄rti on Dignāga on Svalakṣaṇas,” Journal of the
International Association of Buddhist Studies (), –.
. Hayes, Digna ̄ga on the Interpretation of Signs, .
. The hierarchical structure of inference has been stressed by S. Katsura, for instance in
“Dignāga and Dharmakı ̄rti on Apoha,” in E. Steinkellner (ed.), Studies in the Buddhist
Epistemological Tradition (Vienna: ), –.
. Hayes, Digna ̄ga on the Interpretation of Signs, .
. S.H. Phillips, “Dharmakı ̄rti on Sensation and Casual Efficiency,” Journal of Indian Philosophy
(), –, at ; see also A. Wayman, “Yogācāra and the Buddhist Logicians,”
Buddhist Studies (), –, at .
. See H. Masaaki, “Apoha and Pratibha ̄,” in M. Nagatomi et al. (eds), Sanskrit and Indian Studies:
Essays in Honour of Daniel H. H. Ingalls (Dordrecht: ), –; Payne, “Theory of Meaning”;
and D. Sharma, “Buddhist Theory of Meaning (Apoha) and Negative Statements,” Philosophy
East and West (), –.
. See Hayes, Digna ̄ga on the Interpretation of Signs, –; Payne, “The Theory of Meaning,”
; Sharma, “Buddhist Theory of Meaning,” –.
Chapter
. See the text at R. Hayes, Digna ̄ga on the Interpretation of Signs (Dordrecht: ), .
. On this contrast, see V.A. van Bijlert, Epistemology and Spiritual Authority (Vienna: ), ,
; J. Westerhoff, The Golden Age of Indian Buddhist Philosophy (Oxford: ), .
. Posterior Analytics ..
. Note that this is indeed a logic about the interrelation between properties and not, in the
first instance at least, propositions, as noted by Hayes, Digna ̄ga on the Interpretation of Signs,
.
. For the text, see Hayes, Digna ̄ga on the Interpretation of Signs, , with discussion at –.
For discussion of the trairūpya theory, see B. Gillon, “Logic in Classical Indian Philosophy,” The Stanford Encyclopedia of Philosophy, ed. E. Zalta (online; Fall edition);
B. Matilal, The Character of Logic in India (Albany: ), J. Ganeri, “Indian Logic,” in
D. Gabbay and J. Woods (eds), Handbook of the History of Logic, Vol. (Amsterdam: ).
. B.K. Matilal, The Character of Logic in India (Albany: ), .
. For translations of Dharmakı ̄rti, see T. Stcherbatsky, “A Short Treatise of Logic by
Dharmakı ̄rti with its Commentary by Dharmottara,” in Buddhist Logic, Vol. (New
York: ), –; P. Gokhale, Va ̄danya ̄ya of Dharmakı ̄rti: The Logic of Debate (Delhi: );
G.C. Pande, Nya ̄yabindu (Sarnath: ). On him, see also G. Dreyfus, Recognizing Reality:
Dharmakı ̄rti’s Philosophy and its Tibetan Interpretations (Albany: ); J. Dunne, Foundations of
Dharmakı ̄rti’s Philosophy (Somerville, MA: ).
. For a good overview of Dharmakı ̄rti’s innovation, and indeed of Indian logic generally,
see Gillon, “Logic in Classical Indian Philosophy.”
Chapter
. For the contrast between the two approaches, see M. MacKenzie, “The Illumination of
Consciousness: Approaches to Self-Awareness in the Indian and Western Traditions,”
Philosophy East and West (), –.
. See B. Kellner, “Infinite Regress Arguments (anavastha ̄) in Connection with SelfAwareness (svasaṃ vedana): A Closer Look at Dignāga and Dharmakı ̄rti,” Journal of Indian
Philosophy (), –.
. For this weakness in the argument, see J. Ganeri, “Self-Intimation, Memory and Personal
Identity,” Journal of Indian Philosophy (), –, at ; K.C. Lo, “On the Argument
of Infinite Regress in Proving Self-Awareness,” Journal of Indian Philosophy (),
–.
. For which see Kellner, “Infinite Regress Arguments,” .
. In speaking of “access” we follow B. Kellner, “Self-Awareness (svasaṃ vedana) in Dignāga’s
Prama ̄ṇasamuccaya and -vṛtti: A Close Reading,” Journal of Indian Philosophy (), –,
at .
. G. Dreyfus, Recognizing Reality: Dharmakı ̄rti’s Philosophy and its Tibetan Interpretations (Albany:
).
. D. Arnold, “Self-Awareness (svasaṃ vitti) and Related Doctrines of Buddhists Following
Dignāga: Philosophical Characterizations of Some of the Main Issues,” Journal of Indian
Philosophy (), –, at .
. For discussion of this problem, see M. MacKenzie, “Self-Awareness Without a Self:
Buddhism and the Reflexivity of Awareness,” Asian Philosophy (), –;
C.K. Fink, “The ‘Scent’ of a Self: Buddhism and the First-Person Perspective,” Asian
Philosophy (), –.
Chapter
. Selections in translation in S. Pollock (trans.), A Rasa Reader: Classical Indian Aesthetics (New
York: ); page references throughout the chapter refer to this volume. There is a
complete translation in M. Ghosh (trans.), Na ̄ṭyas ́a ̄stra of Bharata (Varanasi: –). See
further, e.g. P. Kale, The Theatric Universe: A Study of the Natyasastra (Bombay: ) and
S. Nair (ed.), The Natyasastra and the Body in Performance (Jefferson, NC: ).
. For early writings on music, see L. Rowell, Music and Musical Thought in Early India
(Chicago: ); J. Katz (ed.), The Traditional Indian Theory and Practice of Music and Dance
(Leiden: ); J. Katz, “Music and Aesthetics: An Early Indian Perspective,” Early Music
(), –.
. On this concept, see e.g. K.C. Bhattacharya, “The Concept of Rasa,” in his Studies in
Philosophy, Vol. (Calcutta: ), K.C. Pandey, “A Bird’s-Eye View of Indian Aesthetics,”
Journal of Aesthetics and Art Criticism (), –; P. Patnaik, Rasa in Aesthetics (New
Delhi: ); S.L. Schwarz, Rasa: Performing the Divine in India (New York: );
K.M. Higgins, “An Alchemy of Emotions: Rasa and Aesthetic Breakthroughs,” Journal of
Aesthetics and Art Criticism (), –.
. We reproduce the translation of the lists from Higgins, “An Alchemy of Emotions,” .
. On the moral function of Indian drama, see S. Pollock, “The Social Aesthetic and Sanskrit
Literary Theory,” Journal of Indian Philosophy (), –.
. See J.L. Masson, “Philosophy and Literary Criticism in Ancient India,” Journal of Indian
Philosophy (), –.
. L. McCrea, “Mahimabhaṭtạ ’s Analysis of Poetic Flaws,” Journal of the American Oriental
Society (), –.
. See Y. Bronner, Extreme Poetry: The South Asian Movement of Simultaneous Narration (New
York: ).
. A.A. Bake, “The Aesthetics of Indian Music,” British Journal of Aesthetics (), –.
. Katz, “Music and Aesthetics,” , –.
. See A. Amaladass, Philosophical Implications of Dhvani: Experience of Symbol Language in Indian
Aesthetics (Vienna: ), on which we draw in what follows.
. For the example and its purpose, see L. McCrea, “ ‘Resonance’ and its Reverberations:
Two Cultures in Indian Epistemology of Aesthetic Meaning,” in A. Chakrabarti (ed.), The
Bloomsbury Research Handbook of Indian Aesthetics and the Philosophy of Art (London: ),
–, at –.
. Amaladass, Philosophical Implications, and .
. E. Christie, “Indian Philosophers on Poetic Imagination (Pratibha ̄),” Journal of Indian
Philosophy (), –.
. On the relation between the two, see K. Kunjunni Raja, “Anandavardhana
and Abhinavagupta: A Contrastive Study,” Adyar Library Bulletin (), –.
. On this idea, see A. Chakrabarti, “Play, Pleasure, Pain: Ownerless Emotions in Rasa
Aesthetics,” in K. Vatsyayan and D.P. Chattopadhyay (eds), Aesthetic Theories and Forms
in Indian Tradition (New Delhi: ), –.
. Cited by S.L. Schwarz, Rasa: Performing the Divine in India (New York: ), .
. P. Dave-Mukheriji, “Who is Afraid of Mimesis? Contesting the Common Sense of Indian
Aesthetics through the Theory of ‘Mimesis’ or Anukaraṇa Vāda,” in Chakrabarti (ed.), The
Bloomsbury Research Handbook, –.
. For his defense of the relevance of inference, see McCrea, “ ‘Resonance’ and its Reverberations,” .
. We are grateful to Malcolm Keating for his advice on this chapter.
Chapter
. From the preface of B.T. Bhattacharyya, An Introduction to Buddhist Esotericism (Oxford: ),
quoted by N.N. Bhattacharyya, History of the Tantric Religion (New Delhi: ), –.
. For a discussion of the connections between Tantra and Yoga, see M. Eliade, Yoga:
Immortality and Freedom (New York: ), ch. .
. A. Padoux, Va ̄c: The Concept of the Word in Selected Hindu Tantras, trans. J. Gontier (Albany:
), n.. For an account giving more prominence to sexual aspects of the
tradition, see D.G. White, Kiss of the Yogini: “ Tantric Sex” in its South Asian Contexts
(Chicago: ).
. This list is adapted from C.D. Wallis, Tantra Illuminated: The Philosophy, History, and Practice of
a Timeless Tradition (San Rafael, CA: ), a useful popular guide to Tantra especially in
the non-dual Śaivite tradition.
. The term mantra could originally mean any part of a Vedic text. On the term, see further
J. Gonda, “The Indian Mantra,” Oriens (), –.
. A. Sanderson, “The Śaiva Age: The Rise and Dominance of Śaivism during the Early
Medieval Period,” in S. Einoo (ed.), Genesis and Development of Tantrism (Tokyo: ),
–, at .
. Bhattacharyya, History of the Tantric Religion, –.
. See R. Yelle, Explaining Mantras: Ritual, Rhetoric, and the Dream of a Natural Language in Hindu
Tantra (London: ), and . On the topic, see also H.A. Alper, Understanding Mantras
(Albany: ).
. Yelle, Explaining Mantras, ; see also Padoux, Va ̄c, .
. See A. Bharati, The Tantric Tradition (New York: ), ch. .
. Yelle, Explaining Mantras, .
. A. Sanderson, “The Śaiva Literature,” Journal of Indological Studies – (–), –,
at .
. For dualist and monistic tendencies in Śaivism, see Sanderson, “The Śaiva Age.”
. P.E. Muller-Ortega, The Triadic Heart of Śiva: Kaula Tantricism of Abhinavagupta in the NonDual Shaivism of Kashmir (Albany: ), .
. Muller-Ortega, The Triadic Heart of Śiva, .
. Quoted in Padoux, Va ̄c, ; and n. for the following points about Bhartṛhari
and the learning of language among children.
. See further R. Torella, “From Adversary to the Main Ally: The Place of Bhartṛhari in the
Kashmirian Śaiva Advaita,” in A. Aklujkar and M. Kaul (eds), Linguistic Traditions of Kashmir
(Delhi: ), –.
. Padoux, Va ̄c, .
. Padoux, Va ̄c, .
. Yelle, Explaining Mantras, .
. Quoted in Bharati, Tantric Tradition, .
. Bhattacharyya, History of the Tantric Religion, , mentions a text from around
which takes the third combined view.
. G.R. Elder, “Problems of Language in Buddhist Tantra,” History of Religions (),
–, reprinted in P. Williams (ed.), Buddhism: Critical Concepts in Religious Studies, Vol.
: Tantric Buddhism (London: ); Bharati, The Tantric Tradition, ch. .
. Sanderson, “The Śaiva Literature,” .
. R.R. Jackson, “Ambiguous Sexuality: Imagery and Interpretation in Tantric Buddhism,”
Religion (), –, at in the reprinted version in Williams, Buddhism: Critical
Concepts. For the idea of Kashmir Śaivite Tantra as an ascetic movement, see also
G. Flood, The Ascetic Self: Subjectivity, Memory and Tradition (Cambridge: ), ch. .
. Quoted at Muller-Ortega, The Triadic Heart of Śiva, –.
. See P. Adamson, Philosophy in the Islamic World: A History of Philosophy Without Any Gaps,
Volume (Oxford: ), ch. .
. Bhattacharyya, History of the Tantric Religion, .
. Our thanks to Robert Yelle and Eva-Maria Glasbrenner for their help with this chapter.
Chapter
. As detailed in P. Adamson, Philosophy in the Islamic World: A History of Philosophy Without
Any Gaps, Volume (Oxford: ).
. K. Karttunen, India in Early Greek Literature (Helsinki: ), , –. We also draw on this
book in what follows.
. T. McEvilley, The Shape of Ancient Thought (New York: ).
. McEvilley, The Shape of Ancient Thought, .
. McEvilley, The Shape of Ancient Thought, .
. On the possibility of the western spread of Buddhism, see, however, E. Seldeslachts,
“Greece: The Final Frontier?” in A. Heirman et al. (eds), The Spread of Buddhism (Leiden:
), –.
. See on them, P. Adamson, Philosophy in the Hellenistic and Roman Worlds: A History of
Philosophy Without Any Gaps, Volume (Oxford: ), chs and .
. Lives of the Philosophers .. It should be noted that the atomist Democritus is also claimed
to have been a bold traveler and to have gone to Egypt, Persia, Ethiopia, and India.
. E. Flintoff, “Pyrrho and India,” Phronesis (), –; C.I. Beckwith, Greek Buddha:
Pyrrho’s Encounter with Early Buddhism in Central Asia (Princeton: ).
. Beckwith, Greek Buddha, .
. As admitted in passing by Flintoff, “Pyrrho and India,” .
. Beckwith, Greek Buddha, , , .
. On him, see Adamson, Philosophy in the Hellenistic and Roman Worlds, chs –. For the
question of Indian influence on Neoplatonism, see J.F. Staal, Advaita and Neoplatonism:
A Critical Study in Comparative Philosophy (Madras: ); R.B. Harris (ed.), Neoplatonism and
Indian Thought (Albany: ); P.M. Gregorios (ed.), Neoplatonism and Indian Philosophy
.
.
.
.
.
.
(Albany: ); J. Lacrosse, “Plotinus, Porphyry and India: A Re-Examination,” in
P. Vassilopoulou (ed.), Late Antique Epistemology: Other Ways to Truth (New York: ),
–.
For references, see Lacrosse, “Plotinus, Porphyry and India,” .
For the skeptical view, see, for instance, A.H. Armstrong, “Plotinus and India,” The
Classical Quarterly (), –, responding to the positive proposal of E. Bréhier, The
Philosophy of Plotinus, trans. J. Thomas (Chicago: ). See also A.M. Wolters, “A Survey of
Modern Scholarly Opinion on Plotinus and Indian Thought,” in Harris, Neoplatonism and
Indian Thought, –.
A problem noted by D.H. Sick, “When Socrates Met the Buddha: Greek and Indian
Dialectic in Hellenistic Bactria and India,” Journal of the Royal Asiatic Society (),
–, at .
See G. Aubry, Plotin: Traité (I,) (Paris: ) and P. Remes, Plotinus on Self: The Philosophy
of the “ We” (Cambridge: ).
McEvilley, The Shape of Ancient Thought, ; see also (“most of what he used was
already present in the Greek tradition, though it may have come over from India at an
earlier date”).
Lacrosse, “Plotinus, Porphyry and India,” .
Chapter
. Cited in the text by page number from E.C. Sachau (trans.), Alberuni’s India, vols
(London: ).
. On this, see P. Adamson, Philosophy in the Islamic World: A History of Philosophy Without Any
Gaps, Volume (Oxford: ), ch. .
. See D. Pingree, Pathways into the Study of Ancient Sciences: Selected Essays, ed. I. Pingree and
J.M. Steele (Philadelphia: ).
. K. van Bladel, “The Bactrian Background of the Barmakids,” in A. Akasoy, C. Burnett, and
R. Yoeli-Tlalim (eds), Islam and Tibet: Interactions along the Musk Routes (Farnham: ),
–, at .
. D. Xiuyuan, “The Presence of Buddhist Thought in Kalām Literature,” Philosophy East and
West, forthcoming. See also S. Pines, “A Study of the Impact of Indian, Mainly Buddhist,
Thought on Some Aspects of Kalām Doctrines,” Jerusalem Studies in Arabic and Islam
(), –.
. S. Pines and T. Gelblum, “Al-Bı ̄rūnı ̄’s Arabic Version of Patañjali’s Yogasūtra,” Bulletin of
SOAS (), –; (), –; (), –; (), –.
. On this passage, see M. Kozah, The Birth of Indology as an Islamic Science (Leiden: ), –.
. For details, see W. Halbfass, India and Europe: An Essay in Philosophical Understanding
(Albany: ), .
. C.W. Ernst, “The Islamization of Yoga in the Amrtakunda Translations,” Journal of the Royal
Asiatic Society (), –, at .
. Discussed in Adamson, Philosophy in the Islamic World, ch. .
. For more details and references for what follows, see J. Ganeri, Identity as Reasoned Choice:
A South Asian Perspective on the Reach and Resources of Public and Practical Reason in Shaping
Individual Identities (London: ), ff.
. G.W.F. Leibniz, New Essays on the Human Understanding, trans. P. Remnant and J. Bennett
(Cambridge: ), .
. A. Gopnik, “Could David Hume have Known about Buddhism? Charles Francois Dolu,
the Royal College of La Flèche, and the Global Jesuit Intellectual Network,” Hume Studies
(), –.
. Gopnik, “Could David Hume have Known about Buddhism?” .
. “Letter to Monsieur Chapelain, Despatched from Chiras in Persia, the th October ,”
in F. Bernier, Voyage dans les Etats du Grand Mogul, ed. F. Bhattacharya (Paris: ); see also
I. Brock (trans.), Travels in the Mogul Empire – (London: ), –.
. D. Hume, Dialogues Concerning Natural Religion (London: ), –.
. Book III, ch. , §.
. In what follows we draw on Halbfass, India and Europe, chs –.
. Quoted from Halbfass, India and Europe, –.
. In addition to the discussion found in Halbfass, see P. Abelsen, “Schopenhauer and
Buddhism,” Philosophy East and West (), – and M. Nicholls, “The Influences of
Eastern Thought on Schopenhauer’s Doctrine of The Thing-In-Itself,” in C. Janaway (ed.),
The Cambridge Companion to Schopenhauer (Cambridge: ), –.
. A. Schopenhauer, Parerga and Paralipomena, trans. E.F.J. Payne, vols (Oxford: ), vol. ,
.
. On whom, see P. Adamson, Medieval Philosophy: A History of Philosophy Without Any Gaps,
Volume (Oxford: ), ch. .
. Quoted from Halbfass, India and Europe, .
. For a contrast between Schopenhauer and the genuine teachings of Buddhism, see also
Abelsen, “Schopenhauer and Buddhism.”
Chapter
. L. McCrea, “The Transformations of Mı ̄māṃ sā in the Larger Context of Indian Philosophical Discourse,” in E. Franco (ed.), Periodization and Historiography of Indian Philosophy
(Vienna: ), –, at –.
. For more on figures in the Islamic tradition within India, see P. Adamson, Philosophy in the
Islamic World: A History of Philosophy Without Any Gaps, Volume (Oxford: ), ch. .
. See further A. Carpenter, “Illuminating Community: Animals in Classical Indian
Thought,” in P. Adamson and G.F. Edwards (eds), Animals: A History (New York: ),
–.
. See the papers collected in A. Marmodoro and D. Yates (eds), The Metaphysics of Relations
(Oxford: ).
FURTHER R EADING
Further reading is suggested here for each of the main sections of the book, followed by
recommendations for the topics of specific chapters. References on more specific topics and
for primary literature in translation can be found in notes to the chapters of this volume.
General Overviews
C. Bartley, An Introduction to Indian Philosophy (London: ).
S.N. Dasgupta, A History of Indian Philosophy (Cambridge: –).
E. Franco (ed.), Periodization and Historiography of Indian Philosophy (Vienna: ).
J. Ganeri (ed.), Indian Logic: A Reader (Richmond: ).
J. Ganeri, Philosophy in Classical India (London: ).
J. Ganeri, The Concealed Art of the Soul: Theories of Self and Practices of Truth in Indian Ethics and
Epistemology (Oxford: ).
J. Ganeri (ed.), Indian Philosophy [a four-volume set]. Routledge Critical Concepts in Philosophy
(London: ).
J. Ganeri (ed.), Oxford Handbook of Indian Philosophy (Oxford: ).
W. Halbfass, Tradition and Reflection: Explorations in Indian Thought (Albany: ).
S. Hamilton, Indian Philosophy: A Very Short Introduction (Oxford: ).
R. King, Indian Philosophy: An Introduction to Hindu and Buddhist Thought (Washington, DC: ).
D. Krishna, Indian Philosophy: A Counter-Perspective (Oxford, ).
B.K. Matilal, Perception: An Essay on Classical Indian Theories of Knowledge (Oxford: ).
B.K. Matilal, Ethics and Epics (Delhi: ; reprinted ).
B.K. Matilal, Mind, Language, and World (Delhi: ; reprinted ).
B.K. Matilal, Logical and Ethical Issues (New Delhi: ).
J.N. Mohanty, Reason and Tradition in Indian Thought (Oxford: ).
J.N. Mohanty, Classical Indian Philosophy (London: ).
K. Potter (ed.), Encyclopedia of Indian Philosophies (Princeton: –).
S. Radhakrishnan and C.A. Moore, A Sourcebook in Indian Philosophy (Princeton: ).
D. Sharma, Classical Indian Philosophy: A Reader (New York: ).
N. Smart, Doctrine and Argument in Indian Philosophy (London: ).
Origins
F. Edgerton, The Beginnings of Indian Philosophy: Selections from the Rg Veda, Atharva Veda,
Upanisads, and Mahabharata (London: ).
R. Gethin, The Foundations of Buddhism (Oxford: ).
K.N. Jayatilleke, Early Buddhist Theory of Knowledge (London: ).
B.K. Matilal, Epics and Ethics (Oxford: ).
W.D. O’Flaherty (ed.), Karma and Rebirth in Classical Indian Traditions (Berkeley: ).
B. Smith, Reflections on Resemblance, Ritual and Religion (New York: ).
The Upaniṣads
B. Black, The Character of the Self in Ancient India: Priests, Kings, and Women in the Early Upaniṣads
(Albany: ).
B. Black, “The Rhetoric of Secrecy in the Upaniṣads,” in S.E. Lindquist (ed.), Religion and Identity
in South Asia and Beyond (Florence: ), –.
B. Black, “The Upaniṣads,” on the Internet Encyclopedia of Philosophy, https://www.iep.utm.edu/
upanisad/.
J. Brereton, “The Upaniṣads,” in W.T. de Bary and I. Bloom (eds), Approaches to the Asian Classics
(New York: ), –.
S. Cohen, Text and Authority in the Older Upaniṣads (Leiden: ).
S. Cohen (ed.), The Upaniṣads: A Complete Guide (London: ).
D.C. Mathur, “The Concept of Self in the Upanishads: An Alternative Interpretation,” Philosophy
and Phenomenological Research (), –.
P. Olivelle, Upaniṣads: A New Translation (Oxford: ).
Sanskrit Grammar
G. Cardona, “Some Principles of Pāṇini’s Grammar,” Journal of Indian Philosophy (), –.
G. Cardona, “Pāṇini’s Kārakas: Agency, Animation and Identity,” Journal of Indian Philosophy
(), –.
M. Keating, Language, Meaning and Use in Indian Philosophy (London: ).
P. Kiparsky, Some Theoretical Problems in Pāṇini’s Grammar (Poona: ).
B. Matilal, The Word and the World: India’s Contribution to the Study of Language (Delhi: ).
H. Sharfe, A History of Indian Literature, Vol. V.: Grammatical Literature (Wiesbaden: ).
R.N. Sharma, The Aṣtạ̄ dhyāyı̄ of Pāṇini, Vol. : Introduction to the Aṣtạ̄ dhyāyı̄ as a Grammatical Device
(New Delhi: ).
F. Staal, “Euclid and Pāṇini,” Philosophy East and West (), –.
F. Staal, “Ritual, Grammar and the Origins of Science in India,” Journal of Indian Philosophy
(), –.
R. Tzohar, A Yogācāra Buddhist Theory of Metaphor (Oxford: ).
Early Buddhism
R. Gethin, The Foundations of Buddhism (Oxford: ).
R. Gombrich, What the Buddha Thought (London: ).
C. Gowans, Philosophy of the Buddha (London: ).
S. Hamilton, Early Buddhism: A New Approach. The I of the Beholder (London: ).
P. Harvey, An Introduction to Buddhist Ethics: Foundations, Values, and Issues (Cambridge: ).
D. Keown, The Nature of Buddhist Ethics (Basingstoke: ).
M. Siderits, Buddhism as Philosophy: An Introduction (Farnham: ).
D. Webster, The Philosophy of Desire in the Buddhist Pāli Canon (London: ).
Ancient Indian Political Thought
R. Choudhary, Kauṭilya’s Political Ideas and Institutions (Varanasi: ).
J. Gonda, Ancient Indian Kingship from the Religious Point of View (Leiden: ).
P. Olivelle (ed.), Asoka in History and Historical Memory (Delhi: ).
P. Olivelle, King, Governance and Law in Ancient India: Kauṭilya’s Arthasāstra (Oxford: ).
R. Thapar, Asoka and the Decline of the Mauryas (Oxford: ).
A.A. Vigasin and A.M. Samozvantsev, Society, State and Law in Ancient India (New Delhi:
).
Women in Ancient India
B. Black, “Draupadı̄ in the Mahābhārata,” Religion Compass (), –.
K.R. Blackstone, Women in the Footsteps of the Buddha: Struggle for Liberation in the Therı̄gāthā
(Delhi: ).
S. Brodbeck and B. Black (eds), Gender and Narrative in the Mahābhārata (London: ).
J. Fitzgerald, “Nun Befuddles King, Shows Karmayoga Does Not Work: Sulabhā’s Refutation of
King Janaka at MBh .,” Journal of Indian Philosophy (), –.
S.E. Lindquist, “Gender at Janaka’s Court: Women in the Bṛhadāraṇyaka Upaniṣad Reconsidered,” Journal of Indian Philosophy (), –.
P. Olivelle. “Amṛtā: Women and Indian Technologies of Immortality,” Journal of Indian
Philosophy (), –.
R. Vanita, “The Self is Not Gendered: Sulabha’s Debate with King Janaka,” NWSA Journal
(), –.
The Mahābhārata and Bhagavad-gı̄tā
J. Brockington, The Sanskrit Epics (Leiden: ).
A. Chakrabarti and S. Bandhopadhyay (eds), Mahābhārata Now: Narration, Aesthetics, Ethics
(Routledge: ).
C. Framarin, “Good and Bad Desires: Implications of the Dialogue between Kṛṣṇa and
Arjuna,” International Journal of Hindu Studies () (): –.
D. Gitomer, “King Duryodhana: The Mahābhārata Discourse of Sinning and Virtue in the Epic
and Drama,” Journal of the American Oriental Society (), –.
A. Hiltebeitel, The Ritual of Battle: Kṛṣṇa in the Mahābhārata (Albany: ).
A. Hiltebeitel, Rethinking the Mahābhārata: A Reader’s Guide to the Education of the Dharma King
(Chicago: ).
A. Malinar, The Bhagavadgı̄tā: Doctrines and Contexts (Cambridge: ).
B.K. Matilal (ed.), Moral Dilemmas in the Mahābhārata (Delhi: ).
R.N. Minor, Bhagavad-Gı̄tā: An Exegetical Commentary (Delhi: ).
P. Olivelle, “The Conception of God in the Bhagavadgı̄tā,” International Philosophical Quarterly
(), –.
C.A. Robinson, Interpretations of the Bhagavad-Gı̄tā and Images of Hindu Tradition (London: ).
A. Sharma (ed.), New Essays in the Bhagavadgı̄tā: Philosophical, Methodological and Cultural
Approaches (New Delhi: ).
S. Sreekumar, “An Analysis of Consequentialism and Deontology in the Normative Ethics of
the Bhagavadgı̄tā,” Journal of Indian Philosophy (), –.
Non-Violence
C. Chapple, Nonviolence to Animals, Earth, and Self in Asian Traditions (Albany: ).
J.R. Hinnells and R. King (eds), Religion and Violence in South Asia: Theory and Practice (London:
).
J.E.M. Houben and K.R. van Kooij (eds), Violence Denied: Violence, Non-Violence and the Rationalization of Violence in South Asian Cultural History (Leiden: ).
T. Sethia (ed.), Ahiṃ sā, Anekānta and Jainism (Delhi: ).
U. Tähtinen, Ahiṃ sā: Non-Violence in Indian Tradition (London: ).
The Age of the S
utra
C. Bartley, An Introduction to Indian Philosophy (London: ).
J. Bronkhorst, Language and Reality: On an Episode in Indian Thought, trans. M.S. Allen and
R. Raghunathan (Leiden: ).
J. Gonda (ed.), A History of Indian Literature (Wiesbaden: –).
D. Krishna (ed.), Discussion and Debate in Indian Philosophy: Issues in Vedānta, Mı̄māṃ sā and Nyāya
(New Delhi: ).
K.H. Potter (ed.), Encyclopedia of Indian Philosophies (Princeton: –).
Skepticism
A. Carpenter and J. Ganeri, “Can You Seek the Answer to this Question? Meno in India,”
Australasian Journal of Philosophy (), –.
G. Dreyfus and J. Garfield, “Madhyamaka and Classical Greek Skepticism,” in The Cowherds,
Moonshadows: Conventional Truth in Buddhist Philosophy (Oxford: ), –.
E. Franco, Perception, Knowledge and Disbelief: A Study of Jayarāsi’s Scepticism (Delhi: ).
B.K. Matilal, Perception: An Essay on Classical Indian Theories of Knowledge (Oxford: ).
E. Mills, Three Pillars of Skepticism in Classical India (Lanham, ).
Mı̄māṃ sā
G.P. Bhatt, The Basic Ways of Knowing: An In-Depth Study of Kumārila’s Contribution to Indian
Epistemology (Delhi: ).
F.X. Clooney, “Why the Veda Has No Author: Language as Ritual in Early Mı̄māṃ sā and PostModern Theology,” Journal of the American Academy of Religion (), –.
F.X. Clooney, Thinking Ritually: Rediscovering the Purva Mı̄māṃ sā of Jaimini (Vienna: ).
O. Gächter, Hermeneutics and Language in Purva Mı̄māṃ sā (Delhi: ).
J. Ganeri, “The Ritual Roots of Moral Reason: Lessons from Mı̄māṃ sā,” in K. Schilbrack (ed.),
Thinking Through Rituals: Philosophical Perspectives (London: ), –.
G. Jha, The Prābhākara School of Purva Mı̄māṃ sā (Delhi: ).
N.S. Juhankar, “The Mı̄māṃ sā Concept of Dharma,” Journal of Indian Philosophy (), –.
L. McCrea, “The Hierarchical Organization of Language in Mı̄māṃ sā Interpretive Theory,”
Journal of Indian Philosophy (), –.
J.A. Taber, “The Theory of the Sentence in P
urva Mı̄māṃ sā and Western Philosophy,” Journal
of Indian Philosophy (), –.
J. Taber, A Hindu Critique of Buddhist Epistemology: Kumārila on Perception (London: ).
Vedānta
F.X. Clooney, “Binding the Text: Vedānta as Philosophy and Commentary,” in J.R. Timm (ed.),
Texts in Context: Traditional Hermeneutics in South Asia (Albany: ), –.
P. Deussen, The System of the Vedānta, trans. C. Johnston (New York: ).
N. Isayeva, Shankara and Indian Philosophy (Albany: ).
H. Nakamura, A History of Early Vedānta Philosophy, parts – (Delhi: , ).
A. Rambachan, The Advaita Worldview: God, World and Humanity (Albany: ).
J.G. Suthren Hirst, Saṁkara’s Advaita Vedānta: A Way of Teaching (London: ).
S. Timalsina, Consciousness in Indian Philosophy: The Advaita Doctrine of “Awareness Only” (London:
).
Bhartṛhari
J. Bronkhorst, “Studies on Bhartṛhari : Bhartṛhari on Sphoṭa and Universals,” Asiatische Studien
(), –.
J. Bronkhorst, “The Peacock’s Egg: Bhartṛhari on Language and Reality,” Philosophy East and
West (), –.
M. Chaturvedi (ed.), Bhartṛhari: Language, Thought and Reality (Delhi: ).
R. Herzberger, Bhartṛhari and the Buddhists: An Essay in the Development of Fifth and Sixth Century
Indian Thought (Dordrecht: ).
J. Houben, The Sambandha-samuddesa and Bhartṛhari’s Philosophy of Language (Groningen: ).
Ayurvedic Medicine
J. Filliozat, The Classical Doctrine of Indian Medicine (Delhi: ).
J. Jolly, Indian Medicine, trans. C.G. Kashikar (New Delhi: ).
G.J. Larson, “Ayurveda
and the Hindu Philosophical Systems,” in T.P. Kasulis et al. (eds), Self as
Body in Asian Theory and Practice (Albany: ), –.
G.J. Meulenbeld, A History of Indian Medical Literature, vols (Groningen: –).
G.J. Meulenbeld and Dominik Wujastyk (eds), Studies on Indian Medical History (Delhi: ),
–.
Dagmar Wujastyk, Well-Mannered Medicine: Medical Ethics and Etiquette in Classical Ayurveda
(Oxford: ).
Dominik Wujastyk, “Medicine and Dharma,” Journal of Indian Philosophy (), –.
K. Zysk, Asceticism and Healing in Ancient India: Medicine in the Buddhist Monastery (New York:
).
Sāṃ khya
J. Bronkhorst, “The Qualities of Sāṃ khya,” Wiener Zeitschrift für die Kunde Südasiens (),
–.
M. Burley, Classical Sāṃ khya and Yoga: An Indian Metaphysics of Experience (London: ).
P. Chakravarti, Origin and Development of the Sāṃ khya System of Thought (New Delhi: ).
E. Frauwallner, “Die Erkenntnislehre des Klassischen Sāṃ khya-Systems,” Wiener Zeitschrift für
die Kunde Süd- und Ostasiens (), –.
G.J. Larson, Classical Sāṃ khya: An Interpretation of its History and Meaning (Delhi: ).
A. Sen Gupta, Classical Sāṃ khya: A Critical Study (New Delhi: ).
J.A.B. van Buitenen, “Studies in Sāṃ khya (I) (II) and (III),” Journal of the American Oriental Society
(), –; (), –; and (), –.
_
S.G.M. Weerasinghe, The Sānkhya
Philosophy: A Critical Evaluation of its Origins and Development
(Delhi: ).
Yoga
M. Eliade, Yoga: Immortality and Freedom (Princeton: ).
M.S.A. Ferraz, “Some Remarks on the Yogasutra,” Philosophy East and West (), –.
K.A. Jacobsen (ed.), Theory and Practice of Yoga: Essays in Honour of Gerald James Larson (Delhi:
).
P. Maas, “Valid Knowledge and Belief in Classical Sāmkhya Yoga,” in P. Balcerowicz (ed.), Logic
and Belief in Indian Philosophy (Delhi: ), –.
I. Whicher, The Integrity of the Yoga Darsana: A Reconsideration of Classical Yoga (Delhi: ).
I. Whicher and D. Carpenter (eds), Yoga: The Indian Tradition (London: ).
Nyāya
S. Bhattacharyya, Development of Nyāya Philosophy and its Social Context (Delhi: ).
M. Gangopadhyaya, Indian Logic in its Sources (Delhi: ).
P. Gokhale, Inference and Fallacies Discussed in Ancient Indian Logic (Delhi: ).
B.K. Matilal, Nyāya-Vaiseṣika (Wiesbaden: ).
B.K. Matilal, The Character of Logic in India (Albany: ).
S. Phillips, Epistemology in Classical India: The Knowledge Sources of the Nyāya School (London: ).
K. Potter, The Tradition of Nyāya-Vaiseṣika up to Ga_ngesa, Encyclopedia of Indian Philosophies,
Vol. (Princeton: ).
E. Solomon, Indian Dialectics, vols (Ahmedabad: ).
V.A. Van Bijlert, Epistemology and Spiritual Authority: The Development of Epistemology and Logic in
the Old Nyāya and the Buddhist School of Epistemology (Vienna: ).
Vaiseṣika
S. Bhaduri, Studies in Nyāya-Vaiseṣika Metaphysics (Poona: ).
M. Gangopadhyaya, Indian Atomism: History and Sources (Atlantic Highlands: ).
W. Halbfass, On Being and What There is: Classical Vaiseṣika and the History of Indian Ontology (Delhi:
).
U. Mishra, The Conception of Matter According to Nyāya-Vaiseṣika (Allahabad: ).
S.H. Phillips, Classical Indian Metaphysics (Chicago: ).
A. Thakur, Origin and Development of the Vaiseṣika System (Delhi: ).
Theories of Time
H. Coward, “Time (Kāla) in Bhartṛhari’s Vākypadı̄ya,” Journal of Indian Philosophy (), –.
R. Gombrich, “Ancient Indian Cosmology,” in C. Blacker and M. Loewe (eds), Ancient Cosmologies (London: ), –.
L. González-Reimann, “Cosmic Cycles, Cosmology, and Cosmography,” in K.A. Jacobsen,
H. Basu, and A. Malinar (eds), Brill’s Encyclopedia of Hinduism (Leiden: ), –.
A. Malinar, Time in India: Concepts and Practices (New Delhi: ).
H.S. Prasad, “Time and Change in Sāṃ khya-Yoga,” Journal of Indian Philosophy (), –.
Cārvāka
R. Bhattacharya, “Cārvāka Fragments: A New Collection,” Journal of Indian Philosophy (),
–.
R. Bhattacharya, “What the Cārvākas Originally Meant: More on the Commentators on the
Cārvākasutra,” Journal of Indian Philosophy (), –.
R. Bhattacharya, Studies on the Cārvāka/Lokāyata (London: ).
D. Chattopadhyaya, Lokāyata: A Study in Ancient Indian Materialism (New Delhi: ).
D. Chattopadhyaya, Defence of Materialism in Ancient India (New Delhi: ).
J. Ganeri, “Emergentisms, Ancient and Modern,” Mind (), –.
P. Gokhale, “The Cārvāka Theory of Pramāṇas: A Restatement,” Philosophy East and West
(), –.
K.K. Mittal, Materialism in Indian Thought (New Delhi: ).
D. Riepe, The Naturalistic Tradition in Indian Thought (Seattle: ).
Buddhism
S.C. Berkwitz, South Asian Buddhism: A Survey (London: ).
A.D. Carpenter, Indian Buddhist Philosophy (Durham: ).
E. Conze, Buddhist Thought in India (Ann Arbor: ).
E. Conze, Buddhism: A Short History (Oxford: ).
W. Edelglass and J.L. Garfield (eds), Buddhist Philosophy: Essential Readings (Oxford: ).
P. Harvey, An Introduction to Buddhism: Teachings, History and Practices (Cambridge: ).
A. Hirakawa, A History of Indian Buddhism, trans. P. Groner (Honolulu: ).
M. Siderits, Studies in Buddhist Philosophy (Oxford: ).
E. Steinkellner (ed.), Studies in the Buddhist Epistemological Tradition (Vienna: ).
J. Westerhoff, The Golden Age of Indian Buddhist Philosophy (Oxford: ).
P. Williams and A. Tribe, Buddhist Thought: A Complete Introduction to the Indian Tradition (London:
).
Nāgārjuna
C.W. Huntington, The Emptiness of Emptiness: An Introduction to Early Indian Madhyamaka
(Honolulu: ).
R. Robinson, “Did Nāgārjuna Really Refute All Philosophical Views?” Philosophy East and West
(), –.
T. Tillemans, “Philosophical Quietism in Nāgārjuna and Early Madhyamaka,” in J. Ganeri (ed.),
The Oxford Handbook of Indian Philosophy (Oxford: ), –.
J. Walser, Nāgārjuna in Context: Mahāyāna Buddhism and Early Indian Culture (New York: ).
J. Westerhoff, “Nāgārjuna’s Arguments on Motion Revisited,” Journal of Indian Philosophy
(), –.
J. Westerhoff, Nāgārjuna’s Madhyamaka: A Philosophical Introduction (Oxford: ).
J. Westerhoff, “On the Nihilist Interpretation of Madhyamaka,” Journal of Indian Philosophy
(), –.
T.E. Wood, Nāgārjunian Disputations (Honolulu: ).
Jainism
L.A. Babb, Understanding Jainism (Edinburgh: ).
P. Balcerowicz, Essays in Jaina Philosophy and Religion (Delhi: ).
P. Balcerowicz, Early Asceticism in India: Ajı̄vikism
and Jainism (London: ).
P. Dundas, The Jains (London: ).
K.W. Folkert, Scripture and Community: Collected Essays on the Jains (Atlanta: ).
J.L. Jaini, Outlines of Jainism (Cambridge: ).
P.S. Jaini, The Jaina Path of Purification (New Delhi: ).
B.K. Matilal, The Central Philosophy of Jainism (Ahmedabad: ).
Jaina Epistemology
P. Balcerowicz, “Do Attempts to Formalise the Syād-vāda Make Sense?” in P. Flügel and
O. Qvarnström (eds), Jaina Scriptures and Philosophy (London: ), –.
J. Cort, “ ‘Intellectual Ahiṃ sā’ Revisited: Jain Tolerance and Intolerance of Others,” Philosophy
East and West (), –.
J. Ganeri, “Jaina Logic and the Philosophical Basis of Pluralism,” History and Philosophy of Logic
(), –.
M.-H. Gorisse, “The Taste of the Mango: A Jaina-Buddhist Controversy on Evidence,” International Journal of Jaina Studies (), –.
J.M. Koller, “Syādvāda as the Epistemological Key to the Jaina Middle Way Metaphysics of
Anekāntavāda,” Philosophy East and West (), –.
Y. J. Padmarajiah, Jaina Theories of Reality and Knowledge (Bombay: ).
J. Soni, “Basic Jaina Epistemology,” Philosophy East and West (), –.
F. Van Den Bossche, “Jain Relativism: An Attempt at Understanding,” in R. Smet and
K. Watanabe (eds), Jain Studies in Honour of Jozef Deleu (Tokyo: ), –.
Vasubandhu and Yogācāra Buddhism
H. Buescher, The Inception of Yogācāra-Vijñānavāda (Vienna: ).
J. Duerlinger, Indian Buddhist Theories of Persons: Vasubandhu’s Refutation of the Theory of a Self
(London: ).
J.L. Garfield and J. Westerhoff (eds), Madhyamaka and Yogācāra: Allies or Rivals? (Oxford: ).
J.C. Gold, Paving the Great Way: Vasubandhu’s Unifying Buddhist Philosophy (New York: ).
I. Harris, The Continuity of Madhyamaka and Yogācāra in Indian Mahāyāna Buddhism (Leiden: ).
R. King, “Early Yogācāra and its Relationship with the Madhyamaka School,” Philosophy East
and West (), –.
T.E. Wood, Mind Only: A Philosophical and Doctrinal Analysis of Vijñānavāda (Honolulu: ).
Buddhaghosa
J. Ganeri, Attention, Not Self (Oxford: ).
P. Harvey, The Selfless Mind: Personality, Consciousness and Nirvāṇa in Early Buddhism (London: ).
M. Heim, The Forerunner of All Things: Buddhaghosa on Mind, Intention, and Agency (New York: ).
Y. Karunadasa, The Theravāda Abhidhamma: Its Inquiry into the Nature of Conditioned Reality (Hong
Kong: ).
R. Repetti (ed.), Buddhist Perspectives on Free Will: Agentless Agency (London: ).
Dignāga
D. Arnold, “Candrakı̄rti on Dignāga on Svalakṣaṇas,” Journal of the International Association of
Buddhist Studies (), –.
M. Hattori, Dignāga on Perception (Cambridge, MA: ).
R. Hayes, Dignāga on the Interpretation of Signs (Dordrecht: ).
S. Katsura, “The Apoha Theory of Dignāga,” International Journal of Buddhist Studies (), –.
S. Katsura, “Dignāga on Trairupya,” Journal of Indian and Buddhist Studies (), –.
B. Kellner, “Self-Awareness and Infinite Regress,” Journal of Indian Philosophy (), –.
H. Masaaki, “Apoha and Pratibhā,” in M. Nagatomi et al. (eds), Sanskrit and Indian Studies: Essays in
Honour of Daniel H. H. Ingalls (Dordrecht: ), –.
B.K. Matilal, “Buddhist Logic and Epistemology,” in B.K. Matilal and R.D. Evans (eds), Buddhist
Logic and Epistemology: Studies in the Buddhist Analysis of Inference and Language (Dordrecht:
), –; reprinted in his The Character of Logic in India (Albany: ).
R.K. Payne, “The Theory of Meaning in Buddhist Logicians: The Historical and Intellectual
Context of Apoha,” Journal of Indian Philosophy (), –.
Aesthetics of Rasa
A. Amaladass, Philosophical Implications of Dhvani: Experience of Symbol Language in Indian Aesthetics
(Vienna: ).
A. Chakrabarti (ed.), The Bloomsbury Research Handbook of Indian Aesthetics and the Philosophy of Art
(London: ).
E. Gerow, Indian Poetics (Wiesbaden: ).
K.M. Higgins, “An Alchemy of Emotions: Rasa and Aesthetic Breakthroughs,” Journal of
Aesthetics and Art Criticism (), –.
S. Pollock, A Rasa Reader: Classical Indian Aesthetics (Columbia: ).
S.L. Schwarz, Rasa: Performing the Divine in India (New York: ).
Tantra
M. Basu, Fundamentals of the Philosophy of Tantras (Calcutta: ).
A. Bharati, The Tantric Tradition (New York: ).
N.N. Bhattacharyya, History of the Tantric Religion (New Delhi: ).
K. Mishra, Kashmir Saivism: The Central Philosophy of Tantrism (Cambridge, MA: ).
P.E. Muller-Ortega, The Triadic Heart of Siva: Kaula Tantricism of Abhinavagupta in the Non-Dual
Shaivism of Kashmir (Albany: ).
A. Padoux, Vāc: The Concept of the Word in Selected Hindu Tantras, trans. J. Gontier (Albany: ).
C.D. Wallis, Tantra Illuminated: The Philosophy, History, and Practice of a Timeless Tradition (San
Rafael, CA: ).
R. Yelle, Explaining Mantras: Ritual, Rhetoric, and the Dream of a Natural Language in Hindu Tantra
(London: ).
Influence of India on Europe
P. Abelsen, “Schopenhauer and Buddhism,” Philosophy East and West (), –.
C.I. Beckwith, Greek Buddha: Pyrrho’s Encounter with Early Buddhism in Central Asia (Princeton:
).
G.P. Conger, “Did India Influence Early Greek Philosophy?” Philosophy East and West (),
–.
E. Flintoff, “Pyrrho and India,” Phronesis (), –.
A. Gopnik, “Could David Hume have Known about Buddhism? Charles Francois Dolu, the
Royal College of La Flèche, and the Global Jesuit Intellectual Network,” Hume Studies
(), –.
P.M. Gregorios (ed.), Neoplatonism and Indian Philosophy (Albany: ).
W. Halbfass, India and Europe: An Essay in Philosophical Understanding (Albany: ).
R.B. Harris (ed.), Neoplatonism and Indian Philosophy (Albany: ).
K. Karttunen, India in Early Greek Literature (Helsinki: ).
A.L. Macfie (ed.), Eastern Influences on Western Philosophy: A Reader (Edinburgh: ).
T. McEvilley, The Shape of Ancient Thought (New York: ).
INDEX
Numbers in bold refer to whole-chapter discussions.
Abhidharma/Abhidhamma , , , , ,
, –, , , ,
Abhinavagupta , , –, ,
absence, as a category –, , , ,
,
Advaita Vedā nta, school , , –, , ,
, , , , , , , , , ,
,
aesthetics , –,
ahimsā
: ; see non-violence
Ajita Kesakambala , , ,
Ājīvika –, , , , , , , , ,
,
_
Akalanka
,
Akbar
Alexander the Great , , , , , ,
almond croissant , , , ,
Ānandavardhana –
animals –, , , , , , , , –, ,
, , , , , , , , ,
,
ānvīkṣikī –,
Appayya Dīkṣita
Aquinas, Thomas ,
arahat –, ,
Aristotle –, , , , , , , , ,
–, , , , ,
Arjuna , , , , –, , , ,
Āryans , –
Arthaśāstra , , –, , , , ,
_
Asanga
, ,
ascetism , , , , , , , , , –,
, , –, , , –, –, , ,
,
Aśoka , –, , , , , , ,
,
astronomy and astrology , –,
atoms, atomism , , , , , –, ,
, , , , –,
attachment , , , –, , , , , ,
, ,
attention , –, –, –, –
Averroes ,
Avicenna , , ,
Āyurveda –; see also Caraka: Caraka-samhitā
:
Bā darā yaṇa , ,
Vedānta-sūtra/Brahma-sūtra , –, –,
Bayle, Pierre
Bernier, François
Bhagavad-gītā (the Gītā) , , , , , ,
, –, , , , , , , ,
Bharata –
Bhartṛhari , , , ,
On Words and Sentences (Vākyapadīya) –,
Bhā viveka
al-Bihā rī, Muḥibballā h
al-Bīrūnī –
bodhisattva
brahman –, , –, –, , , ,
, , , , , , , –
breath –, , , , , , , ,
–,
Bṛhaspati , , ,
Cārvāka-sūtra , , –, –
Buddha, the , , , , –, –, –, ,
–, , –, , –, –, ,
–, , –, , , , , ,
, , ,
Buddhaghosa ,
Path of Purification (Visuddhimagga) , –
Candragupta Maurya , , , ,
Candrakīrti , –,
Caraka
Caraka-samhitā
–, , ,
:
Cā rvā ka, school of , –, , , , , ,
, –, , , , ,
category (padārtha) , , –
causation , , –, , , –, ,
,
chance
chariot, simile of , , , , , , , ,
, , , ,
China , , , ,
Colebrooke, Henry ,
commentary , , , –, , , , ,
, , ,
consciousness , , , , –, –, –,
, , –, , –, –, –,
–, , –,
conventional reality (samvṛtti-satya) , , , ,
, , –, , ,
crocodiles , –, –, –, ,
–,
Dā rā Shikūh , –,
Darius
debate, rules of , , , –, , ,
debates, actual , , , , , , , , ,
, , , , , , ,
definition , –, –, ,
dependent origination (pratītya-samutpāda) ,
–, , , , ,
Descartes, René , , ,
Desideri, Ippolito
dharma/dhamma, as Buddha’s teachings , ,
dharma/dhamma, as Buddhist metaphysical
constituent , , , , –,
dharma, as duty, conduct, etc. –, –, ,
, , , , ,
Dharmakīrti , , , –, , , ,
–, , ,
Dharmaśā stra , ; see also Manu: Laws of Manu
Dharmottara ,
Dignā ga , , , , , ,
Collected Verses on the Sources of Knowledge
(Pramāṇa-samuccaya) –, –, –
Investigation of the Percept (Ālambanaparīkṣa )̄ –
Wheel of Reasons (Hetucakrad: amaru)
Diogenes Laertius
Dolu, Charles
drama –,
Draupadī
dreams and dreaming , , , –, , ,
–
emergentism , , ,
emptiness (śūnyatā) , , , , , –,
, , –, , , ,
enlightenment , , –, –, , , ,
,
Epicurus and Epicureans
eternity, eternal , , , , –, , , ,
, , , , , , , , ,
ethics , , , , –, , , , , , ,
, , ,
Fa-Hsien
fallacy (hetvābhāsa) , –, , ,
,
fatalism , ,
fate , –, , , ,
Gandhi, Mahatma , ,
_
Gangeśa
, ,
Gā rgī Vā caknavī –, , –,
Gaudapā
da –, , , ,
:
Gautama (author of Nyāya-sūtra) , , ,
, , , , –,
Nyāya-sūtra –, –, –, –,
,
Gautama, the Buddha; see the Buddha
giraffes , –, –, –, –, –, ,
–, , –,
gods , –, , , –, , , , , , , ,
, –, –, , , , , , ,
, ,
Gośā la, Makkali ,
Greece –, , , , , –, , –, , ,
, , , , , , , , , ,
, , , , , –, –,
hallucination , –,
Haribhadra Sūri , ,
Hemacandra , , , ,
Heraclitus
Herodotus
highest good –, , , –, ,
Hsüan-Tsang
Hume, David , , , –
humors ,
Iamblichus
idealism , , , ,
Ilā hā bā dī, Muḥibballā h
illusion , –, , , –, –, ,
–, , –,
Indra –, , , , , , , , , ,
inference, theories of , –, , , , ,
, , –, , , , –, , ,
–, –, –,
inquiry –, , , , –, –, , ,
–, , , –,
Islamic world , , –, , , , –, –
Īśvarakṛṣṇa ,
Sāmkhya-kā
rikā –, –, , , ,
:
Jaimini
Mīmāmsā
: -sūtra –, –
Japan ,
Jawnpūrī, Maḥmūd
Jayanta Bhat:t:a –, ,
Jayarā śi –,
Jayaratha –
jokes
bad ones , , –, , , , , , ,
, , , , , , ,
good ones
Kaṇā da , –
Vaiśeṣika-sūtra –, –,
Kant, Immanuel , ,
karma , , –, , , , , , –, , ,
, , , , –, ,
Kā śyapa
Kaut:ilya –, , –, , ,
Keaton, Buster , ,
al-Kindī ,
knowledge, sources of (pramāṇa) , , ,
–, –, , –, , –, , ,
–, –, , , –, , ,
,
Kṛṣṇa , –, , –, ,
Kundakunda , –,
language, theories of –, , –; see also
Bhartṛhari; Pā ṇini
apoha –
Leibniz, Gottfried
liberation –, , , , , , –, –, ,
, , –, , , , , , ,
–, , , , –, , , –,
, , , , , –, , ,
Locke, John
logic; see inference, theories of
Lotus Sūtra
Madhūsudana Sarasvatī ,
Mahābhārata , –, , , , , –, ,
, , , , , , , , , ,
, , ,
Mahā vīra Jina , , –, –, , –, ,
, ,
Mahā yā na , –, –, , ,
Mahimabhat:t:a , –
Maitreyī , –
Malebranche, Nicolas
mantra , , –,
Manu
Laws of Manu (Manu-smṛti) , , , , , ,
_
Matanga
matter , , , , , ; see also prakṛti
Mauryan empire , , –, , ,
medicine , –, , , –, , ;
see also Āyurveda
Megasthenes , ,
memory , –, , , , , ,
Menander/Milinda, King, see Milinda-pañhā
Middle Way , , , , , , –, –,
–,
Milinda-pañhā (The Questions of Milinda) , , ,
, ,
Mīmā msā
: , school of , , –, , , –,
, , , , , , ,
mind –, –, –, , , , , –, ,
–, –, , –, –, –, ,
–, , ,
minded body (nāma rūpa) ,
observer mind
mindfulness ,
Mokṣā karagupta
motion , , –, , –, –,
–
Nā gā rjuna –, , , , –, , , ,
–, –, , , –, , –,
,
Dispeller of Disputes (Vigrahavyāvartanī) , , ,
, ,
Verses on the Middle Way
(Mūlamadhyamakakārikā)
, –, –, –, ,
Nā gasena , , , , , ,
naturalism , , , –
Nā:t ya-śāstra ,
Navya-Nyā ya
nihilism , , , , , –
Nīlakaṇt:ha Caturdhara
Noble Truths, Four , –, , , , –
non-contradiction, law of ,
non-onesidedness (anekāntavāda) , ,
–
non-violence (ahimsā
: ) , , –, , , ,
, , ,
Nyā ya, school of , , , –, , , ,
–, , , , , , –, –,
, , –
omniscience , , , –, –,
pain , , , , , , –, , , , ,
, ,
Pā li canon , , , , , , , ,
Pā ṇini –, –, –, , , , , ,
, ,
Pā t:aliputra
Patañjali, the grammarian –, –, , ,
Patañjali, the Yoga philosopher , , –
Yoga-sūtra , , , –,
Payā si , , –,
perception, theories of
permanent (nitya) –, ; see also eternal
pervasion (vyāpti) , ,
Philoponus, John
“philosophy”, the word –,
Plato , , , , , , , , , , , ,
,
pleasure , , , , , , , –, ,
, , , , ; see also almond
croissant
Plotinus , , –
politics , , , –, , , , , , ,
Porphyry , , –
Prabhā candra , , ,
Prajā pati –, ,
prakṛti , –, , , –, –
prasa_nga , , –, , –
Praśastapā da , , –
Puggalavā da ,
puruṣa –, , –, , ,
Pyrrho of Elis , , –
Pythagoras ,
raft, Buddhist simile of –
Raghunā tha Śiromaṇi
Rāmāyaṇa ,
rasa; see aesthetics
Rashīd al-Dīn
realism , , , –, , , , –,
–, , ,
rebirth –, , –, , –, , ,
,
reductionism ,
reincarnation , , , –, , , ,
, –, , , , , , ,
,
relativism , ,
Ṛ g-veda, the –, , –, –, ,
ritual , –, , , , , , , , –,
–, –, , , , –, , ,
, , –, ,
Śabara , , –, , , ,
Śaivism , , –,
Samghabhadra
:
Sā mkhya,
school of , , , , , ,
:
, , , , ,
Sañjaya Belat:t:haputta –
_
Śankara
, –, –, –, , –,
, ,
Śā ntarakṣita ,
Sarvā stivā da , –, –
Schlegel, Friedrich
Schlegel, Wilhelm –
Schopenhauer, Arthur –
Seleukos
self –, , , , –, , , –, ,
–, , , , –, –, –,
, , , , , , –, ,
, , –, –, , , ,
–, , , –, –
self-awareness , –, –
Sextus Empiricus , , , –, ,
–
Siddhasena Divā kara , , –,
silence, the Buddha’s , , , ,
skandha/khandha –, , ,
skepticism –, , , , –, –, ,
, –, , , –, , , –,
, , –, , , , –, ,
, , , , , –, , ,
–, ,
skillful means (upāya-kauśalya) ,
Skylax
snake, Buddhist simile of , ,
Sophocles
space , , , , , , , , –, ,
–,
spho:ta , ,
Śramaṇa , , –, , , ,
,
Śrīharṣa , , –,
Sri Lanka , , –, ,
standpoint (naya) , –
storehouse consciousness
suffering , , –, , –, , –,
–, , , , , , , , ,
–, , , –, , , , ,
, , , –, , , , ,
Suhrawardī
Sulabhā –
Suśruta –
syādvāda
syncretism , ,
Tantra , –,
tarka –
testimony, theories of , , , , , ,
–, , , –
tetralemma (catuṣko:ti) –, , –,
Theravā da , , –,
Therīgāthā
Tibet , , , , , , ,
time , , , –
tranquillity ,
Uddā laka
Uddyotakara , , –, , ,
Umā svati , –, –,
universals , –, –, , , , ,
–, –, , , , , –,
–
Upaniṣads –, –, –, –, –,
–, , , , , , , ,
, , –, , –, ,
–, , , , , , ,
–
Chāndogya , , , , , , , ,
, ,
Great Forest (Bṛhadāraṇyaka) , –, –,
, , , , , ,
Kena –, ,
Maitrāyaṇīya
Mānḍ : ūkya
Śvetāśvatara
Taittirīya –
Utpaladeva
Vā caspati Miśra
Vā di Devasūri –
Vaibhā ṣika
Vaiśeṣika, school of , –, –, –,
–, –, , , , , ,
,
Vā rā ṇasī (Benares, Kāśī)
Vasubandhu , –, –, –,
Vedā nta, schools of , , –, –,
, , , , ; see also Advaita
Vedā nta
vegetarianism –, ,
“Vyā sa” , , , ,
wholes –, , , , , –, , ,
–, ,
Wittgenstein, Ludwig , , , ,
women , , –, , ,
Xenophon
Yā jñavalkya –, –, –, , –, ,
,
Yoga, school of , , , , , , , ,
, , , ,
Yogā cā ra , , –, , , ,
,
Zeno of Elea , ,
zero