‘Epithets of the Mantra’ in the Heart Sutra
Jayarava Attwood
Abstract
In this article, I continue a detailed critical re-assessment of the text of
the Prajñāpāramitāhṛdaya or Heart Sutra begun by Jan Nattier (1992,
see also Huifeng 2014, Attwood 2015). Nattier and Yamabe pointed
out that where the Sanskrit Heart Sutra has the word mantra, some
parallel passages in the Sanskrit 8,000 and 25,000 line Prajñāpāramitā
sutras have the word vidyā (Nattier 1992: 211, n.54a). I show that in
every other occurrence of this passage in Sanskrit and Chinese versions
of these texts, Prajñāpāramitā is referred to as a superlative kind of
practical knowledge or incantation (vidyā) and there is no mention
of a mantra. Nor would we expect one, since these texts predate the
assimilation of mantra into Buddhism. This suggests that mantra in
the Sanskrit Heart Sutra is a mistranslation of a Chinese rendering
of vidyā. I explain why this might have happened in semantic and
historical terms. Given that the so-called mantra itself is better
described as a dhāraṇī, it is hard to escape the conclusion that there is
no mantra in the Heart Sutra and no mention of a mantra. This raises
some interesting questions.
. 7(): 6–57. ©7 Jayarava Attwood
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Introduction1
In Jan Nattier’s watershed article on the Heart Sutra, an extra note was included
as the article was going to press (1992: 211-213, n.54a). The subject of note
54a is the section of the Heart Sutra often referred to as the “epithets of the
mantra,” 2 i.e.
tasmāj jñātavyam prajñāpāramitā mahāmantro mahāvidyāmantro
’nuttaramantro ’samasama-mantraḥ (Conze 1948, 1967)
In all English translations to date, mahā-, mahāvidyā, anuttara, and asamasama
are epithets that describe a mantra. Since the Heart Sutra apparently contains a
mantra, the natural conclusion seems to have been that the epithets are epithets
of that mantra. The Heart Sutra also explicitly says, “The mantra spoken in the
perfection of wisdom is like this…”3 I will discuss this aspect of the passage below.
nattier cites two letters sent to her by nobuyoshi yamabe who identiied a
number of passages in Chinese Perfection of Wisdom texts that closely parallel
the epithets in the Heart Sutra. Nattier cites these with transliterations4 and
translations and adds two extra passages to those identiied by yamabe. She
notes that in Sanskrit counterparts of these occurrences, the word used is not
mantra, but vidyā. nattier concludes from the passages identiied that “mantra”
is an example of a back-translation from Chinese attributable to ambiguity in
Chinese translations for the Sanskrit word vidyā. I will argue that it was more
than a simple ambiguity. The context had to have changed signiicantly for vidyā
to become mantra. In particular, mantra is a word that came into use in Buddhist
texts only in association with Tantra.
To pursue this issue I identiied all the occurrences of the epithets passages
by searching the CBeTA electronic version of the Chinese Tripiṭaka across the
1
My thanks to Maitiu O'Ceileachair for his helpful comments on my Chinese translations;
to Richard Gombrich for his willingness to support independent scholarship; and to the Ancient
India and Iran Trust, Cambridge for access to their library and providing a convivial place to work.
2
Nattier herself uses this phrase (1992: 177); it is also used by Lopez (1988: 110, 1990: 353,
1996: 166). The translation of T250 by rulu (2011) goes further by speciically relating the
epithets to “the Prajñā-Pāramitā [mantra]”.
3
Prajñāpāramitāyāṃ ukto mantraḥ tadyathā… Throughout the text, there is some ambiguity
in the word prajñāpāramitā: it is the name of the literary genre, a religious practice, the attainment
of a religious ideal, and the name of a goddess.
4
The Chinese characters had to be left out, and one of my aims is to present the cited passages
in Chinese to aid any future attempts to locate them.
27
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Prajñāpāramitā texts that might predate the Heart Sutra and cross checked these
with the printed Taishō edition.5 This produced many more passages (more than
doubling the number previously identiied). I also used electronic versions of
the parallel texts in Sanskrit, held in the Göttingen Register of Electronic Texts
in Indian Languages or GRETIL, to identify any Sanskrit counterparts. The full
list of occurrences is given in Appendix 1, while in Appendix 2 the epithets are
extracted for direct comparison. The passages of most interest are in the Chinese
translations of Pañcaviṃśatisāhasrikā-prajñāpāramitā-sūtra (Pañcaviṃśati)
and Aṣṭasāhasrikā-prajñāpāramitā-sūtra (Aṣṭa) attributed to kumārajīva (T223,
T227) and Xuánzàng (T220-ii, T220-iv), and the Sanskrit counterparts of these,
though other texts and versions will help to shed light our problem.
Conze and the Epithets
In Conze’s translation of his own Sanskrit edition of the Heart Sutra (cited
above) the “epithets of the mantra” passage reads:
Therefore, it should be known that the perfection of wisdom is a
great mantra, a mantra of great insight, an unexcelled mantra, an
unequalled mantra. (1948, 1967, 1973, and 1975)
There is little disagreement amongst Conze’s Sanskrit witnesses to
complicate his edition at this point. He suggests that these are epithets of the
Buddha applied to a mantra as a way of conveying the magical power of the
mantra: “The prajñāpāramitā... is here envisaged as a spell” (1973: 101-104).
The epithets in question are, according to Conze (1975: 102, 104), those from
the familiar Ityapi Gāthā:
Such is the blessed Buddha: “in that state, worthy, perfectly
enlightened, endowed with knowledge and practices, in a good
state, a world-knower, unexcelled, a guide for guidable men, a
teacher of gods and men, awakened and blessed.6
Where there are differences between CeBTA and Taishō, I have favoured the printed text.
For a complete survey of Prajñāpāramitā texts in Chinese, see Orsborn (2008) or Conze (1978).
6
ityapi buddho bhagavāṃs tathāgato’rhan samyaksaṃbuddho vidyācaraṇasampannaḥ sugato lokavid
anuttaraḥ puruṣadamyasārathiḥ śāstā devamanuṣyāṇāṃ buddho bhagavāniti (Āryatriratnānusmṛti
Sūtra. http://www.dsbcproject.org/āryatriratnānusmṛtisūtram/āryatriratnānusmṛtisūtram. In Pāḷi known
as the Itipi so Gāthā). Though it is traditionally one of the epithets, there is reason to think that anuttara in
5
28
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Of the terms in Heart Sutra, only anuttara “unexcelled” has an actual
parallel and it is a rather common superlative applied to any and all Buddhist
ideals. So Conze’s assertion about the epithets seems implausible. Conze has
followed previous translators as translating all of the epithets as karmadhāraya
compounds: i.e. “a [superlative] mantra”. richard Gombrich has suggested that
the two compounds anuttaramantra and asamasamamantra might be more
naturally read as tatpuruṣa compounds, i.e. “the mantra of the [one who is]
unexcelled”; and “the mantra of the [one who is] unequalled.”7 If this were
the case, the epithets would be epithets of the Buddha or of Prajñāpāramitā,
rather than the mantra. However, the other two epithetsmahāmantra and
mahāvidyāmantraare clearly karmadhāraya compounds and provide a context
for reading the others similarly. In the Sanskrit Pañcaviṃśati, the compound
is replaced by a phrase, e.g. “this unexcelled knowledge” (anuttaraiṣā vidyā),
which also argues for reading the later compounds as karmadhāraya. In the
40 or so published English translations that I have access to, all concur with
Conze’s translation, except for Beal (1865) who also reads the compounds as
karmadhāraya, but has dhāraṇī for mantra.8
From the Sanskrit Heart Sutra we now move to the Chinese versions.
The Chinese Heart Sutra Texts
There are three versions of the short text Heart Sutra in the Chinese Tripiṭaka,
of which we will focus on two:
T2509
T251
摩訶般若波羅蜜大明呪經 = *Mahāprajñāpārami[tā]mahāvidyā-sūtra.
般若波羅蜜多心經 = Prajñāpāramitā-hṛdaya-sūtra.
fact goes with purisadammasārathi. Cf Bhagavā pana, bhante, anuttaro purisadammasārathi. "Kathaṃ
pana, bhante, bhagavā purisadammaṃ vinetī" ti? (AN 2.112) Here “anuttaro purisadammasārathi”
seems to be one unit meaning “the best charioteer of men to be tamed”. This means that the last two
words buddho and bhagavān are two separate epithets.
7
Personal communication, 22 Feb 2017.
8
A survey of English language translations is beyond the scope of this article.
9
When citing texts from the Chinese Tripiṭaka I have adopted the following conventions:
when citing a text generally, I refer to it by the running number in the Taishō edition; when citing
a passage from a text I refer to the volume, page, section, and column in the Taishō ed. When
referring to Xuánzàng’s massive Prajñāpāramitā compilation I also cite the fascicle number to
aid in locating it.
29
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
The other text, T256, once connected with Xuánzàng, is now generally
considered to be a later version attributed to Amoghavajra (705–774).10 Another
variation can be found in the commentary by Woncheuk (T1711), but it merely
adds the character 等 “and so on” twice (Lusthaus 2003:81 ff.), so I won’t
consider it here. T250 is attributed to kumārajīva and T251 is attributed to
Xuánzàng, though Nattier has plausibly cast doubt on these attributions because
both texts seem to post-date their putative translators (1992: 184ff). The epithets
passage is one in which the two texts differ slightly:
T250:
“hence, we know that the Prajñā-Pāramitā [Mantra] is
the great illumination [大明呪] mantra, the unsurpassed
illumination mantra [無上明呪], the unequalled
illumination mantra [無等等明呪]” (rulu 2011)11
T251:
“Therefore know that the Prajna Paramita is the great
transcendent mantra [大神咒], it is the great bright
mantra [大明咒], utmost mantra [無上咒], is the
supreme mantra [無等等咒].” (Mu 2010)12
T220-ii 《大般若波羅蜜多經》 (Vol. 7, Fasc. 401-478), by
Xuánzàng. (659-663 CE)
These two recent translations give a lavour of how the Chinese texts
are typically translated. In the Chinese epithets there is often a one-to-one
correspondence with Sanskrit, e.g. 大 = mahā (great), 無 = a- (un-, not), 上 =
uttara (higher, superior), and 等 = sama (equal).
The two characters 咒 and 呪 are simple graphical variants and both
pronounced /*tjus/ in the Zhengzhang reconstruction of Old Chinese (2000),
though some texts show a preference for one or the other.13 Where they occur in
10
The preface of T256 in the Taishō edition says that the text was transcribed by Amoghavajra,
referring to him by his “imperially conferred posthumous name… (he whose) great deeds are
right and broad (大辦正廣),” dating the text to before his death 774 (Hurvitz 1977: 110), even
if the preface post-dates him. A Chinese ms. of T256 was found at Dunhuang (British Library
Manuscript Or.8210/S.5648), which says that the text was “edited” by Amoghavajra (Tanahashi
2014: 68).
11
故知般若波羅蜜 是大明呪,無上明呪,無等等明呪, (8.847c24-25)
12
故知般若波羅蜜多,是大神咒 ,是大明咒,是無上咒,是無等等咒, (8.848c18-19)
13
Where the printed Taishō edition has 呪, the online CeBTA Tripiṭaka tends inconsistently
to favour 咒.
30
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
the Heart Sutra it is usual to assume that 咒/呪 should be read as a standalone
word meaning mantra, leading to combinations such as 明呪 or 神咒 being
treated as two words (as above). T250 consistently uses 明呪 instead of 呪 for
mantra, suggesting that we read it as one word. As will become clear, this word
ought to be vidyā. This is relected in the title of T250 as well, viz. …大明呪
經, which I translate as Mahāvidyā Sūtra (as does huifeng 2009). In the irst
published English translation of the Heart Sutra in English, completed before
the Sanskrit text or its translations were published, Beal translates 咒 as dhāraṇī
(1865: 28), a point to which I will return.
T250 omits the epithet “great transcendent mantra” (大神咒), leaving only
three epithets. We will see below that the number of epithets varies throughout
the parallel passages. T250 only uses the verb 是 “is” in the irst instance and
leaves it tacit subsequently, whereas T251 repeats it each time.
In T251 only, we ind Prajñāpāramitā described as 大神咒 “a great
transcendent mantra”. 神 is a term from Daoism that generally means “spirit”
or “soul” (sometimes translated as “divinity”). It is also used to translate
Sanskrit ṛddhi “supernatural power”, anubhava “power, majesty”, or deva
“god”. As we will see, the use of 神 in this context is mainly associated with the
Prajñāpāramitā translations of Xuánzàng, the single exception being T225 《
大明度經》 by Zhī Qiān (225 Ce). On 神, Nattier says, “My assumption is that
the person who translated the text into Sanskrit simply chose not to include an
equivalent of this character.” (1992: 213, n.55). The other possibility is that the
text used by that translator lacked this term, i.e. that the Chinese source text was
more like T250 than like T251. The Digital Dictionary of Buddhism lists 神咒
as one of many variant “spellings” of mantra used in Chinese texts, so it’s also
possible that 大神咒 is a translation of mahāmantra and is thus a synonym for
大明呪, though if this is true it is unclear why Xuánzàng might have used both.
Sources of the Epithets
As is now widely known, the core of the Chinese text of the Heart Sutra
(not including the epithets) is almost identical to kumārajīva’s translation of
Pañcaviṃśatisāhasrikā-prajñāpāramitā-sūtra (Pañcaviṃśati) (T223 8.223a1320). The Heart Sutra is not so much a “condensation” as suggested by Conze,
but a framed extract. There is a certain amount of continuity amongst the various
Prajñāpāramitā texts. Longer versions of the text are literally expansions of
shorter versions, though the manuscripts of the longer versions are not necessarily
31
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
later, since each text appears to have continued to evolve independently. Of these
texts, the versions in 8,000 and 25,000 lines14 were by far the most important in
China, as indicated by the multiple translations of each in the Tripiṭaka (seven
and four respectively), though an 18,000 line version may have been popular in
central Asia (Conze 1978: 10).
Three Chinese translations of Pañcaviṃśati are preserved in the Taishō
Tripiṭaka:
T221
《放光般若經》 by Mokṣala (291 Ce)
T223
《摩訶般若波羅蜜經》 by kumārajīva (404 Ce)
T220-ii 《大般若波羅蜜多經》 (Vol. 7, Fasc. 401-478), by
Xuánzàng. (659-663 CE)15
There is also T222 《光讚經》 (8.147-218) a partial translation by Dharmarakṣa
(286 CE), which omits our passages. There are two published editions of the
Sanskrit Pañcaviṃśati: Dutt (1934), which inishes at Chapter 21 (thus does not
contain the epithets passage), and Kimura (2010) a new critical edition of the
whole text, based on four manuscripts from Nepal. A recent facsimile edition of
one of the Gilgit Pañcaviṃśati manuscripts by Karashima et al. (2016) makes this
text more accessible, but no transcription or edition has been published.16
Conze’s translation, The Large Sutra on Perfect Wisdom (1975a), is based on
a patchwork of various Sanskrit manuscripts from the extended Prajñāpāramitā
tradition. At best, it can only indicate the general outline of the text, which seems
to have been Conze’s intention.
14
Apart from the Ratnaguṇasaṃcayagāthā, none of the early Prajñāpāramitā texts is written
in verse, though Vajracchedikā does paradoxically refer to itself as consisting of catuṣpadikām
gātham (Vaj 8) “verses consisting of four quarters”. The number of lines a text occupied was
dependent on the size of the leaves it was written on and the scribe’s handwriting. This may be may
be why it was common to use the śloka─a meter of 4 x 8 = 32 syllables─as a measure of length.
In this measure, sāhasrikā works out at 32,000 syllables (Gombrich, personal communication 22
Feb 2017). However, it has become customary in English to treat sāhasrikā as referring to “lines”.
15
Xuánzàng’s translations occur within his 《大般若波羅蜜多經》 Dàbōrěbōluómìduō-jīng,
Mahāprajñāpāramitā Sūtra (T220), a compendium of 16 Prajñāpāramitā texts in 600 fascicles,
covering three volumes in the Taishō Tripiṭaka. Vols. 5-6 are taken up with a version of the
100,000 line text. Vol. 7 contains the remaining texts. The fact that the Heart Sutra is not included
in T220 is evidence that undermines attribution of T251 to Xuánzàng.
16
For more information about the state of scholarship on this text and its manuscripts, see
Karashima et al (2016).
32
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Nattier (1992: 186ff) conjectures that T250 is extracted from
or influenced by T1509 《大智度論》 Dàzhìdùlùn = Sanskrit
*Mahāprajñāpāramitopadeśa, a commentary, attributed to nāgārjuna, on
Pañcaviṃśati incorporating the text and also translated by kumārajīva
(and thus employing similar or identical terminology). In the case of the
epithets passage, T1509 and T223 are identical, so I will not comment on
this issue here.
nattier and yamabe identiied some epithet passages in the Aṣṭasāhasrikā
Prajñāpāramitā Sūtra (Aṣṭa) translations by kumārajīva and Xuánzàng. There
are seven Chinese translations related to the Aṣṭa:
T224
《道行般若經》by Lokakṣema (179 Ce).
T225
《大明度經》by Zhī Qiān (225 Ce);
T226
《摩訶般若鈔經》by Zhú Fóniàn (382 CE).
T227
《小品般若經》by kumārajīva (408 Ce)
T220-iv 《大般若波羅蜜多經》 (Vol. 7, Fasc. 538-555), by
Xuánzàng (660 CE)
T220-v 《大般若波羅蜜多經》 (Vol. 7, Fasc. 556-565), by
Xuánzàng (660 CE)17
T228
《佛母出生三法藏般若波羅蜜多經》by Dānapāla
(985 CE).
Further comparative information on the various Chinese Aṣṭa translations
can be found in Karashima (2011). In Sanskrit, there are two editions, Mitra
(1888) and Vaidya (1960). Conze’s translation (1973a) is from the former. I
have used Vaidya’s edition, simply because it was available both in print and
electronically.
The epithets passage can also be found in the Chinese translation of the
Aṣṭadaśasāhasrikā-prajñāpāramitā-sūtra or 18000 line text (Aṣṭadaśa),
by Xuánzàng (T220-iii; Vol. 7, Fasc. 479-537). Since these are identical to
the passages found in T220-ii, I’ve merely noted the bibliographic details
alongside references to the Pañcaviṃśati passages. Again, the identical passage
17
A translation of a long fragment of text that closely resembles Aṣṭa.
33
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
is found in Xuánzàng’s translation of the Śatasāhasrikā-prajñāpāramitā-sūtra
or 100,000 line text (Śata) (T200-i; Vol. 5-6, fasc. 1-400) and I only note
bibliographic details. Conze (1962) has published a partial Sanskrit text of
Aṣṭadaśa, but no Sanskrit text of Śata has yet been published. A 10,000 line
version is preserved in Tibetan only (Conze 1978: 45ff). I have not consulted
this version.
A translation of Ratnaguṇasaṃcayagāthā (rgs) was made by Fǎxián
法賢 in 991CE, 《佛母寶德藏般若波羅蜜經》 Collection of Precious
Virtues of the Mother of the Buddhas Perfection of Wisdom Text (T229).
I consulted the Sanskrit edition by Yuyama (1976). Conze places this text
alongside Aṣṭa or perhaps a little earlier in the timeline of Prajñāpāramitā
text production, though the text that survives was reorganised by Haribhadra
in the 8th century to it the chapter structure of Aṣṭa (1978: 9-10). A fragment
of the epithets passage can be identiied in both the Sanskrit and the Chinese
versions of Rgs.
As well as these primary sources, there are a number of ancient
commentaries (see Lopez 1988, 1996; Hyun Choo 2006; Shih & Lusthaus
2006). Most of these are from a few centuries after the probable date
of composition of the Heart Sutra and all are manifestly sectarian.
The commentaries by Xuánzàng’s studentskuījī 窺基 (T1710) and
Woncheuk 測撰 (T1711)are much closer to the time of composition and
both presumably inluenced by Xuánzàng. Both treat the Heart Sutra as
epitomising yogācāra doctrines. kuījī is considered, along with Xuánzàng,
to be the co-founder of the Chinese 法相 Fǎxiàng yogācāra School. Lusthaus
places Woncheuk’s commentary, T1711, shortly after the death of Xuánzàng
in 664 (2003: 66).
Despite the proliferating occurrences noted by Yamabe and Nattier and
added to in this study, by comparing the context of all of the occurrences we
can see that there are in fact just two passages, with minor variations, that
are potential sources for the Heart Sutra epithets passage, each followed
by a distinct identifying passage. To make the subject manageable, all of
the parallels will be noted in appendixes, and in the body of the article I
will focus on the two passages as they occur in Kimura’s Sanskrit edition
of Pañcaviṃśati and in kumārajīva’s (kj) translation (T223), and make
comparisons with other texts where relevant.
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‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Passage One
What distinguishes Passage One is that good-sons (善男子 = kulaputra) or
good daughters (善女人 = kuladuhitṛ),18 train (學) in the Prajñāpāramitā
vidyā (明呪) and it enables them to be peaceful, or to not cause harm (惱) 19 to
themselves or others.20 In kumārajīva’s translation of the Pañcaviṃśati (T223)
Passage One reads
“The Perfection of Wisdom is a great vidyā (大明呪), an unexcelled
vidyā (無上明呪). If a kulaputra or kuladuhitṛ trains in this vidyā,
then they do not intend harm to themselves, or others, or both.21
This passage with minor variations is found in Xuánzàng’s translations at
T220-i, 5.568.b19-23 (fasc. 102) = T220-ii, 7.151.a29-b3 (fasc. 428, Chp. 30)
= T220-iii, 7.551.b10-14 (fasc. 501). Xuánzàng routinely adds two epithets that
don’t have parallels in other Chinese translations or in the extant Sanskrit texts,
i.e. “great vidyā” or “great supernatural vidyā” (大神呪)22 and “Queen of all
vidyās” (一切呪王 = sarvavidyārājñī?). Here 王 means, “king, monarch” and I
am reading “queen” because in Sanskrit vidyā is a feminine noun. The Sanskrit
counterpart to this is:
kauśika, this perfection of wisdom is a great vidyā (mahāvidyā);
this perfection of wisdom is an unexcelled vidyā (anuttaraiṣā
Both kumārajīva and Xuánzàng use the same character善 to translate Skt. kuśala, i.e. ‘good,
virtuous, kind, friendly’. So in Chinese 善男子/善女人 takes on the connotation of virtuous son
or daughter, which in China may have had connotations of ilial piety (孝 xiào).
19
“Although the basic meaning of 惱 is vexation, anxiety or worry, perhaps a better translation
here is 'to harm', or 'the intent to cause harm.” (Maitiu O'Ceileachair, personal communication)
Compare the translation of T229 below. Xuánzàng has 害 = vyābādha “hurt, injury”.
20
Compare Mahādukkhakkhandha Sutta (Mn 13) describing someone in the jhānas. “At that
time he does not intend harm for himself, or harm for another, or harm for both; at that time he
experiences only the experience of being free of the desire to harm. I say that the supreme happiness
is the experience of [having no desire to] harm.” (neva tasmiṃ samaye attabyābādhāyapi ceteti,
na parabyābādhāyapi ceteti, na ubhayabyābādhāyapi ceteti; abyābajjhaṃyeva tasmiṃ samaye
vedanaṃ vedeti. Abyābajjhaparamāhaṃ, bhikkhave, vedanānaṃ assādaṃ vadāmi. i.89). Compare
MĀ 99: 彼於爾時不念自害,亦不念害他,若不念害者, (T 1.586a19-20). Also MN iii.21f.,
SN iv.339, AN i.157-9, 216 (attabyābādhāyapi ceteti… ); and cf. MN i.414 (attabyābādhāyapi
saṃvatteyya…), Mn ii.115, An i.114 (attabyābādhāyapi saṃvattati…).
21
是般若波羅蜜是大明呪,是無上明呪。若善男子善女人,於是明咒中學,自不惱身,
亦不惱他,亦不兩惱。(8.283b9-11 = T1509 25.463.c07-8)
22
See the discussion of 神呪 above.
18
35
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
vidyā). For here, kauśika, a good son or daughter training in
this [vidyā] does not intend harm for themselves, for another,
or for both. 23
Here the Gilgit manuscript describes Prajñāpāramitā as, mahāvidyā,
anuttarā vidyā, and niruttarā vidyā.24 This passage can be traced back to the
Aṣṭa in both Chinese and Sanskrit. In kumārajīva’s translation of Aṣṭa T227,
we ind:
“The prajñāpāramitā is a great incantation (大呪術), a supreme
incantation (無上呪術). Sons and daughters of good family should
learn this incantation.”25
Here vidyā is translated by kumārajīva as 呪術 “incantation”, possibly
inluenced by Mokṣala (T221, see Passage Two below); whereas a few pages
later in Passage Two he uses the more familiar 明呪. This is further evidence
that 明呪 was intended as one word elsewhere.
Xuánzàng’s translations are: T220-iv, 7.774.b07-11 (fasc. 540) = T220-v,
7.873.a28-b1 (fasc. 557). Lokakṣema’s 179 Ce translation (T224, 8.431.c1221), the irst in Chinese, describes Prajñāpāramitā as 極大祝 “an extremely
great incantation” and 猛祝 “an outstanding incantation”.26 Zhī Qiān, 46 years
later, also has a slightly different terminology (T225, 8.484.a1-4): in his text, the
Prajñāpāramitā is the vidyā (神呪) of all Buddhas (諸佛) and Queen of vidyās
(呪中之王矣). The phrase “Queen of vidyās” is used by Xuánzàng in some of
his translations, but not by other translators. This raises the possibility that a
particular branch of the Sanskrit manuscript tradition had mahāvidyārājñī at
23
mahāvidyaiṣā kauśika yaduta prajñāpāramitā, anuttaraiṣā [55] kauśika vidyā yaduta
prajñāpāramitā. atra hi kauśika śikṣamāṇaḥ kulaputro vā kuladuhitā vā nātmavyābādhāya
cetayate, na paravyābādhāya cetayate, nobhayavyābādhāya cetayate. (Kimura PSP_2-3:54-5).
Conze’s translation (1975a: 229; Chp 27).
24
mahāvidyeyaṃ kauśika yaduta prajñāpāramitā | [9] anuttareyaṃ kauśika vidyā yaduta
prajñāpāramitā | niruttareyaṃ kauśika vidyā yaduta prajñāpāramitā atra ca vidyāyāṃ ś[i]
kṣamāṇaḥ kulaputro vā kuladuhitā vā nātmavyābādhāya. [10] cetayate | na pa[ra]vyā[bā]
dhāya cetayate | nobhayavyā[bā]dhāya cetayate || (Karashima et. al. 2016, 141v line 8-10; my
transcription).
25
般若波羅蜜是大呪術、無上呪術。善男子、善女人,學此呪術. (8.542.b5-6)
26
Chinese text revised per Karashima (2011: 64). In ancient China 祝 was the title of the
person who oversaw ritual offerings or who was in charge of ires and incense in temples. It also
meant, “to pray”. (Maitiu O'Ceileachair, personal communication)
36
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
this point and others did not. That said, mahāvidyārājñī is not found in any of
the extant Sanskrit mss. Finally Zhú Fóniàn (T226, 8.514.a28-03) has just two
epithets: “extremely great vidyā” (極大呪) and “preserves the excellence of the
vidyā” (持尊之呪).
The Sanskrit text of the Aṣṭa has the same passage but with six epithets.
kauśika, the perfection of wisdom is a great vidyā (mahāvidyā);
the perfection of wisdom is an immeasurable (apramāṇa) vidyā;
the perfection of wisdom is a measureless (aparimāṇa) vidyā;
the perfection of wisdom is an unsurpassed (anuttara) vidyā;
the perfection of wisdom is an unequalled (asama) vidyā; the
perfection of wisdom is a peerless (asamasameyaṃ) vidyā. What
is the reason? For here, kauśika, a kulaputra or kuladuhitṛ, training
in this vidyā would not intend harm for themselves, for another or
for both.27
Note that apramāṇa and aparimāṇa are close synonyms, as are asama
and asamasama. As far as extant manuscripts go, Aṣṭa is more elaborate than
Pañcaviṃśati at this point, despite the latter being notionally a development
from the former. The texts seem to have continued to evolve independently
of the process of expansion, i.e. after Buddhists expanded Aṣṭa to produce
Pañcaviṃśati, they continued to tinker with Aṣṭa. The Gilgit Pañcaviṃśati has
three epithets in Passage One, while the later Nepalese mss. have only two. That
the extra terms are not found in any Chinese translation suggests that this feature
may be a late addition to the manuscripts from India.
Passage Two
The second passage is very similar in its phrasing, but the epithets are followed
by a reference to the Buddhas of the three times and ten directions (atītānāgatapratyutpannā daśadiśi) attaining unexcelled perfect enlightenment (anuttarasamyak-sambodhi) as a result of knowledge (vidyā) of the perfection of wisdom.
mahāvidyeyaṃ kauśika yaduta prajñāpāramitā / apramāṇeyaṃ kauśika vidyā yaduta
prajñāpāramitā / aparimāṇeyaṃ kauśika vidyā yaduta prajñāpāramitā / anuttareyaṃ kauśika
vidyā yaduta prajñāpāramitā / asameyaṃ kauśika vidyā yaduta prajñāpāramitā / asamasameyaṃ
kauśika vidyā yaduta prajñāpāramitā / tatkasya hetoḥ? atra hi kauśika [28] vidyāyāṃ śikṣamāṇaḥ
kulaputro vā kuladuhitā vā nātmavyābādhāya cetayate, na paravyābādhāya cetayate,
nobhayavyābādhāya cetayate / (Vaidya 27-28) Cf. Conze 1973a: 104
27
37
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
In all the texts, Passage Two comes a few pages after Passage One in the same
chapter.
kumārajīva’s translation of Pañcaviṃśati, T223, reads:
[Śakra said] “Bhagavan, the Perfection of Wisdom is a great vidyā
(大明呪), an unexcelled vidyā (無上明呪), an unequalled vidyā (
無等等明呪). Why is that? Bhagavan, because the Perfection of
Wisdom can remove all evil dharmas (不善法 = akuśaladharmāḥ)
and enable all good dharmas (善法= kuśaladharmāḥ).”
Then the Buddha said to Śakra, Lord of the Devas, “yes! yes!
kauśika, the Perfection of Wisdom is a great vidyā, an unexcelled
vidyā, an unequalled vidyā. Why is that? kauśika, because all the
Buddhas of the past have used this vidyā to attain supreme perfect
awakening and all the Buddhas of the future and the Buddhas of
the ten directions, because of this vidyā, have attained to supreme,
perfect awakening.” 28
We ind this passage in Xuánzàng’s translations at T220-ii 7.156.a17-22;
(fasc. 429) = T220-i 5.580.b27-c13 (Fasc. 105) 29 = T220-iii 7.556.a24-26; (fasc.
502). Here Xuánzàng refers to the Prajñāpāramitā as 大神明呪王, which is
probably another rendering of Sanskrit mahāvidyārājñī (compare Zhī Qiān’s,
“Queen of vidyās” 呪中之王矣 and Xuánzàng’s “Queen of all vidyās” 一切
呪王 in T225 above). This raises the possibility that Xuánzàng intended 神明
呪 to be read as vidyā. Though not found in the Sanskrit Prajñāpāramitā texts,
the term mahāvidyārājñī is found in Buddhist literature especially in relation to
dhāraṇī and other apotropaic texts. Xuánzàng doesn’t use the phrase 大神明
呪王 in Passage One of T220-iv or in either passage in T220-v. The only other
translator who uses the phrase is Zhī Qiān (225 Ce) whose 明呪中之王矣 in
Passage One also represents mahāvidyārājñī.30
世尊!般若波羅蜜是大明呪、無上明呪、無等等明呪。何以故?世尊!是般若波羅
蜜能除一切不善,能與一切善法。」 佛語釋提桓因言:「如是,如是!憍尸迦!般若
波羅蜜是大明呪、無上明呪、無等等明呪。何以故?憍尸迦!過去諸佛因是明呪故,得
阿耨多羅三藐三菩提。未來世諸佛、今現在十方諸佛,亦因是明呪,得阿耨多羅三藐三
菩提。 (8.286b28-c7 = T1509, 25.468.b21-25).
29
here T220-i is elaborated with iller material, mainly extra repetitions, but is essentially the same text.
30
Taishō has a note here to say that Tempyō ms (739 Ce) and the Chinese ms of the Sui (531617) have 祝 for 呪.
28
38
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Mokṣala, in T221, has a quite different translation:
Bhagavan: this perfection of wisdom is a very great art (極大術),
this perfection of wisdom is an unsurpassed art (無上之術), this
perfection of wisdom is an art without equal (無等之術).31
Here vidyā is translated as 術 meaning “technique, art, or skill”, cf.
kumārajīva’s “incantation” 呪術 (literally dhāraṇī-technique?) above.
This conveys the more practical meanings of vidyā quite well, but lacks the
soteriological connotations that are part of the deinition of vidyā.
The irst part of this passage, Śakra’s declaration to the Buddha, is missing
from Kimura’s Sanskrit edition32, but we pick up from the Bhagavan’s reply,
which in any case repeats Śakra’s words. 33
This being said, the Bhagavan said this to Śakra, Lord of the Devas,
“This is so kauśika, this is so. kauśika, perfection of wisdom is a great vidyā
(mahāvidyā); kauśika, perfection of wisdom is an unexcelled vidyā (anuttarā
vidyā); kauśika, perfection of wisdom is an unequalled vidyā. What is the
reason? Because, kauśika, all those perfect Buddhas, who are worthy and fully
awakened Tathāgatas in the three times and the ten directions, awaken and will
awaken in the future to the unexcelled, perfect awakening having arrived at just
this perfection of wisdom.”34
世尊!是般若波羅蜜為極大術,般若波羅蜜無上之術,般若波羅蜜者無等之術。
(8.48.b14-22; fs. 7, chp.25). “In Mokṣala's very early translation 是 is an anaphoric pronoun,
'this', not a verb. Here 為 is the verb 'to be'. This is characteristic of an early period of Chinese
language.” (Maitiu O'Ceileachair, personal communication)
32
In the Gilgit ms. the missing passage reads: “Śakra said: ‘Bhagavan, the Perfection
of Wisdom is a great vidyā; Bhagavan, the Perfection of Wisdom is an unexcelled vidyā;
Bhagavan, the Perfection of Wisdom is an unequalled vidyā. Why is that? Bhagavan, because
the Perfection of Wisdom dries up all unskilful dharmas and upholds all skilful dharmas.’” śakra
ahā | mahavidyeyaṃ bhagavan yaduta prajñāpāramitā | anuttareyaṃ bhagavan vidyā yaduta
prajñāpāramitā [13] asamasameyaṃ bhagavan vidyā yaduta prajñāpāramitā | tat kasya hetoḥ |
tathā hi bhagavan prajñāpāramitā sarvakuśalānaṃ dharmā[ṇāṃ] uccho[ṣa]yitrī sarvākuśalānaṃ
dharmāṇaṃ dātrī | (Karashima et. al. 2016, folio 146v. lines 12-13; my transcription).
33
This passage is omitted from Dutt. Nattier (1992: 213) was writing before the publication of
Kimura’s edition of the Pañcavimśati so was not able to provide a Sanskrit counterpart. Compare
Conze (1975a: 237).
34
evam ukte bhagavān śakraṃ devānām indram etad avocat: evam etat kauśikaivam
etat, mahāvidyeyaṃ kauśika yad uta prajñāpāramitā, anuttareyaṃ kauśika vidyā yaduta
prajñāpāramitā, asamasameyaṃ kauśika vidyā yaduta prajñāpāramitā. tat kasya hetos? tathā
hi kauśika ye ‘tītānāgatapratyutpannā daśadiśi loke tathāgatā arhantaḥ samyaksaṃbuddhāḥ
31
39
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
As with Passage One, we can trace Passage Two in the various versions of
Aṣṭa. In kumārajīva’s translation T227 the most pertinent part is:
Prajñāpāramitā is a great vidyā (大明呪); Prajñāpāramitā is an
unsurpassed vidyā (無上呪); Prajñāpāramitā is an unequalled
vidyā (無等等呪).35
Again, Xuánzàng’s translation, T220-iv, is more elaborate with ive epithets
to kumārajīva’s three:
Prajñāpāramitā is a great vidyā (大神呪); Prajñāpāramitā is a
great vidyā (大明呪); Prajñāpāramitā is an unsurpassed vidyā (
無上呪); Prajñāpāramitā is an unequalled vidyā (無等等呪);
Prajñāpāramitā is the queen of all vidyās (一切呪王).36
Lokakṣema’s translation, T224 (8.433.b22-3), has three epithets compared
to the two in Passage One, i.e. “an extremely great incantation” (極大祝), “a
supremely venerable incantation” (極尊祝), and “an unequalled incantation”
(無有輩祝). Zhī Qiān’s translation, T225, provides only one epithet here,
i.e. “greatly honoured vidyā” (大尊咒) (8.484.b13-15). Zhú Fóniàn, T226
(8.515.c12-20) has three epithets which, apparently following Lokakṣema, he
translates, “an extremely great vidyā” (極大呪), “a supremely venerable vidyā”
(極尊呪), and “an unequalled vidyā” (無有輩呪). The counterpart Sanskrit text
of the Aṣṭa reads:
When this was said Śakra, Lord of the Devas, said this to the
Bhagavan: “Bhagavan, the perfection of wisdom is a great vidyā
(mahāvidyā); the perfection of wisdom is an immeasurable
(apramāṇa) vidyā; the perfection of wisdom is a measureless
(aparimāṇa) vidyā; the perfection of wisdom is an unsurpassed
(niruttarā) vidyā; the perfection of wisdom is an unequalled
sarve te imām eva prajñāpāramitām āgamyānuttarāṃ samyaksaṃbodhim abhisaṃbuddhā
abhisaṃbudhyante abhisaṃbhotsyante ca. (Kimura PSP 2-3:70) The Gilgit ms. has the same
epithets here.
35
般若波羅蜜是大明呪,般若波羅蜜是無上呪,般若波羅蜜是無等等呪。 (8.543b2529) In the Taishō ed. this occurs under a subheading: 摩訶般若波羅蜜明咒品第四
“Mahāprajñāpāramitā-vidyā, Section Four.”
36
甚深般若波羅蜜多是大神呪,是大明呪,是無上呪,是無等等呪,是一切呪王,
(7.777.c05-6). Compare T220-v, fasc. 557 (7.875.a2-7).
40
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
(asama) vidyā; the perfection of wisdom is a peerless
(asamasama) vidyā.”37
This is followed, as above, by the Buddha’s reply. Here again, Aṣṭa doubles
up some of the epithets: apramāṇa = aparimāṇa; and niruttara = anuttara; and
asama = asamasama. We saw the use of niruttara in the Gilgit ms. parallel of
Passage One.
We conclude this survey of the Prajñāpāramitā literature by noting that we
can even get a glimpse of the Heart Sutra passage in Rgs, T229:
This great vidyā (大明) of perfect wisdom is the mother of all Buddhas,
Able to remove distress in all world spheres,
All the Buddhas of the three times and the ten directions,
Schooled in this knowledge are the supreme masters.38
This corresponds to the Buddhist Hybrid Sanskrit text:
This perfection of wisdom of the Jinas is a great vidyā,
In the realm abounding in beings, whose nature is suffering, grief,
and darkness.
The world protectors of past and future, in the ten directions, who,
Trained in this vidyā, are the unexcelled kings of the knowledgeable.39
Here, 大明 corresponds to mahāvidyā in the Sanskrit text. Fǎxián was
constrained to translate each line of verse as seven Chinese characters, so
37
evam ukte śakro devānām indro bhagavantam etad avocat - mahāvidyeyaṃ bhagavan
yaduta prajñāpāramitā / apramāṇeyaṃ bhagavan vidyā yaduta prajñāpāramitā / aparimāṇeyaṃ
bhagavan [37] vidyā yaduta prajñāpāramitā / niruttareyaṃ bhagavān vidyā yaduta
prajñāpāramitā / anuttareyaṃ bhagavan vidyā yaduta prajñāpāramitā / asameyaṃ bhagavan
vidyā yaduta prajñāpāramitā / asamasameyaṃ bhagavan vidyā yaduta prajñāpāramitā / (Vaidya
1960: 36-7).
38
大明般若諸佛母,能除苦惱徧世界, 所有三世十方佛,學此明得無上師。(8.678.a4-5)
39
mahavidya prajña ayu pāramitā jinānāṃ | dukhadharmaśokaśamanī pṛthusattvadhātoḥ || ye
‘tīta’nāgatadaśaddiśa lokanāthā | ima vidya śikṣita anuttaravaidyarājāḥ || Rgs 3.5 || . (Yuyama
1976: 23 = Conze 1973a: 15):
41
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
even though 明 literally means “bright” we have to read it here as a poetic
abbreviation of 明呪 i.e. as vidyā. If Conze is correct in his assumption that
Rgs is the earliest of all the Prajñāpāramitā texts, then here we see the epithets
passage in its earliest form, though we now have reason to believe that Aṣṭa was
composed in Gāndhārī (Falk & karashima 2012).
Comparing the two passages in Pañcaviṃśati, Passage Two seems more
likely to be the source of the epithets passage in the Heart Sutra than Passage
One. In fact, the wording of kumārajīva’s Pañcaviṃśati (T223) is identical to
the Heart Sutra text attributed to him (T250). Also the association with the idea
of all the Buddhas of the three times awakening through Prajñāpāramitā is
similar to the immediately preceding part of the Heart Sutra.
Vidyā vs. Mantra
Yamabe observed that in Sanskrit Prajñāpāramitā is a vidyā and not a mantra
or a dhāraṇī (nattier 1992, n. 54a). The present survey conirms this and across
a wider range of texts. The Sanskrit Prajñāpāramitā literature always refers
to Prajñāpāramitā as a vidyā rather than as a mantra. So how did the Sanskrit
Heart Sutra, which is after all a quote from the Large Prajñāpāramitā text,
come to have the word mantra? I will look at the problem from two angles:
semantics and chronology.
Semantics
Conze asserts that vidyā is “untranslatable” (1975b: 122) and renders it both
as “science” (122) and “lore” (237). Vidyā derives from the verbal root √vid
“to know, to discover” (cognate with “wise, wisdom” etc). Sometimes vidyā
is translated as “science”, but the whole context is pre-scientiic so this is
anachronistic. Vidyā refers to knowledge in a particular ield: knowledge of the
Vedas, knowledge of political governance, etc. Knowledge cultivated through
learning and experience, rather than divinely inspired knowledge or insight. It
also has a magical connotation. Knowledge in the sense of vidyā bestows control
over the subject studied; when one thoroughly knows a subject one is said to
have “mastered” it. In the context of Prajñāpāramitā, vidyā seems to mean
knowledge in verbal form that has speciic apotropaic and/or soteriological
value in a Buddhist context.
Knowing, as we now do, that the surviving Sanskrit texts all have vidyā, we
can conidently read the many Chinese variants祝, 咒, 呪, 明, 明呪, 術, 呪
42
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
術, 神呪, and 神明咒in this context as translations of vidyā. The common
element, with a few exceptions already discussed, is a character pronounced
/tjus/ in Old Chinese (Mandarin zhòu). Lokakṣema’s translations have the
synonym 祝 “incantation” pronounced / tjugs/ (Mandarin zhù).
The Sanskrit Heart Sutra has four epithets. Although numbers vary, only
Xuánzàng’s translations have more than three, and speciically the version of
the Heart Sutra attributed to him (T251) has four. Where most Chinese texts
have something resembling the core epithets of “great”, “unsurpassed” and
“unequalled” (大明, 無上, and無等等), the translation of Aṣṭa by Zhī Qiān
(T225) only has two, i.e. “vidyā of all the Buddhas” (諸佛神呪) and “Queen
of vidyās” (呪中之王矣) corresponding to Xuánzàng’s “great vidyā” (大神呪)
and “Queen of all vidyās” (一切呪王). There is no extant Sanskrit manuscript
with these two extra epithets.
Against this reading, we have the commentaries produced by Xuánzàng’s
two main students, kuījī and Woncheuk, both of which understand 明呪 as two
words. As noted above, Beal, relying on a Tang Dynasty commentary, renders
咒 as dhāraṇī (1865: 28). In kuījī’s commentary, T1710, he prefaces his gloss
on this section of the text with a well known fourfold classiication of types
of dhāraṇī that occurs in the Bodhisattvabhūmi and the Yogācārabhūmiśāstra
(translated by Xuánzàng). This suggests that kuījī is also reading 呪/咒 as
dhāraṇī, even though both Hyun Choo (2006) and Shih & Lusthaus (2006)
render the character as mantra in their translations of these early commentaries.
Woncheuk (T1711) glosses 大明咒 as: “[Because] it dispels darkness (
暗) and removes ignorance (除癡), it is called the great-bright-dhāraṇī (大明
咒).”40Woncheuk uses the character 暗 “dark” as a contrast to 明 “bright”, which
suggests he understood 明咒 as two words, in this case “bright dhāraṇī” rather
than vidyā. But he also describes it as “removing ignorance” 除癡 so perhaps
he was aware of the ambiguity, since avidyā is a common word for ignorance.
kuījī glosses 明 as a standalone character: “it breaks through where there is no
light.”41
Woncheuk seemingly had a Sanskrit manuscript of the Heart Sutra to consult.
Lusthaus refers to it as a Sanskrit “original” (2003:83), though this assertion
appears to go beyond the evidence available. That a Sanskrit text was available
遣暗除癡稱大明咒。(33.551.c03)
無幽不燭曰明 (33.0542a17) An alternative reading is: “shining through all darkness” (Shih
2001: 122)
40
41
43
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
in China after Xuánzàng’s death is not evidence that it preceded any Chinese
version. On the contrary, we fully expect a Sanskrit version to be available in
China before Xuánzàng’s death, especially if Nattier’s conjecture is right and
Xuánzàng himself translated the Heart Sutra from Chinese into Sanskrit.
To sum up, we have considered all of the Sanskrit and Chinese versions of
the Aṣṭa and Pañcaviṃśati, plus a few related texts. All the Sanskrit texts have
vidyā where the Sanskrit Heart Sutra has mantra. I have shown that all of the
Chinese Prajñāpāramitā texts have read vidyā as well, although Tang Dynasty
commentators seem to have understood 咒/呪 to mean dhāraṇī. I believe we can
explain these discrepancies with reference to Jan Nattier’s hypothesis that the
Heart Sutra was composed in China, combined with some observations about
how the Buddhist lexicon changed over time.
Context and Chronology
The different parts of The Heart Sutra tell us that it was composed in an
environment of devotion to the bodhisattva Avalokiteśvara, of meditative
practices involving examination of the skandhas, and of dhāraṇī chanting.
These are all mainstream Mahāyāna Buddhist practices in China in the early
Medieval Period (cf. Copp 2014).
The presence of a mantra, if it is a mantra, tempts many commentators to
think of this text as tantric (see for example kūkai’s commentary in hakeda
1972: 262). ryūichi Abe (1999) distinguishes Tantra proper from the disparate
elements associated with Tantra (speciically a mantra) present in Japan before
Tantric Buddhism was introduced when Saichō and kūkai returned from
China in the early 9th Century. Similarly, I would argue that the presence of a
mantra alone, if it is a mantra, is not evidence for Tantric Buddhism. Tantra
is a context within which elements such as mantras are combined with other
essential elements (mudrā, maṇḍala, abhiṣeka, etc), which make a particular
kind of sense. Without this context, an isolated element such as a mantra cannot
be considered Tantric. Mantra is a term appropriate to the context of Buddhists
involved in bestowing abhiṣeka and practising sādhana, and arguably not
applicable to the environment of the Heart Sutra.
More recently, Paul Copp has argued that teleological arguments along the
lines that a dhāraṇī represents a “proto-Tantric” element have blinded scholars
to the signiicance of dhāraṇī in medieval China (2014: 198). Like Abé, Copp’s
argument points away from treating the dhāraṇī as a “proto-Tantric” feature
and opens up the possibility of understanding dhāraṇī in its own right. Copp’s
44
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
comments apply to Prajñāpāramita qua vidyā as much as dhāraṇī. Although
both dhāraṇī and mantra might involve spoken (or, especially in China, written)
phrases or sounds, they are understood as having different functions. Broadly
speaking, the former is protective, while the latter is transformative.
Were it not for the recurring word mantra in the text, I suggest that we would
conclude that the string “gate gate pāragate pārasaṃgate bodhi svāhā” is a
dhāraṇī. For example, unlike almost all mantras, it does not start with oṃ42; it
does not contain a bīja or seed-syllable; and does not relate to a deity or ritual
function. On the other hand, it does use a sequence of variants on a word that is
characteristic of dhāraṇī. Nattier notes (1992: 211, n.52, 53) the similar “spells”
contained in the Chinese texts identiied by Mcrae and Fukui, e.g. in T901 《陀
羅尼集經》 Dhāraṇī Collection Sūtra, are referred to as dhāraṇī. The character
心 “heart” (in the title of T251) often corresponds to Sanskrit citta and is usually
translated literally as “heart”; however, Fukui has argued that 心 can also be
read as dhāraṇī (cited in Nattier 1992: 175-6; 210, n.47). To this, we can add the
observation that some of the Nepalese manuscripts of the Heart Sutra explicitly
refer to the text as a dhāraṇī.43
Although vidyā later becomes, at times, almost synonymous with mantra, at
the time the Aṣṭa and the Pañcaviṃśati were composed, Indian Buddhists still
saw mantra as non-Buddhist. The Pāli Nikāyas contain a few passages making
it clear that the chanting of mantras is, at the very least, wrong-livelihood and
forbidden for bhikkhus (Dn i.9; Sn i.167, Sn 480). In early Mahāyāna texts
(i.e. Aṣṭa or Pañcaviṃśati), mantra was viewed quite negatively (see for
example, Conze 1973: 160, 205, and 206). By contrast, the chanting of parittā,
or protective texts, was already established as a popular Buddhist practice by the
time of the Milindapañha (150-4). The Kāraṇḍavyūha Sūtra repeatedly refers to
oṃ maṇipadme hūṃ, the “mantra” of Avalokiteśvara, as ṣaḍakṣarī mahāvidyā
or “six-syllabled great incantation” (2002: 61; cf. Roberts 2012: 230-231).
Studholme dates the Kāraṇḍavyūha to the fourth century CE. Peter Roberts, also
commenting on the Kāraṇḍavyūha, remarks that, in this context, vidyā means
“spell” or “incantation” and mahāvidyā means “great incantation” (2012: 230).
He marks the sūtra as having many features in common with the Prajñāpāramitā
The only exceptions I am aware of occur in the Mahāvairocana-abhisaṃbodhi-tantra,
where mantras may begin with namaḥ samantabuddhānām… or namaḥ samantavajrānām… (see
Hodge 2003)
43
For example, (using notation from Conze 1948) Ne: Ārya-pañcaviṃśatikā-prajñāpāramitāhṛdaya nāma dhāraṇī; Nh: Ārya-śrī-pañcavinsatikā-prajñāpāramitā-hṛdaya nāma dhāraṇī.
42
45
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
literature, except that the ṣaḍakṣarī mahāvidyā replaces prajñāpāramitā as the
“supreme principle of Mahāyāna” (2002: 87). Although there is no evidence that
the composer of the Heart Sutra was aware of the Kāraṇḍavyūha, the inclusion
of Avalokiteśvara suggests devotion to the cult of the bodhisattva and probably
some sympathy with the ideas in the Kāraṇḍavyūha that feature Avalokiteśvara
in a soteriological role.
All this suggests that mantra is not only a back-translation but a mistranslation
of vidyā. Though the words in the epithets passage were originally composed in
one milieuwhere protective incantations were relevant, but mantras were alien
and forbiddenby the time the Chinese Heart Sutra came to be translated into
Sanskrit the religious and linguistic landscape in India and China had changed.
In the interim mantra had been assimilated into Buddhist practice. In other
words, the Sanskrit translation of the Heart Sutra must have been produced in a
milieu where the two characters 明呪 were naturally taken to be two words, and
mantra seemed the natural translation of 呪 rather than vidyā or dhāraṇī. This
suggests a context where Tantric Buddhism was prominent, dhāraṇī had been
assimilated to mantra, and the non-Tantric nature of the Heart Sutra was easily
overlooked. This supports Nattier’s conjecture that the translation into Sanskrit
occurred relatively late, probably in the 7th century.
The conclusion seems to be that there is no mantra in the Heart Sutra.
Instead, it contains a dhāraṇī and refers to Prajñāpāramitā as a superlative
kind of practical knowledge or incantation (vidyā). This leaves the modern
commentator with a problem. If mantra is a mistranslation based on a misreading
of the Chinese text due to historical shifts in Buddhist terminology, should we
“correct” the text? Every Sanskrit witness of the Heart Sutra understands the
mistaken translation as the correct one. Does any modern scholar have the kind
of authority that would legitimise overriding traditional witnesses, stretching
back over 1000 years?
The Problem of the Heart Sutra Ur-text
As this study shows, we have a particular problem with the Heart Sutra. Conze
and other editors have treated the Heart Sutra as an Indian, Sanskrit, Buddhist
sūtra. In creating his critical edition, Conze sought to recreate a putative urtext in Sanskrit, seeing in it the source of the extant texts in many languages.
Now, however, we can say beyond any reasonable doubt that this “ur-text” was
a translation from a Chinese text that is similar to, but not exactly like T250
46
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
or T251. It was probably created some time in the 7th century, much later than
Conze thought. Important as it is to establish the earliest Sanskrit text of the
Heart Sutra, the ur-text itself was almost certainly Chinese. I would argue that
the Chinese ur-text is no longer extant, since none of the surviving versions is
suficiently similar to the Sanskrit Heart Sutra, or to each other, to have been
the source of the others.
A further complication is that our text is a composite made up largely of
quotations from other texts. Even if we establish a Chinese ur-text of the Heart
Sutra, we can still peel away further layers and seek its origins in other texts, mainly
of the Prajñāpāramitā genre. But the Prajñāpāramitā literature is itself far from
being ixed. A core text has evolved into a number of species of different sizes, each
of which has continued to evolve at different rates so that surviving manuscripts
of a supposedly “early” text, Aṣṭa, may show features that apparently post-date the
“later” text Pañcaviṃśati. We have reason to believe that the core Prajñāpāramitā
text was composed in Gāndhārī and only later translated into Sanskrit (Falk &
Karashima 2012). Beyond this, the origins of Prajñāpāramitā texts are obscure,
though there are some afinities with Pāli texts (e.g. Mn 121, 122, Sn 12.15 etc.).
Each time we approach the horizon we see a new mountain range far off in the
distance. Unfortunately, as we go back in time our sources become fewer and less
complete. It may be that the very idea of an ur-text is meaningless under these
circumstances. All we can really do is establish the text at certain points in space
and time and relate it to the appropriate historical circumstances.
Appendix 1: Parallel Passages
Passage One
Pañcaviṃśati
T220-ii, 5.151.a29-b3:44 如是般若波羅蜜多是大神呪,如是般若波羅蜜多
是大明呪,如是般若波羅蜜多是無上呪,如是般
若波羅蜜多是無等等呪,如是般若波羅蜜多是一
切呪王
T221, 8.46a.03-05:
拘翼!是般若波羅蜜者,無上之術。善男子、善
女人學是術者,亦不自念惡,亦不念他人惡,亦
不念兩惡。
44
(fasc. 428, Chp. 30) = T220-i 568.b19-23 (fasc. 102) = T220-iii 551.b10-14 (fasc. 501,)
47
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
T223, 8.283b9-11:
T1509, 25.463.c07-8:
kimura PSP_2-3:54-5:
Gilgit 141v line 8-10:
Aṣṭa
T220-iv, 7.774.b07-11:
T220-v, 7.873.a28-b1:
T224, 8.431.c12-21:45
T225, 8.484.a1-4:
T226, 8.514.a28-03:
T227, 8.542.b5-6
45
是般若波羅蜜是大明呪,是無上明呪。若善男子
善女人,於是明咒中學,自不惱身,亦不惱他,
亦不兩惱。
是般若波羅蜜,是大明呪、是無上呪。
mahāvidyaiṣā kauśika yad uta prajñāpāramitā,
anuttaraiṣā [55] kauśika vidyā yad uta prajñāpāramitā.
mahāvidyeyaṃ kauśika yaduta prajñāpāramitā | [9]
anuttareyaṃ kauśika vidyā yaduta prajñāpāramitā |
niruttareyaṃ kauśika vidyā yaduta prajñāpāramitā
如是般若波羅蜜多是大神呪,是大明呪,是無上
呪,是無等等呪;如是般若波羅蜜多是諸呪王,
最上、最妙、無能及者,具大威力,能伏一切,
不為一切之所降伏。
如是般若波羅蜜多是大神呪、是無上呪,若能於
此精勤修學,不為自害、不為他害、不為俱害,
疾證無上正等菩提
何以故?是般若波羅蜜者極大祝,人中之猛
祝。學是祝者,是善男子、善女人不自念惡,
亦不念他人惡,都無所念惡,善為人中之雄,
自致作佛,為護人民蜎飛蠕動,學是祝者疾成
佛道也。
所以然者,斯定,諸佛神呪,呪中之王矣。學是
咒者,不自念惡、不念人惡,都無惡念,是為人
中之雄,自致作佛,為護眾生。
是般若波羅蜜者,極大呪,持尊之呪。學是呪
者,善男子、善女人不自念惡,亦不念他人惡,
都不念惡,為人中之雄,自致作佛,當護一切人
般若波羅蜜是大呪術、無上呪術。善男子、善女
人,學此呪術,不自念惡,不念他惡,不兩念
惡;學是呪術,得阿耨多羅三藐三菩提,得薩婆
若智,能觀一切眾生心。
Revised per Karashima (2011: 64).
48
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
(Vaidya 27-28):
mahāvidyeyaṃ kauśika yaduta prajñāpāramitā /
apramāṇeyaṃ kauśika vidyā yaduta prajñāpāramitā /
aparimāṇeyaṃ kauśika vidyā yaduta prajñāpāramitā
/ anuttareyaṃ kauśika vidyā yaduta prajñāpāramitā
/ asameyaṃ kauśika vidyā yaduta prajñāpāramitā /
asamasameyaṃ kauśika vidyā yaduta prajñāpāramitā /
Passage Two
Pañcaviṃśati
T220-ii, 7.156.a17-22:46 「世尊!如是般若波羅蜜多是大神呪、是大明
呪,是無上呪,是無等等呪,是一切呪王,最尊
最勝、最上最妙,能伏一切,不為一切之所降
伏。何以故?世尊!如是般若波羅蜜多能除一切
惡不善法,能攝一切殊勝善法。」 爾時,佛告
天帝釋言:「如是!如是!如汝所說。何以故?
憍尸迦!過去未來現在諸佛,皆因如是甚深般若
波羅蜜多大神咒王,證得無上正等菩提,轉妙法
輪度無量眾。
T221, 8.48.b14-22:
世尊!是般若波羅蜜為極大術,般若波羅蜜無上
之術,般若波羅蜜者無等之術。
T223, 8.286b28-c7:
世尊!般若波羅蜜是大明呪、無上明呪、無等等明
呪。何以故?世尊!是般若波羅蜜能除一切不善,
能與一切善法。」 佛語釋提桓因言:「如是,如
是!憍尸迦!般若波羅蜜是大明呪、無上明呪、
無等等明呪。何以故?憍尸迦!過去諸佛因是明呪
故,得阿耨多羅三藐三菩提。未來世諸佛、今現在
十方諸佛,亦因是明咒,得阿耨多羅三藐三菩提
T1509, 25.468.b21-25: as for T223.
Kimura PSP 2-3:70:
evam ukte bhagavān śakraṃ devānām indram etad
avocat: evam etat kauśikaivam etat, mahāvidyeyaṃ
kauśika yad uta prajñāpāramitā, anuttareyaṃ kauśika
vidyā yad uta prajñāpāramitā, asamasameyaṃ
kauśika vidyā yad uta prajñāpāramitā.
46
(fasc. 429) = T220-i, 5.580.b27-c13 (Facs. 105) = T220-iii 7.556.a24-26; (fasc. 502).
49
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Gilgit 146v: 12-13
Aṣṭa
T220-iv, 7.777.c05-6:
T220-v, 7.875.a2-7:
T224, 8.433.b22-3:
T225, 8.484.b13-15:
T226, 8.515.c12-20:
T227, 8.543.b28-c3:
(Vaidya 36-7):
śakra ahā | mahavidyeyaṃ bhagavan yaduta
prajñāpāramitā | anuttareyaṃ bhagavan vidyā yaduta
prajñāpāramitā [13] asamasameyaṃ bhagavan
vidyā yaduta prajñāpāramitā | tat kasya hetoḥ |
tathā hi bhagavan prajñāpāramitā sarvakuśalānaṃ
dharmā[ṇāṃ]
uccho[ṣa]yitrī
sarvākuśalānaṃ
dharmāṇaṃ dātrī |
甚深 般若波羅蜜多是大神呪,是大明呪,是無上
呪,是無等等呪,是一切呪王,最尊最勝、最上
最妙,能伏一切,不為一切之所降伏。
甚深般若波羅蜜多是大神呪、是大明呪、是無上
呪、是無等等呪。
極大祝般若波羅蜜,極尊祝般若波羅蜜,無有輩
祝般若波羅蜜。
大尊呪
釋提桓因白佛:「般若波羅蜜極大呪。天中天!
般若波羅蜜極尊呪、無有輩呪。」佛言:「如
是,如是!拘翼!般若波羅蜜為極大呪,般若波
羅蜜為極尊呪,般若波羅蜜無有輩呪。
「世尊!般若波羅蜜是大明呪,般若波羅蜜是無
上呪,般若波羅蜜是無等等呪。」 佛言:「如
是,如是!憍尸迦!般若波羅蜜是大明呪,般若
波羅蜜是無上呪,般若波羅蜜是無等等呪。何以
故?憍尸迦!過去諸佛,因是明呪,得阿耨多羅
三藐三菩提。未來諸佛,亦因是呪,當得阿耨多
羅三藐三菩提。
mahāvidyeyaṃ bhagavan yaduta prajñāpāramitā /
apramāṇeyaṃ bhagavan vidyā yaduta prajñāpāramitā
/ aparimāṇeyaṃ bhagavan [37] vidyā yaduta
prajñāpāramitā / niruttareyaṃ bhagavān vidyā
yaduta prajñāpāramitā / anuttareyaṃ bhagavan vidyā
yaduta prajñāpāramitā / asameyaṃ bhagavan vidyā
yaduta prajñāpāramitā / asamasameyaṃ bhagavan
vidyā yaduta prajñāpāramitā /
50
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Ratnaguna
T229, 8.678.a4-5:
Rgs 3.5
大明般若諸佛母,
mahavidya prajña ayu pāramitā jinānāṃ |
Appendix 2: Epithets Correspondence Tables
hṛd
T251 848c18-19
Xz
hṛd
T250 847c24-25
Kj
大神咒
大明咒
無上咒
無等等咒
大明呪
無上明呪
無等等呪
Passage One
Chinese Texts
100
T220-i 568.b1923 (fasc. 102)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
25
T220-ii 151.
a29-b3 (fasc. 428)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
18
T220-iii 551.b1014 (fasc. 501)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
08
T220-iv 774.b0711 (fasc. 540)
Xz
大神呪
大明呪
無上呪
無等等
呪
08a
T220-v 873.
a28-b1 (fasc. 557)
Xz
大神呪
25
T1509 463.c07-8
(57)
Kj
大明呪
無上呪
25
T223 283.b9-11
Kj
大呪術
無上呪
08
T227 542.b5-6
Kj
大呪術
無上呪
25
T221 46a.03-05
(fs. 7)
Mo
08
T226 514.a29
ZF
無上呪
無上之
術
極大呪
51
持尊之
呪
無等等
呪
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
08
T225 484.a1
ZQ
08
T224 431.c12-21
Lk
Sanskrit
25:
25:
諸佛神
呪
呪中之
王矣
極大祝
猛祝
mahāvidyā, anuttarā vidyā. (Kimura PSP 2-3:70)
mahāvidyā, anuttarā vidyā, niruttarā vidyā (Gilgit
141v line 8-10)
mahāvidyā, apramāṇā vidyā, aparimāṇā vidyā, anuttarā
vidyā, asamā vidyā, asamasamā vidyā. (Vaidya 27-8)
08:
Passage Two
Pañcaviṃśati = kimura (PSP 2-3:70) = Conze (1975a: 237, Chp 28)
Aṣṭa = Vaidya (36-7) = Conze (1973a: 108-9)
Rgs
T229 678.a4-5
Fx
大明
25
T1509 468.b2125 (58)
Kj
大明呪
無上呪
無等等
呪
100
T220-i 580.
b27-c13 (fasc.
105)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
25
T220-ii 156.a1722; (fasc. 429)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
18
T220-iii 556.a2426; (fasc. 502)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
08
T220-iv 777.c056; (fasc. 540)
Xz
大神呪
大明呪
無上呪
無等等
呪
一切呪
王
08a
T220-v 875.a2-7
(fasc. 557)
Xz
大神呪
大明呪
無上呪
無等等
呪
25
T223 286.b28-c7
Kj
大明呪
無上明
呪
無等等
明呪
52
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
08
T227 543.b28-29
Kj
大明呪
無上呪
無等等
呪
25
T221 48.b14-22
(fs. 7) 25
Mo
極大術
無上之
術
無等之
術
08
T226 515.c12-20
ZF
極大呪
極尊呪
無有輩
呪
08
T225 484.b13-15
ZQ
08
T224 433.b22-3
Lk
極大祝
極尊祝
無有輩
祝
25:
大尊呪
mahāvidyā, anuttarā vidyā, asamasamā vidyā.
(Kimura PSP 2-3:70)
mahavidya, anuttarā vidyā, asamasamā vidyā. (Gilgit
146v: 12-13)
mahāvidyā, apramāṇā vidyā, aparimāṇā vidyā,
niruttarā vidyā, anuttarā vidyā, asamā vidyā,
asamasamā vidyā. (Vaidya 36-7)
mahavidya, vidya (Yuyama 1976: 23) = Conze
(1973a: 15)
25:
08:
Rgs:
Abbreviations
Aṣṭa
Aṣtadaśa
Dn
Fx
kj
Lk
Mo
Pañcaviṃśati
PSP
Rgs
Aṣṭasāhasrikā-prajñāpāramitā-sūtra
Aṣṭadaśasāhasrikā Prajñāpāramitā Sūtra
Dīgha nikāya
Faxian
kumārajīva
Lokakṣema
Mokṣala
Pañcaviṃśatisāhasrikā-prajñāpāramitā-sūtra
Kimura (2010)
Ratnaguṇasaṃcayagāthā
53
‘EPITHETS OF THE MANTRA’ IN THE HEART SUTRA
Śata
Sn
Sn
T
Vaj
Xz
ZF
ZQ
Śatasāhasrikā Prajñāpāramitā Sūtra
Suttanipāta
Saṃyutta nikāya
Taishō edition of Chinese Tripiṭaka.
Vajracchedikā-prajñāpāramitā
Xuánzàng
Zhú Fóniàn
Zhī Qiān
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